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VOYA

Voya Financial, Inc.

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Tapewire entity
3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2023 Filed Sep 19, 2023 16:03 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.476 $69.48 $449.95
Disclosure

SEC source: 0001127602-23-024427 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,536.386

Underlying: Common Stock · 6.476 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:18 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.408 $69.68 $237.47
Disclosure

SEC source: 0001127602-23-023686 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,901.862

Underlying: Common Stock · 3.408 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 16:14 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.458 $69.68 $449.99
Disclosure

SEC source: 0001127602-23-023682 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,529.91

Underlying: Common Stock · 6.458 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 20:08 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.317 $71.60 $237.50
Disclosure

SEC source: 0001127602-23-022711 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,898.454

Underlying: Common Stock · 3.317 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 16:10 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.285 $71.60 $450.01
Disclosure

SEC source: 0001127602-23-022713 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,523.452

Underlying: Common Stock · 6.285 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 20:15 UTC
Biggar LynneDirector
Exercise / conversionDeferred Fee Plan Issuer Stock Units · Derivative 186 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022715 · form4.xml · derivative · entry 2

Biggar Lynne · CIK 0001607084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,866.638

Underlying: Common Stock · 186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 20:15 UTC
Biggar LynneDirector
Exercise / conversionCommon Stock 186 $72.56 $13,496.16
Disclosure

SEC source: 0001127602-23-022715 · form4.xml · nonDerivative · entry 1

Biggar Lynne · CIK 0001607084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued in accordance with the terms of the Amended and Restated Director Deferred Fee Plan.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:03 UTC SaleCommon Stock 2,074 $72.93 $151,256.82
Disclosure

SEC source: 0001127602-23-021999 · form4.xml · nonDerivative · entry 1

Butler Yvette S. · CIK 0001860401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $72.91 to $72.94. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each seperate price.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:10 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.198 $74.26 $237.48
Disclosure

SEC source: 0001127602-23-021648 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,895.137

Underlying: Common Stock · 3.198 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:13 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.06 $74.26 $450.02
Disclosure

SEC source: 0001127602-23-021650 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,517.167

Underlying: Common Stock · 6.06 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 14, 2023 Filed Jul 17, 2023 20:18 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.237 $73.36 $237.47
Disclosure

SEC source: 0001127602-23-020816 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,891.939

Underlying: Common Stock · 3.237 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 14, 2023 Filed Jul 17, 2023 16:15 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.134 $73.36 $449.99
Disclosure

SEC source: 0001127602-23-020811 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,511.107

Underlying: Common Stock · 6.134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:20 UTC
Ogle TrevorSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,555 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020211 · form4.xml · derivative · entry 3

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,593

Underlying: Common Stock · 1,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:20 UTC
Ogle TrevorSee Remarks
Exercise / conversionCommon Stock 1,555 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020211 · form4.xml · nonDerivative · entry 1

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 17:08 UTC Exercise / conversionRestricted Stock Units · Derivative 1,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020175 · form4.xml · derivative · entry 2

Katz Michael Robert · CIK 0001853487 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,298

Underlying: Common Stock · 1,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 17:08 UTC Exercise / conversionCommon Stock 1,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020175 · form4.xml · nonDerivative · entry 1

Katz Michael Robert · CIK 0001853487 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:14 UTC Exercise / conversionRestricted Stock Units · Derivative 1,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020190 · form4.xml · derivative · entry 2

Keshavan Santhosh · CIK 0001852193 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,215

Underlying: Common Stock · 1,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:14 UTC Exercise / conversionCommon Stock 1,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020190 · form4.xml · nonDerivative · entry 1

Keshavan Santhosh · CIK 0001852193 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of ay consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 16:58 UTC
Grubka Robert L.See Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020151 · form4.xml · derivative · entry 5

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,487

Underlying: Common Stock · 1,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 16:58 UTC
Grubka Robert L.See Remarks
Exercise / conversionCommon Stock 1,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020151 · form4.xml · nonDerivative · entry 1

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:03 UTC Exercise / conversionRestricted Stock Units · Derivative 1,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020160 · form4.xml · derivative · entry 4

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,789

Underlying: Common Stock · 1,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 21:03 UTC Exercise / conversionCommon Stock 1,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020160 · form4.xml · nonDerivative · entry 1

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 17:17 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020201 · form4.xml · derivative · entry 2

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,110

Underlying: Common Stock · 1,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 17:17 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionCommon Stock 1,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020201 · form4.xml · nonDerivative · entry 1

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 16:27 UTC
Ferrara NancySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020403 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,104

Underlying: Common Stock · 1,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 16:27 UTC
Ferrara NancySee Remarks
Exercise / conversionCommon Stock 1,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020403 · form4.xml · nonDerivative · entry 1

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:45 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.312 $71.71 $237.50
Disclosure

SEC source: 0001127602-23-020124 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,888.702

Underlying: Common Stock · 3.312 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes a dividend of 13.848 shares.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:39 UTC GrantDeferred Fee Plan Issuer Stock Units · Derivative 151.652 $71.71 $10,874.96
Disclosure

SEC source: 0001127602-23-020241 · form4.xml · derivative · entry 4

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,050.725

Underlying: Common Stock · 151.652 shares

Expires not disclosed

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

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June 30, 2023 Filed Jul 6, 2023 16:27 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.276 $71.71 $450.05
Disclosure

SEC source: 0001127602-23-020403 · form4.xml · derivative · entry 6

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,504.973

Underlying: Common Stock · 6.276 shares

Expires not disclosed

F5 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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June 28, 2023 Filed Jul 5, 2023 21:39 UTC GrantDeferred Fee Plan Issuer Stock Units · Derivative 13.906 $70.26 $977.04
Disclosure

SEC source: 0001127602-23-020241 · form4.xml · derivative · entry 3

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,899.073

Underlying: Common Stock · 13.906 shares

Expires not disclosed

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

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June 28, 2023 Filed Jul 6, 2023 16:27 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 21.003 $70.26 $1,475.67
Disclosure

SEC source: 0001127602-23-020403 · form4.xml · derivative · entry 5

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,498.697

Underlying: Common Stock · 21.003 shares

Expires not disclosed

F5 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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June 15, 2023 Filed Jun 21, 2023 20:14 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.285 $72.30 $237.51
Disclosure

SEC source: 0001127602-23-019155 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,871.542

Underlying: Common Stock · 3.285 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
June 15, 2023 Filed Jul 6, 2023 16:27 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.224 $72.30 $450.00
Disclosure

SEC source: 0001127602-23-020403 · form4.xml · derivative · entry 7

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,477.694

Underlying: Common Stock · 6.224 shares

Expires not disclosed

F5 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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June 06, 2023 Filed Jul 6, 2023 16:27 UTC
Ferrara NancySee Remarks
OtherDeferred Savings Plan Issuer Stock Units · Derivative 906.889 $71.52 $64,860.70
Disclosure

SEC source: 0001127602-23-020403 · form4.xml · derivative · entry 8

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,471.47

Underlying: Common Stock · 906.889 shares

Expires not disclosed

F5 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F6 · shares: The reporting person reallocated investments in their investment portfolio.

F5 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 21:28 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 3.503 $67.80 $237.50
Disclosure

SEC source: 0001127602-23-017363 · form4.xml · derivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,868.257

Underlying: Common Stock · 3.503 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 26, 2023 Filed May 30, 2023 23:22 UTC Exercise / conversionRestricted Stock Units · Derivative 2,074 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-017101 · form4.xml · derivative · entry 2

Butler Yvette S. · CIK 0001860401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,595

Underlying: Common Stock · 2,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest based on their respective award agreements.

F2 · derivative.expiration_date: The restricted stock units will vest based on their respective award agreements.

Read SEC document
May 26, 2023 Filed May 30, 2023 23:22 UTC Exercise / conversionCommon Stock 2,074 $69.44 $144,018.56
Disclosure

SEC source: 0001127602-23-017101 · form4.xml · nonDerivative · entry 1

Butler Yvette S. · CIK 0001860401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2023 Filed May 30, 2023 23:04 UTC Exercise / conversionRestricted Stock Units · Derivative 2,074 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-017079 · form4.xml · derivative · entry 2

TRIPODI JOSEPH V · CIK 0001269275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,269

Underlying: Common Stock · 2,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest based on their respective award agreements.

F2 · derivative.expiration_date: The restricted stock units will vest based on their respective award agreements.

Read SEC document
May 26, 2023 Filed May 30, 2023 23:04 UTC Exercise / conversionCommon Stock 2,074 $69.44 $144,018.56
Disclosure

SEC source: 0001127602-23-017079 · form4.xml · nonDerivative · entry 1

TRIPODI JOSEPH V · CIK 0001269275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2023 Filed May 30, 2023 23:10 UTC
Chwick JaneDirector
Exercise / conversionRestricted Stock Units · Derivative 2,074 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-017087 · form4.xml · derivative · entry 2

Chwick Jane · CIK 0001589706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,012

Underlying: Common Stock · 2,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The stock units will vest based on their respective award agreements.

F2 · derivative.expiration_date: The stock units will vest based on their respective award agreements.

Read SEC document
May 26, 2023 Filed May 30, 2023 23:10 UTC
Chwick JaneDirector
Exercise / conversionCommon Stock 2,074 $69.44 $144,018.56
Disclosure

SEC source: 0001127602-23-017087 · form4.xml · nonDerivative · entry 1

Chwick Jane · CIK 0001589706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2023 Filed May 30, 2023 19:01 UTC GrantRestricted Stock Units · Derivative 2,165 $69.29 $150,012.85
Disclosure

SEC source: 0001127602-23-017075 · form4.xml · derivative · entry 2

ZWIENER DAVID K · CIK 0001029169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,264

Underlying: Common Stock · 2,165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders.

Read SEC document
May 25, 2023 Filed May 30, 2023 23:22 UTC GrantRestricted Stock Units · Derivative 2,165 $69.29 $150,012.85
Disclosure

SEC source: 0001127602-23-017101 · form4.xml · derivative · entry 3

Butler Yvette S. · CIK 0001860401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,670

Underlying: Common Stock · 2,165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders.

Read SEC document
May 25, 2023 Filed May 30, 2023 23:04 UTC GrantRestricted Stock Units · Derivative 2,165 $69.29 $150,012.85
Disclosure

SEC source: 0001127602-23-017079 · form4.xml · derivative · entry 3

TRIPODI JOSEPH V · CIK 0001269275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,344

Underlying: Common Stock · 2,165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders.

Read SEC document
May 25, 2023 Filed May 30, 2023 18:57 UTC Exercise / conversionRestricted Stock Units · Derivative 20,766 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-017073 · form4.xml · derivative · entry 2

POLLITT BYRON H JR · CIK 0001228856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F2 · derivative.exercise_date: The stock units will vest based on their respective award agreements.

F2 · derivative.expiration_date: The stock units will vest based on their respective award agreements.

Read SEC document
May 25, 2023 Filed May 30, 2023 18:57 UTC Exercise / conversionCommon Stock 20,766 $69.29 $1,438,876.14
Disclosure

SEC source: 0001127602-23-017073 · form4.xml · nonDerivative · entry 1

POLLITT BYRON H JR · CIK 0001228856 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 24,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: These shares are held by The Pollitt Family Trust.

Read SEC document
May 25, 2023 Filed May 30, 2023 23:25 UTC GrantRestricted Stock Units · Derivative 2,165 $69.29 $150,012.85
Disclosure

SEC source: 0001127602-23-017105 · form4.xml · derivative · entry 3

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,931

Underlying: Common Stock · 2,165 shares

Expires not disclosed

F4 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F5 · derivative.exercise_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders.

F5 · derivative.expiration_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders.

Read SEC document
May 25, 2023 Filed May 30, 2023 23:20 UTC GrantRestricted Stock Units · Derivative 2,165 $69.29 $150,012.85
Disclosure

SEC source: 0001127602-23-017098 · form4.xml · derivative · entry 2

LEWIS AYLWIN B · CIK 0001211695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,386

Underlying: Common Stock · 2,165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders.

Read SEC document
May 25, 2023 Filed May 30, 2023 23:32 UTC
Ersek HikmetDirector
GrantRestricted Stock Units · Derivative 2,165 $69.29 $150,012.85
Disclosure

SEC source: 0001127602-23-017111 · form4.xml · derivative · entry 4

Ersek Hikmet · CIK 0001374968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,692

Underlying: Common Stock · 2,165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders.

F4 · derivative.expiration_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders.

Read SEC document
May 25, 2023 Filed May 30, 2023 23:32 UTC
Ersek HikmetDirector
Exercise / conversionRestricted Stock Units · Derivative 527 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-017111 · form4.xml · derivative · entry 3

Ersek Hikmet · CIK 0001374968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,164

Underlying: Common Stock · 527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The restricted stock units will vest based on their respective award agreements.

F3 · derivative.expiration_date: The restricted stock units will vest based on their respective award agreements.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.