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VIRT

Virtu Financial, Inc.

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Tapewire entity
3811
SEC CIK
0001592386
Parsed reports
343

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202602
Feb 2026010
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2020 Filed Jan 6, 2021 01:00 UTC
Fairclough BrettCo-President & Co-COO
GrantClass A common stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000228 · edgar.xml · nonDerivative · entry 1

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,904

F1 · price: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Brett Fairclough.

Read SEC document
November 13, 2020 Filed Apr 2, 2021 22:51 UTC
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative 240,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-004133 · edgar.xml · derivative · entry 5

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,043,382

Underlying: Class A common stock · 240,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

Read SEC document
November 13, 2020 Filed Apr 2, 2021 22:51 UTC
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
Disposition to issuerClass C common stock 240,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-004133 · edgar.xml · nonDerivative · entry 2

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,043,382

F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2).

Read SEC document
November 09, 2020 Filed Nov 9, 2020 16:21 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionOption Award · Derivative 100,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001179110-20-010919 · edgar.xml · derivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of a Class A common stock of the Issuer.

F3 · derivative.exercise_date: Options Awards vested in equal installments on each of the first four (4) anniversaries of April 15, 2015.

F3 · derivative.expiration_date: Options Awards vested in equal installments on each of the first four (4) anniversaries of April 15, 2015.

Read SEC document
November 09, 2020 Filed Nov 9, 2020 16:21 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionClass A common stock 100,000 $19.00 $1,900,000.00
Disclosure

SEC source: 0001179110-20-010919 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 20:41 UTC GrantRestricted Stock Unit · Derivative 13,236 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008992 · edgar.xml · derivative · entry 1

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,236

Underlying: Class A common stock · 13,236 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on August 12, 2021, August 12, 2022, and August 12, 2023.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on August 12, 2021, August 12, 2022, and August 12, 2023.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 06:30 UTC
Cifu Douglas ADirector · Chief Executive Officer
PurchaseClass A common stock 4,517 $21.82 $98,576.30
Disclosure

SEC source: 0001179110-20-008936 · edgar.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,755

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $21.71 to $21.86, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 06:30 UTC
Cifu Douglas ADirector · Chief Executive Officer
PurchaseClass A common stock 95,483 $22.48 $2,146,687.00
Disclosure

SEC source: 0001179110-20-008936 · edgar.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,238

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $21.87 to $22.86, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned.

Read SEC document
August 10, 2020 Filed Apr 2, 2021 22:51 UTC
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative 60,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-004133 · edgar.xml · derivative · entry 4

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,283,382

Underlying: Class A common stock · 60,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

Read SEC document
August 10, 2020 Filed Apr 2, 2021 22:51 UTC
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
Disposition to issuerClass C common stock 60,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-004133 · edgar.xml · nonDerivative · entry 1

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,283,382

F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2).

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:12 UTC
HUTCHINS GLENN HDirector · 10% owner
GrantRestricted Stock Unit · Derivative 5,811 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008065 · edgar.xml · derivative · entry 3

HUTCHINS GLENN H · CIK 0001027038 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,811

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2021.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:12 UTC
HUTCHINS GLENN HDirector · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 6,325 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008065 · edgar.xml · derivative · entry 2

HUTCHINS GLENN H · CIK 0001027038 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2020.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:12 UTC
HUTCHINS GLENN HDirector · 10% owner
Exercise / conversionClass A common stock 6,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-008065 · edgar.xml · nonDerivative · entry 1

HUTCHINS GLENN H · CIK 0001027038 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:24 UTC GrantRestricted Stock Unit · Derivative 5,811 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008073 · edgar.xml · derivative · entry 3

Quick Christopher C · CIK 0001450111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,811

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2021.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:24 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,325 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008073 · edgar.xml · derivative · entry 2

Quick Christopher C · CIK 0001450111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2020.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:24 UTC Exercise / conversionClass A common stock 6,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-008073 · edgar.xml · nonDerivative · entry 1

Quick Christopher C · CIK 0001450111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:14 UTC GrantRestricted Stock Unit · Derivative 5,811 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008067 · edgar.xml · derivative · entry 3

Gambale Virginia · CIK 0001298598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,811

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2021.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:14 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,706 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008067 · edgar.xml · derivative · entry 2

Gambale Virginia · CIK 0001298598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 3,706 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2020.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:14 UTC Exercise / conversionClass A common stock 3,706 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-008067 · edgar.xml · nonDerivative · entry 1

Gambale Virginia · CIK 0001298598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 19:42 UTC GrantRestricted Stock Unit · Derivative 5,811 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008079 · edgar.xml · derivative · entry 3

SANDNER JOHN F · CIK 0001212848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,811

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2021.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 19:42 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,325 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008079 · edgar.xml · derivative · entry 2

SANDNER JOHN F · CIK 0001212848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2020.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 19:42 UTC Exercise / conversionClass A common stock 6,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-008079 · edgar.xml · nonDerivative · entry 1

SANDNER JOHN F · CIK 0001212848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 19:10 UTC
GREIFELD ROBERTDirector · 10% owner
GrantRestricted Stock Unit · Derivative 5,811 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008063 · edgar.xml · derivative · entry 3

GREIFELD ROBERT · CIK 0001214669 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,811

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2021.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 19:10 UTC
GREIFELD ROBERTDirector · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 6,325 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008063 · edgar.xml · derivative · entry 2

GREIFELD ROBERT · CIK 0001214669 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2020.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 19:10 UTC
GREIFELD ROBERTDirector · 10% owner
Exercise / conversionClass A common stock 6,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-008063 · edgar.xml · nonDerivative · entry 1

GREIFELD ROBERT · CIK 0001214669 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Amended and Restated Management Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 19:21 UTC GrantRestricted Stock Unit · Derivative 5,811 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008071 · edgar.xml · derivative · entry 3

Grano Joseph C. · CIK 0001566709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,811

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2021.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 19:21 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,325 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008071 · edgar.xml · derivative · entry 2

Grano Joseph C. · CIK 0001566709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2020.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 19:21 UTC Exercise / conversionClass A common stock 6,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-008071 · edgar.xml · nonDerivative · entry 1

Grano Joseph C. · CIK 0001566709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:54 UTC
Viola Michael TDirector · 10% owner
GrantRestricted Stock Unit · Derivative 5,811 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008082 · edgar.xml · derivative · entry 3

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,811

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2021.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:54 UTC
Viola Michael TDirector · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 6,325 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008082 · edgar.xml · derivative · entry 2

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2020.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:54 UTC
Viola Michael TDirector · 10% owner
Exercise / conversionClass A common stock 6,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-008082 · edgar.xml · nonDerivative · entry 1

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:45 UTC GrantRestricted Stock Unit · Derivative 5,811 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008081 · edgar.xml · derivative · entry 3

Cruger William Frank Jr. · CIK 0001591033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,811

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2021.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:45 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,325 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008081 · edgar.xml · derivative · entry 2

Cruger William Frank Jr. · CIK 0001591033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2020.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:45 UTC Exercise / conversionClass A common stock 6,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-008081 · edgar.xml · nonDerivative · entry 1

Cruger William Frank Jr. · CIK 0001591033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:27 UTC
Nixon JohnDirector
GrantRestricted Stock Unit · Derivative 5,811 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008075 · edgar.xml · derivative · entry 3

Nixon John · CIK 0001641334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,811

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2021.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:27 UTC
Nixon JohnDirector
Exercise / conversionRestricted Stock Unit · Derivative 6,325 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008075 · edgar.xml · derivative · entry 2

Nixon John · CIK 0001641334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2020.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:27 UTC
Nixon JohnDirector
Exercise / conversionClass A common stock 6,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-008075 · edgar.xml · nonDerivative · entry 1

Nixon John · CIK 0001641334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:19 UTC
Urban DavidDirector
GrantRestricted Stock Unit · Derivative 5,811 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008069 · edgar.xml · derivative · entry 3

Urban David · CIK 0001762220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,811

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2021.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:19 UTC
Urban DavidDirector
Exercise / conversionRestricted Stock Unit · Derivative 6,325 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008069 · edgar.xml · derivative · entry 2

Urban David · CIK 0001762220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2020.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:19 UTC
Urban DavidDirector
Exercise / conversionClass A common stock 6,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-008069 · edgar.xml · nonDerivative · entry 1

Urban David · CIK 0001762220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 01:39 UTC
Molluso JosephCo-President & Co-COO
GrantRestricted Stock Unit · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-007707 · edgar.xml · derivative · entry 4

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A common stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on January 24, 2021, January 24, 2022, and January 24, 2023.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on January 24, 2021, January 24, 2022, and January 24, 2023.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 01:39 UTC
Molluso JosephCo-President & Co-COO
OtherCall option (obligation to sell) · Derivative 16 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001179110-20-007707 · edgar.xml · derivative · entry 7

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 1,600 shares

Expires 2020-06-19

F3 · derivative.exercise_date: Mr. Molluso acquired these call options in open market transactions prior to joining Virtu Financial, Inc.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 01:39 UTC
Molluso JosephCo-President & Co-COO
OtherCall option (obligation to sell) · Derivative 1,049 $0.00 Strike: $22.50 $0.00
Disclosure

SEC source: 0001179110-20-007707 · edgar.xml · derivative · entry 6

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 104,900 shares

Expires 2020-06-19

F3 · derivative.exercise_date: Mr. Molluso acquired these call options in open market transactions prior to joining Virtu Financial, Inc.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 01:39 UTC
Molluso JosephCo-President & Co-COO
OtherClass A common stock 1,600 $17.50 $28,000.00
Disclosure

SEC source: 0001179110-20-007707 · edgar.xml · nonDerivative · entry 3

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,958

Read SEC document
June 19, 2020 Filed Jun 23, 2020 01:39 UTC
Molluso JosephCo-President & Co-COO
OtherClass A common stock 104,900 $22.50 $2,360,250.00
Disclosure

SEC source: 0001179110-20-007707 · edgar.xml · nonDerivative · entry 2

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,558

Read SEC document
June 18, 2020 Filed Jun 23, 2020 01:39 UTC
Molluso JosephCo-President & Co-COO
OtherCall option (obligation to sell) · Derivative 1 $0.00 Strike: $22.50 $0.00
Disclosure

SEC source: 0001179110-20-007707 · edgar.xml · derivative · entry 5

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049

Underlying: Class A common stock · 100 shares

Expires 2020-06-19

F3 · derivative.exercise_date: Mr. Molluso acquired these call options in open market transactions prior to joining Virtu Financial, Inc.

Read SEC document
June 18, 2020 Filed Jun 23, 2020 01:39 UTC
Molluso JosephCo-President & Co-COO
OtherClass A common stock 100 $22.50 $2,250.00
Disclosure

SEC source: 0001179110-20-007707 · edgar.xml · nonDerivative · entry 1

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,458

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:18 UTC SaleClass A common stock, par value $0.00001 per share 7,000,000 $22.75 $159,250,000.00
Disclosure

SEC source: 0001396318-20-000003 · primary_doc.xml · nonDerivative · entry 1

PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,669,062

Read SEC document
May 22, 2020 Filed May 22, 2020 21:49 UTC
TJMT Holdings LLCDirector · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · 10% owner
PurchaseNon-voting common interest units of Virtu Financial LLC · Derivative 216,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006555 · edgar.xml · derivative · entry 4

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 216,680

Underlying: Class A common stock · 216,680 shares

Expires not disclosed

F1 · derivative.exercise_price: TJMT Holdings LLC acquired 216,680 non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units") and an equal number of shares of Class C common stock of the Issuer ("Class C Common Stock") for a per share purchase price of $26.00.

F5 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F5 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F5 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F5 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F7 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control.

Read SEC document
May 22, 2020 Filed May 22, 2020 21:49 UTC
TJMT Holdings LLCDirector · 10% owner · See Remarks
Viola Michael TDirector · 10% owner
Viola TeresaDirector · 10% owner · See Remarks
Viola Vincent JDirector · 10% owner
PurchaseClass C common stock 216,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006555 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 216,680

F1 · price: TJMT Holdings LLC acquired 216,680 non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units") and an equal number of shares of Class C common stock of the Issuer ("Class C Common Stock") for a per share purchase price of $26.00.

F7 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.