Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Virtu Financial, Inc.VIRT · Entity 3811 | SVP, Comp Reg & Gov Affairs | January 03, 2017 | January 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Virtu Financial, Inc.
Report date January 03, 2017 · Filed January 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 7,607 |
Ending reported balance
After 2017-01-03 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-01-03 · Grant · Acquired 4,582 · Balance 8,614 F1: Shares of Class A common stock granted under the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 16.0027. Row 2 · 2017-01-03 · Tax withholding · Disposed 1,937 · Balance 6,677 F2: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 16.0027. Row 3 · 2017-01-03 · Exercise / conversion · Acquired 1,612 · Balance 8,289 F3: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95. Row 4 · 2017-01-03 · Tax withholding · Disposed 682 · Balance 7,607 F4: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 3,225 |
Reported balance
After 2017-01-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-01-03 · Exercise / conversion · Acquired 1,612 · Balance 3,225 F5: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F6: The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 10,098 |
Reported balance
After 2017-01-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-01-03 · Grant · Acquired 6,873 · Balance 10,098 F5: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F6: The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class A common stock granted under the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 16.0027.
F2: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 16.0027.
F3: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95.
F4: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95.
F5: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F6: The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2017 Filed Jan 5, 2017 22:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantRestricted Stock Unit · Derivative | 6,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000542 · edgar.xml · derivative · entry 6 Palaparthi Venu · CIK 0001637473 · SVP, Comp Reg & Gov Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,098 Underlying: Class A Common Stock · 6,873 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F6 · derivative.exercise_date: The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019. F6 · derivative.expiration_date: The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 1,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000542 · edgar.xml · derivative · entry 5 Palaparthi Venu · CIK 0001637473 · SVP, Comp Reg & Gov Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,225 Underlying: Class A Common Stock · 1,612 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F6 · derivative.exercise_date: The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019. F6 · derivative.expiration_date: The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Tax withholdingClass A common stock | 682 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000542 · edgar.xml · nonDerivative · entry 4 Palaparthi Venu · CIK 0001637473 · SVP, Comp Reg & Gov Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,607 F4 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 1,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000542 · edgar.xml · nonDerivative · entry 3 Palaparthi Venu · CIK 0001637473 · SVP, Comp Reg & Gov Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Tax withholdingClass A common stock | 1,937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000542 · edgar.xml · nonDerivative · entry 2 Palaparthi Venu · CIK 0001637473 · SVP, Comp Reg & Gov Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,677 F2 · price: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 16.0027. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantClass A common stock | 4,582 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000542 · edgar.xml · nonDerivative · entry 1 Palaparthi Venu · CIK 0001637473 · SVP, Comp Reg & Gov Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,614 F1 · price: Shares of Class A common stock granted under the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 16.0027. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.