Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COHERENT INCCOHR · Entity 125737 | Director | March 01, 2018 | March 05, 2018 |
| Vistance Networks, Inc.VISN · Entity 4717 | Director | September 02, 2026 | September 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COHERENT INC
Report date March 01, 2018 · Filed March 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 916 |
Reported balance
After 2018-03-01 transaction · row 1
1 source rowRow 1 · 2018-03-01 · Grant · Acquired 916 · Balance 916 F1: On March 1, 2018 the Reporting Person was granted 916 Restricted Stock Units which will vest on February 15, 2019. |
| Common StockSEC Table I · non-derivative | Indirectby Family Trust | 10,793 |
Reported balance
Holding disclosure · report date 2018-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,793 |
Filing footnotes · ownership attribution and instrument terms
F1: On March 1, 2018 the Reporting Person was granted 916 Restricted Stock Units which will vest on February 15, 2019.
Vistance Networks, Inc.
Report date September 02, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,507 |
Reported balance
After 2026-09-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-02 · Sale · Disposed 23,864 · Balance 74,507 F1: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $6.26 to $6.28. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2: As previously disclosed, includes 16,807 restricted stock units granted pursuant to the issuer's non-employee director compensation plan on May 7, 2026, which vest on the earlier to occur of (i) May 7, 2027; and (ii) the date of the issuer's 2027 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $6.26 to $6.28. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
F2: As previously disclosed, includes 16,807 restricted stock units granted pursuant to the issuer's non-employee director compensation plan on May 7, 2026, which vest on the earlier to occur of (i) May 7, 2027; and (ii) the date of the issuer's 2027 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BROCADE COMMUNICATIONS SYSTEMS INC
Report date November 17, 2017 · Filed November 21, 2017
Section 16 reporting ended · disclosed 2017-11-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 1
1 source rowRow 1 · 2017-11-17 · Disposition to issuer · Disposed 233,217 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 2, 2016 (the "Merger Agreement"), by and among Brocade Communications Systems, Inc. (the "Company"), Broadcom Limited, a limited company organized under the laws of the Republic of Singapore ("Ultimate Parent"), Broadcom Corporation, a California corporation and an indirect subsidiary of Ultimate Parent, and Bobcat Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), as assigned by Broadcom Corporation to LSI Corporation, a Delaware corporation ("Parent"), on November 17, 2017, Merger Sub merged with and into the Company (the "Merger"), and in connection therewith the Reporting Person disposed of these shares in exchange for $12.75 per share, without interest. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.19 | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-11-17 · Disposition to issuer · Disposed 10,000 · Balance 0 F2: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.70 | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-17 · Disposition to issuer · Disposed 20,000 · Balance 0 F2: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.55 | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-11-17 · Disposition to issuer · Disposed 20,000 · Balance 0 F2: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-11-17 · Disposition to issuer · Disposed 16,013 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F4: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 2, 2016 (the "Merger Agreement"), by and among Brocade Communications Systems, Inc. (the "Company"), Broadcom Limited, a limited company organized under the laws of the Republic of Singapore ("Ultimate Parent"), Broadcom Corporation, a California corporation and an indirect subsidiary of Ultimate Parent, and Bobcat Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), as assigned by Broadcom Corporation to LSI Corporation, a Delaware corporation ("Parent"), on November 17, 2017, Merger Sub merged with and into the Company (the "Merger"), and in connection therewith the Reporting Person disposed of these shares in exchange for $12.75 per share, without interest.
F2: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award.
F3: Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F4: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2026 Filed Sep 4, 2026 21:08 UTC | Vistance Networks, Inc. VISN · Entity 4717 | SaleCommon Stock | 23,864 | $6.27 | $149,555.69 |
DisclosureSEC source: 0001193125-26-383814 · ownership.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,507 F1 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $6.26 to $6.28. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously disclosed, includes 16,807 restricted stock units granted pursuant to the issuer's non-employee director compensation plan on May 7, 2026, which vest on the earlier to occur of (i) May 7, 2027; and (ii) the date of the issuer's 2027 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| August 28, 2026 Filed Sep 1, 2026 22:24 UTC | Vistance Networks, Inc. VISN · Entity 4717 | SaleCommon Stock | 176,136 | $6.75 | $1,188,037.32 |
DisclosureSEC source: 0001193125-26-378845 · ownership.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,371 F1 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $6.68 to $6.775. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously disclosed, includes 16,807 restricted stock units granted pursuant to the issuer's non-employee director compensation plan on May 7, 2026, which vest on the earlier to occur of (i) May 7, 2027; and (ii) the date of the issuer's 2027 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| August 10, 2026 Filed Aug 11, 2026 20:06 UTC | Vistance Networks, Inc. VISN · Entity 4717 | GiftCommon Stock | 102,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-344604 · ownership.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,507 F1 · balance_after: As previously disclosed, includes 16,807 restricted stock units granted pursuant to the issuer's non-employee director compensation plan on May 7, 2026, which vest on the earlier to occur of (i) May 7, 2027; and (ii) the date of the issuer's 2027 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 07, 2026 Filed May 11, 2026 20:13 UTC | Vistance Networks, Inc. VISN · Entity 4717 | GrantCommon Stock | 16,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-216793 · ownership.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 376,807 F1 · kind: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on the earlier to occur of (i) May 7, 2027; and (ii) the date of the issuer's 2027 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 08, 2025 Filed May 12, 2025 20:11 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-069214 · ownership.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,000 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on the earlier to occur of (i) May 8, 2026; and (ii) the date of the issuer's 2026 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| March 13, 2024 Filed Mar 14, 2024 20:58 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 92,127 | $1.60 | $147,154.46 |
DisclosureSEC source: 0000950170-24-031627 · ownership.xml · nonDerivative · entry 2 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,000 F3 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.580 to $1.600. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously disclosed, includes 47,170 restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on May 9, 2024, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 20:58 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 57,300 | $1.59 | $90,952.29 |
DisclosureSEC source: 0000950170-24-031627 · ownership.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,873 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.580 to $1.590. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously disclosed, includes 47,170 restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on May 9, 2024, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 11, 2023 Filed May 15, 2023 20:38 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 47,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029484 · doc4.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,573 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on the earlier to occur of (i) May 11, 2024; and (ii) the date of the issuer's 2024 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:14 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028062 · doc4.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,403 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 6, 2023; and (ii) the date of the issuer's 2023 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:19 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 9,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031649 · doc4.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,736 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 7, 2022; and (ii) the date of the issuer's 2022 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 08, 2020 Filed May 12, 2020 20:25 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 16,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028508 · doc4.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,943 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 8, 2021; and (ii) the date of the issuer's 2021 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 21:36 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 21,250 | $11.87 | $252,248.13 |
DisclosureSEC source: 0001209191-19-049055 · doc4.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,843 F1 · price: The price shown is the weighted average prices of the shares purchased in this transaction. The price range for this transaction is $11.6118 to $12.08. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously disclosed, includes 11,242 restricted stock units granted on June 19, 2019, pursuant to the issuer's non-employee director compensation plan, that will vest on the earlier to occur of (i) June 21, 2020; and (ii) the date of the issuer's 2020 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 20:27 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 11,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-038920 · doc4.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,593 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) June 21, 2020; and (ii) the date of the issuer's 2020 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 13, 2019 Filed May 15, 2019 22:19 UTC | Vistance Networks, Inc. COMM · Entity 4717 | Exercise / conversionStock Option (Right to Buy) · Derivative | 28,575 | $0.00 Strike: $5.74 | $0.00 |
DisclosureSEC source: 0001209191-19-030129 · doc4.xml · derivative · entry 2 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,575 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options fully vested following the sale of shares by The Carlyle Group in June 2015, which constituted a "Liquidity Event" for purposes of these options. Read SEC document |
| May 13, 2019 Filed May 15, 2019 22:19 UTC | Vistance Networks, Inc. COMM · Entity 4717 | Exercise / conversionCommon Stock | 28,575 | $5.74 | $164,020.50 |
DisclosureSEC source: 0001209191-19-030129 · doc4.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:41 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 5,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028597 · doc4.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,776 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on May 4, 2019, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:01 UTC | COHERENT INC COHR · Entity 125737 | GrantCommon Stock | 916 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003479 · edgar.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 916 F1 · shares: On March 1, 2018 the Reporting Person was granted 916 Restricted Stock Units which will vest on February 15, 2019. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 17:01 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionRestricted Stock Units · Derivative | 1,293 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002281 · edgar.xml · derivative · entry 2 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,293 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 17:01 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 1,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002281 · edgar.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 10,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Released shares issued to family trust. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:43 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerRestricted Stock Unit · Derivative | 16,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062178 · doc4.xml · derivative · entry 5 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,013 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75. F4 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75. F4 · balance_after: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:43 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $5.55 | $0.00 |
DisclosureSEC source: 0001209191-17-062178 · doc4.xml · derivative · entry 4 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires not disclosed F2 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. F2 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. F2 · balance_after: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:43 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $5.70 | $0.00 |
DisclosureSEC source: 0001209191-17-062178 · doc4.xml · derivative · entry 3 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires not disclosed F2 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. F2 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. F2 · balance_after: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:43 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.19 | $0.00 |
DisclosureSEC source: 0001209191-17-062178 · doc4.xml · derivative · entry 2 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. F2 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. F2 · balance_after: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:43 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerCommon Stock | 233,217 | $12.75 | $2,973,516.75 |
DisclosureSEC source: 0001209191-17-062178 · doc4.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 2, 2016 (the "Merger Agreement"), by and among Brocade Communications Systems, Inc. (the "Company"), Broadcom Limited, a limited company organized under the laws of the Republic of Singapore ("Ultimate Parent"), Broadcom Corporation, a California corporation and an indirect subsidiary of Ultimate Parent, and Bobcat Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), as assigned by Broadcom Corporation to LSI Corporation, a Delaware corporation ("Parent"), on November 17, 2017, Merger Sub merged with and into the Company (the "Merger"), and in connection therewith the Reporting Person disposed of these shares in exchange for $12.75 per share, without interest. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 16:45 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001009626-17-000083 · wf-form4_150853232856277.xml · derivative · entry 2 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested quarterly over one year beginning on the third anniversary of the date of grant Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 16:45 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 20,000 | $8.77 | $175,400.00 |
DisclosureSEC source: 0001009626-17-000083 · wf-form4_150853232856277.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of securities beneficially owned includes 16,013 unvested restricted stock units. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 17:52 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $32.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009731 · edgar.xml · derivative · entry 2 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,293 Underlying: Common Stock · 6,000 shares Expires 2020-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. F3 · balance_after: Includes shares subject to an unvested RSU award. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 17:52 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 6,000 | $32.00 | $192,000.00 |
DisclosureSEC source: 0001179110-17-009731 · edgar.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 9,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercised shares issued to family trust. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:27 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 4,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030945 · doc4.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,064 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on May 5, 2018, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 09:59 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | GrantCommon Stock | 16,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-17-000039 · wf-form4_149209197626610.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,217 F1 · shares: Represents an automatic non-discretionary annual grant of restricted stock units that will vest in full no later than April 11, 2018 subject to the terms of the 2009 Director Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. F2 · balance_after: Amount of securities beneficially owned includes 16,013 unvested restricted stock units. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 16:14 UTC | COHERENT INC COHR · Entity 125737 | GrantRestricted Stock Units · Derivative | 1,293 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003983 · edgar.xml · derivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,293 Underlying: Common Stock · 1,293 shares Expires 2018-02-15 F1 · derivative.exercise_date: The Reporting Person is entitled to receive one share of common stock for each restricted stock unit. The Restricted Stock Units will be fully vested on February 15, 2018. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 16:47 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $6.32 | $0.00 |
DisclosureSEC source: 0001009626-17-000011 · wf-form4_148840484691010.xml · derivative · entry 2 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 16:47 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 20,000 | $6.32 | $126,400.00 |
DisclosureSEC source: 0001009626-17-000011 · wf-form4_148840484691010.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of securities beneficially owned includes 20,223 unvested restricted stock units. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:02 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionRestricted Stock Units · Derivative | 3,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002650 · edgar.xml · derivative · entry 2 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 3,500 shares Expires 2017-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Reporting Person received one share of common stock for each RSU that vested. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:02 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002650 · edgar.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 3,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Released shares issued to family trust. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 17:23 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $8.80 | $0.00 |
DisclosureSEC source: 0001009626-16-000278 · wf-form4_147457938938875.xml · derivative · entry 2 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2016-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 17:23 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 20,000 | $8.80 | $176,000.00 |
DisclosureSEC source: 0001009626-16-000278 · wf-form4_147457938938875.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of securities beneficially owned includes 20,223 unvested restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.