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VIRT

Virtu Financial, Inc.

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Tapewire entity
3811
SEC CIK
0001592386
Parsed reports
343

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202602
Feb 2026010
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2018 Filed Aug 31, 2018 20:33 UTC Exercise / conversionRestricted Stock Unit · Derivative 23,441 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011038 · edgar.xml · derivative · entry 3

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,442

Underlying: Class A common stock · 23,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest in two equal installments on August 24, 2018 and August 24, 2019.

F4 · derivative.expiration_date: The RSUs vest in two equal installments on August 24, 2018 and August 24, 2019.

Read SEC document
August 24, 2018 Filed Aug 31, 2018 20:33 UTC Tax withholdingClass A Common Stock 7,963 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011038 · edgar.xml · nonDerivative · entry 2

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,184

F2 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Amended and Restated Incentive Plan based on the closing price of the Issuer's Class A common stock on August 23, 2018.

Read SEC document
August 24, 2018 Filed Aug 31, 2018 20:33 UTC Exercise / conversionClass A Common Stock 23,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011038 · edgar.xml · nonDerivative · entry 1

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Incentive Plan based on the closing price of the Issuer's Class A common stock on August 23, 2018.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 21:33 UTC
Nixon JohnDirector
PurchaseClass A common stock 5,000 $20.15 $100,732.00
Disclosure

SEC source: 0001179110-18-010055 · edgar.xml · nonDerivative · entry 1

Nixon John · CIK 0001641334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,894

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $20.145 to $20.149, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
July 03, 2018 Filed Jul 4, 2018 01:35 UTC
HUTCHINS GLENN HDirector · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 6,847 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009446 · edgar.xml · derivative · entry 3

HUTCHINS GLENN H · CIK 0001027038 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998

Underlying: Class A common stock · 6,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vested on July 3, 2018.

F4 · derivative.expiration_date: The RSUs vested on July 3, 2018.

Read SEC document
July 03, 2018 Filed Jul 4, 2018 01:35 UTC
HUTCHINS GLENN HDirector · 10% owner
Exercise / conversionClass A common stock 6,847 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-009446 · edgar.xml · nonDerivative · entry 1

HUTCHINS GLENN H · CIK 0001027038 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Incentive Plan.

Read SEC document
July 03, 2018 Filed Jul 3, 2018 21:22 UTC
GREIFELD ROBERTDirector · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 6,847 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009444 · edgar.xml · derivative · entry 3

GREIFELD ROBERT · CIK 0001214669 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998

Underlying: Class A common stock · 6,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vested on July 3, 2018.

F4 · derivative.expiration_date: The RSUs vested on July 3, 2018.

Read SEC document
July 03, 2018 Filed Jul 3, 2018 21:22 UTC
GREIFELD ROBERTDirector · 10% owner
Exercise / conversionClass A common stock 6,847 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-009444 · edgar.xml · nonDerivative · entry 1

GREIFELD ROBERT · CIK 0001214669 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Amended and Restated Management Incentive Plan.

Read SEC document
July 03, 2018 Filed Jul 3, 2018 20:34 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,135 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009434 · edgar.xml · derivative · entry 3

Grano Joseph C. · CIK 0001566709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998

Underlying: Class A common stock · 5,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vested on July 3, 2018.

F4 · derivative.expiration_date: The RSUs vested on July 3, 2018.

Read SEC document
July 03, 2018 Filed Jul 3, 2018 20:34 UTC Exercise / conversionClass A common stock 5,135 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-009434 · edgar.xml · nonDerivative · entry 1

Grano Joseph C. · CIK 0001566709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 03, 2018 Filed Jul 4, 2018 00:43 UTC
Viola Michael TDirector · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 6,847 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009440 · edgar.xml · derivative · entry 3

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,843

Underlying: Class A common stock · 6,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vested on July 3, 2018.

F4 · derivative.expiration_date: The RSUs vested on July 3, 2018.

Read SEC document
July 03, 2018 Filed Jul 4, 2018 00:43 UTC
Viola Michael TDirector · 10% owner
Exercise / conversionClass A common stock 6,847 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-009440 · edgar.xml · nonDerivative · entry 1

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan.

Read SEC document
July 01, 2018 Filed Jul 4, 2018 01:35 UTC
HUTCHINS GLENN HDirector · 10% owner
GrantRestricted Stock Unit · Derivative 4,998 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009446 · edgar.xml · derivative · entry 2

HUTCHINS GLENN H · CIK 0001027038 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,845

Underlying: Class A common stock · 4,998 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest on July 1, 2019.

F3 · derivative.expiration_date: The RSUs vest on July 1, 2019.

Read SEC document
July 01, 2018 Filed Jul 4, 2018 00:25 UTC GrantRestricted Stock Unit · Derivative 4,998 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009429 · edgar.xml · derivative · entry 3

Quick Christopher C · CIK 0001450111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998

Underlying: Class A common stock · 4,998 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2019.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2019.

Read SEC document
July 01, 2018 Filed Jul 4, 2018 00:25 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,965 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009429 · edgar.xml · derivative · entry 2

Quick Christopher C · CIK 0001450111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2018.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2018.

Read SEC document
July 01, 2018 Filed Jul 4, 2018 00:25 UTC Exercise / conversionClass A common stock 6,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-009429 · edgar.xml · nonDerivative · entry 1

Quick Christopher C · CIK 0001450111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:40 UTC GrantRestricted Stock Unit · Derivative 4,998 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009438 · edgar.xml · derivative · entry 3

Abizaid John P. · CIK 0001425152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998

Underlying: Class A common stock · 4,998 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2019.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2019.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:40 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,965 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009438 · edgar.xml · derivative · entry 2

Abizaid John P. · CIK 0001425152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2018.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2018.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:40 UTC Exercise / conversionClass A common stock 6,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-009438 · edgar.xml · nonDerivative · entry 1

Abizaid John P. · CIK 0001425152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:31 UTC GrantRestricted Stock Unit · Derivative 4,998 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009432 · edgar.xml · derivative · entry 3

SANDNER JOHN F · CIK 0001212848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998

Underlying: Class A common stock · 4,998 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2019.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2019.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:31 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,965 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009432 · edgar.xml · derivative · entry 2

SANDNER JOHN F · CIK 0001212848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2018.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2018.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:31 UTC Exercise / conversionClass A common stock 6,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-009432 · edgar.xml · nonDerivative · entry 1

SANDNER JOHN F · CIK 0001212848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 21:22 UTC
GREIFELD ROBERTDirector · 10% owner
GrantRestricted Stock Unit · Derivative 4,998 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009444 · edgar.xml · derivative · entry 2

GREIFELD ROBERT · CIK 0001214669 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,845

Underlying: Class A common stock · 4,998 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest on July 1, 2019.

F3 · derivative.expiration_date: The RSUs vest on July 1, 2019.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:34 UTC GrantRestricted Stock Unit · Derivative 4,998 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009434 · edgar.xml · derivative · entry 2

Grano Joseph C. · CIK 0001566709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,133

Underlying: Class A common stock · 4,998 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest on July 1, 2019.

F3 · derivative.expiration_date: The RSUs vest on July 1, 2019.

Read SEC document
July 01, 2018 Filed Jul 4, 2018 00:43 UTC
Viola Michael TDirector · 10% owner
GrantRestricted Stock Unit · Derivative 4,998 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009440 · edgar.xml · derivative · entry 2

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,690

Underlying: Class A common stock · 4,498 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest on July 1, 2019.

F3 · derivative.expiration_date: The RSUs vest on July 1, 2019.

Read SEC document
July 01, 2018 Filed Jul 4, 2018 00:49 UTC GrantRestricted Stock Unit · Derivative 4,998 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009442 · edgar.xml · derivative · entry 3

Cruger William Frank Jr. · CIK 0001591033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998

Underlying: Class A common stock · 4,998 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2019.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2019.

Read SEC document
July 01, 2018 Filed Jul 4, 2018 00:49 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,965 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009442 · edgar.xml · derivative · entry 2

Cruger William Frank Jr. · CIK 0001591033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2018.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2018.

Read SEC document
July 01, 2018 Filed Jul 4, 2018 00:49 UTC Exercise / conversionClass A common stock 6,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-009442 · edgar.xml · nonDerivative · entry 1

Cruger William Frank Jr. · CIK 0001591033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2018 Filed Jul 4, 2018 00:37 UTC
Nixon JohnDirector
GrantRestricted Stock Unit · Derivative 4,998 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009436 · edgar.xml · derivative · entry 4

Nixon John · CIK 0001641334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998

Underlying: Class A common stock · 4,998 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest on July 1, 2019.

F5 · derivative.expiration_date: The RSUs vest on July 1, 2019.

Read SEC document
July 01, 2018 Filed Jul 4, 2018 00:37 UTC
Nixon JohnDirector
Exercise / conversionRestricted Stock Unit · Derivative 6,965 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009436 · edgar.xml · derivative · entry 3

Nixon John · CIK 0001641334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vested on July 1, 2018.

F4 · derivative.expiration_date: The RSUs vested on July 1, 2018.

Read SEC document
July 01, 2018 Filed Jul 4, 2018 00:37 UTC
Nixon JohnDirector
Exercise / conversionClass A common stock 6,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-009436 · edgar.xml · nonDerivative · entry 2

Nixon John · CIK 0001641334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 19:19 UTC
Cifu Douglas ADirector · Chief Executive Officer
SaleClass A common stock 5,339 $30.01 $160,206.84
Disclosure

SEC source: 0001179110-18-008663 · edgar.xml · nonDerivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.70 to $30.05, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 19:19 UTC
Cifu Douglas ADirector · Chief Executive Officer
SaleClass A common stock 32,303 $29.17 $942,123.46
Disclosure

SEC source: 0001179110-18-008663 · edgar.xml · nonDerivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,339

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.70 to $29.65, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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June 14, 2018 Filed Jun 15, 2018 19:19 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionOption Award · Derivative 24,927 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001179110-18-008663 · edgar.xml · derivative · entry 5

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A common stock · 24,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of a Class A common stock of the Issuer.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F7 · derivative.exercise_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

F7 · derivative.expiration_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

Read SEC document
June 14, 2018 Filed Jun 15, 2018 19:19 UTC
Cifu Douglas ADirector · Chief Executive Officer
SaleClass A common stock 79,401 $30.21 $2,398,640.69
Disclosure

SEC source: 0001179110-18-008663 · edgar.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,642

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.875 to $30.65, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 14, 2018 Filed Jun 15, 2018 19:19 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionClass A common stock 24,927 $19.00 $473,613.00
Disclosure

SEC source: 0001179110-18-008663 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
June 13, 2018 Filed Jun 13, 2018 18:54 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionOption Award · Derivative 82,521 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001179110-18-008452 · edgar.xml · derivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,927

Underlying: Class A common stock · 82,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of a Class A common stock of the Issuer.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F5 · derivative.exercise_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

F5 · derivative.expiration_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

Read SEC document
June 13, 2018 Filed Jun 13, 2018 18:54 UTC
Cifu Douglas ADirector · Chief Executive Officer
SaleClass A common stock 82,521 $30.17 $2,489,295.48
Disclosure

SEC source: 0001179110-18-008452 · edgar.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,116

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.925 to $30.50, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 13, 2018 Filed Jun 13, 2018 18:54 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionClass A common stock 82,521 $19.00 $1,567,899.00
Disclosure

SEC source: 0001179110-18-008452 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 23:17 UTC
Molluso JosephExec VP & CFO
Exercise / conversionOption Award · Derivative 45,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001179110-18-008661 · edgar.xml · derivative · entry 3

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A common stock · 45,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each Option Award is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 14, 2018, which provides for the sale of up to 88,304 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F5 · derivative.exercise_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the Amended and Restated 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

F5 · derivative.expiration_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the Amended and Restated 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 23:17 UTC
Molluso JosephExec VP & CFO
SaleClass A common stock 88,304 $30.18 $2,665,279.63
Disclosure

SEC source: 0001179110-18-008661 · edgar.xml · nonDerivative · entry 2

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 14, 2018, which provides for the sale of up to 88,304 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.925 to $30.50, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 23:17 UTC
Molluso JosephExec VP & CFO
Exercise / conversionClass A common stock 45,000 $19.00 $855,000.00
Disclosure

SEC source: 0001179110-18-008661 · edgar.xml · nonDerivative · entry 1

Molluso Joseph · CIK 0001602472 · Exec VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 14, 2018, which provides for the sale of up to 88,304 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
June 12, 2018 Filed Jun 12, 2018 16:56 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionOption Award · Derivative 99,218 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001179110-18-008402 · edgar.xml · derivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,448

Underlying: Class A common stock · 99,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of a Class A common stock of the Issuer.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F5 · derivative.exercise_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

F5 · derivative.expiration_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

Read SEC document
June 12, 2018 Filed Jun 12, 2018 16:56 UTC
Cifu Douglas ADirector · Chief Executive Officer
SaleClass A common stock 99,218 $29.92 $2,968,423.97
Disclosure

SEC source: 0001179110-18-008402 · edgar.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,116

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.60 to $30.20, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 12, 2018 Filed Jun 12, 2018 16:56 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionClass A common stock 99,218 $19.00 $1,885,142.00
Disclosure

SEC source: 0001179110-18-008402 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
June 11, 2018 Filed Jun 11, 2018 19:51 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionOption Award · Derivative 93,334 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001179110-18-008357 · edgar.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,666

Underlying: Class A common stock · 93,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of a Class A common stock of the Issuer.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F6 · derivative.exercise_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

F6 · derivative.expiration_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

Read SEC document
June 11, 2018 Filed Jun 11, 2018 19:51 UTC
Cifu Douglas ADirector · Chief Executive Officer
SaleClass A common stock 3,809 $30.89 $117,678.67
Disclosure

SEC source: 0001179110-18-008357 · edgar.xml · nonDerivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,116

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.875 to $30.95, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 11, 2018 Filed Jun 11, 2018 19:51 UTC
Cifu Douglas ADirector · Chief Executive Officer
SaleClass A common stock 89,525 $30.30 $2,713,028.27
Disclosure

SEC source: 0001179110-18-008357 · edgar.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,925

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.875 to $30.85, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 11, 2018 Filed Jun 11, 2018 19:51 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionClass A common stock 93,334 $19.00 $1,773,346.00
Disclosure

SEC source: 0001179110-18-008357 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 11, 2018, which provides for the sale of up to 392,116 shares of Class A common stock or securities exercisable for common stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
May 24, 2018 Filed Jun 1, 2018 22:19 UTC
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative 696,373 $29.44 $20,501,221.12
Disclosure

SEC source: 0001179110-18-007852 · edgar.xml · derivative · entry 2

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,973,368

Underlying: Class A Common Stock · 696,373 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), common units of Virtu Financial LLC, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), common units of Virtu Financial LLC, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), common units of Virtu Financial LLC, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.