VIRT

SEC source: 0001179110-18-007852 · edgar.xml · nonDerivative · entry 1

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,973,368

F1 · price: The Company purchased common units of Virtu Financial LLC held by the reporting person on behalf of one or more current or former employees pursuant to the Company's authorized share repurchase program previously announced on February 8, 2018, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration.

SEC source: 0001179110-18-009436 · edgar.xml · nonDerivative · entry 1

Nixon John · CIK 0001641334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,929

F1 · shares: Represents shares of Class A common stock that the reporting person donated as a gift to a donor advised fund.

SEC source: 0000947871-18-000418 · ss92303_4.xml · nonDerivative · entry 1

Temasek Holdings (Private) Ltd · CIK 0001021944 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 16,880,503

F1 · kind: This sale was made pursuant to a prospectus filed by Virtu Financial, Inc. (the "Issuer") with the Securities and Exchange Commission on May 11, 2018, in connection with the offering of an aggregate of 17,250,000 Class A Shares of the Issuer's common stock ("Class A Shares") (consisting of a base deal of 15,000,000 Class A Shares and an additional 2,250,000 Class A Shares sold pursuant to the underwriters' option to purchase additional shares). The shares sold were previously held by Havelock Fund Investments Pte Ltd ("Havelock") and sold in the offering on May 15, 2018 for cash consideration of $27.16 per share.

F2 · ownership.nature: Havelock directly owns 8,867,682 Class A Shares. Havelock is wholly owned by Fullerton Fund Investments Pte. Ltd. ("FFI"). FFI may be deemed to beneficially own the shares beneficially owned by Havelock. Aranda Investments Pte. Ltd. ("Aranda") directly owns 8,012,821 shares of Issuer's Class A common stock. Aranda is wholly owned by Seletar Investments Pte. Ltd. ("Seletar"), which is wholly owned by Temasek Capital (Private) Limited ("Temasek Capital"). Each of Seletar and Temasek Capital may be deemed to beneficially own the 8,012,821 Class A Shares beneficially owned by Aranda. Each of Temasek Capital and FFI are wholly owned by Temasek Holdings (Private) Limited ("Temasek"). Therefore, Temasek may be deemed to beneficially own the 16,880,503 Class A Shares deemed to be beneficially owned in the aggregate by Temasek Capital and FFI.

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · derivative · entry 7

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,750

Underlying: Class A common stock · 2,081,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A Common Stock.

F9 · derivative.exercise_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

F9 · derivative.expiration_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

F6 · ownership.direct: Directly owned by Mr. Vincent Viola.

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · derivative · entry 6

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 69,091,740

Underlying: Class B common stock and Class A common stock · 10,518,750 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F4 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F5 · price: As part of the Public Offering, the Issuer sold 10,518,750 shares of Class A Common Stock and used the net proceeds to purchase an equal number of Virtu Financial Units and corresponding shares of Class D Common Stock from TJMT. The purchase price per Virtu Financial Unit and share of Class D Common Stock was $28.00 with TJMT being responsible for the underwriting discount per share paid by the Issuer to the underwriters in the Public Offering with respect to 10,518,750 shares of Class A Common Stock sold by the Issuer (or a net price of $27.16).

F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which the reporting persons share dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities held by TJMT by virtue of his spouse's dispositive and voting control over TJMT.

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · nonDerivative · entry 4

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This sale was made as part of a public offering (the "Public Offering") of an aggregate of 17,250,000 of Class A common stock of the Issuer ("Class A Common Stock") by the Issuer and certain selling stockholders, including Mr. Vincent Viola and TJMT Holdings LLC ("TJMT").

F6 · ownership.direct: Directly owned by Mr. Vincent Viola.

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · nonDerivative · entry 3

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,281,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · ownership.direct: Directly owned by Mr. Vincent Viola.

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · nonDerivative · entry 2

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 69,091,740

F3 · security: Shares of Class D common stock of the Issuer ("Class D Common Stock") have 10 votes per share but no economic rights (including rights to dividends and distributions upon liquidation) and are paired with an equal number of non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units").

F4 · security: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F5 · price: As part of the Public Offering, the Issuer sold 10,518,750 shares of Class A Common Stock and used the net proceeds to purchase an equal number of Virtu Financial Units and corresponding shares of Class D Common Stock from TJMT. The purchase price per Virtu Financial Unit and share of Class D Common Stock was $28.00 with TJMT being responsible for the underwriting discount per share paid by the Issuer to the underwriters in the Public Offering with respect to 10,518,750 shares of Class A Common Stock sold by the Issuer (or a net price of $27.16).

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which the reporting persons share dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities held by TJMT by virtue of his spouse's dispositive and voting control over TJMT.

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: This sale was made as part of a public offering (the "Public Offering") of an aggregate of 17,250,000 of Class A common stock of the Issuer ("Class A Common Stock") by the Issuer and certain selling stockholders, including Mr. Vincent Viola and TJMT Holdings LLC ("TJMT").

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which the reporting persons share dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities held by TJMT by virtue of his spouse's dispositive and voting control over TJMT.

SEC source: 0001179110-18-006933 · edgar.xml · derivative · entry 2

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,669,741

Underlying: Class A Common Stock · 1,359,361 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2).

F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

SEC source: 0001179110-18-006933 · edgar.xml · nonDerivative · entry 1

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,669,741

F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2).

SEC source: 0001179110-18-004805 · edgar.xml · derivative · entry 2

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,272

Underlying: Class A common stock · 120,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vest in three equal installments on March 21, 2019, March 21, 2020 and March 21, 2021.

F2 · derivative.expiration_date: The RSUs vest in three equal installments on March 21, 2019, March 21, 2020 and March 21, 2021.

SEC source: 0001179110-18-005640 · edgar.xml · nonDerivative · entry 7

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,029,102

F3 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 3).

SEC source: 0001179110-18-005640 · edgar.xml · derivative · entry 14

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,029,102

Underlying: Class A Common Stock · 375,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F4 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

SEC source: 0001179110-18-005640 · edgar.xml · derivative · entry 13

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,404,102

Underlying: Class A Common Stock · 372,260 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F4 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

SEC source: 0001179110-18-005640 · edgar.xml · nonDerivative · entry 6

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,404,102

F3 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 3).

SEC source: 0001179110-18-001446 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,116

F1 · shares: The number of shares of class A common stock earned will be based on the percentage of budgeted EBITDA achieved in 2018, with a minimum of 50% of shares earned upon at least 70% achievement and 100% of shares earned upon at least 75% achievement. To the extent any shares of class A common stock are earned, 50% of such earned shares will vest on December 31, 2018 and the remaining 50% will vest on December 31, 2019.

F2 · price: Restricted shares of Class A common stock granted under the Issuer's 2015 Amended and Restated Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Douglas A. Cifu, based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 19.3216.

SEC source: 0001179110-18-001085 · edgar.xml · nonDerivative · entry 2

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,304

F2 · price: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's 2015 Amended and Restated Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 18.6823.

SEC source: 0001179110-18-001081 · edgar.xml · derivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,174

Underlying: Class A Common Stock · 48,174 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest in three equal installments on January 23, 2019, January 23, 2020 and January 23, 2021.

F3 · derivative.expiration_date: The RSUs vest in three equal installments on January 23, 2019, January 23, 2020 and January 23, 2021.

SEC source: 0001179110-18-001081 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,116

F1 · price: Shares of Class A common stock granted under the Issuer's 2015 Amended and Restated Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 18.6823.

SEC source: 0001179110-18-001085 · edgar.xml · derivative · entry 3

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,272

Underlying: Class A common stock · 33,720 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest in three equal installments on January 23, 2019, January 23, 2020 and January 23, 2021.

F4 · derivative.expiration_date: The RSUs vest in three equal installments on January 23, 2019, January 23, 2020 and January 23, 2021.

SEC source: 0001179110-18-001085 · edgar.xml · nonDerivative · entry 1

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,749

F1 · price: Shares of Class A common stock granted under the Issuer's 2015 Amended and Restated Management Incentive Plan based on the volume weighted averageprice of the Issuer's Class A common stock on the three trading days preceding the grant date of 18.6823.

SEC source: 0001209191-18-002037 · doc4.xml · derivative · entry 1

HUTCHINS GLENN H · CIK 0001027038 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,847

Underlying: Class A common stock · 6,847 shares

Expires not disclosed

F1 · security: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vest on July 3, 2018.

F2 · derivative.expiration_date: The RSUs vest on July 3, 2018.

SEC source: 0001209191-18-002044 · doc4.xml · derivative · entry 1

GREIFELD ROBERT · CIK 0001214669 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,847

Underlying: Class A common stock · 6,847 shares

Expires not disclosed

F1 · security: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vest on July 3, 2018.

F2 · derivative.expiration_date: The RSUs vest on July 3, 2018.

SEC source: 0001179110-18-000539 · edgar.xml · derivative · entry 1

Grano Joseph C. · CIK 0001566709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,135

Underlying: Class A common stock · 5,135 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vest on July 3, 2018.

F2 · derivative.expiration_date: The RSUs vest on July 3, 2018.

SEC source: 0001179110-18-000537 · edgar.xml · derivative · entry 1

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,192

Underlying: Class A common stock · 6,847 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vest on July 3, 2018.

F2 · derivative.expiration_date: The RSUs vest on July 3, 2018.

SEC source: 0001179110-18-000433 · edgar.xml · derivative · entry 2

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,345

Underlying: Class A common stock · 2,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest in three equal installments on December 31, 2016, December 31, 2017 and December 31, 2018.

F3 · derivative.expiration_date: The RSUs vest in three equal installments on December 31, 2016, December 31, 2017 and December 31, 2018.

SEC source: 0001179110-18-000433 · edgar.xml · nonDerivative · entry 1

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30.

SEC source: 0001179110-18-000432 · edgar.xml · derivative · entry 6

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,552

Underlying: Class A common stock · 9,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest in three equal installments on December 31, 2017, December 31, 2018 and December 31, 2019.

F5 · derivative.expiration_date: The RSUs vest in three equal installments on December 31, 2017, December 31, 2018 and December 31, 2019.

SEC source: 0001179110-18-000432 · edgar.xml · derivative · entry 5

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,925

Underlying: Class A common stock · 5,774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest in three equal installments on December 31, 2016, December 31, 2017 and December 31, 2018.

F4 · derivative.expiration_date: The RSUs vest in three equal installments on December 31, 2016, December 31, 2017 and December 31, 2018.

SEC source: 0001179110-18-000432 · edgar.xml · nonDerivative · entry 4

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,266

F2 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Amended and Restated Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30

SEC source: 0001179110-18-000432 · edgar.xml · nonDerivative · entry 3

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Amended and Restated Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30.

SEC source: 0001179110-18-000432 · edgar.xml · nonDerivative · entry 2

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,757

F2 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Amended and Restated Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30

SEC source: 0001179110-18-000432 · edgar.xml · nonDerivative · entry 1

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Amended and Restated Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30.

SEC source: 0001179110-18-000400 · edgar.xml · nonDerivative · entry 4

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,266

F2 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Amended and Restated Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30

SEC source: 0001179110-18-000400 · edgar.xml · nonDerivative · entry 3

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Amended and Restated Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30.

SEC source: 0001179110-18-000400 · edgar.xml · nonDerivative · entry 2

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,757

F2 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Amended and Restated Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30

SEC source: 0001179110-18-000400 · edgar.xml · nonDerivative · entry 1

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Amended and Restated Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30.

SEC source: 0001179110-18-005640 · edgar.xml · derivative · entry 12

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,776,362

Underlying: Class A Common Stock · 120,880 shares

Expires not disclosed

F5 · derivative.exercise_price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company.

F5 · price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company.

F5 · derivative.exercise_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company.

F5 · derivative.expiration_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company.

SEC source: 0001179110-18-005640 · edgar.xml · nonDerivative · entry 5

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,776,362

F2 · price: Virtu Financial LLC repurchased Virtu Financial Units held by the reporting person on behalf of one or more former employees, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration.

SEC source: 0001179110-18-005640 · edgar.xml · derivative · entry 11

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,897,242

Underlying: Class A Common Stock · 209,448 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F4 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

SEC source: 0001179110-18-005640 · edgar.xml · nonDerivative · entry 4

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,897,242

F3 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 3).

SEC source: 0001179110-18-005640 · edgar.xml · derivative · entry 10

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,106,690

Underlying: Class A Common Stock · 133,656 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F4 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

SEC source: 0001179110-18-005640 · edgar.xml · nonDerivative · entry 3

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,106,690

F2 · price: Virtu Financial LLC repurchased Virtu Financial Units held by the reporting person on behalf of one or more former employees, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration.

SEC source: 0001179110-18-005640 · edgar.xml · derivative · entry 9

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,240,346

Underlying: Class A Common Stock · 42,595 shares

Expires not disclosed

F5 · derivative.exercise_price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company.

F5 · price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company.

F5 · derivative.exercise_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company.

F5 · derivative.expiration_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company.

SEC source: 0001179110-18-005640 · edgar.xml · derivative · entry 8

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,282,941

Underlying: Class A Common Stock · 21,298 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F1 · price: Virtu Financial Units and shares of Class C Common Stock were subject to time-based vesting tied to the continued employment of the employees for whom the relevant Virtu Financial Units are held, and were forfeited, in the case of Virtu Financial Units, or cancelled, in the case of the Class C Common Stock, upon the termination of employment of the applicable employee.

F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

SEC source: 0001179110-18-005640 · edgar.xml · nonDerivative · entry 2

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,240,346

F2 · price: Virtu Financial LLC repurchased Virtu Financial Units held by the reporting person on behalf of one or more former employees, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration.

SEC source: 0001179110-18-005640 · edgar.xml · nonDerivative · entry 1

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,282,941

F1 · price: Virtu Financial Units and shares of Class C Common Stock were subject to time-based vesting tied to the continued employment of the employees for whom the relevant Virtu Financial Units are held, and were forfeited, in the case of Virtu Financial Units, or cancelled, in the case of the Class C Common Stock, upon the termination of employment of the applicable employee.

SEC source: 0001179110-17-011679 · edgar.xml · derivative · entry 6

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,304,239

Underlying: Class A Common Stock · 155,009 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F3 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F3 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F3 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

SEC source: 0001179110-17-011679 · edgar.xml · nonDerivative · entry 3

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,304,239

F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 3).