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Nasdaq · USD

VISN

Vistance Networks, Inc.

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4717
SEC CIK
0001517228
Parsed reports
477

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 16:02 UTC
Choi Justin CSVP, Chief Legal Officer & Sec
GrantCommon Stock 80,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015391 · doc4.xml · nonDerivative · entry 1

Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,975

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 35,267 restricted stock units that were granted on 05/03/2021 and will vest ratably on 05/03/2023 and 05/03/2024; and (b) 52,100 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

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March 01, 2023 Filed Mar 3, 2023 21:18 UTC GrantCommon Stock 55,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015471 · doc4.xml · nonDerivative · entry 1

Watts Claudius E. IV · CIK 0001408738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,030

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

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March 01, 2023 Filed Mar 3, 2023 21:16 UTC
Sucharczuk GuySVP & President, ANS
GrantCommon Stock 50,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015460 · doc4.xml · nonDerivative · entry 2

Sucharczuk Guy · CIK 0001913770 · SVP & President, ANS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,125

F3 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 12,920 restricted stock units that were granted on 06/01/2021 and will vest in equal installments on 06/01/2023 and 06/01/2024; and (b) 50,000 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

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March 01, 2023 Filed Mar 3, 2023 21:16 UTC
Sucharczuk GuySVP & President, ANS
Tax withholdingCommon Stock 4,319 $7.10 $30,664.90
Disclosure

SEC source: 0001209191-23-015460 · doc4.xml · nonDerivative · entry 1

Sucharczuk Guy · CIK 0001913770 · SVP & President, ANS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,325

F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 12,920 restricted stock units that were granted on 06/01/2021 and will vest in equal installments on 06/01/2023 and 06/01/2024; and (b) 50,000 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

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March 01, 2023 Filed Mar 3, 2023 21:14 UTC GrantCommon Stock 12,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015449 · doc4.xml · nonDerivative · entry 2

Oracion Laurie S. · CIK 0001927634 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,815

F3 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 2,442 restricted stock units that were granted on 06/01/2021 and will vest in equal installments on 06/01/2023 and 06/01/2024, and (b) 9,375 restricted stock units that were granted on 06/01/2022 and will vest in equal installments on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

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March 01, 2023 Filed Mar 3, 2023 21:14 UTC Tax withholdingCommon Stock 889 $7.10 $6,311.90
Disclosure

SEC source: 0001209191-23-015449 · doc4.xml · nonDerivative · entry 1

Oracion Laurie S. · CIK 0001927634 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,115

F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 2,442 restricted stock units that were granted on 06/01/2021 and will vest in equal installments on 06/01/2023 and 06/01/2024, and (b) 9,375 restricted stock units that were granted on 06/01/2022 and will vest in equal installments on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

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March 01, 2023 Filed Mar 3, 2023 21:13 UTC
Mingle Robyn TSVP and Chief HR Officer
GrantCommon Stock 46,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015441 · doc4.xml · nonDerivative · entry 1

Mingle Robyn T · CIK 0001531828 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,176

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes 45,900 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer.

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March 01, 2023 Filed Mar 3, 2023 21:09 UTC
Johnsen John R.SVP & President, CCS
Tax withholdingCommon Stock 5,852 $7.10 $41,549.20
Disclosure

SEC source: 0001209191-23-015425 · doc4.xml · nonDerivative · entry 1

Johnsen John R. · CIK 0001913858 · SVP & President, CCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,912

F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 22,287 restricted stock units that were granted on 06/01/2021 and will vest ratably on 06/01/2023 and 06/01/2024; and (b) 50,000 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

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March 01, 2023 Filed Mar 3, 2023 21:08 UTC
Giordano BartolomeoSVP & President, NICS
GrantCommon Stock 50,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015421 · doc4.xml · nonDerivative · entry 2

Giordano Bartolomeo · CIK 0001965783 · SVP & President, NICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,439

F3 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 14,244 restricted stock units that were granted on 06/01/2021 and will vest in equal installments on 06/01/2023 and 06/01/2024; and (b) 29,200 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:08 UTC
Giordano BartolomeoSVP & President, NICS
Tax withholdingCommon Stock 3,705 $7.10 $26,305.50
Disclosure

SEC source: 0001209191-23-015421 · doc4.xml · nonDerivative · entry 1

Giordano Bartolomeo · CIK 0001965783 · SVP & President, NICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,639

F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 14,244 restricted stock units that were granted on 06/01/2021 and will vest in equal installments on 06/01/2023 and 06/01/2024; and (b) 29,200 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:04 UTC
Chow GonzagaSVP & President, Home Networks
GrantCommon Stock 50,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015410 · doc4.xml · nonDerivative · entry 2

Chow Gonzaga · CIK 0001913836 · SVP & President, Home Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,575

F3 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes 50,000 restricted stock units that were granted on 06/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer.

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March 01, 2023 Filed Mar 3, 2023 21:04 UTC
Chow GonzagaSVP & President, Home Networks
Tax withholdingCommon Stock 4,201 $7.10 $29,827.10
Disclosure

SEC source: 0001209191-23-015410 · doc4.xml · nonDerivative · entry 1

Chow Gonzaga · CIK 0001913836 · SVP & President, Home Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,775

F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes 50,000 restricted stock units that were granted on 06/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer.

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February 27, 2023 Filed Mar 1, 2023 21:08 UTC PurchaseCommon Stock 10,000 $7.86 $78,609.00
Disclosure

SEC source: 0001209191-23-014081 · doc4.xml · nonDerivative · entry 1

Yates Timothy T · CIK 0001354697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,581

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $7.83 to $7.88. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes 16,667 restricted stock units granted on May 6, 2022, pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 6, 2023; and (ii) the date of the issuer's 2023 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

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February 01, 2023 Filed Feb 3, 2023 16:18 UTC
Ogurek Markus R.SVP & President, NICS
Tax withholdingCommon Stock 27,852 $8.60 $239,527.20
Disclosure

SEC source: 0001209191-23-006825 · doc4.xml · nonDerivative · entry 1

Ogurek Markus R. · CIK 0001913588 · SVP & President, NICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,448

F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: Includes (a) 52,120 restricted stock units that were granted on 02/01/2022 and will vest on 02/01/2024; and (b) 50,000 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

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January 04, 2023 Filed Jan 6, 2023 16:28 UTC Tax withholdingCommon Stock 6,118 $7.47 $45,701.46
Disclosure

SEC source: 0001209191-23-002343 · doc4.xml · nonDerivative · entry 1

Lorentzen Kyle David · CIK 0001441085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,595.465

F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 20,634 restricted stock units that were granted on 01/04/2021 and will vest on 01/04/2024; (b) 11,667 restricted stock units that were granted on 12/01/2021 and will vest ratably on 12/01/2023 and 12/01/2024; and (c) 83,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

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December 31, 2022 Filed Jan 3, 2023 16:31 UTC
TC Group, LLC10% owner
OtherSeries A Convertible Preferred Stock · Derivative 14,924 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-000246 · doc4.xml · derivative · entry 1

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

TC Group, LLC · CIK 0000933790 · 10% owner

TC Group Sub L.P. · CIK 0001548639 · 10% owner

TC Group VII S1, L.L.C. · CIK 0001772672 · 10% owner

TC Group VII S1, L.P. · CIK 0001772631 · 10% owner

Carlyle Partners VII S1 Holdings, L.P. · CIK 0001772667 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,100,310

Underlying: Common Stock · 542,690 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F2 · kind: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears.

F2 · price: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears.

F1 · derivative.exercise_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F1 · derivative.expiration_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F3 · ownership.nature: Carlyle Partners VII S1 Holdings, L.P. is the record holder of the securities reported herein.

F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII S1 Holdings, L.P.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 16:11 UTC Tax withholdingCommon Stock 2,296 $8.77 $20,135.92
Disclosure

SEC source: 0001209191-22-059655 · doc4.xml · nonDerivative · entry 1

Lorentzen Kyle David · CIK 0001441085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,713.465

F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 41,267 restricted sock units that were granted on 01/04/2021 and will vest ratably on 01/04/2023 and 01/04/2024; (b) 11,667 restricted stock units that were granted on 12/01/2021 and will vest ratably on 12/01/2023 and 12/01/2024; and (c) 83,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025; each subject to the reporting person's continued employment with the issuer.

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December 01, 2022 Filed Dec 5, 2022 21:09 UTC
Carlson John R.SVP & Chief Commercial Officer
Tax withholdingCommon Stock 8,027 $8.77 $70,396.79
Disclosure

SEC source: 0001209191-22-059650 · doc4.xml · nonDerivative · entry 1

Carlson John R. · CIK 0001832384 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,366

F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of the restricted stock units.

F2 · balance_after: As previously reported, includes (a) 26,667 restricted stock units that were granted on 12/01/2020 and will vest on 12/01/2023, and (b) 50,000 restricted share units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

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October 01, 2022 Filed Oct 4, 2022 20:14 UTC
Treadway Charles L.Director · President and CEO
Tax withholdingCommon Stock 65,584 $9.21 $604,028.64
Disclosure

SEC source: 0001209191-22-052203 · doc4.xml · nonDerivative · entry 1

Treadway Charles L. · CIK 0001458881 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194,794

F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of the restricted stock units.

F2 · balance_after: As previously reported, includes (a) 166,667 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023, and (b) 391,700 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer.

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September 02, 2022 Filed Sep 6, 2022 20:05 UTC
Carlson John R.SVP & Chief Commercial Officer
PurchaseCommon Stock 11,868 $12.62 $149,730.25
Disclosure

SEC source: 0001209191-22-048704 · doc4.xml · nonDerivative · entry 1

Carlson John R. · CIK 0001832384 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,393

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $12.595 to $12.62. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 53,334 restricted stock units that were granted on 12/01/2020 and will vest in equal installments on 12/01/2022 and 12/01/2023, and (b) 50,000 restricted share units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 19:45 UTC PurchaseCommon Stock 17,700 $10.69 $189,209.46
Disclosure

SEC source: 0001209191-22-048370 · doc4.xml · nonDerivative · entry 1

Lorentzen Kyle David · CIK 0001441085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,009.465

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $10.65 to $10.6917. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 41,267 restricted sock units that were granted on 01/04/2021 and will vest ratably on 01/04/2023 and 01/04/2024; (b) 17,500 restricted stock units that were granted on 12/01/2021 and will vest ratably on 12/01/2022, 12/01/2023 and 12/01/2024; and (c) 83,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025; each subject to the reporting person's continued employment with the issuer.

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August 26, 2022 Filed Aug 29, 2022 20:23 UTC
Treadway Charles L.Director · President and CEO
PurchaseCommon Stock 48,076 $10.41 $500,427.89
Disclosure

SEC source: 0001209191-22-047855 · doc4.xml · nonDerivative · entry 1

Treadway Charles L. · CIK 0001458881 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,378

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $10.39 to $10.41. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 333,334 restricted stock units that were granted on 10/01/2020 and will vest in equal installments on 10/01/2022 and 10/01/2023, and (b) 391,700 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

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August 11, 2022 Filed Aug 12, 2022 01:13 UTC PurchaseCommon Stock 5,000 $10.07 $50,344.50
Disclosure

SEC source: 0001209191-22-045513 · doc4.xml · nonDerivative · entry 2

Watts Claudius E. IV · CIK 0001408738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,030

F3 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $10.06 to $10.07. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

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August 09, 2022 Filed Aug 12, 2022 01:13 UTC PurchaseCommon Stock 10,000 $9.45 $94,548.00
Disclosure

SEC source: 0001209191-22-045513 · doc4.xml · nonDerivative · entry 1

Watts Claudius E. IV · CIK 0001408738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,030

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $9.445 to $9.475. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

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July 04, 2022 Filed Jul 6, 2022 16:08 UTC Exercise / conversionPerformance Share Units · Derivative 24,760 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-041072 · doc4.xml · derivative · entry 3

Lorentzen Kyle David · CIK 0001441085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,660

Underlying: Common Stock · 24,760 shares

Expires 2025-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 4, 2021, the reporting person was granted 123,800 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 01/04/2021 to 01/04/2025. On July 27, 2021, the $20.00 stock price hurdle was achieved and, on July 4, 2022, the continued employment requirement was met, resulting in vesting of 24,760 performance share units.

F4 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 01/04/2021 to 01/04/2025.

Read SEC document
July 04, 2022 Filed Jul 6, 2022 16:08 UTC Tax withholdingCommon Stock 7,849 $5.98 $46,937.02
Disclosure

SEC source: 0001209191-22-041072 · doc4.xml · nonDerivative · entry 2

Lorentzen Kyle David · CIK 0001441085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,309.465

F3 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of the performance share units.

F2 · balance_after: As previously reported, includes (a) 41,267 restricted stock units that were granted on 01/04/2021 and will vest ratably on 01/04/2023 and 01/04/2024; (b) 17,500 restricted stock units that were granted on 12/01/2021 and will vest ratably on 12/01/2022, 12/01/2023 and 12/01/2024; and (c) 83,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

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July 04, 2022 Filed Jul 6, 2022 16:08 UTC Exercise / conversionCommon Stock 24,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-041072 · doc4.xml · nonDerivative · entry 1

Lorentzen Kyle David · CIK 0001441085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,158.465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 4, 2021, the reporting person was granted 123,800 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 01/04/2021 to 01/04/2025. On July 27, 2021, the $20.00 stock price hurdle was achieved and, on July 4, 2022, the continued employment requirement was met, resulting in vesting of 24,760 performance share units.

F2 · balance_after: As previously reported, includes (a) 41,267 restricted stock units that were granted on 01/04/2021 and will vest ratably on 01/04/2023 and 01/04/2024; (b) 17,500 restricted stock units that were granted on 12/01/2021 and will vest ratably on 12/01/2022, 12/01/2023 and 12/01/2024; and (c) 83,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

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June 30, 2022 Filed Jul 27, 2022 16:30 UTC
TC Group, LLC10% owner
OtherSeries A Convertible Preferred Stock · Derivative 14,721 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-026843 · doc4.xml · derivative · entry 6

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

TC Group, LLC · CIK 0000933790 · 10% owner

TC Group Sub L.P. · CIK 0001548639 · 10% owner

TC Group VII S1, L.L.C. · CIK 0001772672 · 10% owner

TC Group VII S1, L.P. · CIK 0001772631 · 10% owner

Carlyle Partners VII S1 Holdings, L.P. · CIK 0001772667 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,085,386

Underlying: Common Stock · 535,309 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F2 · kind: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears.

F2 · price: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears.

F1 · derivative.exercise_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F1 · derivative.expiration_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F3 · ownership.nature: Carlyle Partners VII S1 Holdings, L.P. is the record holder of the securities reported herein.

F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII S1 Holdings, L.P.

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June 03, 2022 Filed Jun 7, 2022 16:02 UTC PurchaseCommon Stock 17,887.465 $8.11 $144,999.37
Disclosure

SEC source: 0001209191-22-034814 · doc4.xml · nonDerivative · entry 1

Lorentzen Kyle David · CIK 0001441085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,398.465

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $8.099 to $8.11. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 41,267 restricted stock units that were granted on 01/04/2021 and will vest ratably on 01/04/2023 and 01/04/2024; (b) 17,500 restricted stock units that were granted on 12/01/2021 and will vest ratably on 12/01/2022, 12/01/2023 and 12/01/2024; and (c) 83,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:41 UTC
Treadway Charles L.Director · President and CEO
PurchaseCommon Stock 59,927 $8.34 $499,941.00
Disclosure

SEC source: 0001209191-22-034100 · doc4.xml · nonDerivative · entry 1

Treadway Charles L. · CIK 0001458881 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,212,302

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $8.245 to $8.37. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 333,334 restricted stock units that were granted on 10/01/2020 and will vest in equal installments on 10/01/2022 and 10/01/2023, and (b) 391,700 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

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June 01, 2022 Filed Jun 2, 2022 20:09 UTC PurchaseCommon Stock 1,000 $7.87 $7,870.00
Disclosure

SEC source: 0001209191-22-033494 · doc4.xml · nonDerivative · entry 1

Maguire Joanne M · CIK 0001368472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,323

F1 · balance_after: As previously reported, includes 16,667 restricted stock units granted on May 6, 2022, pursuant to the issuer's non-employee director compensation plan, which will vest upon the earlier to occur of (i) May 6, 2023, and (ii) the date of the issuer's 2023 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

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June 01, 2022 Filed Jun 2, 2022 20:15 UTC
Johnsen John R.SVP & President, CCS
Tax withholdingCommon Stock 3,281 $7.83 $25,690.23
Disclosure

SEC source: 0001209191-22-033514 · doc4.xml · nonDerivative · entry 1

Johnsen John R. · CIK 0001913858 · SVP & President, CCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,764

F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 18,165 restricted stock units that were granted on 06/01/2020 and will vest on 03/01/2023; (b) 22,287 restricted stock units that were granted on 06/01/2021 and will vest ratably on 06/01/2023 and 06/01/2024; and (c) 50,000 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:10 UTC
Chow GonzagaSVP & President, Home Networks
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033499 · doc4.xml · nonDerivative · entry 1

Chow Gonzaga · CIK 0001913836 · SVP & President, Home Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,976

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes 12,110 restricted stock units that were granted on 06/01/2020 and will vest on 03/01/2023, subject to the reporting person's continued employment with the issuer.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:07 UTC
Carlson John R.SVP & Chief Commercial Officer
Exercise / conversionPerformance Share Units · Derivative 32,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034200 · doc4.xml · derivative · entry 3

Carlson John R. · CIK 0001832384 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,000

Underlying: Common Stock · 32,000 shares

Expires 2024-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 1, 2020, the reporting person was granted 160,000 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 12/01/2020 to 12/01/2024. On July 27, 2021, the $20.00 stock price hurdle was achieved and, on June 1, 2022, the continued employment requirement was met, resulting in vesting of 32,000 performance share units.

F4 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 12/01/2020 to 12/01/2024.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:07 UTC
Carlson John R.SVP & Chief Commercial Officer
Tax withholdingCommon Stock 9,632 $7.83 $75,418.56
Disclosure

SEC source: 0001209191-22-034200 · doc4.xml · nonDerivative · entry 2

Carlson John R. · CIK 0001832384 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,525

F3 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of the performance share units.

F2 · balance_after: As previously reported, includes (a) 53,334 restricted stock units that were granted on 12/01/2020 and will vest in equal installments on 12/01/2022 and 12/01/2023, and (b) 50,000 restricted share units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2024, each subject to the reporting person's continued employment with the issuer.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:07 UTC
Carlson John R.SVP & Chief Commercial Officer
Exercise / conversionCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034200 · doc4.xml · nonDerivative · entry 1

Carlson John R. · CIK 0001832384 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 1, 2020, the reporting person was granted 160,000 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 12/01/2020 to 12/01/2024. On July 27, 2021, the $20.00 stock price hurdle was achieved and, on June 1, 2022, the continued employment requirement was met, resulting in vesting of 32,000 performance share units.

F2 · balance_after: As previously reported, includes (a) 53,334 restricted stock units that were granted on 12/01/2020 and will vest in equal installments on 12/01/2022 and 12/01/2023, and (b) 50,000 restricted share units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2024, each subject to the reporting person's continued employment with the issuer.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:39 UTC Tax withholdingCommon Stock 360 $7.83 $2,818.80
Disclosure

SEC source: 0001209191-22-034090 · doc4.xml · nonDerivative · entry 2

Oracion Laurie S. · CIK 0001927634 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,004

F3 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 2,574 restricted stock units that were granted on 06/01/2020 and will vest on 03/01/2023, and (b) 2,442 restricted stock units that were granted on 06/01/2021 and will vest in equal installments on 06/01/2023 and 06/01/2024, each subject to the reporting person's continued employment with the issuer.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:39 UTC GrantCommon Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034090 · doc4.xml · nonDerivative · entry 1

Oracion Laurie S. · CIK 0001927634 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,364

F1 · shares: Reflects restricted stock units that will vest in equal installments on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 2,574 restricted stock units that were granted on 06/01/2020 and will vest on 03/01/2023, and (b) 2,442 restricted stock units that were granted on 06/01/2021 and will vest in equal installments on 06/01/2023 and 06/01/2024, each subject to the reporting person's continued employment with the issuer.

Read SEC document
May 19, 2022 Filed May 20, 2022 20:06 UTC
Mingle Robyn TSVP and Chief HR Officer
Exercise / conversionPerformance Share Units · Derivative 4,341 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030967 · doc4.xml · derivative · entry 2

Mingle Robyn T · CIK 0001531828 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,685

Underlying: Common Stock · 4,341 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 19, 2021, the reporting person was granted 14,470 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/19/2021 to 10/01/2024. On August 12, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 19, 2022, the continued employment requirement was met, resulting in vesting of 4,341 performance share units.

F3 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units that were granted to the reporting person on 05/07/2021 vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. The performance share units that were granted to the reporting person on 05/19/2021 vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/19/2021 to 10/01/2024,

Read SEC document
May 19, 2022 Filed May 20, 2022 20:06 UTC
Mingle Robyn TSVP and Chief HR Officer
Exercise / conversionCommon Stock 4,341 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030967 · doc4.xml · nonDerivative · entry 1

Mingle Robyn T · CIK 0001531828 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 19, 2021, the reporting person was granted 14,470 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/19/2021 to 10/01/2024. On August 12, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 19, 2022, the continued employment requirement was met, resulting in vesting of 4,341 performance share units.

F2 · balance_after: As previously reported, includes 45,900 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer.

Read SEC document
May 11, 2022 Filed May 12, 2022 15:02 UTC
Firouzbakht FaridSVP & President, OWN
PurchaseCommon Stock 10,000 $6.97 $69,697.00
Disclosure

SEC source: 0001209191-22-028499 · doc4.xml · nonDerivative · entry 1

Firouzbakht Farid · CIK 0001303596 · SVP & President, OWN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,824

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $6.95 to $7.00. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 18,922 restricted sock units that were granted on 06/01/2020 and will vest on 03/01/2023, and (b) 50,000 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

Read SEC document
May 07, 2022 Filed May 10, 2022 16:07 UTC
Firouzbakht FaridSVP & President, OWN
Exercise / conversionPerformance Share Units · Derivative 26,031 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028051 · doc4.xml · derivative · entry 2

Firouzbakht Farid · CIK 0001303596 · SVP & President, OWN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,739

Underlying: Common Stock · 26,031 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 7, 2021, the reporting person was granted 86,770 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. On August 2, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 7, 2022, the continued employment requirement was met, resulting in vesting of 26,031 performance share units.

F3 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024.

Read SEC document
May 07, 2022 Filed May 10, 2022 16:07 UTC
Firouzbakht FaridSVP & President, OWN
Exercise / conversionCommon Stock 26,031 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028051 · doc4.xml · nonDerivative · entry 1

Firouzbakht Farid · CIK 0001303596 · SVP & President, OWN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 7, 2021, the reporting person was granted 86,770 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. On August 2, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 7, 2022, the continued employment requirement was met, resulting in vesting of 26,031 performance share units.

F2 · balance_after: As previously reported, includes (a) 18,922 restricted stock units that were granted on 06/01/2020 and will vest on 03/01/2023, and (b) 50,000 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

Read SEC document
May 07, 2022 Filed May 10, 2022 20:05 UTC
Chow GonzagaSVP & President, Home Networks
Exercise / conversionPerformance Share Units · Derivative 26,031 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028047 · doc4.xml · derivative · entry 3

Chow Gonzaga · CIK 0001913836 · SVP & President, Home Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,739

Underlying: Common Stock · 26,031 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 7, 2021, the reporting person was granted 86,770 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. On August 2, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 7, 2022, the continued employment requirement was met, resulting in vesting of 26,031 performance share units.

F4 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024.

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May 07, 2022 Filed May 10, 2022 20:05 UTC
Chow GonzagaSVP & President, Home Networks
Tax withholdingCommon Stock 7,836 $7.60 $59,553.60
Disclosure

SEC source: 0001209191-22-028047 · doc4.xml · nonDerivative · entry 2

Chow Gonzaga · CIK 0001913836 · SVP & President, Home Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,976

F3 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of the performance share units.

F2 · balance_after: As previously reported, includes 12,110 restricted stock units that were granted on 06/01/2020 and will vest on 03/01/2023, subject to the reporting person's continued employment with the issuer.

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May 07, 2022 Filed May 10, 2022 20:05 UTC
Chow GonzagaSVP & President, Home Networks
Exercise / conversionCommon Stock 26,031 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028047 · doc4.xml · nonDerivative · entry 1

Chow Gonzaga · CIK 0001913836 · SVP & President, Home Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 7, 2021, the reporting person was granted 86,770 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. On August 2, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 7, 2022, the continued employment requirement was met, resulting in vesting of 26,031 performance share units.

F2 · balance_after: As previously reported, includes 12,110 restricted stock units that were granted on 06/01/2020 and will vest on 03/01/2023, subject to the reporting person's continued employment with the issuer.

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May 07, 2022 Filed May 10, 2022 20:03 UTC
Mingle Robyn TSVP and Chief HR Officer
Exercise / conversionPerformance Share Units · Derivative 19,524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028044 · doc4.xml · derivative · entry 2

Mingle Robyn T · CIK 0001531828 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,026

Underlying: Common Stock · 19,524 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 7, 2021, the reporting person was granted 65,080 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. On August 2, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 7, 2022, the continued employment requirement was met, resulting in vesting of 19,524 performance share units.

F3 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units that were granted to the reporting person on 05/07/2021 vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. The performance share units that were granted to the reporting person on 05/19/2021 vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/19/2021 to 10/01/2024,

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May 07, 2022 Filed May 10, 2022 20:03 UTC
Mingle Robyn TSVP and Chief HR Officer
Exercise / conversionCommon Stock 19,524 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028044 · doc4.xml · nonDerivative · entry 1

Mingle Robyn T · CIK 0001531828 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 7, 2021, the reporting person was granted 65,080 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/07/2021 to 10/01/2024. On August 2, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 7, 2022, the continued employment requirement was met, resulting in vesting of 19,524 performance share units.

F2 · balance_after: As previously reported, includes 45,900 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer.

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May 06, 2022 Filed May 10, 2022 20:14 UTC GrantCommon Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028062 · doc4.xml · nonDerivative · entry 1

KRAUSE L WILLIAM · CIK 0001055438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,403

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 6, 2023; and (ii) the date of the issuer's 2023 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

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May 06, 2022 Filed May 10, 2022 20:12 UTC GrantCommon Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028057 · doc4.xml · nonDerivative · entry 1

GRAY STEPHEN C · CIK 0001140860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,578

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 6, 2023; and (ii) the date of the issuer's 2023 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.