Last 12 months
Inside the activity.
0 purchase rows · 19 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2019 Filed Jul 3, 2019 22:26 UTC |
Nixon JohnDirector
|
Exercise / conversionClass A common stock | 4,998 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-008505 · edgar.xml · nonDerivative · entry 1 Nixon John · CIK 0001641334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 22:24 UTC |
Urban DavidDirector
|
GrantRestricted Stock Unit · Derivative | 6,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008503 · edgar.xml · derivative · entry 2 Urban David · CIK 0001762220 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,150 Underlying: Class A common stock · 6,325 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest on July 1, 2020. F4 · derivative.expiration_date: The RSUs vest on July 1, 2020. Read SEC document |
| May 23, 2019 Filed May 24, 2019 20:09 UTC | SaleClass A common stock | 7,500 | $23.48 | $176,100.00 |
DisclosureSEC source: 0001179110-19-006654 · edgar.xml · nonDerivative · entry 1 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,840 Read SEC document |
|
| May 22, 2019 Filed May 24, 2019 20:11 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 10,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006657 · edgar.xml · derivative · entry 2 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,747,543 Underlying: Class A common stock · 10,385 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| May 22, 2019 Filed May 24, 2019 20:11 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerClass C common stock | 10,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006657 · edgar.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,747,543 F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2). Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:32 UTC |
TJMT Holdings LLCDirector · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · 10% owner
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 9,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006465 · edgar.xml · derivative · entry 2 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 60,091,740 Underlying: Class B common stock and Class A common stock · 9,000,000 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F3 · price: The Issuer sold 9,000,000 shares of Class A common stock of the Issuer ("Class A Common Stock") in a public offering and used the net proceeds to purchase an equal number of Virtu Financial Units and corresponding shares of Class D Common Stock from TJMT Holdings LLC ("TJMT"). The purchase price per Virtu Financial Unit and share of Class D Common Stock was $22.00, the same price per share received by the Issuer from the underwriters in the public offering. F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F4 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:32 UTC |
TJMT Holdings LLCDirector · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · 10% owner
|
Disposition to issuerClass D common stock | 9,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006465 · edgar.xml · nonDerivative · entry 1 TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks Viola Michael T · CIK 0001573310 · Director · 10% owner Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks Viola Vincent J · CIK 0001573350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 60,091,740 F1 · security: Shares of Class D common stock of the Issuer ("Class D Common Stock") have 10 votes per share but no economic rights (including rights to dividends and distributions upon liquidation) and are paired with an equal number of non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units"). F2 · security: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder. F3 · price: The Issuer sold 9,000,000 shares of Class A common stock of the Issuer ("Class A Common Stock") in a public offering and used the net proceeds to purchase an equal number of Virtu Financial Units and corresponding shares of Class D Common Stock from TJMT Holdings LLC ("TJMT"). The purchase price per Virtu Financial Unit and share of Class D Common Stock was $22.00, the same price per share received by the Issuer from the underwriters in the public offering. F4 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. Read SEC document |
| May 08, 2019 Filed May 17, 2019 20:40 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 326,673 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006302 · edgar.xml · derivative · entry 2 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,757,928 Underlying: Class A common stock · 326,673 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| May 08, 2019 Filed May 17, 2019 20:40 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerClass C common stock | 326,673 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006302 · edgar.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,757,928 F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 4). Read SEC document |
| April 19, 2019 Filed Apr 19, 2019 23:08 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerClass C common stock | 3,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005109 · edgar.xml · nonDerivative · entry 4 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,084,601 F3 · price: Virtu Financial LLC repurchased Virtu Financial Units held by the reporting person on behalf of one or more former employees, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration. Read SEC document |
| April 18, 2019 Filed Apr 19, 2019 23:08 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 3,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005109 · edgar.xml · derivative · entry 8 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,148,403 Underlying: Class A common stock · 3,584 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F5 · price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F5 · derivative.exercise_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F5 · derivative.expiration_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 21:07 UTC |
Molluso JosephExec VP & CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004187 · edgar.xml · derivative · entry 3 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,528 Underlying: Class A common stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest in three equal installments on March 21, 2019, March 21, 2020 and March 21, 2021. F4 · derivative.expiration_date: The RSUs vest in three equal installments on March 21, 2019, March 21, 2020 and March 21, 2021. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 21:07 UTC |
Molluso JosephExec VP & CFO
|
Tax withholdingClass A common stock | 21,288 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-004187 · edgar.xml · nonDerivative · entry 2 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,251 F2 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 21:07 UTC |
Molluso JosephExec VP & CFO
|
Exercise / conversionClass A common stock | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-004187 · edgar.xml · nonDerivative · entry 1 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 16:55 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
GrantClass A common stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-002916 · edgar.xml · nonDerivative · entry 1 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 F1 · shares: The number of shares of class A common stock earned will be based on the percentage of budgeted EBITDA achieved in 2019, with a minimum of 50% of shares earned upon at least 70% achievement and 100% of shares earned upon at least 75% achievement. To the extent any shares of class A common stock are earned, 50% of such earned shares will vest on December 31, 2019 and the remaining 50% will vest on December 31, 2020. F2 · price: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Douglas A. Cifu. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 22:40 UTC |
Viola Michael TDirector · 10% owner
|
Exercise / conversionOption Award · Derivative | 45,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002944 · edgar.xml · derivative · entry 2 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Class A common stock · 45,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of a Class A common stock of the Issuer. F2 · derivative.exercise_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019. F2 · derivative.expiration_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 22:40 UTC |
Viola Michael TDirector · 10% owner
|
Exercise / conversionClass A common stock | 45,000 | $19.00 | $855,000.00 |
DisclosureSEC source: 0001179110-19-002944 · edgar.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Apr 19, 2019 23:08 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 240,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005109 · edgar.xml · derivative · entry 7 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,151,987 Underlying: Class A common stock · 240,000 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| February 15, 2019 Filed Apr 19, 2019 23:08 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerClass C common stock | 240,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005109 · edgar.xml · nonDerivative · entry 3 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,088,185 F2 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 4). Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 18:40 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
SaleClass A common stock | 63,544 | $26.50 | $1,683,820.68 |
DisclosureSEC source: 0001179110-19-001860 · edgar.xml · nonDerivative · entry 2 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · kind: The sales reported in this Form 4 were completed for the purpose of satisfying certain tax obligations of the reporting person triggered by the award, vesting and/or exercise of shares of class A common stock. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.26 to $26.75, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 18:40 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
SaleClass A common stock | 63,544 | $26.11 | $1,659,235.51 |
DisclosureSEC source: 0001179110-19-001860 · edgar.xml · nonDerivative · entry 1 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,544 F1 · kind: The sales reported in this Form 4 were completed for the purpose of satisfying certain tax obligations of the reporting person triggered by the award, vesting and/or exercise of shares of class A common stock. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.87 to $26.74, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 16:06 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
GrantRestricted Stock Unit · Derivative | 54,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000908 · edgar.xml · derivative · entry 4 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,161 Underlying: Class A common stock · 54,045 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F5 · derivative.exercise_date: The RSUs vest in three equal installments on January 23, 2020, January 23, 2021 and January 23, 2022. F5 · derivative.expiration_date: The RSUs vest in three equal installments on January 23, 2020, January 23, 2021 and January 23, 2022. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 16:06 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000908 · edgar.xml · derivative · entry 3 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,116 Underlying: Class A common Stock · 16,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest in three equal installments on January 23, 2019, January 23, 2020 and January 23, 2021. F4 · derivative.expiration_date: The RSUs vest in three equal installments on January 23, 2019, January 23, 2020 and January 23, 2021. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 16:06 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
GrantClass A common stock | 36,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000908 · edgar.xml · nonDerivative · entry 2 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,088 F2 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 26.6447. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 16:06 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
Exercise / conversionClass A common stock | 16,058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000908 · edgar.xml · nonDerivative · entry 1 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 21:16 UTC |
Urban DavidDirector
|
GrantRestricted Stock Unit · Derivative | 2,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000916 · edgar.xml · derivative · entry 1 Urban David · CIK 0001762220 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,825 Underlying: Class A common stock · 2,825 shares Expires not disclosed F1 · security: Each restricted stock unit ("RSU") is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F2 · derivative.exercise_date: The RSUs vest on July 2, 2019. F2 · derivative.expiration_date: The RSUs vest on July 2, 2019. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 21:11 UTC | GrantRestricted Stock Unit · Derivative | 12,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000912 · edgar.xml · derivative · entry 6 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,328 Underlying: Class A common stock · 12,010 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F7 · derivative.exercise_date: The RSUs vest in three equal installments on January 23, 2020, January 23, 2021, and January 23, 2022. F7 · derivative.expiration_date: The RSUs vest in three equal installments on January 23, 2020, January 23, 2021, and January 23, 2022. Read SEC document |
|
| January 23, 2019 Filed Jan 25, 2019 21:11 UTC | Tax withholdingClass A common stock | 1,646 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000912 · edgar.xml · nonDerivative · entry 4 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,340 F4 · price: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
|
| January 23, 2019 Filed Jan 25, 2019 21:11 UTC | GrantClass A common stock | 4,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000912 · edgar.xml · nonDerivative · entry 3 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,986 F3 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 26.6447. Read SEC document |
|
| January 23, 2019 Filed Jan 25, 2019 21:14 UTC |
Molluso JosephExec VP & CFO
|
GrantRestricted Stock Unit · Derivative | 23,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000913 · edgar.xml · derivative · entry 12 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,528 Underlying: Class A common stock · 23,644 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F9 · derivative.exercise_date: The RSUs vest in three equal installments on January 23, 2020, January 23, 2021 and January 23, 2022. F9 · derivative.expiration_date: The RSUs vest in three equal installments on January 23, 2020, January 23, 2021 and January 23, 2022. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 21:14 UTC |
Molluso JosephExec VP & CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 11,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000913 · edgar.xml · derivative · entry 11 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,884 Underlying: Class A common stock · 11,240 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F8 · derivative.exercise_date: The RSUs vest in three equal installments on January 23, 2019, January 23, 2020 and January 23, 2021. F8 · derivative.expiration_date: The RSUs vest in three equal installments on January 23, 2019, January 23, 2020 and January 23, 2021. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 21:14 UTC |
Molluso JosephExec VP & CFO
|
Tax withholdingClass A common stock | 6,568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000913 · edgar.xml · nonDerivative · entry 8 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,539 F4 · price: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 26.6447. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 21:14 UTC |
Molluso JosephExec VP & CFO
|
GrantClass A common stock | 15,764 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000913 · edgar.xml · nonDerivative · entry 7 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,107 F3 · price: Shares of Class A common stock granted under the Issuer's 2015 Amended and Restated Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 26.6447. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 21:14 UTC |
Molluso JosephExec VP & CFO
|
Tax withholdingClass A common stock | 5,982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000913 · edgar.xml · nonDerivative · entry 6 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,343 F2 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 21:14 UTC |
Molluso JosephExec VP & CFO
|
Exercise / conversionClass A common stock | 11,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000913 · edgar.xml · nonDerivative · entry 5 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| December 31, 2018 Filed Jan 25, 2019 21:29 UTC |
Viola Michael TDirector · 10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000920 · edgar.xml · derivative · entry 2 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,498 Underlying: Class A common stock · 2,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vested on December 31, 2016, December 31 2017 and December 31, 2018. F3 · derivative.expiration_date: The RSUs vested on December 31, 2016, December 31 2017 and December 31, 2018. Read SEC document |
| December 31, 2018 Filed Jan 25, 2019 21:29 UTC |
Viola Michael TDirector · 10% owner
|
Exercise / conversionClass A common stock | 2,345 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000920 · edgar.xml · nonDerivative · entry 1 Viola Michael T · CIK 0001573310 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| December 31, 2018 Filed Jan 25, 2019 21:11 UTC | Exercise / conversionRestricted Stock Unit · Derivative | 1,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000912 · edgar.xml · derivative · entry 5 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,318 Underlying: Class A common stock · 1,874 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F6 · derivative.exercise_date: The RSUs vested in three equal installments on December 31, 2016, December 31, 2017, and December 31, 2018. F6 · derivative.expiration_date: The RSUs vested in three equal installments on December 31, 2016, December 31, 2017, and December 31, 2018. Read SEC document |
|
| December 31, 2018 Filed Jan 25, 2019 21:11 UTC | Tax withholdingClass A common stock | 876 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000912 · edgar.xml · nonDerivative · entry 2 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,182 F2 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
|
| December 31, 2018 Filed Jan 25, 2019 21:11 UTC | Exercise / conversionClass A common stock | 1,874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000912 · edgar.xml · nonDerivative · entry 1 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
|
| December 31, 2018 Filed Jan 25, 2019 21:14 UTC |
Molluso JosephExec VP & CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000913 · edgar.xml · derivative · entry 10 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,124 Underlying: Class A common stock · 9,373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F7 · derivative.exercise_date: The RSUs vest in three equal installments on December 31, 2017, December 31, 2018 and December 31, 2019. F7 · derivative.expiration_date: The RSUs vest in three equal installments on December 31, 2017, December 31, 2018 and December 31, 2019. Read SEC document |
| December 31, 2018 Filed Jan 25, 2019 21:14 UTC |
Molluso JosephExec VP & CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000913 · edgar.xml · derivative · entry 9 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,497 Underlying: Class A common stock · 5,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F6 · derivative.exercise_date: The RSUs vested in three equal installments on December 31, 2016, December 31, 2017 and December 31, 2018. F6 · derivative.expiration_date: The RSUs vested in three equal installments on December 31, 2016, December 31, 2017 and December 31, 2018. Read SEC document |
| December 31, 2018 Filed Jan 25, 2019 21:14 UTC |
Molluso JosephExec VP & CFO
|
Tax withholdingClass A common stock | 4,989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000913 · edgar.xml · nonDerivative · entry 4 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,085 F2 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| December 31, 2018 Filed Jan 25, 2019 21:14 UTC |
Molluso JosephExec VP & CFO
|
Exercise / conversionClass A common stock | 9,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000913 · edgar.xml · nonDerivative · entry 3 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| December 31, 2018 Filed Jan 25, 2019 21:14 UTC |
Molluso JosephExec VP & CFO
|
Tax withholdingClass A common stock | 3,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000913 · edgar.xml · nonDerivative · entry 2 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,701 F2 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| December 31, 2018 Filed Jan 25, 2019 21:14 UTC |
Molluso JosephExec VP & CFO
|
Exercise / conversionClass A common stock | 5,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000913 · edgar.xml · nonDerivative · entry 1 Molluso Joseph · CIK 0001602472 · Exec VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| November 15, 2018 Filed Apr 19, 2019 23:08 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerNon-voting common interest units of Virtu Finanical LLC · Derivative | 251,245 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005109 · edgar.xml · derivative · entry 6 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,391,987 Underlying: Class A common stock · 251,245 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| November 15, 2018 Filed Apr 19, 2019 23:08 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerClass C common stock | 251,245 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005109 · edgar.xml · nonDerivative · entry 2 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,328,185 F2 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 4). Read SEC document |
| September 07, 2018 Filed Apr 19, 2019 23:08 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 330,136 | $21.59 | $7,127,636.24 |
DisclosureSEC source: 0001179110-19-005109 · edgar.xml · derivative · entry 5 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,643,232 Underlying: Class A common stock · 330,136 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| September 07, 2018 Filed Apr 19, 2019 23:08 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerClass C common stock | 330,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005109 · edgar.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,579,430 F1 · price: The Company purchased common units of Virtu Financial LLC held by the reporting person on behalf of one or more current or former employees pursuant to the Company's authorized share repurchase program previously announced on February 8, 2018 and expanded on July 27, 2018, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.