Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Virtu Financial, Inc.VIRT · Entity 3811 | Director · 10% owner · See Remarks | April 11, 2025 | April 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Virtu Financial, Inc.
Report date April 11, 2025 · Filed April 14, 2025
Jointly reported with TJMT Holdings LLC, Viola Michael T, Viola Vincent J
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 693,750 |
Reported balance
After 2025-04-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-04-11 · Exercise / conversion · Acquired 693,750 · Balance 693,750 F1: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $19.00 | Direct | Not disclosed |
Reported balance
After 2025-04-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-04-11 · Exercise / conversion · Disposed 693,750 · Balance Not disclosed F1: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date. |
| Class A common stockSEC Table I · non-derivative | IndirectSee footnote | 3,000,000 |
Reported balance
Holding disclosure · report date 2025-04-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,000,000 F2: Held by TJMT Holdings LLC ("TJMT"), a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT. |
| Class C common stockSEC Table I · non-derivative | IndirectSee footnote | 216,680 |
Reported balance
Holding disclosure · report date 2025-04-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 216,680 F2: Held by TJMT Holdings LLC ("TJMT"), a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT. |
| Class D common stockSEC Table I · non-derivative | IndirectSee footnote | 60,091,740 |
Reported balance
Holding disclosure · report date 2025-04-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 60,091,740 F3: Shares of Class D common stock of the Issuer ("Class D Common Stock") have 10 votes per share but no economic rights (including rights to dividends and distributions upon liquidation) and are paired with an equal number of Virtu Financial Units. F2: Held by TJMT Holdings LLC ("TJMT"), a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT. |
| Non-voting common interest units of Virtu Financial LLCSEC Table II · derivative / convertible security | IndirectSee footnote | 216,680 |
Reported balance
Holding disclosure · report date 2025-04-11 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 216,680 F4: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2: Held by TJMT Holdings LLC ("TJMT"), a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT. |
| Non-voting common interest units of Virtu Financial LLCSEC Table II · derivative / convertible security | IndirectSee footnote | 60,091,740 |
Reported balance
Holding disclosure · report date 2025-04-11 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 60,091,740 F5: Pursuant to the terms of the Exchange Agreement, Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F2: Held by TJMT Holdings LLC ("TJMT"), a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date.
F2: Held by TJMT Holdings LLC ("TJMT"), a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT.
F3: Shares of Class D common stock of the Issuer ("Class D Common Stock") have 10 votes per share but no economic rights (including rights to dividends and distributions upon liquidation) and are paired with an equal number of Virtu Financial Units.
F4: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.
F5: Pursuant to the terms of the Exchange Agreement, Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 11, 2025 Filed Apr 14, 2025 16:07 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionNon-Qualified Stock Option · Derivative | 693,750 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0000950142-25-001056 · es250615585_4-tjmt.xml · derivative · entry 5 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner · See Remarks Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed Underlying: Class A common stock · 693,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date. F1 · kind: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date. F1 · shares: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date. F1 · derivative.exercise_date: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date. F1 · derivative.expiration_date: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date. Read SEC document |
| April 11, 2025 Filed Apr 14, 2025 16:07 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 693,750 | $19.00 | $13,181,250.00 |
DisclosureSEC source: 0000950142-25-001056 · es250615585_4-tjmt.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner · See Remarks Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 693,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 17:03 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | OtherWarrant (right to buy) · Derivative | 3,000,000 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0000950142-21-004119 · es210212036_4-tjmt.xml · derivative · entry 4 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A common stock · 3,000,000 shares Expires 2022-01-15 F2 · security: On December 17, 2021, TJMT Holdings LLC exercised in full its warrant to purchase 3,000,000 shares of the Issuer's Class A Common Stock (the "Class A Common Stock"). F5 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 17:03 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 3,000,000 | $22.98 | $68,940,000.00 |
DisclosureSEC source: 0000950142-21-004119 · es210212036_4-tjmt.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Read SEC document |
| May 22, 2020 Filed May 22, 2020 21:49 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseNon-voting common interest units of Virtu Financial LLC · Derivative | 216,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-006555 · edgar.xml · derivative · entry 4 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 216,680 Underlying: Class A common stock · 216,680 shares Expires not disclosed F1 · derivative.exercise_price: TJMT Holdings LLC acquired 216,680 non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units") and an equal number of shares of Class C common stock of the Issuer ("Class C Common Stock") for a per share purchase price of $26.00. F5 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F5 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F5 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F5 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F7 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Read SEC document |
| May 22, 2020 Filed May 22, 2020 21:49 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass C common stock | 216,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-006555 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 216,680 F1 · price: TJMT Holdings LLC acquired 216,680 non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units") and an equal number of shares of Class C common stock of the Issuer ("Class C Common Stock") for a per share purchase price of $26.00. F7 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Read SEC document |
| May 21, 2020 Filed May 22, 2020 21:49 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantWarrant · Derivative | 3,000,000 | Not disclosed Strike: $22.98 | Not disclosed |
DisclosureSEC source: 0001179110-20-006555 · edgar.xml · derivative · entry 3 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,000,000 Underlying: Class A common stock · 3,000,000 shares Expires 2022-01-15 F3 · security: On March 20, 2020, an indirect subsidiary of the Issuer entered into a Loan Agreement (the "Loan Agreement") with TJMT Holdings LLC (the "Lender") providing for unsecured term loans from time to time (the "Loans") in an aggregate original principal amount not to exceed $300 million. Upon the execution of and in consideration for the Lender's commitments under the Loan Agreement, TJMT Holdings LLC received a warrant (the "Warrant") to purchase shares of Class A Common Stock. Pursuant to the Warrant, the Lender may purchase up to 3,000,000 shares of Class A common stock, which number of shares will be increased to 10,000,000 if, at any time during the term of the Loan Agreement, Loans equal to or greater than $100 million remain outstanding for a certain period of time specified in the Warrant. F4 · derivative.exercise_price: The exercise price per share of the Class A Common Stock issuable pursuant to the Warrant is equal to the average of the volume weighted average prices of the Class A Common Stock for the ten (10) trading days following the date on which the Issuer publicly announced its earnings results for the first quarter of 2020, which was May 7, 2020. F4 · date: The exercise price per share of the Class A Common Stock issuable pursuant to the Warrant is equal to the average of the volume weighted average prices of the Class A Common Stock for the ten (10) trading days following the date on which the Issuer publicly announced its earnings results for the first quarter of 2020, which was May 7, 2020. F4 · price: The exercise price per share of the Class A Common Stock issuable pursuant to the Warrant is equal to the average of the volume weighted average prices of the Class A Common Stock for the ten (10) trading days following the date on which the Issuer publicly announced its earnings results for the first quarter of 2020, which was May 7, 2020. F7 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:32 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 9,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006465 · edgar.xml · derivative · entry 2 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 60,091,740 Underlying: Class B common stock and Class A common stock · 9,000,000 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F3 · price: The Issuer sold 9,000,000 shares of Class A common stock of the Issuer ("Class A Common Stock") in a public offering and used the net proceeds to purchase an equal number of Virtu Financial Units and corresponding shares of Class D Common Stock from TJMT Holdings LLC ("TJMT"). The purchase price per Virtu Financial Unit and share of Class D Common Stock was $22.00, the same price per share received by the Issuer from the underwriters in the public offering. F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F4 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:32 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass D common stock | 9,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006465 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 60,091,740 F1 · security: Shares of Class D common stock of the Issuer ("Class D Common Stock") have 10 votes per share but no economic rights (including rights to dividends and distributions upon liquidation) and are paired with an equal number of non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units"). F2 · security: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F3 · price: The Issuer sold 9,000,000 shares of Class A common stock of the Issuer ("Class A Common Stock") in a public offering and used the net proceeds to purchase an equal number of Virtu Financial Units and corresponding shares of Class D Common Stock from TJMT Holdings LLC ("TJMT"). The purchase price per Virtu Financial Unit and share of Class D Common Stock was $22.00, the same price per share received by the Issuer from the underwriters in the public offering. F4 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Read SEC document |
| May 15, 2018 Filed May 16, 2018 19:00 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionOption Award · Derivative | 2,081,250 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · derivative · entry 7 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,750 Underlying: Class A common stock · 2,081,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A Common Stock. F9 · derivative.exercise_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019. F9 · derivative.expiration_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019. F6 · ownership.direct: Directly owned by Mr. Vincent Viola. Read SEC document |
| May 15, 2018 Filed May 16, 2018 19:00 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 10,518,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · derivative · entry 6 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 69,091,740 Underlying: Class B common stock and Class A common stock · 10,518,750 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F4 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F5 · price: As part of the Public Offering, the Issuer sold 10,518,750 shares of Class A Common Stock and used the net proceeds to purchase an equal number of Virtu Financial Units and corresponding shares of Class D Common Stock from TJMT. The purchase price per Virtu Financial Unit and share of Class D Common Stock was $28.00 with TJMT being responsible for the underwriting discount per share paid by the Issuer to the underwriters in the Public Offering with respect to 10,518,750 shares of Class A Common Stock sold by the Issuer (or a net price of $27.16). F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which the reporting persons share dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities held by TJMT by virtue of his spouse's dispositive and voting control over TJMT. Read SEC document |
| May 15, 2018 Filed May 16, 2018 19:00 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | SaleClass A common stock | 2,281,250 | $27.16 | $61,958,750.00 |
DisclosureSEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · nonDerivative · entry 4 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale was made as part of a public offering (the "Public Offering") of an aggregate of 17,250,000 of Class A common stock of the Issuer ("Class A Common Stock") by the Issuer and certain selling stockholders, including Mr. Vincent Viola and TJMT Holdings LLC ("TJMT"). F6 · ownership.direct: Directly owned by Mr. Vincent Viola. Read SEC document |
| May 15, 2018 Filed May 16, 2018 19:00 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 2,081,250 | $19.00 | $39,543,750.00 |
DisclosureSEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · nonDerivative · entry 3 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,281,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · ownership.direct: Directly owned by Mr. Vincent Viola. Read SEC document |
| May 15, 2018 Filed May 16, 2018 19:00 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass D common stock | 10,518,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · nonDerivative · entry 2 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 69,091,740 F3 · security: Shares of Class D common stock of the Issuer ("Class D Common Stock") have 10 votes per share but no economic rights (including rights to dividends and distributions upon liquidation) and are paired with an equal number of non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units"). F4 · security: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F5 · price: As part of the Public Offering, the Issuer sold 10,518,750 shares of Class A Common Stock and used the net proceeds to purchase an equal number of Virtu Financial Units and corresponding shares of Class D Common Stock from TJMT. The purchase price per Virtu Financial Unit and share of Class D Common Stock was $28.00 with TJMT being responsible for the underwriting discount per share paid by the Issuer to the underwriters in the Public Offering with respect to 10,518,750 shares of Class A Common Stock sold by the Issuer (or a net price of $27.16). F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which the reporting persons share dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities held by TJMT by virtue of his spouse's dispositive and voting control over TJMT. Read SEC document |
| May 15, 2018 Filed May 16, 2018 19:00 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | SaleClass A common stock | 1,000,000 | $27.16 | $27,160,000.00 |
DisclosureSEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: This sale was made as part of a public offering (the "Public Offering") of an aggregate of 17,250,000 of Class A common stock of the Issuer ("Class A Common Stock") by the Issuer and certain selling stockholders, including Mr. Vincent Viola and TJMT Holdings LLC ("TJMT"). F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which the reporting persons share dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities held by TJMT by virtue of his spouse's dispositive and voting control over TJMT. Read SEC document |
| April 17, 2017 Filed Apr 17, 2017 20:43 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 44,542 | $15.51 | $690,681.61 |
DisclosureSEC source: 0001179110-17-006024 · edgar.xml · nonDerivative · entry 3 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,000,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.325 to $15.60, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 20:43 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 50,000 | $15.65 | $782,610.00 |
DisclosureSEC source: 0001179110-17-006024 · edgar.xml · nonDerivative · entry 2 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 955,458 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.45 to $15.775, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| April 12, 2017 Filed Apr 17, 2017 20:43 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 50,000 | $15.22 | $760,880.00 |
DisclosureSEC source: 0001179110-17-006024 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 905,458 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.05 to $15.50, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| April 11, 2017 Filed Apr 12, 2017 20:22 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 50,000 | $15.46 | $772,760.00 |
DisclosureSEC source: 0001179110-17-005961 · edgar.xml · nonDerivative · entry 2 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 855,458 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.20 to $15.75, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 20:22 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 50,000 | $15.79 | $789,495.00 |
DisclosureSEC source: 0001179110-17-005961 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 805,458 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $15.95, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| April 07, 2017 Filed Apr 7, 2017 19:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 50,000 | $15.78 | $788,985.00 |
DisclosureSEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 5 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 755,458 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| April 06, 2017 Filed Apr 7, 2017 19:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 50,000 | $15.86 | $793,115.00 |
DisclosureSEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 4 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 705,458 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.70 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 19:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 41,584 | $15.97 | $663,896.88 |
DisclosureSEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 3 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 655,458 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| March 21, 2017 Filed Mar 24, 2017 18:03 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 28,273 | $15.98 | $451,779.92 |
DisclosureSEC source: 0001179110-17-005135 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 604,330 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 18:13 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 300 | $16.00 | $4,800.00 |
DisclosureSEC source: 0001179110-17-004927 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 576,057 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 17:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 100 | $16.00 | $1,600.00 |
DisclosureSEC source: 0001179110-17-001114 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 575,757 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 18, 2017 Filed Jan 18, 2017 17:44 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 41,665 | $15.98 | $665,981.69 |
DisclosureSEC source: 0001179110-17-001014 · edgar.xml · nonDerivative · entry 3 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 575,657 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.875 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 17:44 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 23,948 | $16.00 | $383,048.26 |
DisclosureSEC source: 0001179110-17-001014 · edgar.xml · nonDerivative · entry 2 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 533,992 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.95 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 17:44 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 360 | $16.00 | $5,760.00 |
DisclosureSEC source: 0001179110-17-001014 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 510,044 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 12, 2017 Filed Apr 7, 2017 19:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 7,844 | $15.99 | $125,423.99 |
DisclosureSEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 2 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 519,228 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.95 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 11, 2017 Filed Jan 11, 2017 17:18 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 1,924 | $16.00 | $30,784.00 |
DisclosureSEC source: 0001179110-17-000907 · edgar.xml · nonDerivative · entry 2 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 509,684 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 10, 2017 Filed Apr 7, 2017 19:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 1,700 | $16.00 | $27,200.00 |
DisclosureSEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 509,640 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 17:18 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 100 | $16.00 | $1,600.00 |
DisclosureSEC source: 0001179110-17-000907 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 507,760 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 09:12 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 11,754 | $15.98 | $187,777.20 |
DisclosureSEC source: 0001179110-17-000138 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 508,200 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 30, 2016 Filed Dec 30, 2016 18:01 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 22,097 | $15.92 | $351,724.58 |
DisclosureSEC source: 0001179110-16-033620 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 496,446 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.85 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 29, 2016 Filed Dec 30, 2016 17:59 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 6,700 | $15.98 | $107,094.81 |
DisclosureSEC source: 0001179110-16-033619 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 474,349 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.95 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 28, 2016 Filed Dec 30, 2016 17:54 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 17,564 | $15.92 | $279,592.53 |
DisclosureSEC source: 0001179110-16-033617 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 467,649 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.80 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 08:41 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 50,000 | $15.88 | $794,245.00 |
DisclosureSEC source: 0001179110-16-033541 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 450,085 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 23, 2016 Filed Dec 28, 2016 11:56 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 23,461 | $15.61 | $366,280.17 |
DisclosureSEC source: 0001179110-16-033504 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 400,085 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.50 to $15.70, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 22, 2016 Filed Dec 28, 2016 11:50 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 50,000 | $15.72 | $786,040.00 |
DisclosureSEC source: 0001179110-16-033502 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 376,624 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $15.95, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 21, 2016 Filed Dec 21, 2016 18:01 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 50,000 | $15.78 | $789,070.00 |
DisclosureSEC source: 0001179110-16-033366 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 326,624 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $15.85, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 09:22 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 50,000 | $15.83 | $791,650.00 |
DisclosureSEC source: 0001179110-16-033331 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 276,624 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.60 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 17:32 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 50,000 | $15.99 | $799,435.00 |
DisclosureSEC source: 0001179110-16-033321 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 226,624 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.85 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 09:49 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 50,000 | $16.00 | $799,900.00 |
DisclosureSEC source: 0001179110-16-033271 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 176,624 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.85 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 15, 2016 Filed Dec 15, 2016 18:01 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 11,687 | $16.00 | $186,954.60 |
DisclosureSEC source: 0001179110-16-033036 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 126,624 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.975 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 08:33 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 50,000 | $15.94 | $796,935.00 |
DisclosureSEC source: 0001179110-16-032967 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 114,937 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.80 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 13, 2016 Filed Dec 13, 2016 20:37 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 14,937 | $15.99 | $238,851.59 |
DisclosureSEC source: 0001179110-16-032926 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 64,937 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 13, 2016 Filed Jan 11, 2017 17:23 UTC Amendment | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 14,397 | $15.99 | $230,216.67 |
DisclosureSEC source: 0001179110-17-000909 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 64,397 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 19:48 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass A common stock | 50,000 | $15.96 | $798,015.00 |
DisclosureSEC source: 0001179110-16-032846 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.