Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VICOR CORPvicr · Entity 1442 | Director | May 01, 2019 | May 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VICOR CORP
Report date May 01, 2019 · Filed May 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 219 |
Ending reported balance
After 2019-05-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-05-01 · Exercise / conversion · Acquired 1,886 · Balance 2,105 Row 2 · 2019-05-01 · Sale · Disposed 1,886 · Balance 219 |
| Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.61 · Expires 2026-06-17 | Direct | 2,827 |
Reported balance
After 2019-05-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-05-01 · Exercise / conversion · Disposed 1,886 · Balance 2,827 F1: Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2019 Filed May 3, 2019 13:17 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 1,886 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001111778-19-000002 · primary_doc.xml · derivative · entry 3 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,827 Underlying: Common Stock · 1,886 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. Read SEC document |
| May 01, 2019 Filed May 3, 2019 13:17 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 1,886 | $37.07 | $69,915.53 |
DisclosureSEC source: 0001111778-19-000002 · primary_doc.xml · nonDerivative · entry 2 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219 Read SEC document |
| May 01, 2019 Filed May 3, 2019 13:17 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 1,886 | $10.61 | $20,010.46 |
DisclosureSEC source: 0001111778-19-000002 · primary_doc.xml · nonDerivative · entry 1 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 18:10 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 5,000 | $0.00 Strike: $9.43 | $0.00 |
DisclosureSEC source: 0001111778-19-000001 · primary_doc.xml · derivative · entry 3 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 18:10 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 5,000 | $36.56 | $182,784.50 |
DisclosureSEC source: 0001111778-19-000001 · primary_doc.xml · nonDerivative · entry 2 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219 Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 18:10 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 5,000 | $9.43 | $47,150.00 |
DisclosureSEC source: 0001111778-19-000001 · primary_doc.xml · nonDerivative · entry 1 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 31, 2018 17:09 UTC | VICOR CORP VICR · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 5,000 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0000899243-18-020804 · doc4.xml · derivative · entry 3 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| July 26, 2018 Filed Jul 31, 2018 17:09 UTC | VICOR CORP VICR · Entity 1442 | SaleCommon Stock | 5,000 | $58.16 | $290,782.00 |
DisclosureSEC source: 0000899243-18-020804 · doc4.xml · nonDerivative · entry 2 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219 Read SEC document |
| July 26, 2018 Filed Jul 31, 2018 17:09 UTC | VICOR CORP VICR · Entity 1442 | Exercise / conversionCommon Stock | 5,000 | $10.48 | $52,400.00 |
DisclosureSEC source: 0000899243-18-020804 · doc4.xml · nonDerivative · entry 1 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 14:12 UTC | VICOR CORP VICR · Entity 1442 | GrantNon Qualified Stock Option · Derivative | 1,061 | $0.00 Strike: $47.15 | $0.00 |
DisclosureSEC source: 0000899243-18-017109 · doc4.xml · derivative · entry 2 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,061 Underlying: Common Stock · 1,061 shares Expires 2028-06-15 F1 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 15:16 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 700 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001111778-17-000006 · primary_doc.xml · derivative · entry 6 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,962 Underlying: Common Stock · 700 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 15:16 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 1,500 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001111778-17-000006 · primary_doc.xml · derivative · entry 5 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,662 Underlying: Common Stock · 1,500 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 15:16 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 700 | $22.63 | $15,843.52 |
DisclosureSEC source: 0001111778-17-000006 · primary_doc.xml · nonDerivative · entry 4 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 15:16 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 700 | $6.29 | $4,403.00 |
DisclosureSEC source: 0001111778-17-000006 · primary_doc.xml · nonDerivative · entry 3 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 15:16 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 1,500 | $22.63 | $33,950.40 |
DisclosureSEC source: 0001111778-17-000006 · primary_doc.xml · nonDerivative · entry 2 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 15:16 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 1,500 | $7.34 | $11,010.00 |
DisclosureSEC source: 0001111778-17-000006 · primary_doc.xml · nonDerivative · entry 1 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 15:06 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 1,400 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001111778-17-000005 · primary_doc.xml · derivative · entry 3 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,162 Underlying: Common Stock · 1,400 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 15:06 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 1,400 | $23.00 | $32,200.00 |
DisclosureSEC source: 0001111778-17-000005 · primary_doc.xml · nonDerivative · entry 2 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 15:06 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 1,400 | $7.34 | $10,276.00 |
DisclosureSEC source: 0001111778-17-000005 · primary_doc.xml · nonDerivative · entry 1 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 16:09 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 2,100 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001111778-17-000004 · primary_doc.xml · derivative · entry 3 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,562 Underlying: Common Stock · 2,100 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 16:09 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 2,100 | $23.02 | $48,344.94 |
DisclosureSEC source: 0001111778-17-000004 · primary_doc.xml · nonDerivative · entry 2 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219 Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 16:09 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 2,100 | $7.34 | $15,414.00 |
DisclosureSEC source: 0001111778-17-000004 · primary_doc.xml · nonDerivative · entry 1 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 15:15 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 5,000 | $0.00 Strike: $8.38 | $0.00 |
DisclosureSEC source: 0001111778-17-000003 · primary_doc.xml · derivative · entry 3 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,662 Underlying: Common Stock · 5,000 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 15:15 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 5,000 | $21.95 | $109,752.50 |
DisclosureSEC source: 0001111778-17-000003 · primary_doc.xml · nonDerivative · entry 2 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219 Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 15:15 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 5,000 | $8.38 | $41,900.00 |
DisclosureSEC source: 0001111778-17-000003 · primary_doc.xml · nonDerivative · entry 1 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 18:37 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 4,300 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001111778-17-000002 · primary_doc.xml · derivative · entry 3 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,662 Underlying: Common Stock · 4,300 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 18:37 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 4,300 | $17.53 | $75,388.03 |
DisclosureSEC source: 0001111778-17-000002 · primary_doc.xml · nonDerivative · entry 2 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219 Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 18:37 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 4,300 | $6.29 | $27,047.00 |
DisclosureSEC source: 0001111778-17-000002 · primary_doc.xml · nonDerivative · entry 1 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2017 Filed Jun 19, 2017 17:27 UTC | VICOR CORP vicr · Entity 1442 | GrantNon Qualified Stock Option · Derivative | 2,584 | $0.00 Strike: $19.35 | $0.00 |
DisclosureSEC source: 0001111778-17-000001 · primary_doc.xml · derivative · entry 2 HENDERSON H ALLEN · CIK 0001111778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,962 Underlying: Common Stock · 2,584 shares Expires 2027-06-16 F1 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.