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person · Reporting owner

Nagel Richard J Jr

Disclosed activity across 1 company

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129689
SEC CIK
0001364082

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VICOR CORPvicr · Entity 1442Corp. VP-CAOMarch 02, 2022March 03, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VICOR CORP

Report date March 02, 2022 · Filed March 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-03-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-03-02 · Exercise / conversion · Acquired 708 · Balance 708

Row 2 · 2022-03-02 · Sale · Disposed 708 · Balance 0

Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.77 · Expires 2024-07-21Direct1,951 Reported balance After 2022-03-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-02 · Exercise / conversion · Disposed 708 · Balance 1,951

F1: 1,243 stock options are still exercisable after this transaction. The remaining 708 stock options become exercisable on 7/21/2022.

Filing footnotes · ownership attribution and instrument terms

F1: 1,243 stock options are still exercisable after this transaction. The remaining 708 stock options become exercisable on 7/21/2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2022 Filed Mar 3, 2022 15:03 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 708 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001364082-22-000001 · primary_doc.xml · derivative · entry 3

Nagel Richard J Jr · CIK 0001364082 · Corp. VP-CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,951

Underlying: Common Stock · 708 shares

Expires 2024-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1,243 stock options are still exercisable after this transaction. The remaining 708 stock options become exercisable on 7/21/2022.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 15:03 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 708 $77.37 $54,777.96
Disclosure

SEC source: 0001364082-22-000001 · primary_doc.xml · nonDerivative · entry 2

Nagel Richard J Jr · CIK 0001364082 · Corp. VP-CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 02, 2022 Filed Mar 3, 2022 15:03 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 708 $6.77 $4,793.16
Disclosure

SEC source: 0001364082-22-000001 · primary_doc.xml · nonDerivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · Corp. VP-CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 14:18 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 292 $0.00 Strike: $69.04 $0.00
Disclosure

SEC source: 0001364082-21-000003 · primary_doc.xml · derivative · entry 3

Nagel Richard J Jr · CIK 0001364082 · VP-CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165

Underlying: Common Stock · 292 shares

Expires 2030-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 14:18 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 292 $121.27 $35,411.57
Disclosure

SEC source: 0001364082-21-000003 · primary_doc.xml · nonDerivative · entry 2

Nagel Richard J Jr · CIK 0001364082 · VP-CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 09, 2021 Filed Aug 10, 2021 14:18 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 292 $69.04 $20,159.68
Disclosure

SEC source: 0001364082-21-000003 · primary_doc.xml · nonDerivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP-CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed Jun 29, 2021 17:50 UTC VICOR CORP vicr · Entity 1442 GrantNon Qualified Stock Option · Derivative 1,645 $0.00 Strike: $75.43 $0.00
Disclosure

SEC source: 0001364082-21-000002 · primary_doc.xml · derivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP-Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,645

Underlying: Common Stock · 1,645 shares

Expires not disclosed

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

F2 · derivative.expiration_date: Options expire 2 years from each vesting date.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 14:06 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 531 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001364082-21-000001 · primary_doc.xml · derivative · entry 3

Nagel Richard J Jr · CIK 0001364082 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,659

Underlying: Common Stock · 531 shares

Expires 2024-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1,242 stock options are still exercisable after this transaction. The remaining 1,417 stock options become exercisable in two equal installments on 7/21/2021 and 7/21/2022.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 14:06 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 531 $94.72 $50,295.15
Disclosure

SEC source: 0001364082-21-000001 · primary_doc.xml · nonDerivative · entry 2

Nagel Richard J Jr · CIK 0001364082 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 10, 2021 Filed Mar 12, 2021 14:06 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 531 $6.77 $3,594.87
Disclosure

SEC source: 0001364082-21-000001 · primary_doc.xml · nonDerivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2020 Filed Jun 25, 2020 20:27 UTC VICOR CORP vicr · Entity 1442 GrantNon Qualified Stock Option · Derivative 1,457 $0.00 Strike: $69.04 $0.00
Disclosure

SEC source: 0001364082-20-000002 · primary_doc.xml · derivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP-Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,457

Underlying: Common Stock · 1,457 shares

Expires 2030-06-24

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
May 04, 2020 Filed May 5, 2020 15:48 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Options · Derivative 354 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001364082-20-000001 · primary_doc.xml · derivative · entry 6

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,190

Underlying: Common Stock · 354 shares

Expires 2024-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1,064 stock options are exercisable after this transaction. The remaining 2,126 stock options become exercisable in three equal installments on 7/21/2020, 7/21/2021 and 7/21/2022.

Read SEC document
May 04, 2020 Filed May 5, 2020 15:48 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,000 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0001364082-20-000001 · primary_doc.xml · derivative · entry 5

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 04, 2020 Filed May 5, 2020 15:48 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 354 $50.90 $18,018.60
Disclosure

SEC source: 0001364082-20-000001 · primary_doc.xml · nonDerivative · entry 4

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 04, 2020 Filed May 5, 2020 15:48 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 354 $6.77 $2,396.58
Disclosure

SEC source: 0001364082-20-000001 · primary_doc.xml · nonDerivative · entry 3

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 15:48 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,000 $50.90 $50,900.00
Disclosure

SEC source: 0001364082-20-000001 · primary_doc.xml · nonDerivative · entry 2

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 04, 2020 Filed May 5, 2020 15:48 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 1,000 $10.48 $10,480.00
Disclosure

SEC source: 0001364082-20-000001 · primary_doc.xml · nonDerivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:50 UTC VICOR CORP vicr · Entity 1442 GrantNon Qualified Stock Option · Derivative 3,544 Not disclosed Strike: $6.77 Not disclosed
Disclosure

SEC source: 0001364082-19-000001 · primary_doc.xml · derivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP-Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,544

Underlying: Common Stock · 3,544 shares

Expires 2024-07-21

F2 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F1 · derivative.exercise_date: 709 stock options are exercisable at 6/28/19. The remaining stock options vest on 7/21/2019, 7/21/2020, 7/21/2021 and 7/21/2022.

Read SEC document
July 26, 2018 Filed Jul 31, 2018 17:08 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 4,000 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0000899243-18-020801 · doc4.xml · derivative · entry 9

Nagel Richard J Jr · CIK 0001364082 · VP-Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 4,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
July 26, 2018 Filed Jul 31, 2018 17:08 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 5,000 $0.00 Strike: $9.43 $0.00
Disclosure

SEC source: 0000899243-18-020801 · doc4.xml · derivative · entry 8

Nagel Richard J Jr · CIK 0001364082 · VP-Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
July 26, 2018 Filed Jul 31, 2018 17:08 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 3,500 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0000899243-18-020801 · doc4.xml · derivative · entry 7

Nagel Richard J Jr · CIK 0001364082 · VP-Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
July 26, 2018 Filed Jul 31, 2018 17:08 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 4,000 $58.49 $233,948.00
Disclosure

SEC source: 0000899243-18-020801 · doc4.xml · nonDerivative · entry 6

Nagel Richard J Jr · CIK 0001364082 · VP-Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 26, 2018 Filed Jul 31, 2018 17:08 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 4,000 $10.48 $41,920.00
Disclosure

SEC source: 0000899243-18-020801 · doc4.xml · nonDerivative · entry 5

Nagel Richard J Jr · CIK 0001364082 · VP-Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 31, 2018 17:08 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 5,000 $58.49 $292,435.00
Disclosure

SEC source: 0000899243-18-020801 · doc4.xml · nonDerivative · entry 4

Nagel Richard J Jr · CIK 0001364082 · VP-Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 26, 2018 Filed Jul 31, 2018 17:08 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 5,000 $9.43 $47,150.00
Disclosure

SEC source: 0000899243-18-020801 · doc4.xml · nonDerivative · entry 3

Nagel Richard J Jr · CIK 0001364082 · VP-Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 31, 2018 17:08 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 3,500 $58.49 $204,704.50
Disclosure

SEC source: 0000899243-18-020801 · doc4.xml · nonDerivative · entry 2

Nagel Richard J Jr · CIK 0001364082 · VP-Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 26, 2018 Filed Jul 31, 2018 17:08 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 3,500 $8.38 $29,330.00
Disclosure

SEC source: 0000899243-18-020801 · doc4.xml · nonDerivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP-Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed May 1, 2018 14:14 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,500 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001364082-18-000002 · primary_doc.xml · derivative · entry 3

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 1,500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed May 1, 2018 14:14 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,500 $35.87 $53,803.50
Disclosure

SEC source: 0001364082-18-000002 · primary_doc.xml · nonDerivative · entry 2

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 27, 2018 Filed May 1, 2018 14:14 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 1,500 $8.38 $12,570.00
Disclosure

SEC source: 0001364082-18-000002 · primary_doc.xml · nonDerivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 18:38 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 2,500 $0.00 Strike: $7.34 $0.00
Disclosure

SEC source: 0001364082-18-000001 · primary_doc.xml · derivative · entry 3

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 2,500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 18:38 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,500 $26.97 $67,422.50
Disclosure

SEC source: 0001364082-18-000001 · primary_doc.xml · nonDerivative · entry 2

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 27, 2018 Filed Mar 1, 2018 18:38 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 2,500 $7.34 $18,350.00
Disclosure

SEC source: 0001364082-18-000001 · primary_doc.xml · nonDerivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 13:34 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 2,500 $0.00 Strike: $7.34 $0.00
Disclosure

SEC source: 0001364082-17-000001 · primary_doc.xml · derivative · entry 3

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 2,500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 13:34 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,500 $18.51 $46,286.25
Disclosure

SEC source: 0001364082-17-000001 · primary_doc.xml · nonDerivative · entry 2

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 27, 2017 Filed Apr 28, 2017 13:34 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 2,500 $7.34 $18,350.00
Disclosure

SEC source: 0001364082-17-000001 · primary_doc.xml · nonDerivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 16:06 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,500 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001364082-16-000001 · primary_doc.xml · derivative · entry 3

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 1,500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 16:06 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,500 $15.61 $23,412.30
Disclosure

SEC source: 0001364082-16-000001 · primary_doc.xml · nonDerivative · entry 2

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 06, 2016 Filed Dec 7, 2016 16:06 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 1,500 $6.29 $9,435.00
Disclosure

SEC source: 0001364082-16-000001 · primary_doc.xml · nonDerivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.