Tapewire

Nasdaq · USD

VICR

VICOR CORP

Export transactions ↓
Tapewire entity
1442
SEC CIK
0000751978
Parsed reports
659

Last 12 months

Inside the activity.

0 purchase rows · 981 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025034
Jan 202604
Feb 2026023
Mar 20260221
Apr 2026030
May 20260120
Jun 20260430
Jul 2026057
Aug 2026011
Sep 202604
Oct 2026035

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2018 Filed May 16, 2018 17:53 UTC
Tuozzolo ClaudioDirector · President, Picor Corporation
Exercise / conversionCommon Stock 3,000 $5.35 $16,050.00
Disclosure

SEC source: 0001403540-18-000002 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · President, Picor Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2018 Filed May 9, 2018 14:32 UTC
Tuozzolo ClaudioDirector · President, Picor Corporation
Exercise / conversionNon Qualified Stock Option · Derivative 5,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001403540-18-000001 · primary_doc.xml · derivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · President, Picor Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,749

Underlying: Common Stock · 5,000 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted on 5/14/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
May 07, 2018 Filed May 9, 2018 14:32 UTC
Tuozzolo ClaudioDirector · President, Picor Corporation
SaleCommon Stock 5,000 $36.00 $180,000.00
Disclosure

SEC source: 0001403540-18-000001 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · President, Picor Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

F1 · balance_after: Includes 310 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2018.

Read SEC document
May 07, 2018 Filed May 9, 2018 14:32 UTC
Tuozzolo ClaudioDirector · President, Picor Corporation
Exercise / conversionCommon Stock 5,000 $5.35 $26,750.00
Disclosure

SEC source: 0001403540-18-000001 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · President, Picor Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 310 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2018.

Read SEC document
April 27, 2018 Filed May 1, 2018 17:16 UTC
RUSSELL ROBERT FVP-Product Marketing
SaleCommon Stock 621 $36.07 $22,397.61
Disclosure

SEC source: 0001654944-18-000001 · primary_doc.xml · nonDerivative · entry 1

RUSSELL ROBERT F · CIK 0001654944 · VP-Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 2/28/18.

Read SEC document
April 27, 2018 Filed May 1, 2018 15:09 UTC
GENDRON ROBERTCorp. VP Marketing, Pwr. Comp.
SaleCommon Stock 292 $35.54 $10,376.80
Disclosure

SEC source: 0001654669-18-000001 · primary_doc.xml · nonDerivative · entry 1

GENDRON ROBERT · CIK 0001654669 · Corp. VP Marketing, Pwr. Comp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 2/28/18.

Read SEC document
April 27, 2018 Filed May 1, 2018 14:14 UTC
Nagel Richard J JrVP Chief Accounting Officer
Exercise / conversionNon Qualified Stock Option · Derivative 1,500 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001364082-18-000002 · primary_doc.xml · derivative · entry 3

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 1,500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed May 1, 2018 14:14 UTC
Nagel Richard J JrVP Chief Accounting Officer
SaleCommon Stock 1,500 $35.87 $53,803.50
Disclosure

SEC source: 0001364082-18-000002 · primary_doc.xml · nonDerivative · entry 2

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 27, 2018 Filed May 1, 2018 14:14 UTC
Nagel Richard J JrVP Chief Accounting Officer
Exercise / conversionCommon Stock 1,500 $8.38 $12,570.00
Disclosure

SEC source: 0001364082-18-000002 · primary_doc.xml · nonDerivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 19:37 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionNon Qualified Stock Option · Derivative 5,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001254402-18-000001 · primary_doc.xml · derivative · entry 9

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,470

Underlying: Common Stock · 5,000 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Granted on 5/14/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 19:37 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionNon Qualified Stock Option · Derivative 3,728 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001254402-18-000001 · primary_doc.xml · derivative · entry 8

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,470

Underlying: Common Stock · 3,728 shares

Expires 2024-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 19:37 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionNon Qualified Stock Option · Derivative 20,257 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001254402-18-000001 · primary_doc.xml · derivative · entry 7

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,198

Underlying: Common Stock · 20,257 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 19:37 UTC
SIMMS JAMES ADirector · CFO and Secretary
SaleCommon Stock 5,000 $36.72 $183,594.50
Disclosure

SEC source: 0001254402-18-000001 · primary_doc.xml · nonDerivative · entry 6

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,705

F1 · balance_after: Includes 705 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2018.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 19:37 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionCommon Stock 5,000 $5.35 $26,750.00
Disclosure

SEC source: 0001254402-18-000001 · primary_doc.xml · nonDerivative · entry 5

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 705 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2018.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 19:37 UTC
SIMMS JAMES ADirector · CFO and Secretary
SaleCommon Stock 3,728 $36.72 $136,888.06
Disclosure

SEC source: 0001254402-18-000001 · primary_doc.xml · nonDerivative · entry 4

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,705

F1 · balance_after: Includes 705 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2018.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 19:37 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionCommon Stock 3,728 $8.05 $30,010.40
Disclosure

SEC source: 0001254402-18-000001 · primary_doc.xml · nonDerivative · entry 3

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 705 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2018.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 19:37 UTC
SIMMS JAMES ADirector · CFO and Secretary
SaleCommon Stock 20,257 $36.72 $743,814.76
Disclosure

SEC source: 0001254402-18-000001 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,705

F1 · balance_after: Includes 705 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2018.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 19:37 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionCommon Stock 20,257 $11.42 $231,334.94
Disclosure

SEC source: 0001254402-18-000001 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 705 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2018.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC Exercise / conversionNon Qualified Stock Option · Derivative 4,727 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · derivative · entry 15

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,144

Underlying: Common Stock · 4,727 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC Exercise / conversionNon Qualified Stock Option · Derivative 1,491 $0.00 Strike: $13.42 $0.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · derivative · entry 14

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,871

Underlying: Common Stock · 1,491 shares

Expires 2025-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC Exercise / conversionNon Qualified Stock Option · Derivative 6,000 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · derivative · entry 13

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,362

Underlying: Common Stock · 6,000 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC Exercise / conversionNon Qualified Stock Option · Derivative 5,000 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · derivative · entry 12

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,362

Underlying: Common Stock · 5,000 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC Exercise / conversionNon Qualified Stock Option · Derivative 5,000 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · derivative · entry 11

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,362

Underlying: Common Stock · 5,000 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC SaleCommon Stock 4,727 $36.74 $173,686.52
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 10

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC Exercise / conversionCommon Stock 4,727 $11.42 $53,982.34
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 9

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC SaleCommon Stock 1,491 $36.74 $54,784.56
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 8

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC Exercise / conversionCommon Stock 1,491 $13.42 $20,009.22
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 7

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC SaleCommon Stock 6,000 $36.72 $220,318.20
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 6

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC Exercise / conversionCommon Stock 6,000 $11.42 $68,520.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 5

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC SaleCommon Stock 5,000 $36.76 $183,777.50
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 4

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC Exercise / conversionCommon Stock 5,000 $11.42 $57,100.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 3

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC SaleCommon Stock 5,000 $36.70 $183,505.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 2

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:07 UTC Exercise / conversionCommon Stock 5,000 $11.42 $57,100.00
Disclosure

SEC source: 0001111770-18-000001 · primary_doc.xml · nonDerivative · entry 1

KELLEHER BARRY · CIK 0001111770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 18:38 UTC
Nagel Richard J JrVP Chief Accounting Officer
Exercise / conversionNon Qualified Stock Option · Derivative 2,500 $0.00 Strike: $7.34 $0.00
Disclosure

SEC source: 0001364082-18-000001 · primary_doc.xml · derivative · entry 3

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 2,500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 18:38 UTC
Nagel Richard J JrVP Chief Accounting Officer
SaleCommon Stock 2,500 $26.97 $67,422.50
Disclosure

SEC source: 0001364082-18-000001 · primary_doc.xml · nonDerivative · entry 2

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 27, 2018 Filed Mar 1, 2018 18:38 UTC
Nagel Richard J JrVP Chief Accounting Officer
Exercise / conversionCommon Stock 2,500 $7.34 $18,350.00
Disclosure

SEC source: 0001364082-18-000001 · primary_doc.xml · nonDerivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2017 Filed Dec 14, 2017 21:04 UTC
VINCIARELLI PATRIZIODirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 10,000 $21.78 $217,800.00
Disclosure

SEC source: 0000901484-17-000002 · primary_doc.xml · nonDerivative · entry 1

VINCIARELLI PATRIZIO · CIK 0000901484 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 99,379

F1 · ownership.nature: These shares are held by the Reporting Person as Trustee of the Patrizio Vinciarelli Irrevocable Trust U/A Dated 12/21/2012, established for the benefit of the child of the Reporting Person.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 15:48 UTC
VINCIARELLI PATRIZIODirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 3,333 $21.41 $71,348.20
Disclosure

SEC source: 0000901484-17-000003 · primary_doc.xml · nonDerivative · entry 1

VINCIARELLI PATRIZIO · CIK 0000901484 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 102,712

F1 · ownership.nature: These shares are held by the Reporting Person as Trustee of the Patrizio Vinciarelli Irrevocable Trust U/A Dated 12/21/2012, established for the benefit of the child of the Reporting Person.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 15:58 UTC
GRIFFIN LIAMDirector
Exercise / conversionNon Qualified Stock Option · Derivative 1,557 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0000899243-17-028665 · doc4.xml · derivative · entry 6

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,741

Underlying: Common Stock · 1,557 shares

Expires 2023-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted on 6/21/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 15:58 UTC
GRIFFIN LIAMDirector
Exercise / conversionNon Qualified Stock Option · Derivative 2,328 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0000899243-17-028665 · doc4.xml · derivative · entry 5

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,298

Underlying: Common Stock · 2,328 shares

Expires 2024-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 15:58 UTC
GRIFFIN LIAMDirector
SaleCommon Stock 1,557 $21.91 $34,115.89
Disclosure

SEC source: 0000899243-17-028665 · doc4.xml · nonDerivative · entry 4

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 13, 2017 Filed Dec 14, 2017 15:58 UTC
GRIFFIN LIAMDirector
Exercise / conversionCommon Stock 1,557 $5.67 $8,828.19
Disclosure

SEC source: 0000899243-17-028665 · doc4.xml · nonDerivative · entry 3

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 15:58 UTC
GRIFFIN LIAMDirector
SaleCommon Stock 2,328 $21.91 $51,009.51
Disclosure

SEC source: 0000899243-17-028665 · doc4.xml · nonDerivative · entry 2

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 13, 2017 Filed Dec 14, 2017 15:58 UTC
GRIFFIN LIAMDirector
Exercise / conversionCommon Stock 2,328 $8.05 $18,740.40
Disclosure

SEC source: 0000899243-17-028665 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 14:42 UTC
GRIFFIN LIAMDirector
Exercise / conversionNon Qualified Stock Option · Derivative 1,579 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0000899243-17-028517 · doc4.xml · derivative · entry 3

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,626

Underlying: Common Stock · 1,579 shares

Expires 2023-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 6/21/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 14:42 UTC
GRIFFIN LIAMDirector
SaleCommon Stock 1,579 $23.01 $36,327.42
Disclosure

SEC source: 0000899243-17-028517 · doc4.xml · nonDerivative · entry 2

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 08, 2017 Filed Dec 12, 2017 14:42 UTC
GRIFFIN LIAMDirector
Exercise / conversionCommon Stock 1,579 $5.67 $8,952.93
Disclosure

SEC source: 0000899243-17-028517 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 15:16 UTC Exercise / conversionNon Qualified Stock Option · Derivative 700 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001111778-17-000006 · primary_doc.xml · derivative · entry 6

HENDERSON H ALLEN · CIK 0001111778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,962

Underlying: Common Stock · 700 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 15:16 UTC Exercise / conversionNon Qualified Stock Option · Derivative 1,500 $0.00 Strike: $7.34 $0.00
Disclosure

SEC source: 0001111778-17-000006 · primary_doc.xml · derivative · entry 5

HENDERSON H ALLEN · CIK 0001111778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,662

Underlying: Common Stock · 1,500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 15:16 UTC SaleCommon Stock 700 $22.63 $15,843.52
Disclosure

SEC source: 0001111778-17-000006 · primary_doc.xml · nonDerivative · entry 4

HENDERSON H ALLEN · CIK 0001111778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.