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Cifu Douglas A

Disclosed activity across 3 companies

Tapewire entity
38629
SEC CIK
0001573283

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Independent Bank Group, Inc.IBTX · Entity 84480DirectorJune 11, 2019June 13, 2019
MARKETAXESS HOLDINGS INCMKTX · Entity 3821DirectorJune 10, 2026June 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Independent Bank Group, Inc.

Report date June 11, 2019 · Filed June 13, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect43,705 Reported balance After 2019-06-11 transaction · row 1
1 source row

Row 1 · 2019-06-11 · Grant · Acquired 1,036 · Balance 43,705

F1: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest one year from the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest one year from the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

MARKETAXESS HOLDINGS INC

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.003 per shareSEC Table I · non-derivativeDirect1,649 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 1,390 · Balance 1,649

F1: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Virtu Financial, Inc.

Report date August 01, 2025 · Filed August 01, 2025

Section 16 reporting ended · disclosed 2025-08-01. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2026 Filed Jun 12, 2026 20:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GrantCommon Stock, par value $0.003 per share 1,390 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269467 · ownership.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,649

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.

Read SEC document
March 01, 2026 Filed Mar 2, 2026 21:30 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GrantCommon Stock, par value $0.003 per share 259 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-085504 · ownership.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest on the earlier of the date of the next annual meeting of shareholders or the 1-year anniversary of the grant.

Read SEC document
April 28, 2025 Filed Apr 28, 2025 19:37 UTC Virtu Financial, Inc. VIRT · Entity 3811 SaleClass A common stock 89,754 $39.13 $3,511,795.78
Disclosure

SEC source: 0001592386-25-000074 · wk-form4_1745883416.xml · nonDerivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,306

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.97 to $39.29, inclusive.

Read SEC document
April 28, 2025 Filed Apr 28, 2025 19:37 UTC Virtu Financial, Inc. VIRT · Entity 3811 SaleClass A common stock 87,807 $38.63 $3,391,843.92
Disclosure

SEC source: 0001592386-25-000074 · wk-form4_1745883416.xml · nonDerivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,060

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.28 to $38.965, inclusive.

Read SEC document
April 25, 2025 Filed Apr 28, 2025 19:37 UTC Virtu Financial, Inc. VIRT · Entity 3811 SaleClass A common stock 84,612 $38.76 $3,279,214.21
Disclosure

SEC source: 0001592386-25-000074 · wk-form4_1745883416.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,867

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.6012 to $39.29, inclusive.

Read SEC document
April 25, 2025 Filed Apr 28, 2025 19:37 UTC Virtu Financial, Inc. VIRT · Entity 3811 SaleClass A common stock 93,708 $38.40 $3,598,771.40
Disclosure

SEC source: 0001592386-25-000074 · wk-form4_1745883416.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 493,479

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.2731 to $38.60, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and in footnotes 2 to 4 inclusive.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 17:30 UTC Virtu Financial, Inc. VIRT · Entity 3811 GiftNon-voting common interest units of Virtu Financial LLC · Derivative 819,804 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000067 · wk-form4_1743715817.xml · derivative · entry 5

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 819,804

Underlying: Class A common stock · 819,804 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equity holders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A common stock of the Issuer, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F1 · price: Bona fide gift.

F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equity holders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A common stock of the Issuer, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equity holders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A common stock of the Issuer, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · ownership.nature: By the reporting person's spouse, Melissa L. Cifu, as Trustee of the Cifu 2025 GST Trust. The reporting person may be deemed to beneficially own the shares by virtue of his relationship with Mrs. Cifu.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 17:30 UTC Virtu Financial, Inc. VIRT · Entity 3811 GiftNon-voting common interest units of Virtu Financial LLC · Derivative 819,804 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000067 · wk-form4_1743715817.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A common stock · 819,804 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equity holders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A common stock of the Issuer, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F1 · price: Bona fide gift.

F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equity holders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A common stock of the Issuer, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equity holders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A common stock of the Issuer, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F5 · ownership.nature: By a trust, for the benefit of the Cifu Family (the "Cifu Family 2011 Trust"). Melissa L. Cifu, the reporting person's wife, and Dr. Mitchel A. Lautenberg, Ms. Cifu's brother, share dispositive control and voting control over the shares held by the Cifu Family 2011 Trust. The reporting person may be deemed to beneficially own the shares held by the Cifu Family 2011 Trust by virtue of his relationship with Mrs. Cifu.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 17:30 UTC Virtu Financial, Inc. VIRT · Entity 3811 GiftClass A common stock 114,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000067 · wk-form4_1743715817.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 114,000

F1 · price: Bona fide gift.

F2 · ownership.nature: By the reporting person's spouse, Melissa L. Cifu, as Trustee of the Cifu 2025 GST Trust. The reporting person may be deemed to beneficially own the shares by virtue of his relationship with Mrs. Cifu.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 17:30 UTC Virtu Financial, Inc. VIRT · Entity 3811 GiftClass A common stock 114,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000067 · wk-form4_1743715817.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 587,187

F1 · price: Bona fide gift.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 20:01 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 45,184 $0.00 $0.00
Disclosure

SEC source: 0001592386-25-000042 · wk-form4_1738890090.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,534

Underlying: Class A common stock · 45,184 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest in three equal installments on February 2026, 2027 and 2028.

F5 · derivative.expiration_date: The RSUs vest in three equal installments on February 2026, 2027 and 2028.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 20:01 UTC Virtu Financial, Inc. VIRT · Entity 3811 SaleClass A common stock 12,879 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000042 · wk-form4_1738890090.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 701,187

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 20:01 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantClass A common stock 30,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000042 · wk-form4_1738890090.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 714,066

F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $39.8369.

Read SEC document
February 04, 2025 Filed Apr 3, 2025 17:27 UTC Amendment Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 45,184 $0.00 $0.00
Disclosure

SEC source: 0001592386-25-000065 · wk-form4a_1743715664.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,534

Underlying: Class A common stock · 45,184 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest in three equal installments on February 2026, 2027 and 2028.

F5 · derivative.expiration_date: The RSUs vest in three equal installments on February 2026, 2027 and 2028.

Read SEC document
February 04, 2025 Filed Apr 3, 2025 17:27 UTC Amendment Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 12,879 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000065 · wk-form4a_1743715664.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 701,187

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 04, 2025 Filed Apr 3, 2025 17:27 UTC Amendment Virtu Financial, Inc. VIRT · Entity 3811 GrantClass A common stock 30,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000065 · wk-form4a_1743715664.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 714,066

F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $39.8369.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 20:40 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionDeferred Stock Unit · Derivative 25,752 $0.00 $0.00
Disclosure

SEC source: 0001592386-25-000031 · wk-form4_1738806038.xml · derivative · entry 6

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,312

Underlying: Class A common stock · 25,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020. Each DSU is economically equivalent to one share of Class A common stock.

F6 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F6 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 20:40 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionDeferred Stock Unit · Derivative 16,261 $0.00 $0.00
Disclosure

SEC source: 0001592386-25-000031 · wk-form4_1738806038.xml · derivative · entry 5

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,560

Underlying: Class A common stock · 16,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020. Each DSU is economically equivalent to one share of Class A common stock.

F6 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F6 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 20:40 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 25,752 $0.00 $0.00
Disclosure

SEC source: 0001592386-25-000031 · wk-form4_1738806038.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,350

Underlying: Class A common stock · 25,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest in two equal installments on February 3, 2025 and February 3, 2026.

F4 · derivative.expiration_date: The RSUs vest in two equal installments on February 3, 2025 and February 3, 2026.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 20:40 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 16,261 $0.00 $0.00
Disclosure

SEC source: 0001592386-25-000031 · wk-form4_1738806038.xml · derivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,102

Underlying: Class A common stock · 16,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested February 3, 2025.

F3 · derivative.expiration_date: The RSUs vested February 3, 2025.

Read SEC document
February 02, 2025 Filed Feb 4, 2025 21:33 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 24,300 $0.00 $0.00
Disclosure

SEC source: 0001592386-25-000013 · wk-form4_1738722777.xml · derivative · entry 10

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,363

Underlying: Class A common stock · 24,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F11 · derivative.exercise_date: RSUs vest in three equal annual installments on February 2, 2025, February 2, 2026 and February 2, 2027.

F11 · derivative.expiration_date: RSUs vest in three equal annual installments on February 2, 2025, February 2, 2026 and February 2, 2027.

Read SEC document
February 02, 2025 Filed Feb 4, 2025 21:33 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 8,079 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000013 · wk-form4_1738722777.xml · nonDerivative · entry 6

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 683,942

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 02, 2025 Filed Feb 4, 2025 21:33 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 24,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000013 · wk-form4_1738722777.xml · nonDerivative · entry 5

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 692,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:33 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-25-000013 · wk-form4_1738722777.xml · derivative · entry 9

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,663

Underlying: Class A common stock · 75,000 shares

Expires not disclosed

F8 · derivative.exercise_price: 75,000 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2024. The shares are granted under the Issuer's Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Douglas Cifu.

F9 · derivative.exercise_date: The RSUs vest January 31, 2026.

F9 · derivative.expiration_date: The RSUs vest January 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:33 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-25-000013 · wk-form4_1738722777.xml · derivative · entry 8

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,663

Underlying: Class A common stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 75,000 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2023 and vested and settled in shares of Class A common stock on January 31, 2025. The RSUs were granted under the Issuer's Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Douglas Cifu.

F7 · derivative.exercise_date: The RSUs vested January 31, 2025.

F7 · derivative.expiration_date: The RSUs vested January 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:33 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 31,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000013 · wk-form4_1738722777.xml · nonDerivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667,721

F4 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:33 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantClass A common stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000013 · wk-form4_1738722777.xml · nonDerivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 698,896

F3 · price: 75,000 shares of Class A common stock were earned as a result of the Issuer's achievement of associated performance objective for 2024. The shares are granted under the Issuer's Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Douglas Cifu.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:33 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 35,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000013 · wk-form4_1738722777.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 623,896

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:33 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-25-000013 · wk-form4_1738722777.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 659,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 75,000 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2023 and vested and settled in shares of Class A common stock on January 31, 2025. The RSUs were granted under the Issuer's Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Douglas Cifu.

Read SEC document
February 07, 2024 Filed Feb 7, 2024 17:47 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $16.21 $810,410.00
Disclosure

SEC source: 0001592386-24-000022 · wk-form4_1707346030.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 584,132

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.035 to $16.37, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 17:58 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionDeferred Stock Unit · Derivative 25,751 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000020 · wk-form4_1707260286.xml · derivative · entry 8

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,299

Underlying: Class A common stock · 25,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Each DSU is economically equivalent to one share of Class A common stock.

F8 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F8 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 17:58 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionDeferred Stock Unit · Derivative 16,261 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000020 · wk-form4_1707260286.xml · derivative · entry 7

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,548

Underlying: Class A common stock · 16,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Each DSU is economically equivalent to one share of Class A common stock.

F8 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F8 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 17:58 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 25,751 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000020 · wk-form4_1707260286.xml · derivative · entry 6

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,663

Underlying: Class A common stock · 25,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vested on February 3, 2024.

F6 · derivative.expiration_date: The RSUs vested on February 3, 2024.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 17:58 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 16,261 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000020 · wk-form4_1707260286.xml · derivative · entry 5

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,414

Underlying: Class A common stock · 16,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vested on February 3, 2024.

F6 · derivative.expiration_date: The RSUs vested on February 3, 2024.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 17:58 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 72,899 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000020 · wk-form4_1707260286.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,675

Underlying: Class A common stock · 72,899 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest in equal installments on February 2, 2025, February 2, 2026, and February 2, 2027.

F5 · derivative.expiration_date: The RSUs vest in equal installments on February 2, 2025, February 2, 2026, and February 2, 2027.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 17:58 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 20,653 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000020 · wk-form4_1707260286.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,132

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 17:58 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantClass A common stock 48,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000020 · wk-form4_1707260286.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 554,785

F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $16.9755.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 17:47 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 18,084 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000011 · wk-form4_1706914050.xml · derivative · entry 7

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,776

Underlying: Class A common stock · 18,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F8 · derivative.exercise_date: The RSUs vested on February 1, 2024.

F8 · derivative.expiration_date: The RSUs vested on February 1, 2024.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 17:47 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 7,898 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000011 · wk-form4_1706914050.xml · nonDerivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506,185

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 17:47 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 18,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000011 · wk-form4_1706914050.xml · nonDerivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 17:47 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000011 · wk-form4_1706914050.xml · derivative · entry 6

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,860

Underlying: Class A common stock · 75,000 shares

Expires not disclosed

F5 · derivative.exercise_price: 75,000 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2023. Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vest on January 31, 2025.

F6 · derivative.expiration_date: The RSUs vest on January 31, 2025.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 17:47 UTC Virtu Financial, Inc. VIRT · Entity 3811 Tax withholdingClass A common stock 31,908 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000011 · wk-form4_1706914050.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,999

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 17:47 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000011 · wk-form4_1706914050.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 527,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 75,000 shares of Class A common stock were earned as a result of the Issuer's achievement of associated performance objective for 2023. The restricted shares are granted under the Issuer's Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Douglas Cifu.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 16:41 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000002 · wk-form4_1704231686.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,860

Underlying: Class A common stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vested on December 31, 2023.

F5 · derivative.expiration_date: The RSUs vested on December 31, 2023.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 16:41 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantDeferred Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000002 · wk-form4_1704231686.xml · derivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,287

Underlying: Class A common stock · 75,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020. Each DSU is economically equivalent to one share of Class A common stock.

F3 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F3 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

Read SEC document
September 13, 2023 Filed Sep 13, 2023 16:39 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $17.06 $853,150.00
Disclosure

SEC source: 0001592386-23-000064 · wf-form4_169463753808262.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 442,755

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.8900 to $17.2500, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.nature: By a trust, for the benefit of the Cifu Family (the "Cifu Family 2020 Trust"). Melissa B. Lautenberg, the reporting person's wife, holds dispositive control and voting control over the shares held by the Cifu Family 2020 Trust. The reporting person may be deemed to beneficially own the shares held by the Cifu Family 2020 Trust by virtue of his relationship with Ms. Lautenberg.

Read SEC document
May 04, 2023 Filed May 4, 2023 16:47 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $16.85 $842,425.00
Disclosure

SEC source: 0001592386-23-000032 · wf-form4_168323324175064.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,907

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.51 to $17.01, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 20:55 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionDeferred Stock Unit · Derivative 16,261 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000018 · wf-form4_167582128784156.xml · derivative · entry 6

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,287

Underlying: Class A common stock · 16,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for 16,261 Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Each DSU is economically equivalent to one share of Class A common stock.

F5 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F5 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 20:55 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 16,261 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000018 · wf-form4_167582128784156.xml · derivative · entry 5

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,860

Underlying: Class A common stock · 16,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vested on February 3, 2023.

F6 · derivative.expiration_date: The RSUs vested on February 3, 2023.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 20:55 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantDeferred Stock Unit · Derivative 51,504 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000018 · wf-form4_167582128784156.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,026

Underlying: Class A common stock · 51,504 shares

Expires not disclosed

F4 · derivative.exercise_price: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for 51,504 Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Each DSU is economically equivalent to one share of Class A common stock.

F5 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F5 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.