Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Virtu Financial, Inc.VIRT · Entity 3811 | Director · 10% owner | July 01, 2026 | July 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Virtu Financial, Inc.
Report date July 01, 2026 · Filed July 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 124,501 |
Reported balance
After 2026-07-01 transaction · row 1
1 source rowRow 1 · 2026-07-01 · Exercise / conversion · Acquired 3,392 · Balance 124,501 F1: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-07-01 · Exercise / conversion · Disposed 3,392 · Balance 0 F2: Each RSU is granted under the Issuer's Second 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3: The RSUs vested on July 1, 2026. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 2,504 |
Reported balance
After 2026-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-01 · Grant · Acquired 2,504 · Balance 2,504 F2: Each RSU is granted under the Issuer's Second 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4: The RSUs vest on July 1, 2027. |
| Non-voting common interest units of Virtu Financial LLCSEC Table II · derivative / convertible security | IndirectSee footnote | 52,235 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 52,235 F5: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F6: By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.
F2: Each RSU is granted under the Issuer's Second 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F3: The RSUs vested on July 1, 2026.
F4: The RSUs vest on July 1, 2027.
F5: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.
F6: By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Independent Bank Group, Inc.
Report date January 01, 2025 · Filed January 03, 2025
Section 16 reporting ended · disclosed 2025-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-01-01 transaction · row 1
1 source rowRow 1 · 2025-01-01 · Disposition to issuer · Disposed 31,922 · Balance 0 F1: Pursuant to the Merger Agreement, each share of Independent Common Stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.60 shares of common stock, par value $2.50 per share, of SouthState (SouthState Common Stock). Shares reported include restricted stock awards. Pursuant to the Merger Agreement, each outstanding restricted stock award was fully vested, cancelled and converted into the right to receive SouthState Common Stock equal to the product (rounded to the nearest whole number) of (i) the number of Independent Common Stock subject to such restricted stock award immediately prior to the effective time of the Merger multiplied by (ii) 0.60. On December 31, 2024 (the day prior to the Merger), the closing price of one share of SouthState Common stock was $99.48. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Merger Agreement, each share of Independent Common Stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.60 shares of common stock, par value $2.50 per share, of SouthState (SouthState Common Stock). Shares reported include restricted stock awards. Pursuant to the Merger Agreement, each outstanding restricted stock award was fully vested, cancelled and converted into the right to receive SouthState Common Stock equal to the product (rounded to the nearest whole number) of (i) the number of Independent Common Stock subject to such restricted stock award immediately prior to the effective time of the Merger multiplied by (ii) 0.60. On December 31, 2024 (the day prior to the Merger), the closing price of one share of SouthState Common stock was $99.48.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2026 Filed Jul 6, 2026 20:32 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantRestricted Stock Unit · Derivative | 2,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001573310-26-000002 · wk-form4_1783369930.xml · derivative · entry 3 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,504 Underlying: Class A common stock · 2,504 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Second 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest on July 1, 2027. F4 · derivative.expiration_date: The RSUs vest on July 1, 2027. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 20:32 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 3,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001573310-26-000002 · wk-form4_1783369930.xml · derivative · entry 2 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 3,392 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Second 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vested on July 1, 2026. F3 · derivative.expiration_date: The RSUs vested on July 1, 2026. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 20:32 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 3,392 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001573310-26-000002 · wk-form4_1783369930.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| July 03, 2025 Filed Jul 3, 2025 18:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 6,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001592386-25-000108 · wk-form4_1751568020.xml · derivative · entry 3 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,392 Underlying: Class A common stock · 6,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vested on July 3, 2025. F4 · derivative.expiration_date: The RSUs vested on July 3, 2025. Read SEC document |
| July 03, 2025 Filed Jul 3, 2025 18:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 6,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001592386-25-000108 · wk-form4_1751568020.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 18:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantRestricted Stock Unit · Derivative | 3,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001592386-25-000108 · wk-form4_1751568020.xml · derivative · entry 2 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,073 Underlying: Class A common stock · 3,392 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vest on July 1, 2026. F3 · derivative.expiration_date: The RSUs vest on July 1, 2026. Read SEC document |
| April 11, 2025 Filed Apr 14, 2025 16:07 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionNon-Qualified Stock Option · Derivative | 693,750 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0000950142-25-001056 · es250615585_4-tjmt.xml · derivative · entry 5 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner · See Remarks Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed Underlying: Class A common stock · 693,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date. F1 · kind: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date. F1 · shares: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date. F1 · derivative.exercise_date: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date. F1 · derivative.expiration_date: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date. Read SEC document |
| April 11, 2025 Filed Apr 14, 2025 16:07 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 693,750 | $19.00 | $13,181,250.00 |
DisclosureSEC source: 0000950142-25-001056 · es250615585_4-tjmt.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner · See Remarks Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 693,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On April 11, 2025, Mr. Vincent Viola exercised 693,750 non-qualified stock options initially issued to Mr. Vincent Viola in connection with the initial public offering of the Issuer. The stock options vested in equal annual installments over a period of four years from the grant date and would have expired not later than 10 years from the grant date. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 11:17 UTC | Independent Bank Group, Inc. IBTX · Entity 84480 | Disposition to issuerCommon Stock | 31,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001564618-25-000032 · wk-form4_1735921061.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Merger Agreement, each share of Independent Common Stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.60 shares of common stock, par value $2.50 per share, of SouthState (SouthState Common Stock). Shares reported include restricted stock awards. Pursuant to the Merger Agreement, each outstanding restricted stock award was fully vested, cancelled and converted into the right to receive SouthState Common Stock equal to the product (rounded to the nearest whole number) of (i) the number of Independent Common Stock subject to such restricted stock award immediately prior to the effective time of the Merger multiplied by (ii) 0.60. On December 31, 2024 (the day prior to the Merger), the closing price of one share of SouthState Common stock was $99.48. Read SEC document |
| July 03, 2024 Filed Jul 3, 2024 17:47 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantRestricted Stock Unit · Derivative | 6,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001592386-24-000062 · wk-form4_1720028830.xml · derivative · entry 3 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,681 Underlying: Class A common stock · 6,681 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest on July 3, 2025. F4 · derivative.expiration_date: The RSUs vest on July 3, 2025. Read SEC document |
| July 03, 2024 Filed Jul 3, 2024 17:47 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 8,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001592386-24-000062 · wk-form4_1720028830.xml · derivative · entry 2 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 8,760 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vested on July 3, 2024. F3 · derivative.expiration_date: The RSUs vested on July 3, 2024. Read SEC document |
| July 03, 2024 Filed Jul 3, 2024 17:47 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 8,760 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001592386-24-000062 · wk-form4_1720028830.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 19:40 UTC | Independent Bank Group, Inc. IBTX · Entity 84480 | GrantCommon Stock | 1,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001564618-24-000099 · wk-form4_1720050050.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,922 F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2022 Equity Incentive Plan. Such shares vest one year from the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| July 01, 2023 Filed Jul 3, 2023 17:52 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantRestricted Stock Unit · Derivative | 8,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001592386-23-000040 · wf-form4_168840676118453.xml · derivative · entry 3 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,760 Underlying: Class A common stock · 8,760 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest on July 1, 2024. F4 · derivative.expiration_date: The RSUs vest on July 1, 2024. Read SEC document |
| July 01, 2023 Filed Jul 3, 2023 17:52 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 6,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001592386-23-000040 · wf-form4_168840676118453.xml · derivative · entry 2 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 6,365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vested on July 1, 2023. F3 · derivative.expiration_date: The RSUs vested on July 1, 2023. Read SEC document |
| July 01, 2023 Filed Jul 3, 2023 17:52 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 6,365 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001592386-23-000040 · wf-form4_168840676118453.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 16:12 UTC | Independent Bank Group, Inc. IBTX · Entity 84480 | GrantCommon Stock | 1,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001564618-23-000112 · wk-form4_1688587965.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,374 F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2022 Equity Incentive Plan. Such shares vest one year from the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:18 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantRestricted Stock Unit · Derivative | 6,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001592386-22-000063 · wf-form4_165670667166587.xml · derivative · entry 3 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,365 Underlying: Class A common stock · 6,365 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest on July 1, 2023. F4 · derivative.expiration_date: The RSUs vest on July 1, 2023. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:18 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 4,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001592386-22-000063 · wf-form4_165670667166587.xml · derivative · entry 2 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 4,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vested on July 1, 2022. F3 · derivative.expiration_date: The RSUs vested on July 1, 2022. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:18 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 4,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001592386-22-000063 · wf-form4_165670667166587.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 13:13 UTC | Independent Bank Group, Inc. IBTX · Entity 84480 | GrantCommon Stock | 874 | $0.00 | $0.00 |
DisclosureSEC source: 0001564618-22-000103 · wf-form4_165712757367672.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,636 F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2022 Equity Incentive Plan. Such shares vest on the one year anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 17:03 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | OtherWarrant (right to buy) · Derivative | 3,000,000 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0000950142-21-004119 · es210212036_4-tjmt.xml · derivative · entry 4 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A common stock · 3,000,000 shares Expires 2022-01-15 F2 · security: On December 17, 2021, TJMT Holdings LLC exercised in full its warrant to purchase 3,000,000 shares of the Issuer's Class A Common Stock (the "Class A Common Stock"). F5 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 17:03 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 3,000,000 | $22.98 | $68,940,000.00 |
DisclosureSEC source: 0000950142-21-004119 · es210212036_4-tjmt.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:29 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantRestricted Stock Unit · Derivative | 4,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001592386-21-000035 · wf-form4_162525776444797.xml · derivative · entry 3 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,880 Underlying: Class A common stock · 4,880 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest on July 1, 2022. F4 · derivative.expiration_date: The RSUs vest on July 1, 2022. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:29 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 5,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001592386-21-000035 · wf-form4_162525776444797.xml · derivative · entry 2 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 5,811 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vested on July 1, 2021. F3 · derivative.expiration_date: The RSUs vested on July 1, 2021. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:29 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 5,811 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001592386-21-000035 · wf-form4_162525776444797.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| June 03, 2021 Filed Jun 15, 2021 16:00 UTC | Independent Bank Group, Inc. IBTX · Entity 84480 | GrantCommon Stock | 754 | $0.00 | $0.00 |
DisclosureSEC source: 0001564618-21-000075 · wf-form4_162378721454446.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,762 F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest on the one year anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| September 04, 2020 Filed Oct 23, 2020 09:26 UTC | Independent Bank Group, Inc. IBTX · Entity 84480 | GrantCommon Stock | 1,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001564618-20-000075 · wf-form4_160345959385034.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,008 F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest one year from the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 23:54 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantRestricted Stock Unit · Derivative | 5,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008082 · edgar.xml · derivative · entry 3 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,811 Underlying: Class A common stock · 5,811 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest on July 1, 2021. F4 · derivative.expiration_date: The RSUs vest on July 1, 2021. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 23:54 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 6,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008082 · edgar.xml · derivative · entry 2 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 6,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vested on July 1, 2020. F3 · derivative.expiration_date: The RSUs vested on July 1, 2020. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 23:54 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 6,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008082 · edgar.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| May 22, 2020 Filed May 22, 2020 21:49 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseNon-voting common interest units of Virtu Financial LLC · Derivative | 216,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-006555 · edgar.xml · derivative · entry 4 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 216,680 Underlying: Class A common stock · 216,680 shares Expires not disclosed F1 · derivative.exercise_price: TJMT Holdings LLC acquired 216,680 non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units") and an equal number of shares of Class C common stock of the Issuer ("Class C Common Stock") for a per share purchase price of $26.00. F5 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F5 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F5 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F5 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F7 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Read SEC document |
| May 22, 2020 Filed May 22, 2020 21:49 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | PurchaseClass C common stock | 216,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-006555 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 216,680 F1 · price: TJMT Holdings LLC acquired 216,680 non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units") and an equal number of shares of Class C common stock of the Issuer ("Class C Common Stock") for a per share purchase price of $26.00. F7 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Read SEC document |
| May 21, 2020 Filed May 22, 2020 21:49 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantWarrant · Derivative | 3,000,000 | Not disclosed Strike: $22.98 | Not disclosed |
DisclosureSEC source: 0001179110-20-006555 · edgar.xml · derivative · entry 3 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,000,000 Underlying: Class A common stock · 3,000,000 shares Expires 2022-01-15 F3 · security: On March 20, 2020, an indirect subsidiary of the Issuer entered into a Loan Agreement (the "Loan Agreement") with TJMT Holdings LLC (the "Lender") providing for unsecured term loans from time to time (the "Loans") in an aggregate original principal amount not to exceed $300 million. Upon the execution of and in consideration for the Lender's commitments under the Loan Agreement, TJMT Holdings LLC received a warrant (the "Warrant") to purchase shares of Class A Common Stock. Pursuant to the Warrant, the Lender may purchase up to 3,000,000 shares of Class A common stock, which number of shares will be increased to 10,000,000 if, at any time during the term of the Loan Agreement, Loans equal to or greater than $100 million remain outstanding for a certain period of time specified in the Warrant. F4 · derivative.exercise_price: The exercise price per share of the Class A Common Stock issuable pursuant to the Warrant is equal to the average of the volume weighted average prices of the Class A Common Stock for the ten (10) trading days following the date on which the Issuer publicly announced its earnings results for the first quarter of 2020, which was May 7, 2020. F4 · date: The exercise price per share of the Class A Common Stock issuable pursuant to the Warrant is equal to the average of the volume weighted average prices of the Class A Common Stock for the ten (10) trading days following the date on which the Issuer publicly announced its earnings results for the first quarter of 2020, which was May 7, 2020. F4 · price: The exercise price per share of the Class A Common Stock issuable pursuant to the Warrant is equal to the average of the volume weighted average prices of the Class A Common Stock for the ten (10) trading days following the date on which the Issuer publicly announced its earnings results for the first quarter of 2020, which was May 7, 2020. F7 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Read SEC document |
| May 15, 2020 Filed May 19, 2020 00:05 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionOption Award · Derivative | 15,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001179110-20-006257 · edgar.xml · derivative · entry 2 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of a Class A common stock of the Issuer. F2 · derivative.exercise_date: Options Awards vested in equal installments on each of the first four (4) anniversaries of April 15, 2015. F2 · derivative.expiration_date: Options Awards vested in equal installments on each of the first four (4) anniversaries of April 15, 2015. Read SEC document |
| May 15, 2020 Filed May 19, 2020 00:05 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 15,000 | $19.00 | $285,000.00 |
DisclosureSEC source: 0001179110-20-006257 · edgar.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 22:36 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantRestricted Stock Unit · Derivative | 6,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008515 · edgar.xml · derivative · entry 3 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,325 Underlying: Class A common stock · 6,325 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest on July 1, 2020. F4 · derivative.expiration_date: The RSUs vest on July 1, 2020. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 22:36 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 4,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008515 · edgar.xml · derivative · entry 2 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 4,998 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vested on July 1, 2019. F3 · derivative.expiration_date: The RSUs vested on July 1, 2019. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 22:36 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 4,998 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-008515 · edgar.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 19:17 UTC | Independent Bank Group, Inc. IBTX · Entity 84480 | GrantCommon Stock | 1,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001564618-19-000080 · wf-form4_156046783709508.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,849 F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest one year from the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:32 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 9,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006465 · edgar.xml · derivative · entry 2 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 60,091,740 Underlying: Class B common stock and Class A common stock · 9,000,000 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F3 · price: The Issuer sold 9,000,000 shares of Class A common stock of the Issuer ("Class A Common Stock") in a public offering and used the net proceeds to purchase an equal number of Virtu Financial Units and corresponding shares of Class D Common Stock from TJMT Holdings LLC ("TJMT"). The purchase price per Virtu Financial Unit and share of Class D Common Stock was $22.00, the same price per share received by the Issuer from the underwriters in the public offering. F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F4 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:32 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass D common stock | 9,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006465 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 60,091,740 F1 · security: Shares of Class D common stock of the Issuer ("Class D Common Stock") have 10 votes per share but no economic rights (including rights to dividends and distributions upon liquidation) and are paired with an equal number of non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units"). F2 · security: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F3 · price: The Issuer sold 9,000,000 shares of Class A common stock of the Issuer ("Class A Common Stock") in a public offering and used the net proceeds to purchase an equal number of Virtu Financial Units and corresponding shares of Class D Common Stock from TJMT Holdings LLC ("TJMT"). The purchase price per Virtu Financial Unit and share of Class D Common Stock was $22.00, the same price per share received by the Issuer from the underwriters in the public offering. F4 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 22:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionOption Award · Derivative | 45,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002944 · edgar.xml · derivative · entry 2 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Class A common stock · 45,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of a Class A common stock of the Issuer. F2 · derivative.exercise_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019. F2 · derivative.expiration_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 22:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 45,000 | $19.00 | $855,000.00 |
DisclosureSEC source: 0001179110-19-002944 · edgar.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 21:36 UTC | Independent Bank Group, Inc. IBTX · Entity 84480 | GrantCommon Stock | 1,048 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001564618-19-000022 · wf-form4_154881576531591.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,813 F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest in three (3) equal annual installments on the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document |
| December 31, 2018 Filed Jan 25, 2019 21:29 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 2,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000920 · edgar.xml · derivative · entry 2 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,498 Underlying: Class A common stock · 2,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vested on December 31, 2016, December 31 2017 and December 31, 2018. F3 · derivative.expiration_date: The RSUs vested on December 31, 2016, December 31 2017 and December 31, 2018. Read SEC document |
| December 31, 2018 Filed Jan 25, 2019 21:29 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 2,345 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000920 · edgar.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| July 03, 2018 Filed Jul 4, 2018 00:43 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 6,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009440 · edgar.xml · derivative · entry 3 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,843 Underlying: Class A common stock · 6,847 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vested on July 3, 2018. F4 · derivative.expiration_date: The RSUs vested on July 3, 2018. Read SEC document |
| July 03, 2018 Filed Jul 4, 2018 00:43 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 6,847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009440 · edgar.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan. Read SEC document |
| July 01, 2018 Filed Jul 4, 2018 00:43 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantRestricted Stock Unit · Derivative | 4,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009440 · edgar.xml · derivative · entry 2 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,690 Underlying: Class A common stock · 4,498 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vest on July 1, 2019. F3 · derivative.expiration_date: The RSUs vest on July 1, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.