Last 12 months
Inside the activity.
0 purchase rows · 19 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 10, 2017 Filed Apr 7, 2017 19:14 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 1,700 | $16.00 | $27,200.00 |
DisclosureSEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 509,640 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 17:18 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 100 | $16.00 | $1,600.00 |
DisclosureSEC source: 0001179110-17-000907 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 507,760 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 09:12 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 11,754 | $15.98 | $187,777.20 |
DisclosureSEC source: 0001179110-17-000138 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 508,200 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 01:22 UTC |
Viola Michael TDirector · 10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000566 · edgar.xml · derivative · entry 2 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,690 Underlying: Class A Common Stock · 2,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vest in three equal installments on the December 31, 2016, December 31, 2017 and December 31, 2018. F3 · derivative.expiration_date: The RSUs vest in three equal installments on the December 31, 2016, December 31, 2017 and December 31, 2018. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 01:22 UTC |
Viola Michael TDirector · 10% owner
|
Exercise / conversionClass A common stock | 2,345 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000566 · edgar.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 23:07 UTC |
Molluso JosephExec VP & CFO
|
GrantRestricted Stock Unit · Derivative | 28,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000544 · edgar.xml · derivative · entry 6 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,669 Underlying: Class A Common Stock · 28,120 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F6 · derivative.exercise_date: The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019. F6 · derivative.expiration_date: The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 23:07 UTC |
Molluso JosephExec VP & CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000544 · edgar.xml · derivative · entry 5 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,549 Underlying: Class A Common Stock · 5,774 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F6 · derivative.exercise_date: The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019. F6 · derivative.expiration_date: The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 23:07 UTC |
Molluso JosephExec VP & CFO
|
Tax withholdingClass A common stock | 2,687 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000544 · edgar.xml · nonDerivative · entry 4 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,364 F4 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 23:07 UTC |
Molluso JosephExec VP & CFO
|
Exercise / conversionClass A common stock | 5,774 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000544 · edgar.xml · nonDerivative · entry 3 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 23:07 UTC |
Molluso JosephExec VP & CFO
|
Tax withholdingClass A common stock | 7,748 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000544 · edgar.xml · nonDerivative · entry 2 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,277 F2 · price: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 16.0027. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 23:07 UTC |
Molluso JosephExec VP & CFO
|
GrantClass A common stock | 18,746 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000544 · edgar.xml · nonDerivative · entry 1 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,025 F1 · price: Shares of Class A common stock granted under the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 16.0027. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:40 UTC |
Palaparthi VenuSVP, Comp Reg & Gov Affairs
|
GrantRestricted Stock Unit · Derivative | 6,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000542 · edgar.xml · derivative · entry 6 Palaparthi Venu · CIK 0001637473 · SVP, Comp Reg & Gov Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,098 Underlying: Class A Common Stock · 6,873 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F6 · derivative.exercise_date: The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019. F6 · derivative.expiration_date: The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:40 UTC |
Palaparthi VenuSVP, Comp Reg & Gov Affairs
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000542 · edgar.xml · derivative · entry 5 Palaparthi Venu · CIK 0001637473 · SVP, Comp Reg & Gov Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,225 Underlying: Class A Common Stock · 1,612 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F6 · derivative.exercise_date: The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019. F6 · derivative.expiration_date: The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:40 UTC |
Palaparthi VenuSVP, Comp Reg & Gov Affairs
|
Tax withholdingClass A common stock | 682 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000542 · edgar.xml · nonDerivative · entry 4 Palaparthi Venu · CIK 0001637473 · SVP, Comp Reg & Gov Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,607 F4 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:40 UTC |
Palaparthi VenuSVP, Comp Reg & Gov Affairs
|
Exercise / conversionClass A common stock | 1,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000542 · edgar.xml · nonDerivative · entry 3 Palaparthi Venu · CIK 0001637473 · SVP, Comp Reg & Gov Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:40 UTC |
Palaparthi VenuSVP, Comp Reg & Gov Affairs
|
Tax withholdingClass A common stock | 1,937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000542 · edgar.xml · nonDerivative · entry 2 Palaparthi Venu · CIK 0001637473 · SVP, Comp Reg & Gov Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,677 F2 · price: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 16.0027. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:40 UTC |
Palaparthi VenuSVP, Comp Reg & Gov Affairs
|
GrantClass A common stock | 4,582 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000542 · edgar.xml · nonDerivative · entry 1 Palaparthi Venu · CIK 0001637473 · SVP, Comp Reg & Gov Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,614 F1 · price: Shares of Class A common stock granted under the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 16.0027. Read SEC document |
| December 30, 2016 Filed Dec 30, 2016 18:01 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 22,097 | $15.92 | $351,724.58 |
DisclosureSEC source: 0001179110-16-033620 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 496,446 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.85 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 29, 2016 Filed Dec 30, 2016 17:59 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 6,700 | $15.98 | $107,094.81 |
DisclosureSEC source: 0001179110-16-033619 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 474,349 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.95 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 28, 2016 Filed Dec 30, 2016 17:54 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 17,564 | $15.92 | $279,592.53 |
DisclosureSEC source: 0001179110-16-033617 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 467,649 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.80 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 08:41 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 50,000 | $15.88 | $794,245.00 |
DisclosureSEC source: 0001179110-16-033541 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 450,085 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 23, 2016 Filed Dec 28, 2016 11:56 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 23,461 | $15.61 | $366,280.17 |
DisclosureSEC source: 0001179110-16-033504 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 400,085 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.50 to $15.70, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 22, 2016 Filed Dec 28, 2016 11:50 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 50,000 | $15.72 | $786,040.00 |
DisclosureSEC source: 0001179110-16-033502 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 376,624 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $15.95, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 21, 2016 Filed Dec 21, 2016 18:01 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 50,000 | $15.78 | $789,070.00 |
DisclosureSEC source: 0001179110-16-033366 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 326,624 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $15.85, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 09:22 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 50,000 | $15.83 | $791,650.00 |
DisclosureSEC source: 0001179110-16-033331 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 276,624 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.60 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 17:32 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 50,000 | $15.99 | $799,435.00 |
DisclosureSEC source: 0001179110-16-033321 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 226,624 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.85 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 09:49 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 50,000 | $16.00 | $799,900.00 |
DisclosureSEC source: 0001179110-16-033271 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 176,624 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.85 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 15, 2016 Filed Dec 15, 2016 18:01 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 11,687 | $16.00 | $186,954.60 |
DisclosureSEC source: 0001179110-16-033036 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 126,624 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.975 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 08:33 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 50,000 | $15.94 | $796,935.00 |
DisclosureSEC source: 0001179110-16-032967 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 114,937 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.80 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 13, 2016 Filed Dec 13, 2016 20:37 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 14,937 | $15.99 | $238,851.59 |
DisclosureSEC source: 0001179110-16-032926 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 64,937 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 13, 2016 Filed Jan 11, 2017 17:23 UTC Amendment |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 14,397 | $15.99 | $230,216.67 |
DisclosureSEC source: 0001179110-17-000909 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 64,397 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 19:48 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 50,000 | $15.96 | $798,015.00 |
DisclosureSEC source: 0001179110-16-032846 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| September 22, 2016 Filed Feb 14, 2017 20:52 UTC |
Virtu Employee Holdco LLCDirector · 10% owner
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 1,100,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-17-000352 · es1700297_4-virtu.xml · derivative · entry 7 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,638,729 Underlying: Class A Common Stock · 1,100,668 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · price: In connection with the offering of 1,103,668 shares of Class A common stock of the Issuer ("Class A Common Stock") by the Issuer, the same number of Virtu Financial Units held by the reporting person on behalf of various current and former employees were repurchased by the Issuer with the proceeds of the offering for $15.65 per Virtu Financial Unit, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration. F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| September 22, 2016 Filed Feb 14, 2017 20:52 UTC |
Virtu Employee Holdco LLCDirector · 10% owner
|
Disposition to issuerClass C Common Stock | 1,100,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-17-000352 · es1700297_4-virtu.xml · nonDerivative · entry 2 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,638,729 F2 · price: In connection with the offering of 1,103,668 shares of Class A common stock of the Issuer ("Class A Common Stock") by the Issuer, the same number of Virtu Financial Units held by the reporting person on behalf of various current and former employees were repurchased by the Issuer with the proceeds of the offering for $15.65 per Virtu Financial Unit, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration. Read SEC document |
| February 16, 2016 Filed Feb 14, 2017 20:52 UTC |
Virtu Employee Holdco LLCDirector · 10% owner
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 8,480 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-17-000352 · es1700297_4-virtu.xml · derivative · entry 6 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,739,397 Underlying: Class A Common Stock · 8,480 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F1 · price: Non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units") and shares of Class C common stock of the Issuer ("Class C Common Stock") were subject to time-based vesting tied to the continued employment of the employees for whom the relevant Virtu Financial Units are held, and were forfeited, in the case of Virtu Financial Units, or cancelled, in the case of the Class C Common Stock, upon the termination of employment of the applicable employee. F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| February 16, 2016 Filed Feb 14, 2017 20:52 UTC |
Virtu Employee Holdco LLCDirector · 10% owner
|
Disposition to issuerClass C Common Stock | 8,480 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-17-000352 · es1700297_4-virtu.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,739,397 F1 · price: Non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units") and shares of Class C common stock of the Issuer ("Class C Common Stock") were subject to time-based vesting tied to the continued employment of the employees for whom the relevant Virtu Financial Units are held, and were forfeited, in the case of Virtu Financial Units, or cancelled, in the case of the Class C Common Stock, upon the termination of employment of the applicable employee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.