VISN

SEC source: 0000950170-23-064907 · ownership.xml · nonDerivative · entry 1

Watts Claudius E. IV · CIK 0001408738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 796,030

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.6225 to $1.65. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (c) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0000950170-23-064588 · ownership.xml · nonDerivative · entry 1

Treadway Charles L. · CIK 0001458881 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,213,206

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.615 to $1.69. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 261,134 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 422,600 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, and (c) 476,200 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0000950170-23-064288 · ownership.xml · nonDerivative · entry 1

Watts Claudius E. IV · CIK 0001408738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 776,030

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.385 to $1.40. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (c) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-051648 · doc4.xml · nonDerivative · entry 1

Treadway Charles L. · CIK 0001458881 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,060,187

F1 · shares: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 261,134 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 422,600 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, and (c) 476,200 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0000899243-23-019642 · doc4.xml · derivative · entry 1

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

TC Group, LLC · CIK 0000933790 · 10% owner

TC Group Sub L.P. · CIK 0001548639 · 10% owner

TC Group VII S1, L.L.C. · CIK 0001772672 · 10% owner

TC Group VII S1, L.P. · CIK 0001772631 · 10% owner

Carlyle Partners VII S1 Holdings, L.P. · CIK 0001772667 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,146,324

Underlying: Common Stock · 565,381 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F2 · kind: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears.

F2 · price: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears.

F1 · derivative.exercise_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F1 · derivative.expiration_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F3 · ownership.nature: Carlyle Partners VII S1 Holdings, L.P. is the record holder of the securities reported herein.

F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII S1 Holdings, L.P.

SEC source: 0001209191-23-047584 · doc4.xml · nonDerivative · entry 1

Watts Claudius E. IV · CIK 0001408738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 716,030

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $3.33 to $3.40. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; (b) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (c) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (d) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-047216 · doc4.xml · nonDerivative · entry 1

Watts Claudius E. IV · CIK 0001408738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 706,030

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $3.415 to $3.43. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction

F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; (b) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (c) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (d) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-046794 · doc4.xml · nonDerivative · entry 1

Watts Claudius E. IV · CIK 0001408738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 696,030

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $3.665 to $3.715. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction

F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; (b) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (c) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (d) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-045599 · doc4.xml · nonDerivative · entry 1

Treadway Charles L. · CIK 0001458881 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,125,771

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $3.635 to $3.65. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 166,667 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; (b) 261,134 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (c) 422,600 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, and (d) 476,200 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0000899243-23-016884 · doc4.xml · derivative · entry 1

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

TC Group, LLC · CIK 0000933790 · 10% owner

TC Group Sub L.P. · CIK 0001548639 · 10% owner

TC Group VII S1, L.L.C. · CIK 0001772672 · 10% owner

TC Group VII S1, L.P. · CIK 0001772631 · 10% owner

Carlyle Partners VII S1 Holdings, L.P. · CIK 0001772667 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,130,776

Underlying: Common Stock · 557,709 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F2 · kind: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears.

F2 · price: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears.

F1 · derivative.exercise_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F1 · derivative.expiration_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F3 · ownership.nature: Carlyle Partners VII S1 Holdings, L.P. is the record holder of the securities reported herein.

F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII S1 Holdings, L.P.

SEC source: 0001209191-23-034546 · doc4.xml · nonDerivative · entry 2

Treadway Charles L. · CIK 0001458881 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,098,371

F3 · shares: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 166,667 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; (b) 261,134 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; and (c) 422,600 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034546 · doc4.xml · nonDerivative · entry 1

Treadway Charles L. · CIK 0001458881 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,149,749

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 166,667 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; (b) 261,134 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; and (c) 422,600 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034503 · doc4.xml · nonDerivative · entry 2

Lorentzen Kyle David · CIK 0001441085 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481,189.465

F3 · shares: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 20,634 restricted stock units that were granted on 01/04/2021 and will vest on 01/04/2024; (b) 11,667 restricted stock units that were granted on 12/01/2021 and will vest ratably on 12/01/2023 and 12/01/2024;(c) 55,600 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; and (d) 120,500 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034503 · doc4.xml · nonDerivative · entry 1

Lorentzen Kyle David · CIK 0001441085 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 491,895.465

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 20,634 restricted stock units that were granted on 01/04/2021 and will vest on 01/04/2024; (b) 11,667 restricted stock units that were granted on 12/01/2021 and will vest ratably on 12/01/2023 and 12/01/2024;(c) 55,600 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; and (d) 120,500 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034480 · doc4.xml · nonDerivative · entry 2

Firouzbakht Farid · CIK 0001303596 · SVP & President, OWN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,602

F3 · shares: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025, and (b) 50,800 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034480 · doc4.xml · nonDerivative · entry 1

Firouzbakht Farid · CIK 0001303596 · SVP & President, OWN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,661

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025, and (b) 50,800 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034278 · doc4.xml · nonDerivative · entry 2

Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,313

F3 · shares: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 17,634 restricted stock units that were granted on 05/03/2021 and will vest on 05/03/2024; (b) 34,734 restricted stock units that were granted 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; and (c) 80,300 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034278 · doc4.xml · nonDerivative · entry 1

Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,402

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 17,634 restricted stock units that were granted on 05/03/2021 and will vest on 05/03/2024; (b) 34,734 restricted stock units that were granted 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; and (c) 80,300 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034551 · doc4.xml · nonDerivative · entry 1

Watts Claudius E. IV · CIK 0001408738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 686,030

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; (b) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; and (c) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034544 · doc4.xml · nonDerivative · entry 2

ter Linde Koen · CIK 0001976132 · SVP & President, CCS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,787

F3 · shares: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: Includes (a) 8,156 restricted stock units that were granted on 06/01/2021 and will vest on 06/01/2024;and (b) 21,400 restricted stock units that were granted on 03/01/2022 and will vest equally on 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034544 · doc4.xml · nonDerivative · entry 1

ter Linde Koen · CIK 0001976132 · SVP & President, CCS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,294

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: Includes (a) 8,156 restricted stock units that were granted on 06/01/2021 and will vest on 06/01/2024;and (b) 21,400 restricted stock units that were granted on 03/01/2022 and will vest equally on 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034540 · doc4.xml · nonDerivative · entry 2

Sucharczuk Guy · CIK 0001913770 · SVP & President, ANS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,327

F3 · shares: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 6,460 restricted stock units that were granted on 06/01/2021 and will vest on 06/01/2024;(b) 33,334 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; and (c) 50,800 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034540 · doc4.xml · nonDerivative · entry 1

Sucharczuk Guy · CIK 0001913770 · SVP & President, ANS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,325

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 6,460 restricted stock units that were granted on 06/01/2021 and will vest on 06/01/2024;(b) 33,334 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; and (c) 50,800 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034515 · doc4.xml · nonDerivative · entry 2

Oracion Laurie S. · CIK 0001927634 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,845

F3 · shares: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 1,221 restricted stock units that were granted on 06/01/2021 and will vest on 06/01/2024; (b) 6,250 restricted stock units that were granted on 06/01/2022 and will vest in equal installments on 06/01/2024 and 06/01/2025; and (c) 12,700 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034515 · doc4.xml · nonDerivative · entry 1

Oracion Laurie S. · CIK 0001927634 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,115

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 1,221 restricted stock units that were granted on 06/01/2021 and will vest on 06/01/2024; (b) 6,250 restricted stock units that were granted on 06/01/2022 and will vest in equal installments on 06/01/2024 and 06/01/2025; and (c) 12,700 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034510 · doc4.xml · nonDerivative · entry 2

Mingle Robyn T · CIK 0001531828 · SVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,108

F3 · shares: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 30,600 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025, and (b) 46,500 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034510 · doc4.xml · nonDerivative · entry 1

Mingle Robyn T · CIK 0001531828 · SVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,576

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 30,600 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025, and (b) 46,500 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034476 · doc4.xml · nonDerivative · entry 2

Chow Gonzaga · CIK 0001913836 · SVP & President, Home Networks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,758

F3 · shares: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 06/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025, and (b) 50,800 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034476 · doc4.xml · nonDerivative · entry 1

Chow Gonzaga · CIK 0001913836 · SVP & President, Home Networks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,775

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 06/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025, and (b) 50,800 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034495 · doc4.xml · nonDerivative · entry 2

Giordano Bartolomeo · CIK 0001965783 · SVP & President, NICS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,810

F3 · shares: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 7,122 restricted stock units that were granted on 06/01/2021 and will vest on 06/01/2024; and (b) 19,467 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; and (c) 50,800 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034495 · doc4.xml · nonDerivative · entry 1

Giordano Bartolomeo · CIK 0001965783 · SVP & President, NICS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,639

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 7,122 restricted stock units that were granted on 06/01/2021 and will vest on 06/01/2024; and (b) 19,467 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; and (c) 50,800 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-034267 · doc4.xml · nonDerivative · entry 1

Carlson John R. · CIK 0001832384 · SVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,129

F1 · shares: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 26,667 restricted stock units that were granted on 12/01/2020 and will vest on 12/01/2023; and (b) 33,334 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-029484 · doc4.xml · nonDerivative · entry 1

KRAUSE L WILLIAM · CIK 0001055438 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,573

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on the earlier to occur of (i) May 11, 2024; and (ii) the date of the issuer's 2024 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

SEC source: 0001209191-23-029479 · doc4.xml · nonDerivative · entry 1

GRAY STEPHEN C · CIK 0001140860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,748

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on the earlier to occur of (i) May 11, 2024; and (ii) the date of the issuer's 2024 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

SEC source: 0001209191-23-029489 · doc4.xml · nonDerivative · entry 1

Manning Tom · CIK 0001343053 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,990

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on the earlier to occur of (i) May 11, 2024; and (ii) the date of the issuer's 2024 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

SEC source: 0001209191-23-029495 · doc4.xml · nonDerivative · entry 1

Yates Timothy T · CIK 0001354697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,751

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on the earlier to occur of (i) May 11, 2024; and (ii) the date of the issuer's 2024 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

SEC source: 0001209191-23-029487 · doc4.xml · nonDerivative · entry 1

Maguire Joanne M · CIK 0001368472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,493

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on the earlier to occur of (i) May 11, 2024; and (ii) the date of the issuer's 2024 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

SEC source: 0001209191-23-029493 · doc4.xml · nonDerivative · entry 1

Roman Derrick A. · CIK 0001848498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,102

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on the earlier to occur of (i) May 11, 2024; and (ii) the date of the issuer's 2024 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

SEC source: 0001209191-23-029473 · doc4.xml · nonDerivative · entry 1

Chan Mary S · CIK 0001641154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,259

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on the earlier to occur of (i) May 11, 2024; and (ii) the date of the issuer's 2024 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

SEC source: 0001209191-23-029759 · doc4.xml · nonDerivative · entry 1

Carlson John R. · CIK 0001832384 · SVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,146

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $4.2299 to $4.24. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 26,667 restricted stock units that were granted on 12/01/2020 and will vest on 12/01/2023, and (b) 50,000 restricted share units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-028726 · doc4.xml · nonDerivative · entry 1

Treadway Charles L. · CIK 0001458881 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,673,549

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $4.435 to $4.45. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 166,667 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; (b) 391,700 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025; and (c) 422,600 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-028482 · doc4.xml · nonDerivative · entry 1

Watts Claudius E. IV · CIK 0001408738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 624,030

F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $4.465 to $4.49. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025; and (c) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-028259 · doc4.xml · nonDerivative · entry 1

Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,902

F1 · balance_after: As previously reported, includes (a) 17,634 restricted stock units that were granted on 05/03/2021 and will vest on 05/03/2024; (b) 52,100 restricted stock units that were granted 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025; and (c) 80,300 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-027352 · doc4.xml · nonDerivative · entry 1

Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,808

F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes (a) 17,634 restricted stock units that were granted on 05/03/2021 and will vest on 05/03/2024; (b) 52,100 restricted stock units that were granted 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025; and (c) 80,300 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; each subject to the reporting person's continued employment with the issuer.

SEC source: 0000899243-23-010374 · doc4.xml · derivative · entry 1

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

TC Group, LLC · CIK 0000933790 · 10% owner

TC Group Sub L.P. · CIK 0001548639 · 10% owner

TC Group VII S1, L.L.C. · CIK 0001772672 · 10% owner

TC Group VII S1, L.P. · CIK 0001772631 · 10% owner

Carlyle Partners VII S1 Holdings, L.P. · CIK 0001772667 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,115,439

Underlying: Common Stock · 550,145 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F2 · kind: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears.

F2 · price: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears.

F1 · derivative.exercise_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F1 · derivative.expiration_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.

F3 · ownership.nature: Carlyle Partners VII S1 Holdings, L.P. is the record holder of the securities reported herein.

F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII S1 Holdings, L.P.

SEC source: 0001209191-23-018174 · doc4.xml · nonDerivative · entry 2

Watts Claudius E. IV · CIK 0001408738 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Watts Family Foundation

Disclosed balance after: 10,000

F2 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $6.73 to $6.76. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction.

SEC source: 0001209191-23-015466 · doc4.xml · nonDerivative · entry 1

Treadway Charles L. · CIK 0001458881 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617,394

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 166,667 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; and (b) 391,700 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-015430 · doc4.xml · nonDerivative · entry 1

Lorentzen Kyle David · CIK 0001441085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,095.465

F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes (a) 20,634 restricted stock units that were granted on 01/04/2021 and will vest on 01/04/2024; (b) 11,667 restricted stock units that were granted on 12/01/2021 and will vest ratably on 12/01/2023 and 12/01/2024; and (c) 83,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-015414 · doc4.xml · nonDerivative · entry 2

Firouzbakht Farid · CIK 0001303596 · SVP & President, OWN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,461

F3 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: As previously reported, includes 50,000 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer.

SEC source: 0001209191-23-015414 · doc4.xml · nonDerivative · entry 1

Firouzbakht Farid · CIK 0001303596 · SVP & President, OWN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,661

F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units.

F2 · balance_after: As previously reported, includes 50,000 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer.