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Nasdaq · USD

VISN

Vistance Networks, Inc.

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4717
SEC CIK
0001517228
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477

Last 12 months

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1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2020 Filed May 12, 2020 20:32 UTC GrantCommon Stock 16,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028524 · doc4.xml · nonDerivative · entry 1

Watts Claudius E. IV · CIK 0001408738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,677

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 8, 2021; and (ii) the date of the issuer's 2021 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

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May 08, 2020 Filed May 12, 2020 20:19 UTC
Chan Mary SDirector
GrantCommon Stock 16,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028491 · doc4.xml · nonDerivative · entry 1

Chan Mary S · CIK 0001641154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,629

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 8, 2021; and (ii) the date of the issuer's 2021 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

F2 · balance_after: As previously reported, includes 3,529 restricted stock units that were granted on 04/01/2020 and will vest on 04/01/2021, subject to the director's continued membership on the Board of Directors on such date.

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April 01, 2020 Filed Apr 2, 2020 20:13 UTC
Chan Mary SDirector
GrantCommon Stock 3,529 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022530 · doc4.xml · nonDerivative · entry 1

Chan Mary S · CIK 0001641154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,529

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which will vest on April 1, 2021, subject to the director's continued membership on the Board of Directors on such date.

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March 31, 2020 Filed Jul 27, 2022 16:30 UTC
TC Group, LLC10% owner
OtherSeries A Convertible Preferred Stock · Derivative 13,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-026843 · doc4.xml · derivative · entry 1

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

TC Group, LLC · CIK 0000933790 · 10% owner

TC Group Sub L.P. · CIK 0001548639 · 10% owner

TC Group VII S1, L.L.C. · CIK 0001772672 · 10% owner

TC Group VII S1, L.P. · CIK 0001772631 · 10% owner

Carlyle Partners VII S1 Holdings, L.P. · CIK 0001772667 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,013,750

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F2 · kind: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears.

F2 · price: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears.

F1 · derivative.exercise_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F1 · derivative.expiration_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F3 · ownership.nature: Carlyle Partners VII S1 Holdings, L.P. is the record holder of the securities reported herein.

F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII S1 Holdings, L.P.

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March 13, 2020 Filed Mar 16, 2020 16:12 UTC
Edwards Marvin S JrDirector · President and CEO
PurchaseCommon Stock 30,000 $7.08 $212,322.00
Disclosure

SEC source: 0001209191-20-019247 · doc4.xml · nonDerivative · entry 1

Edwards Marvin S Jr · CIK 0001290125 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,408

F1 · price: The price shown is the weighted average prices of the shares purchased in this transaction. The price range for this transaction is $7.03 to $7.10. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes 20,286 restricted stock units that were granted on 03/01/2018 and will vest on 03/01/2021, subject to the reporting person's continued employment with the issuer.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 22:09 UTC PurchaseCommon Stock 15,000 $6.89 $103,306.50
Disclosure

SEC source: 0001209191-20-019352 · doc4.xml · nonDerivative · entry 2

Watts Claudius E. IV · CIK 0001408738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,577

F3 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $6.835 to $6.94. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, reflects 11,242 restricted stock units that were granted on 6/21/2019 and will vest the earlier to occur of (i) June 21, 2020 or (ii) the date of the issuer's 2020 annual stockholders'meeting, subject to the director's continued membership on the Board of Directors on such date.

Read SEC document
March 12, 2020 Filed Mar 12, 2020 16:23 UTC
WYATT FRANK B IISVP, General Counsel & Sec
PurchaseCommon Stock 25,000 $6.80 $169,905.00
Disclosure

SEC source: 0001209191-20-018503 · doc4.xml · nonDerivative · entry 1

WYATT FRANK B II · CIK 0001210255 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,333

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $6.78 to $6.80. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes 2,608 restricted stock units that were granted on 03/01/2018 and will vest on 03/01/2021, subject to the reporting person's continued employment with the issuer.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 22:09 UTC PurchaseCommon Stock 15,000 $6.85 $102,709.50
Disclosure

SEC source: 0001209191-20-019352 · doc4.xml · nonDerivative · entry 1

Watts Claudius E. IV · CIK 0001408738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,577

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $6.84 to $6.86. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, reflects 11,242 restricted stock units that were granted on 6/21/2019 and will vest the earlier to occur of (i) June 21, 2020 or (ii) the date of the issuer's 2020 annual stockholders'meeting, subject to the director's continued membership on the Board of Directors on such date.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 17:04 UTC
Clark Brooke B.SVP & Chief Accounting Officer
GrantCommon Stock 9,772 $11.01 $107,589.72
Disclosure

SEC source: 0001209191-20-014571 · doc4.xml · nonDerivative · entry 3

Clark Brooke B. · CIK 0001749670 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,730

F2 · acquired: Reflects restricted stock units that will vest on 03/01/2021, subject to the reporting person's continued employment with the issuer.

F1 · balance_after: As previously reported, includes (a) 709 restricted stock units that were granted on 09/04/2018 and will vest on 03/01/2021 and (b) 997 restricted stock units that were granted on 03/01/2018 and will vest on 03/01/2021, each subject to the reporting person's continued employment with the issuer.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 17:04 UTC
Clark Brooke B.SVP & Chief Accounting Officer
Tax withholdingCommon Stock 832 $11.01 $9,160.32
Disclosure

SEC source: 0001209191-20-014571 · doc4.xml · nonDerivative · entry 2

Clark Brooke B. · CIK 0001749670 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,958

F1 · balance_after: As previously reported, includes (a) 709 restricted stock units that were granted on 09/04/2018 and will vest on 03/01/2021 and (b) 997 restricted stock units that were granted on 03/01/2018 and will vest on 03/01/2021, each subject to the reporting person's continued employment with the issuer.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 21:58 UTC Tax withholdingCommon Stock 2,661 $11.01 $29,297.61
Disclosure

SEC source: 0001209191-20-014547 · doc4.xml · nonDerivative · entry 2

Kurk Morgan C S · CIK 0001726070 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,466

F1 · balance_after: As previously reported, includes 4,347 restricted stock units that were granted on 03/01/2018 and will vest on 03/01/2021, subject to the reporting person's continued employment with the issuer.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 17:07 UTC
Edwards Marvin S JrDirector · President and CEO
Tax withholdingCommon Stock 11,693 $11.01 $128,739.93
Disclosure

SEC source: 0001209191-20-014582 · doc4.xml · nonDerivative · entry 2

Edwards Marvin S Jr · CIK 0001290125 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,408

F1 · balance_after: As previously reported, includes 20,286 restricted stock units that were granted on 03/01/2018 and will vest on 03/01/2021, subject to the reporting person's continued employment with the issuer.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 21:55 UTC Tax withholdingCommon Stock 2,703 $11.01 $29,760.03
Disclosure

SEC source: 0001209191-20-014540 · doc4.xml · nonDerivative · entry 1

Pease Alexander W · CIK 0001515026 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,302

F1 · balance_after: As previously reported, includes 4,224 restricted stock units that were granted on 04/02/2018 and will vest on 03/01/2021, subject to the reporting person's continued employment with the issuer.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 22:01 UTC
Mingle Robyn TSVP of CommScope, Inc.
Tax withholdingCommon Stock 1,576 $11.01 $17,351.76
Disclosure

SEC source: 0001209191-20-014559 · doc4.xml · nonDerivative · entry 2

Mingle Robyn T · CIK 0001531828 · SVP of CommScope, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,911

F1 · balance_after: As previously reported, includes 2,319 restricted stock units that were granted on 03/01/2018 and will vest on 03/01/2021, subject to the reporting person's continued employment with the issuer.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 17:04 UTC
Clark Brooke B.SVP & Chief Accounting Officer
Tax withholdingCommon Stock 331 $10.78 $3,568.18
Disclosure

SEC source: 0001209191-20-014571 · doc4.xml · nonDerivative · entry 1

Clark Brooke B. · CIK 0001749670 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,790

F1 · balance_after: As previously reported, includes (a) 709 restricted stock units that were granted on 09/04/2018 and will vest on 03/01/2021 and (b) 997 restricted stock units that were granted on 03/01/2018 and will vest on 03/01/2021, each subject to the reporting person's continued employment with the issuer.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:58 UTC Tax withholdingCommon Stock 820 $10.78 $8,839.60
Disclosure

SEC source: 0001209191-20-014547 · doc4.xml · nonDerivative · entry 1

Kurk Morgan C S · CIK 0001726070 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,127

F1 · balance_after: As previously reported, includes 4,347 restricted stock units that were granted on 03/01/2018 and will vest on 03/01/2021, subject to the reporting person's continued employment with the issuer.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 17:07 UTC
Edwards Marvin S JrDirector · President and CEO
Tax withholdingCommom Stock 6,038 $10.78 $65,089.64
Disclosure

SEC source: 0001209191-20-014582 · doc4.xml · nonDerivative · entry 1

Edwards Marvin S Jr · CIK 0001290125 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,101

F1 · balance_after: As previously reported, includes 20,286 restricted stock units that were granted on 03/01/2018 and will vest on 03/01/2021, subject to the reporting person's continued employment with the issuer.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:01 UTC
Mingle Robyn TSVP of CommScope, Inc.
Tax withholdingCommon Stock 615 $10.78 $6,629.70
Disclosure

SEC source: 0001209191-20-014559 · doc4.xml · nonDerivative · entry 1

Mingle Robyn T · CIK 0001531828 · SVP of CommScope, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,487

F1 · balance_after: As previously reported, includes 2,319 restricted stock units that were granted on 03/01/2018 and will vest on 03/01/2021, subject to the reporting person's continued employment with the issuer.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 16:03 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 95,334 $0.00 Strike: $8.55 $0.00
Disclosure

SEC source: 0001209191-20-002238 · doc4.xml · derivative · entry 8

DRENDEL FRANK M · CIK 0001196634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 95,334 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2019.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 16:03 UTC SaleCommon Stock 95,334 $13.19 $1,257,531.73
Disclosure

SEC source: 0001209191-20-002238 · doc4.xml · nonDerivative · entry 2

DRENDEL FRANK M · CIK 0001196634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,319,887

F3 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $12.79 to $13.43. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 3,278 restricted stock units that were granted on 02/27/2017 and will vest on 02/27/2020; (b) 6,492 restricted stock units that were granted on 03/01/2018 and will vest ratably on 03/01/2020 and 03/01/2021; and (c) 3,053 performance share units that were earned on 03/01/2019 and will vest on 03/01/2020; each subject to the reporting person's continued employment with the issuer.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 16:03 UTC Exercise / conversionCommon Stock 95,334 $8.55 $815,105.70
Disclosure

SEC source: 0001209191-20-002238 · doc4.xml · nonDerivative · entry 1

DRENDEL FRANK M · CIK 0001196634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,415,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2019.

F2 · balance_after: As previously reported, includes (a) 3,278 restricted stock units that were granted on 02/27/2017 and will vest on 02/27/2020; (b) 6,492 restricted stock units that were granted on 03/01/2018 and will vest ratably on 03/01/2020 and 03/01/2021; and (c) 3,053 performance share units that were earned on 03/01/2019 and will vest on 03/01/2020; each subject to the reporting person's continued employment with the issuer.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 16:12 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 153,877 $0.00 Strike: $8.55 $0.00
Disclosure

SEC source: 0001209191-19-057134 · doc4.xml · derivative · entry 8

DRENDEL FRANK M · CIK 0001196634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,334

Underlying: Common Stock · 153,877 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2019.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 16:12 UTC SaleCommon Stock 153,877 $15.08 $2,319,818.88
Disclosure

SEC source: 0001209191-19-057134 · doc4.xml · nonDerivative · entry 2

DRENDEL FRANK M · CIK 0001196634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,319,887

F3 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $15.00 to $15.21. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 3,278 restricted stock units that were granted on 02/27/2017 and will vest on 02/27/2020; (b) 6,492 restricted stock units that were granted on 03/01/2018 and will vest ratably on 03/01/2020 and 03/01/2021; and (c) 3,053 performance share units that were earned on 03/01/2019 and will vest on 03/01/2020; each subject to the reporting person's continued employment with the issuer.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 16:12 UTC Exercise / conversionCommon Stock 153,877 $8.55 $1,315,648.35
Disclosure

SEC source: 0001209191-19-057134 · doc4.xml · nonDerivative · entry 1

DRENDEL FRANK M · CIK 0001196634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,473,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2019.

F2 · balance_after: As previously reported, includes (a) 3,278 restricted stock units that were granted on 02/27/2017 and will vest on 02/27/2020; (b) 6,492 restricted stock units that were granted on 03/01/2018 and will vest ratably on 03/01/2020 and 03/01/2021; and (c) 3,053 performance share units that were earned on 03/01/2019 and will vest on 03/01/2020; each subject to the reporting person's continued employment with the issuer.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 21:36 UTC PurchaseCommon Stock 21,250 $11.87 $252,248.13
Disclosure

SEC source: 0001209191-19-049055 · doc4.xml · nonDerivative · entry 1

KRAUSE L WILLIAM · CIK 0001055438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,843

F1 · price: The price shown is the weighted average prices of the shares purchased in this transaction. The price range for this transaction is $11.6118 to $12.08. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously disclosed, includes 11,242 restricted stock units granted on June 19, 2019, pursuant to the issuer's non-employee director compensation plan, that will vest on the earlier to occur of (i) June 21, 2020; and (ii) the date of the issuer's 2020 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

Read SEC document
August 29, 2019 Filed Aug 30, 2019 11:29 UTC
Edwards Marvin S JrDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 29,147 $0.00 Strike: $8.55 $0.00
Disclosure

SEC source: 0001209191-19-047782 · doc4.xml · derivative · entry 2

Edwards Marvin S Jr · CIK 0001290125 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,147 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2019 Filed Aug 30, 2019 11:29 UTC
Edwards Marvin S JrDirector · President and CEO
Exercise / conversionCommon Stock 29,147 $8.55 $249,206.85
Disclosure

SEC source: 0001209191-19-047782 · doc4.xml · nonDerivative · entry 1

Edwards Marvin S Jr · CIK 0001290125 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: As previously reported, includes (a) 40,572 restricted stock units that were granted on 03/01/2018 and will vest ratably on 03/01/2020 and 03/01/2021; (b) 20,484 restricted stock units that were granted on 02/27/2017 and will vest on 02/27/2020; and (c) 19,079 performance share units that were earned on 03/01/2019 and will vest on 03/01/2020, each subject to the reporting person's continued employment with the issuer.

Read SEC document
July 07, 2019 Filed Jul 9, 2019 20:08 UTC Tax withholdingCommon Stock 718 $15.70 $11,272.60
Disclosure

SEC source: 0001209191-19-041537 · doc4.xml · nonDerivative · entry 1

McClelland Bruce William · CIK 0001424201 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,765

F1 · balance_after: As previously reported, includes (a) 5,366 restricted stock units that were granted on 07/07/2016 and will vest on 07/07/2020; (b) 9,480 restricted stock units that were granted on 09/01/2016 and will vest equally on 09/01/2019 and 09/01/2020; (c) 21,035 restricted stock units that were granted on 03/29/2017 and will vest ratably on 03/29/2020 and 03/29/2021; and (d) 36,511 restricted stock units that were granted on 03/30/2018 and will vest ratably on 03/30/2020, 03/30/2021 and 03/30/2022, each subject to the reporting person's continued employment with the issuer.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 20:27 UTC GrantCommon Stock 11,242 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038920 · doc4.xml · nonDerivative · entry 1

KRAUSE L WILLIAM · CIK 0001055438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,593

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) June 21, 2020; and (ii) the date of the issuer's 2020 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 20:26 UTC GrantCommon Stock 11,242 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038918 · doc4.xml · nonDerivative · entry 1

GRAY STEPHEN C · CIK 0001140860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,018

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) June 21, 2020; and (ii) the date of the issuer's 2020 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

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June 21, 2019 Filed Jun 25, 2019 16:23 UTC GrantCommon Stock 11,242 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038916 · doc4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,855

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) June 21, 2020; and (ii) the date of the issuer's 2020 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

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June 21, 2019 Filed Jun 25, 2019 16:19 UTC GrantCommon Stock 11,242 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038913 · doc4.xml · nonDerivative · entry 1

ADAMS AUSTIN A · CIK 0001195339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,100

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) June 21, 2020; and (ii) the date of the issuer's 2020 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

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June 21, 2019 Filed Jun 25, 2019 20:32 UTC
Manning TomDirector
GrantCommon Stock 11,242 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038930 · doc4.xml · nonDerivative · entry 1

Manning Tom · CIK 0001343053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,260

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) June 21, 2020; and (ii) the date of the issuer's 2020 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

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June 21, 2019 Filed Jun 25, 2019 20:36 UTC GrantCommon Stock 11,242 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038940 · doc4.xml · nonDerivative · entry 1

Yates Timothy T · CIK 0001354697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,021

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) June 21, 2020; and (ii) the date of the issuer's 2020 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

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June 21, 2019 Filed Jun 25, 2019 20:29 UTC GrantCommon Stock 11,242 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038922 · doc4.xml · nonDerivative · entry 1

Maguire Joanne M · CIK 0001368472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,763

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) June 21, 2020; and (ii) the date of the issuer's 2020 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

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June 21, 2019 Filed Jun 25, 2019 20:34 UTC GrantCommon Stock 11,242 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038938 · doc4.xml · nonDerivative · entry 1

Watts Claudius E. IV · CIK 0001408738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,577

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) June 21, 2020; and (ii) the date of the issuer's 2020 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

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June 17, 2019 Filed Jun 19, 2019 16:17 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 80,800 $0.00 Strike: $8.55 $0.00
Disclosure

SEC source: 0001209191-19-038001 · doc4.xml · derivative · entry 8

DRENDEL FRANK M · CIK 0001196634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,211

Underlying: Common Stock · 80,800 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2019.

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June 17, 2019 Filed Jun 19, 2019 16:17 UTC SaleCommon Stock 80,800 $15.84 $1,280,041.68
Disclosure

SEC source: 0001209191-19-038001 · doc4.xml · nonDerivative · entry 2

DRENDEL FRANK M · CIK 0001196634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,319,887

F3 · price: The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $15.71 to $16.06. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 3,278 restricted sock units that were granted on 02/27/2017 and will vest on 02/27/2020; (b) 6,492 restricted stock units that were granted on 03/01/2018 and will vest ratably on 03/01/2020 and 03/01/2021; and (c) 3,053 performance share units that were earned on 03/01/2019 and will vest on 03/01/2020; each subject to the reporting person's continued employment with the issuer.

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June 17, 2019 Filed Jun 19, 2019 16:17 UTC Exercise / conversionCommon Stock 80,800 $8.55 $690,840.00
Disclosure

SEC source: 0001209191-19-038001 · doc4.xml · nonDerivative · entry 1

DRENDEL FRANK M · CIK 0001196634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2019.

F2 · balance_after: As previously reported, includes (a) 3,278 restricted sock units that were granted on 02/27/2017 and will vest on 02/27/2020; (b) 6,492 restricted stock units that were granted on 03/01/2018 and will vest ratably on 03/01/2020 and 03/01/2021; and (c) 3,053 performance share units that were earned on 03/01/2019 and will vest on 03/01/2020; each subject to the reporting person's continued employment with the issuer.

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May 22, 2019 Filed May 24, 2019 17:43 UTC PurchaseCommon Stock 3,500 $18.00 $63,000.00
Disclosure

SEC source: 0001209191-19-032651 · doc4.xml · nonDerivative · entry 1

McClelland Bruce William · CIK 0001424201 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,483

F1 · balance_after: As previously reported, includes (a) 6,957 restricted stock units that were granted on 07/07/2016 and will vest as to 1,591 units on 07/07/2019 and as to 5,366 units on 07/07/2020; (b) 9,480 restricted stock units that were granted on 09/01/2016 and will vest equally on 09/01/2019 and 09/01/2020; (c) 21,035 restricted stock units that were granted on 03/29/2017 and will vest ratably on 03/29/2020 and 03/29/2021; and (d) 36,511 restricted stock units that were granted on 03/30/2018 and will vest ratably on 03/30/2020, 03/30/2021 and 03/30/2022, each subject to the reporting person's continued employment with the issuer.

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May 15, 2019 Filed May 17, 2019 17:06 UTC
Clark Brooke B.SVP & Chief Accounting Officer
GrantStock Option (right to buy) · Derivative 25,650 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001209191-19-031021 · doc4.xml · derivative · entry 1

Clark Brooke B. · CIK 0001749670 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,650

Underlying: Common Stock · 25,650 shares

Expires 2029-05-15

F1 · derivative.exercise_date: Represents options that will vest equally on 03/01/2020, 03/01/2021, 03/01/2022, 03/01/2023 and 03/01/2024, subject to the terms of the award agreement and the reporting person's continued employment with the issuer.

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May 15, 2019 Filed May 17, 2019 21:11 UTC GrantStock Option (right to buy) · Derivative 166,550 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001209191-19-031031 · doc4.xml · derivative · entry 1

Kurk Morgan C S · CIK 0001726070 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,550

Underlying: Common Stock · 166,550 shares

Expires 2029-05-15

F1 · derivative.exercise_date: Represents options that will vest equally on 03/01/2020, 03/01/2021, 03/01/2022, 03/01/2023 and 03/01/2024, subject to the terms of the award agreement and the reporting person's continued employment with the issuer.

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May 15, 2019 Filed May 17, 2019 16:49 UTC
Edwards Marvin S JrDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 999,150 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001209191-19-031003 · doc4.xml · derivative · entry 1

Edwards Marvin S Jr · CIK 0001290125 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 999,150

Underlying: Common Stock · 999,150 shares

Expires 2029-05-15

F1 · derivative.exercise_date: Represents options that will vest equally on 03/01/2020, 03/01/2021, 03/01/2022, 03/01/2023 and 03/01/2024, subject of the terms of the award agreement and the reporting person's continued employment with the issuer.

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May 15, 2019 Filed May 17, 2019 21:02 UTC GrantStock Option (Right to Buy) · Derivative 486,800 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001209191-19-031016 · doc4.xml · derivative · entry 1

McClelland Bruce William · CIK 0001424201 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,800

Underlying: Common Stock · 486,800 shares

Expires 2029-05-15

F1 · derivative.exercise_date: Represents options that will vest equally on 03/01/2020, 03/01/2021, 03/01/2022, 03/01/2023 and 03/01/2024, subject of the terms of the award agreement and the reporting person's continued employment with the issuer.

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May 15, 2019 Filed May 17, 2019 16:58 UTC GrantStock Option (Right to Buy) · Derivative 153,750 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001209191-19-031009 · doc4.xml · derivative · entry 9

DRENDEL FRANK M · CIK 0001196634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,750

Underlying: Common Stock · 153,750 shares

Expires 2029-05-15

F4 · derivative.exercise_date: Represents options that will vest equally on 03/01/2020, 03/01/2021, 03/01/2022, 03/01/2023 and 03/01/2024, subject of the terms of the award agreement and the reporting person's continued service with the issuer.

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May 15, 2019 Filed May 17, 2019 16:58 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 80,800 $0.00 Strike: $8.55 $0.00
Disclosure

SEC source: 0001209191-19-031009 · doc4.xml · derivative · entry 8

DRENDEL FRANK M · CIK 0001196634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,011

Underlying: Common Stock · 80,800 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2019.

Read SEC document
May 15, 2019 Filed May 17, 2019 16:58 UTC SaleCommon Stock 80,800 $18.35 $1,482,324.48
Disclosure

SEC source: 0001209191-19-031009 · doc4.xml · nonDerivative · entry 2

DRENDEL FRANK M · CIK 0001196634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,319,887

F3 · price: The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $18.13 to $18.54. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 3,278 restricted sock units that were granted on 02/27/2017 and will vest on 02/27/2020; (b) 6,492 restricted stock units that were granted on 03/01/2018 and will vest ratably on 03/01/2020 and 03/01/2021; and (c) 3,053 performance share units that were earned on 03/01/2019 and will vest on 03/01/2020, each subject to the reporting person's continued employment with the issuer.

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May 15, 2019 Filed May 17, 2019 16:58 UTC Exercise / conversionCommon Stock 80,800 $8.55 $690,840.00
Disclosure

SEC source: 0001209191-19-031009 · doc4.xml · nonDerivative · entry 1

DRENDEL FRANK M · CIK 0001196634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2019.

F2 · balance_after: As previously reported, includes (a) 3,278 restricted sock units that were granted on 02/27/2017 and will vest on 02/27/2020; (b) 6,492 restricted stock units that were granted on 03/01/2018 and will vest ratably on 03/01/2020 and 03/01/2021; and (c) 3,053 performance share units that were earned on 03/01/2019 and will vest on 03/01/2020, each subject to the reporting person's continued employment with the issuer.

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May 15, 2019 Filed May 17, 2019 17:25 UTC
WYATT FRANK B IISVP, General Counsel & Sec
GrantStock Option (right to buy) · Derivative 153,750 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001209191-19-031049 · doc4.xml · derivative · entry 1

WYATT FRANK B II · CIK 0001210255 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,750

Underlying: Common Stock · 153,750 shares

Expires 2029-05-15

F1 · derivative.exercise_date: Represents options that will vest equally on 03/01/2020, 03/01/2021, 03/01/2022, 03/01/2023 and 03/01/2024, subject to the terms of the award agreement and the reporting person's continued employment with the issuer.

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May 15, 2019 Filed May 17, 2019 20:46 UTC
Mingle Robyn TSVP of CommScope, Inc.
GrantStock Option (right to buy) · Derivative 115,300 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001209191-19-030998 · doc4.xml · derivative · entry 1

Mingle Robyn T · CIK 0001531828 · SVP of CommScope, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,300

Underlying: Common Stock · 115,300 shares

Expires 2029-05-15

F1 · derivative.exercise_date: Represents options that will vest equally on 03/01/2020, 03/01/2021, 03/01/2022, 03/01/2023 and 03/01/2024, subject to the terms of the award agreement and the reporting person's continued employment with the issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.