Last 12 months
Inside the activity.
0 purchase rows · 19 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 16, 2017 Filed Aug 18, 2017 22:10 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 155,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011678 · edgar.xml · derivative · entry 6 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,304,237 Underlying: Class A Common Stock · 15,509 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 22:10 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerClass C Common Stock | 155,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011678 · edgar.xml · nonDerivative · entry 3 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,304,237 F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 3). Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 20:42 UTC |
North Island Ventures, LLC10% owner
North Island Holdings I, LP10% owner
North Island Holdings I GP, LP10% owner
North Island L.L.C.10% owner
West Meadow Group LLC10% owner
HUTCHINS GLENN HDirector · 10% owner
GREIFELD ROBERTDirector · 10% owner
|
PurchaseClass A common stock, par value $0.00001 per share | 338,124 | $15.44 | $5,220,634.56 |
DisclosureSEC source: 0001104659-17-051085 · a4.xml · nonDerivative · entry 1 North Island Ventures, LLC · CIK 0001711970 · 10% owner North Island Holdings I, LP · CIK 0001711953 · 10% owner North Island Holdings I GP, LP · CIK 0001711954 · 10% owner North Island L.L.C. · CIK 0001713500 · 10% owner West Meadow Group LLC · CIK 0001713499 · 10% owner HUTCHINS GLENN H · CIK 0001027038 · Director · 10% owner GREIFELD ROBERT · CIK 0001214669 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 40,064,103 F1 · price: On August 10, 2017, pursuant to a privately negotiated investment agreement with the Issuer and a letter agreement, dated July 19, 2017, with the Issuer, North Island Holdings I, LP purchased 338,124 shares of the Issuer's Class A common stock, par value $0.00001 per share for approximately $15.44 per share. F2 · ownership.nature: These shares are owned directly by North Island Holdings I, LP. F3 · ownership.nature: The sole general partner of North Island Holdings I, LP is North Island Holdings I GP, LP. The sole general partner of North Island Holdings I GP, LP is North Island Ventures, LLC. Messrs. Hutchins and Greifeld, directly and/or indirectly through North Island L.L.C. and West Meadow Group LLC, respectively, each control 50% of the membership interests in North Island Ventures, LLC. Each of North Island Holdings I GP, LP, North Island Ventures, LLC, North Island L.L.C., and West Meadow Group LLC and Messrs. Hutchins and Greifeld may be deemed to beneficially own the shares beneficially owned by North Island Holdings I, LP, but each (other than the North Island Holdings I, LP to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. F4 · ownership.nature: The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 15:50 UTC |
Temasek Holdings (Private) Ltd10% owner
|
PurchaseClass A Common Stock, par value $0.00001 per share | 1,666,666 | $15.60 | $25,999,989.60 |
DisclosureSEC source: 0000947871-17-000638 · ss54933_4.xml · nonDerivative · entry 1 Temasek Holdings (Private) Ltd · CIK 0001021944 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,330,503 F1 · ownership.nature: Aranda Investments Pte. Ltd. ("Aranda") directly owns 8,012,821 shares of Issuer's Class A common stock. Aranda is wholly owned by Seletar Investments Pte. Ltd. ("Seletar"), which is wholly owned by Temasek Capital (Private) Limited ("Temasek Capital"). Each of Seletar and Temasek Capital may be deemed to beneficially own the 8,012,821 shares of Issuer's Class A common stock beneficially owned by Aranda. Havelock Fund Investments Pte. Ltd. ("Havelock") directly owns 12,317,682 shares of Issuer's Class A common stock. Havelock is wholly owned by Fullerton Fund Investments Pte. Ltd. ("FFI"). FFI may be deemed to beneficially own the shares beneficially owned by Havelock. Each of Temasek Capital and FFI are wholly owned by Temasek Holdings (Private) Ltd ("Temasek"). Therefore, Temasek may be deemed to beneficially own the 20,330,503 shares of Issuer's Class A common stock deemed to be beneficially owned in the aggregate by Temasek Capital and FFI. Read SEC document |
| August 10, 2017 Filed Aug 18, 2017 22:15 UTC Amendment |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 210,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011679 · edgar.xml · derivative · entry 5 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,459,248 Underlying: Class A Common Stock · 210,766 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F4 · price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F4 · derivative.exercise_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F4 · derivative.expiration_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. Read SEC document |
| August 10, 2017 Filed Aug 18, 2017 22:15 UTC Amendment |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerClass C Common Stock | 210,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011679 · edgar.xml · nonDerivative · entry 2 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,459,248 F2 · price: Virtu Financial LLC repurchased Virtu Financial Units held by the reporting person on behalf of one or more former employees, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration. Read SEC document |
| August 10, 2017 Filed Aug 18, 2017 22:10 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 210,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011678 · edgar.xml · derivative · entry 5 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,459,248 Underlying: Class A Common Stock · 210,766 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F4 · price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F4 · derivative.exercise_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F4 · derivative.expiration_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. Read SEC document |
| August 10, 2017 Filed Aug 18, 2017 22:10 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerClass C Common Stock | 210,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011678 · edgar.xml · nonDerivative · entry 2 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,459,248 F2 · price: Virtu Financial LLC repurchased Virtu Financial Units held by the reporting person on behalf of one or more former employees, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 22:24 UTC |
Temasek Holdings (Private) Ltd10% owner
|
PurchaseClass A Common Stock, par value $0.00001 per share | 6,346,155 | $15.60 | $99,000,018.00 |
DisclosureSEC source: 0000947871-17-000563 · ss52545_4.xml · nonDerivative · entry 1 Temasek Holdings (Private) Ltd · CIK 0001021944 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,663,837 F1 · ownership.nature: Aranda Investments Pte. Ltd. ("Aranda") directly owns 6,346,155 shares of Issuer's Class A common stock. Aranda is wholly owned by Seletar Investments Pte. Ltd. ("Seletar"), which is wholly owned by Temasek Capital (Private) Limited ("Temasek Capital"). Each of Seletar and Temasek Capital may be deemed to beneficially own the 6,346,155 shares of Issuer's Class A common stock beneficially owned by Aranda. Havelock Fund Investments Pte. Ltd. ("Havelock") directly owns 12,317,682 shares of Issuer's Class A common stock. Havelock is wholly owned by Fullerton Fund Investments Pte. Ltd. ("FFI"). FFI may be deemed to beneficially own the shares beneficially owned by Havelock. Each of Temasek Capital and FFI are wholly owned by Temasek Holdings (Private) Ltd ("Temasek"). Therefore, Temasek may be deemed to beneficially own the 18,663,837 shares of Issuer's Class A common stock deemed to be beneficially owned in the aggregate by Temasek Capital and FFI. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:40 UTC |
Quick Christopher CDirector
|
GrantRestricted Stock Unit · Derivative | 6,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010076 · edgar.xml · derivative · entry 3 Quick Christopher C · CIK 0001450111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,965 Underlying: Class A common stock · 6,965 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest on July 1, 2018. F4 · derivative.expiration_date: The RSUs vest on July 1, 2018. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:40 UTC |
Quick Christopher CDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010076 · edgar.xml · derivative · entry 2 Quick Christopher C · CIK 0001450111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vested on July 1, 2017. F3 · derivative.expiration_date: The RSUs vested on July 1, 2017. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:40 UTC |
Quick Christopher CDirector
|
Exercise / conversionClass A common stock | 7,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010076 · edgar.xml · nonDerivative · entry 1 Quick Christopher C · CIK 0001450111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on June 30, 2017 of 17.65. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:45 UTC |
Abizaid John P.Director
|
GrantRestricted Stock Unit · Derivative | 6,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010084 · edgar.xml · derivative · entry 3 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,965 Underlying: Class A common stock · 6,965 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest on July 1, 2018. F4 · derivative.expiration_date: The RSUs vest on July 1, 2018. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:45 UTC |
Abizaid John P.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010084 · edgar.xml · derivative · entry 2 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vested on July 1, 2017. F3 · derivative.expiration_date: The RSUs vested on July 1, 2017. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:45 UTC |
Abizaid John P.Director
|
Exercise / conversionClass A common stock | 7,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010084 · edgar.xml · nonDerivative · entry 1 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on June 30, 2016 of 17.65. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:46 UTC |
SANDNER JOHN FDirector
|
GrantRestricted Stock Unit · Derivative | 6,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010090 · edgar.xml · derivative · entry 3 SANDNER JOHN F · CIK 0001212848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,965 Underlying: Class A common stock · 6,965 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest on July 1, 2018. F4 · derivative.expiration_date: The RSUs vest on July 1, 2018. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:46 UTC |
SANDNER JOHN FDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010090 · edgar.xml · derivative · entry 2 SANDNER JOHN F · CIK 0001212848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vested on July 1, 2017. F3 · derivative.expiration_date: The RSUs vested on July 1, 2017. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:46 UTC |
SANDNER JOHN FDirector
|
Exercise / conversionClass A common stock | 7,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010090 · edgar.xml · nonDerivative · entry 1 SANDNER JOHN F · CIK 0001212848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on June 30, 2016 of 17.65. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:43 UTC |
Cruger William Frank Jr.Director
|
GrantRestricted Stock Unit · Derivative | 6,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010081 · edgar.xml · derivative · entry 3 Cruger William Frank Jr. · CIK 0001591033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,965 Underlying: Class A common stock · 6,965 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest on July 1, 2018. F4 · derivative.expiration_date: The RSUs vest on July 1, 2018. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:43 UTC |
Cruger William Frank Jr.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010081 · edgar.xml · derivative · entry 2 Cruger William Frank Jr. · CIK 0001591033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vested on July 1, 2017. F3 · derivative.expiration_date: The RSUs vested on July 1, 2017. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:43 UTC |
Cruger William Frank Jr.Director
|
Exercise / conversionClass A common stock | 7,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010081 · edgar.xml · nonDerivative · entry 1 Cruger William Frank Jr. · CIK 0001591033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on June 30, 2017 of 17.65. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:40 UTC |
Nixon JohnDirector
|
GrantRestricted Stock Unit · Derivative | 6,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010075 · edgar.xml · derivative · entry 3 Nixon John · CIK 0001641334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,965 Underlying: Class A common stock · 6,965 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest on July 1, 2018. F4 · derivative.expiration_date: The RSUs vest on July 1, 2018. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:40 UTC |
Nixon JohnDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010075 · edgar.xml · derivative · entry 2 Nixon John · CIK 0001641334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vested on July 1, 2017. F3 · derivative.expiration_date: The RSUs vested on July 1, 2017. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:40 UTC |
Nixon JohnDirector
|
Exercise / conversionClass A common stock | 7,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010075 · edgar.xml · nonDerivative · entry 1 Nixon John · CIK 0001641334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on June 30, 2017 of 17.65. Read SEC document |
| May 23, 2017 Filed Aug 18, 2017 22:15 UTC Amendment |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 291,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011679 · edgar.xml · derivative · entry 4 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,670,014 Underlying: Class A Common Stock · 291,793 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| May 23, 2017 Filed Aug 18, 2017 22:15 UTC Amendment |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerClass C Common Stock | 291,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011679 · edgar.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,670,014 F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 3). Read SEC document |
| May 23, 2017 Filed Aug 18, 2017 22:10 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 291,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011678 · edgar.xml · derivative · entry 4 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,670,014 Underlying: Class A Common Stock · 291,793 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| May 23, 2017 Filed Aug 18, 2017 22:10 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerClass C Common Stock | 291,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011678 · edgar.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,670,014 F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 3). Read SEC document |
| April 17, 2017 Filed Apr 17, 2017 20:43 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 44,542 | $15.51 | $690,681.61 |
DisclosureSEC source: 0001179110-17-006024 · edgar.xml · nonDerivative · entry 3 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,000,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.325 to $15.60, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 20:43 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 50,000 | $15.65 | $782,610.00 |
DisclosureSEC source: 0001179110-17-006024 · edgar.xml · nonDerivative · entry 2 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 955,458 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.45 to $15.775, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| April 12, 2017 Filed Apr 17, 2017 20:43 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 50,000 | $15.22 | $760,880.00 |
DisclosureSEC source: 0001179110-17-006024 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 905,458 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.05 to $15.50, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| April 11, 2017 Filed Apr 12, 2017 20:22 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 50,000 | $15.46 | $772,760.00 |
DisclosureSEC source: 0001179110-17-005961 · edgar.xml · nonDerivative · entry 2 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 855,458 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.20 to $15.75, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 20:22 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 50,000 | $15.79 | $789,495.00 |
DisclosureSEC source: 0001179110-17-005961 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 805,458 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $15.95, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| April 07, 2017 Filed Apr 7, 2017 19:14 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 50,000 | $15.78 | $788,985.00 |
DisclosureSEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 5 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 755,458 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| April 06, 2017 Filed Apr 7, 2017 19:14 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 50,000 | $15.86 | $793,115.00 |
DisclosureSEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 4 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 705,458 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.70 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 19:14 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 41,584 | $15.97 | $663,896.88 |
DisclosureSEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 3 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 655,458 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| March 21, 2017 Filed Mar 24, 2017 18:03 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 28,273 | $15.98 | $451,779.92 |
DisclosureSEC source: 0001179110-17-005135 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 604,330 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 18:13 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 300 | $16.00 | $4,800.00 |
DisclosureSEC source: 0001179110-17-004927 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 576,057 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 20:52 UTC |
Virtu Employee Holdco LLCDirector · 10% owner
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 4,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-17-000352 · es1700297_4-virtu.xml · derivative · entry 10 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,961,807 Underlying: Class A Common Stock · 4,240 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F1 · price: Non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units") and shares of Class C common stock of the Issuer ("Class C Common Stock") were subject to time-based vesting tied to the continued employment of the employees for whom the relevant Virtu Financial Units are held, and were forfeited, in the case of Virtu Financial Units, or cancelled, in the case of the Class C Common Stock, upon the termination of employment of the applicable employee. F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 20:52 UTC |
Virtu Employee Holdco LLCDirector · 10% owner
|
Disposition to issuerClass C Common Stock | 4,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-17-000352 · es1700297_4-virtu.xml · nonDerivative · entry 5 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,961,807 F1 · price: Non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units") and shares of Class C common stock of the Issuer ("Class C Common Stock") were subject to time-based vesting tied to the continued employment of the employees for whom the relevant Virtu Financial Units are held, and were forfeited, in the case of Virtu Financial Units, or cancelled, in the case of the Class C Common Stock, upon the termination of employment of the applicable employee. Read SEC document |
| February 06, 2017 Filed Feb 14, 2017 20:52 UTC |
Virtu Employee Holdco LLCDirector · 10% owner
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 656,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-17-000352 · es1700297_4-virtu.xml · derivative · entry 9 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,966,047 Underlying: Class A Common Stock · 656,965 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 4). F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| February 06, 2017 Filed Feb 14, 2017 20:52 UTC |
Virtu Employee Holdco LLCDirector · 10% owner
|
Disposition to issuerClass C Common Stock | 656,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-17-000352 · es1700297_4-virtu.xml · nonDerivative · entry 4 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,966,047 F3 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 4). Read SEC document |
| January 20, 2017 Filed Feb 14, 2017 20:52 UTC |
Virtu Employee Holdco LLCDirector · 10% owner
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 8,481 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-17-000352 · es1700297_4-virtu.xml · derivative · entry 8 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,630,248 Underlying: Class A Common Stock · 8,481 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F1 · price: Non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units") and shares of Class C common stock of the Issuer ("Class C Common Stock") were subject to time-based vesting tied to the continued employment of the employees for whom the relevant Virtu Financial Units are held, and were forfeited, in the case of Virtu Financial Units, or cancelled, in the case of the Class C Common Stock, upon the termination of employment of the applicable employee. F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| January 20, 2017 Filed Feb 14, 2017 20:52 UTC |
Virtu Employee Holdco LLCDirector · 10% owner
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Disposition to issuerClass C Common Stock | 8,481 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-17-000352 · es1700297_4-virtu.xml · nonDerivative · entry 3 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,630,248 F1 · price: Non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units") and shares of Class C common stock of the Issuer ("Class C Common Stock") were subject to time-based vesting tied to the continued employment of the employees for whom the relevant Virtu Financial Units are held, and were forfeited, in the case of Virtu Financial Units, or cancelled, in the case of the Class C Common Stock, upon the termination of employment of the applicable employee. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 17:40 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
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PurchaseClass A common stock | 100 | $16.00 | $1,600.00 |
DisclosureSEC source: 0001179110-17-001114 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 575,757 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 18, 2017 Filed Jan 18, 2017 17:44 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
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PurchaseClass A common stock | 41,665 | $15.98 | $665,981.69 |
DisclosureSEC source: 0001179110-17-001014 · edgar.xml · nonDerivative · entry 3 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 575,657 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.875 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 17:44 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
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PurchaseClass A common stock | 23,948 | $16.00 | $383,048.26 |
DisclosureSEC source: 0001179110-17-001014 · edgar.xml · nonDerivative · entry 2 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 533,992 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.95 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 17:44 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
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PurchaseClass A common stock | 360 | $16.00 | $5,760.00 |
DisclosureSEC source: 0001179110-17-001014 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 510,044 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 12, 2017 Filed Apr 7, 2017 19:14 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
|
PurchaseClass A common stock | 7,844 | $15.99 | $125,423.99 |
DisclosureSEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 2 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 519,228 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.95 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
| January 11, 2017 Filed Jan 11, 2017 17:18 UTC |
TJMT Holdings LLCDirector · See Viola, Vincent J. · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · Executive Chairman · 10% owner
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PurchaseClass A common stock | 1,924 | $16.00 | $30,784.00 |
DisclosureSEC source: 0001179110-17-000907 · edgar.xml · nonDerivative · entry 2 TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 509,684 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.