Last 12 months
Inside the activity.
1 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2023 Filed Mar 3, 2023 16:02 UTC |
Choi Justin CSVP, Chief Legal Officer & Sec
|
GrantCommon Stock | 80,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015391 · doc4.xml · nonDerivative · entry 1 Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,975 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 35,267 restricted stock units that were granted on 05/03/2021 and will vest ratably on 05/03/2023 and 05/03/2024; and (b) 52,100 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:18 UTC |
Watts Claudius E. IVDirector
|
GrantCommon Stock | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015471 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,030 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:16 UTC |
Sucharczuk GuySVP & President, ANS
|
GrantCommon Stock | 50,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015460 · doc4.xml · nonDerivative · entry 2 Sucharczuk Guy · CIK 0001913770 · SVP & President, ANS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,125 F3 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 12,920 restricted stock units that were granted on 06/01/2021 and will vest in equal installments on 06/01/2023 and 06/01/2024; and (b) 50,000 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:16 UTC |
Sucharczuk GuySVP & President, ANS
|
Tax withholdingCommon Stock | 4,319 | $7.10 | $30,664.90 |
DisclosureSEC source: 0001209191-23-015460 · doc4.xml · nonDerivative · entry 1 Sucharczuk Guy · CIK 0001913770 · SVP & President, ANS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,325 F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units. F2 · balance_after: As previously reported, includes (a) 12,920 restricted stock units that were granted on 06/01/2021 and will vest in equal installments on 06/01/2023 and 06/01/2024; and (b) 50,000 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:14 UTC |
Oracion Laurie S.SVP & CAO
|
GrantCommon Stock | 12,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015449 · doc4.xml · nonDerivative · entry 2 Oracion Laurie S. · CIK 0001927634 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,815 F3 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 2,442 restricted stock units that were granted on 06/01/2021 and will vest in equal installments on 06/01/2023 and 06/01/2024, and (b) 9,375 restricted stock units that were granted on 06/01/2022 and will vest in equal installments on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:14 UTC |
Oracion Laurie S.SVP & CAO
|
Tax withholdingCommon Stock | 889 | $7.10 | $6,311.90 |
DisclosureSEC source: 0001209191-23-015449 · doc4.xml · nonDerivative · entry 1 Oracion Laurie S. · CIK 0001927634 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,115 F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units. F2 · balance_after: As previously reported, includes (a) 2,442 restricted stock units that were granted on 06/01/2021 and will vest in equal installments on 06/01/2023 and 06/01/2024, and (b) 9,375 restricted stock units that were granted on 06/01/2022 and will vest in equal installments on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:13 UTC |
Mingle Robyn TSVP and Chief HR Officer
|
GrantCommon Stock | 46,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015441 · doc4.xml · nonDerivative · entry 1 Mingle Robyn T · CIK 0001531828 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,176 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes 45,900 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:09 UTC |
Johnsen John R.SVP & President, CCS
|
Tax withholdingCommon Stock | 5,852 | $7.10 | $41,549.20 |
DisclosureSEC source: 0001209191-23-015425 · doc4.xml · nonDerivative · entry 1 Johnsen John R. · CIK 0001913858 · SVP & President, CCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,912 F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units. F2 · balance_after: As previously reported, includes (a) 22,287 restricted stock units that were granted on 06/01/2021 and will vest ratably on 06/01/2023 and 06/01/2024; and (b) 50,000 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:08 UTC |
Giordano BartolomeoSVP & President, NICS
|
GrantCommon Stock | 50,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015421 · doc4.xml · nonDerivative · entry 2 Giordano Bartolomeo · CIK 0001965783 · SVP & President, NICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,439 F3 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 14,244 restricted stock units that were granted on 06/01/2021 and will vest in equal installments on 06/01/2023 and 06/01/2024; and (b) 29,200 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:08 UTC |
Giordano BartolomeoSVP & President, NICS
|
Tax withholdingCommon Stock | 3,705 | $7.10 | $26,305.50 |
DisclosureSEC source: 0001209191-23-015421 · doc4.xml · nonDerivative · entry 1 Giordano Bartolomeo · CIK 0001965783 · SVP & President, NICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,639 F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units. F2 · balance_after: As previously reported, includes (a) 14,244 restricted stock units that were granted on 06/01/2021 and will vest in equal installments on 06/01/2023 and 06/01/2024; and (b) 29,200 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:04 UTC |
Chow GonzagaSVP & President, Home Networks
|
GrantCommon Stock | 50,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015410 · doc4.xml · nonDerivative · entry 2 Chow Gonzaga · CIK 0001913836 · SVP & President, Home Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,575 F3 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes 50,000 restricted stock units that were granted on 06/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:04 UTC |
Chow GonzagaSVP & President, Home Networks
|
Tax withholdingCommon Stock | 4,201 | $7.10 | $29,827.10 |
DisclosureSEC source: 0001209191-23-015410 · doc4.xml · nonDerivative · entry 1 Chow Gonzaga · CIK 0001913836 · SVP & President, Home Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,775 F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units. F2 · balance_after: As previously reported, includes 50,000 restricted stock units that were granted on 06/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:08 UTC |
Yates Timothy TDirector
|
PurchaseCommon Stock | 10,000 | $7.86 | $78,609.00 |
DisclosureSEC source: 0001209191-23-014081 · doc4.xml · nonDerivative · entry 1 Yates Timothy T · CIK 0001354697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,581 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $7.83 to $7.88. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes 16,667 restricted stock units granted on May 6, 2022, pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 6, 2023; and (ii) the date of the issuer's 2023 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 16:18 UTC |
Ogurek Markus R.SVP & President, NICS
|
Tax withholdingCommon Stock | 27,852 | $8.60 | $239,527.20 |
DisclosureSEC source: 0001209191-23-006825 · doc4.xml · nonDerivative · entry 1 Ogurek Markus R. · CIK 0001913588 · SVP & President, NICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,448 F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units. F2 · balance_after: Includes (a) 52,120 restricted stock units that were granted on 02/01/2022 and will vest on 02/01/2024; and (b) 50,000 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 16:28 UTC |
Lorentzen Kyle DavidEVP & CFO
|
Tax withholdingCommon Stock | 6,118 | $7.47 | $45,701.46 |
DisclosureSEC source: 0001209191-23-002343 · doc4.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,595.465 F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units. F2 · balance_after: As previously reported, includes (a) 20,634 restricted stock units that were granted on 01/04/2021 and will vest on 01/04/2024; (b) 11,667 restricted stock units that were granted on 12/01/2021 and will vest ratably on 12/01/2023 and 12/01/2024; and (c) 83,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 16:31 UTC |
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
TC Group VII S1, L.L.C.10% owner
TC Group VII S1, L.P.10% owner
|
OtherSeries A Convertible Preferred Stock · Derivative | 14,924 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-000246 · doc4.xml · derivative · entry 1 Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner TC Group VII S1, L.L.C. · CIK 0001772672 · 10% owner TC Group VII S1, L.P. · CIK 0001772631 · 10% owner Carlyle Partners VII S1 Holdings, L.P. · CIK 0001772667 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,100,310 Underlying: Common Stock · 542,690 shares Expires not disclosed F1 · derivative.exercise_price: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F2 · kind: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F2 · price: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F1 · derivative.exercise_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F1 · derivative.expiration_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F3 · ownership.nature: Carlyle Partners VII S1 Holdings, L.P. is the record holder of the securities reported herein. F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII S1 Holdings, L.P. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 16:11 UTC |
Lorentzen Kyle DavidEVP & CFO
|
Tax withholdingCommon Stock | 2,296 | $8.77 | $20,135.92 |
DisclosureSEC source: 0001209191-22-059655 · doc4.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,713.465 F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units. F2 · balance_after: As previously reported, includes (a) 41,267 restricted sock units that were granted on 01/04/2021 and will vest ratably on 01/04/2023 and 01/04/2024; (b) 11,667 restricted stock units that were granted on 12/01/2021 and will vest ratably on 12/01/2023 and 12/01/2024; and (c) 83,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:09 UTC |
Carlson John R.SVP & Chief Commercial Officer
|
Tax withholdingCommon Stock | 8,027 | $8.77 | $70,396.79 |
DisclosureSEC source: 0001209191-22-059650 · doc4.xml · nonDerivative · entry 1 Carlson John R. · CIK 0001832384 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,366 F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of the restricted stock units. F2 · balance_after: As previously reported, includes (a) 26,667 restricted stock units that were granted on 12/01/2020 and will vest on 12/01/2023, and (b) 50,000 restricted share units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 20:14 UTC |
Treadway Charles L.Director · President and CEO
|
Tax withholdingCommon Stock | 65,584 | $9.21 | $604,028.64 |
DisclosureSEC source: 0001209191-22-052203 · doc4.xml · nonDerivative · entry 1 Treadway Charles L. · CIK 0001458881 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,194,794 F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of the restricted stock units. F2 · balance_after: As previously reported, includes (a) 166,667 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023, and (b) 391,700 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 20:05 UTC |
Carlson John R.SVP & Chief Commercial Officer
|
PurchaseCommon Stock | 11,868 | $12.62 | $149,730.25 |
DisclosureSEC source: 0001209191-22-048704 · doc4.xml · nonDerivative · entry 1 Carlson John R. · CIK 0001832384 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,393 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $12.595 to $12.62. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 53,334 restricted stock units that were granted on 12/01/2020 and will vest in equal installments on 12/01/2022 and 12/01/2023, and (b) 50,000 restricted share units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 19:45 UTC |
Lorentzen Kyle DavidEVP & CFO
|
PurchaseCommon Stock | 17,700 | $10.69 | $189,209.46 |
DisclosureSEC source: 0001209191-22-048370 · doc4.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,009.465 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $10.65 to $10.6917. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 41,267 restricted sock units that were granted on 01/04/2021 and will vest ratably on 01/04/2023 and 01/04/2024; (b) 17,500 restricted stock units that were granted on 12/01/2021 and will vest ratably on 12/01/2022, 12/01/2023 and 12/01/2024; and (c) 83,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 20:23 UTC |
Treadway Charles L.Director · President and CEO
|
PurchaseCommon Stock | 48,076 | $10.41 | $500,427.89 |
DisclosureSEC source: 0001209191-22-047855 · doc4.xml · nonDerivative · entry 1 Treadway Charles L. · CIK 0001458881 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,260,378 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $10.39 to $10.41. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 333,334 restricted stock units that were granted on 10/01/2020 and will vest in equal installments on 10/01/2022 and 10/01/2023, and (b) 391,700 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 01:13 UTC |
Watts Claudius E. IVDirector
|
PurchaseCommon Stock | 5,000 | $10.07 | $50,344.50 |
DisclosureSEC source: 0001209191-22-045513 · doc4.xml · nonDerivative · entry 2 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,030 F3 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $10.06 to $10.07. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| August 09, 2022 Filed Aug 12, 2022 01:13 UTC |
Watts Claudius E. IVDirector
|
PurchaseCommon Stock | 10,000 | $9.45 | $94,548.00 |
DisclosureSEC source: 0001209191-22-045513 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,030 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $9.445 to $9.475. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| July 04, 2022 Filed Jul 6, 2022 16:08 UTC |
Lorentzen Kyle DavidEVP & CFO
|
Exercise / conversionPerformance Share Units · Derivative | 24,760 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041072 · doc4.xml · derivative · entry 3 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,660 Underlying: Common Stock · 24,760 shares Expires 2025-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 4, 2021, the reporting person was granted 123,800 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 01/04/2021 to 01/04/2025. On July 27, 2021, the $20.00 stock price hurdle was achieved and, on July 4, 2022, the continued employment requirement was met, resulting in vesting of 24,760 performance share units. F4 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 01/04/2021 to 01/04/2025. Read SEC document |
| July 04, 2022 Filed Jul 6, 2022 16:08 UTC |
Lorentzen Kyle DavidEVP & CFO
|
Tax withholdingCommon Stock | 7,849 | $5.98 | $46,937.02 |
DisclosureSEC source: 0001209191-22-041072 · doc4.xml · nonDerivative · entry 2 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,309.465 F3 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of the performance share units. F2 · balance_after: As previously reported, includes (a) 41,267 restricted stock units that were granted on 01/04/2021 and will vest ratably on 01/04/2023 and 01/04/2024; (b) 17,500 restricted stock units that were granted on 12/01/2021 and will vest ratably on 12/01/2022, 12/01/2023 and 12/01/2024; and (c) 83,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| July 04, 2022 Filed Jul 6, 2022 16:08 UTC |
Lorentzen Kyle DavidEVP & CFO
|
Exercise / conversionCommon Stock | 24,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041072 · doc4.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,158.465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 4, 2021, the reporting person was granted 123,800 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 01/04/2021 to 01/04/2025. On July 27, 2021, the $20.00 stock price hurdle was achieved and, on July 4, 2022, the continued employment requirement was met, resulting in vesting of 24,760 performance share units. F2 · balance_after: As previously reported, includes (a) 41,267 restricted stock units that were granted on 01/04/2021 and will vest ratably on 01/04/2023 and 01/04/2024; (b) 17,500 restricted stock units that were granted on 12/01/2021 and will vest ratably on 12/01/2022, 12/01/2023 and 12/01/2024; and (c) 83,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 30, 2022 Filed Jul 27, 2022 16:30 UTC |
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
TC Group VII S1, L.L.C.10% owner
TC Group VII S1, L.P.10% owner
|
OtherSeries A Convertible Preferred Stock · Derivative | 14,721 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-026843 · doc4.xml · derivative · entry 6 Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner TC Group VII S1, L.L.C. · CIK 0001772672 · 10% owner TC Group VII S1, L.P. · CIK 0001772631 · 10% owner Carlyle Partners VII S1 Holdings, L.P. · CIK 0001772667 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,085,386 Underlying: Common Stock · 535,309 shares Expires not disclosed F1 · derivative.exercise_price: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F2 · kind: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F2 · price: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F1 · derivative.exercise_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F1 · derivative.expiration_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F3 · ownership.nature: Carlyle Partners VII S1 Holdings, L.P. is the record holder of the securities reported herein. F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII S1 Holdings, L.P. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 16:02 UTC |
Lorentzen Kyle DavidEVP & CFO
|
PurchaseCommon Stock | 17,887.465 | $8.11 | $144,999.37 |
DisclosureSEC source: 0001209191-22-034814 · doc4.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,398.465 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $8.099 to $8.11. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 41,267 restricted stock units that were granted on 01/04/2021 and will vest ratably on 01/04/2023 and 01/04/2024; (b) 17,500 restricted stock units that were granted on 12/01/2021 and will vest ratably on 12/01/2022, 12/01/2023 and 12/01/2024; and (c) 83,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 20:41 UTC |
Treadway Charles L.Director · President and CEO
|
PurchaseCommon Stock | 59,927 | $8.34 | $499,941.00 |
DisclosureSEC source: 0001209191-22-034100 · doc4.xml · nonDerivative · entry 1 Treadway Charles L. · CIK 0001458881 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,212,302 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $8.245 to $8.37. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 333,334 restricted stock units that were granted on 10/01/2020 and will vest in equal installments on 10/01/2022 and 10/01/2023, and (b) 391,700 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 20:09 UTC |
Maguire Joanne MDirector
|
PurchaseCommon Stock | 1,000 | $7.87 | $7,870.00 |
DisclosureSEC source: 0001209191-22-033494 · doc4.xml · nonDerivative · entry 1 Maguire Joanne M · CIK 0001368472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,323 F1 · balance_after: As previously reported, includes 16,667 restricted stock units granted on May 6, 2022, pursuant to the issuer's non-employee director compensation plan, which will vest upon the earlier to occur of (i) May 6, 2023, and (ii) the date of the issuer's 2023 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 20:15 UTC |
Johnsen John R.SVP & President, CCS
|
Tax withholdingCommon Stock | 3,281 | $7.83 | $25,690.23 |
DisclosureSEC source: 0001209191-22-033514 · doc4.xml · nonDerivative · entry 1 Johnsen John R. · CIK 0001913858 · SVP & President, CCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,764 F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units. F2 · balance_after: As previously reported, includes (a) 18,165 restricted stock units that were granted on 06/01/2020 and will vest on 03/01/2023; (b) 22,287 restricted stock units that were granted on 06/01/2021 and will vest ratably on 06/01/2023 and 06/01/2024; and (c) 50,000 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 20:10 UTC |
Chow GonzagaSVP & President, Home Networks
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-033499 · doc4.xml · nonDerivative · entry 1 Chow Gonzaga · CIK 0001913836 · SVP & President, Home Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,976 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes 12,110 restricted stock units that were granted on 06/01/2020 and will vest on 03/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:07 UTC |
Carlson John R.SVP & Chief Commercial Officer
|
Exercise / conversionPerformance Share Units · Derivative | 32,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034200 · doc4.xml · derivative · entry 3 Carlson John R. · CIK 0001832384 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,000 Underlying: Common Stock · 32,000 shares Expires 2024-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 1, 2020, the reporting person was granted 160,000 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 12/01/2020 to 12/01/2024. On July 27, 2021, the $20.00 stock price hurdle was achieved and, on June 1, 2022, the continued employment requirement was met, resulting in vesting of 32,000 performance share units. F4 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 12/01/2020 to 12/01/2024. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:07 UTC |
Carlson John R.SVP & Chief Commercial Officer
|
Tax withholdingCommon Stock | 9,632 | $7.83 | $75,418.56 |
DisclosureSEC source: 0001209191-22-034200 · doc4.xml · nonDerivative · entry 2 Carlson John R. · CIK 0001832384 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,525 F3 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of the performance share units. F2 · balance_after: As previously reported, includes (a) 53,334 restricted stock units that were granted on 12/01/2020 and will vest in equal installments on 12/01/2022 and 12/01/2023, and (b) 50,000 restricted share units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2024, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:07 UTC |
Carlson John R.SVP & Chief Commercial Officer
|
Exercise / conversionCommon Stock | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034200 · doc4.xml · nonDerivative · entry 1 Carlson John R. · CIK 0001832384 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 1, 2020, the reporting person was granted 160,000 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 12/01/2020 to 12/01/2024. On July 27, 2021, the $20.00 stock price hurdle was achieved and, on June 1, 2022, the continued employment requirement was met, resulting in vesting of 32,000 performance share units. F2 · balance_after: As previously reported, includes (a) 53,334 restricted stock units that were granted on 12/01/2020 and will vest in equal installments on 12/01/2022 and 12/01/2023, and (b) 50,000 restricted share units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2024, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:39 UTC |
Oracion Laurie S.SVP & CAO
|
Tax withholdingCommon Stock | 360 | $7.83 | $2,818.80 |
DisclosureSEC source: 0001209191-22-034090 · doc4.xml · nonDerivative · entry 2 Oracion Laurie S. · CIK 0001927634 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,004 F3 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units. F2 · balance_after: As previously reported, includes (a) 2,574 restricted stock units that were granted on 06/01/2020 and will vest on 03/01/2023, and (b) 2,442 restricted stock units that were granted on 06/01/2021 and will vest in equal installments on 06/01/2023 and 06/01/2024, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:39 UTC |
Oracion Laurie S.SVP & CAO
|
GrantCommon Stock | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034090 · doc4.xml · nonDerivative · entry 1 Oracion Laurie S. · CIK 0001927634 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,364 F1 · shares: Reflects restricted stock units that will vest in equal installments on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 2,574 restricted stock units that were granted on 06/01/2020 and will vest on 03/01/2023, and (b) 2,442 restricted stock units that were granted on 06/01/2021 and will vest in equal installments on 06/01/2023 and 06/01/2024, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| May 19, 2022 Filed May 20, 2022 20:06 UTC |
Mingle Robyn TSVP and Chief HR Officer
|
Exercise / conversionPerformance Share Units · Derivative | 4,341 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030967 · doc4.xml · derivative · entry 2 Mingle Robyn T · CIK 0001531828 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,685 Underlying: Common Stock · 4,341 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 19, 2021, the reporting person was granted 14,470 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/19/2021 to 10/01/2024. On August 12, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 19, 2022, the continued employment requirement was met, resulting in vesting of 4,341 performance share units. F3 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units that were granted to the reporting person on 05/07/2021 vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. The performance share units that were granted to the reporting person on 05/19/2021 vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/19/2021 to 10/01/2024, Read SEC document |
| May 19, 2022 Filed May 20, 2022 20:06 UTC |
Mingle Robyn TSVP and Chief HR Officer
|
Exercise / conversionCommon Stock | 4,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030967 · doc4.xml · nonDerivative · entry 1 Mingle Robyn T · CIK 0001531828 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 19, 2021, the reporting person was granted 14,470 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/19/2021 to 10/01/2024. On August 12, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 19, 2022, the continued employment requirement was met, resulting in vesting of 4,341 performance share units. F2 · balance_after: As previously reported, includes 45,900 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer. Read SEC document |
| May 11, 2022 Filed May 12, 2022 15:02 UTC |
Firouzbakht FaridSVP & President, OWN
|
PurchaseCommon Stock | 10,000 | $6.97 | $69,697.00 |
DisclosureSEC source: 0001209191-22-028499 · doc4.xml · nonDerivative · entry 1 Firouzbakht Farid · CIK 0001303596 · SVP & President, OWN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,824 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $6.95 to $7.00. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 18,922 restricted sock units that were granted on 06/01/2020 and will vest on 03/01/2023, and (b) 50,000 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| May 07, 2022 Filed May 10, 2022 16:07 UTC |
Firouzbakht FaridSVP & President, OWN
|
Exercise / conversionPerformance Share Units · Derivative | 26,031 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028051 · doc4.xml · derivative · entry 2 Firouzbakht Farid · CIK 0001303596 · SVP & President, OWN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,739 Underlying: Common Stock · 26,031 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 7, 2021, the reporting person was granted 86,770 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. On August 2, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 7, 2022, the continued employment requirement was met, resulting in vesting of 26,031 performance share units. F3 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. Read SEC document |
| May 07, 2022 Filed May 10, 2022 16:07 UTC |
Firouzbakht FaridSVP & President, OWN
|
Exercise / conversionCommon Stock | 26,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028051 · doc4.xml · nonDerivative · entry 1 Firouzbakht Farid · CIK 0001303596 · SVP & President, OWN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 7, 2021, the reporting person was granted 86,770 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. On August 2, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 7, 2022, the continued employment requirement was met, resulting in vesting of 26,031 performance share units. F2 · balance_after: As previously reported, includes (a) 18,922 restricted stock units that were granted on 06/01/2020 and will vest on 03/01/2023, and (b) 50,000 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| May 07, 2022 Filed May 10, 2022 20:05 UTC |
Chow GonzagaSVP & President, Home Networks
|
Exercise / conversionPerformance Share Units · Derivative | 26,031 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028047 · doc4.xml · derivative · entry 3 Chow Gonzaga · CIK 0001913836 · SVP & President, Home Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,739 Underlying: Common Stock · 26,031 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 7, 2021, the reporting person was granted 86,770 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. On August 2, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 7, 2022, the continued employment requirement was met, resulting in vesting of 26,031 performance share units. F4 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. Read SEC document |
| May 07, 2022 Filed May 10, 2022 20:05 UTC |
Chow GonzagaSVP & President, Home Networks
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Tax withholdingCommon Stock | 7,836 | $7.60 | $59,553.60 |
DisclosureSEC source: 0001209191-22-028047 · doc4.xml · nonDerivative · entry 2 Chow Gonzaga · CIK 0001913836 · SVP & President, Home Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,976 F3 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of the performance share units. F2 · balance_after: As previously reported, includes 12,110 restricted stock units that were granted on 06/01/2020 and will vest on 03/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| May 07, 2022 Filed May 10, 2022 20:05 UTC |
Chow GonzagaSVP & President, Home Networks
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Exercise / conversionCommon Stock | 26,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028047 · doc4.xml · nonDerivative · entry 1 Chow Gonzaga · CIK 0001913836 · SVP & President, Home Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 7, 2021, the reporting person was granted 86,770 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. On August 2, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 7, 2022, the continued employment requirement was met, resulting in vesting of 26,031 performance share units. F2 · balance_after: As previously reported, includes 12,110 restricted stock units that were granted on 06/01/2020 and will vest on 03/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| May 07, 2022 Filed May 10, 2022 20:03 UTC |
Mingle Robyn TSVP and Chief HR Officer
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Exercise / conversionPerformance Share Units · Derivative | 19,524 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028044 · doc4.xml · derivative · entry 2 Mingle Robyn T · CIK 0001531828 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,026 Underlying: Common Stock · 19,524 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 7, 2021, the reporting person was granted 65,080 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. On August 2, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 7, 2022, the continued employment requirement was met, resulting in vesting of 19,524 performance share units. F3 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units that were granted to the reporting person on 05/07/2021 vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. The performance share units that were granted to the reporting person on 05/19/2021 vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/19/2021 to 10/01/2024, Read SEC document |
| May 07, 2022 Filed May 10, 2022 20:03 UTC |
Mingle Robyn TSVP and Chief HR Officer
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Exercise / conversionCommon Stock | 19,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028044 · doc4.xml · nonDerivative · entry 1 Mingle Robyn T · CIK 0001531828 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 7, 2021, the reporting person was granted 65,080 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. On August 2, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 7, 2022, the continued employment requirement was met, resulting in vesting of 19,524 performance share units. F2 · balance_after: As previously reported, includes 45,900 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:14 UTC |
KRAUSE L WILLIAMDirector
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GrantCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028062 · doc4.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,403 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 6, 2023; and (ii) the date of the issuer's 2023 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:12 UTC |
GRAY STEPHEN CDirector
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GrantCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028057 · doc4.xml · nonDerivative · entry 1 GRAY STEPHEN C · CIK 0001140860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,578 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 6, 2023; and (ii) the date of the issuer's 2023 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.