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SIMMS JAMES A

Disclosed activity across 1 company

Tapewire entity
141458
SEC CIK
0001254402

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VICOR CORPvicr · Entity 1442Director · CFO and SecretaryMarch 10, 2021March 12, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VICOR CORP

Report date March 10, 2021 · Filed March 12, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,303 Ending reported balance After 2021-03-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-03-10 · Exercise / conversion · Acquired 157 · Balance 11,460

Row 2 · 2021-03-10 · Sale · Disposed 157 · Balance 11,303

Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.29 · Expires 2023-06-17Direct0 Reported balance After 2021-03-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-03-10 · Exercise / conversion · Disposed 157 · Balance 0

F1: This stock option is exercisable in full.

Filing footnotes · ownership attribution and instrument terms

F1: This stock option is exercisable in full.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 12, 2021 20:48 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 157 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001254402-21-000005 · primary_doc.xml · derivative · entry 3

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 157 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:48 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 157 $95.23 $14,951.11
Disclosure

SEC source: 0001254402-21-000005 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,303

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:48 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 157 $6.29 $987.53
Disclosure

SEC source: 0001254402-21-000005 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:01 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 19,843 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001254402-21-000004 · primary_doc.xml · derivative · entry 3

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157

Underlying: Common Stock · 19,843 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:01 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 19,843 $93.91 $1,863,376.76
Disclosure

SEC source: 0001254402-21-000004 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,303

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:01 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 19,843 $6.29 $124,812.47
Disclosure

SEC source: 0001254402-21-000004 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 323 $0.00 Strike: $31.05 $0.00
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · derivative · entry 28

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,288

Underlying: Common Stock · 323 shares

Expires 2029-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Remaining options will vest in equal installments on 6/28/2021, 6/28/2022, 6/28/2023 and 6/28/2024.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 425 $0.00 Strike: $47.15 $0.00
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · derivative · entry 27

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

Underlying: Common Stock · 425 shares

Expires 2028-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Remaining options will vest in equal installments on 6/15/2021, 6/15/2022 and 6/15/2023.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,551 $0.00 Strike: $19.35 $0.00
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · derivative · entry 26

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033

Underlying: Common Stock · 1,551 shares

Expires 2027-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Remaining options will vest in equal installments on 6/16/2021 and 6/16/2022.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 3,771 $0.00 Strike: $10.61 $0.00
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · derivative · entry 25

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942

Underlying: Common Stock · 3,771 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Remaining options will vest on 6/17/2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 3,726 $0.00 Strike: $13.42 $0.00
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · derivative · entry 24

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,726 shares

Expires 2025-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 13,504 $0.00 Strike: $11.42 $0.00
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · derivative · entry 23

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,504 shares

Expires 2024-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,764 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · derivative · entry 22

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,764 shares

Expires 2023-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 2,484 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · derivative · entry 21

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,484 shares

Expires 2024-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 12,498 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · derivative · entry 20

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 12,498 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,947 $101.35 $197,319.88
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 19

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,303

F1 · shares: The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 2/28/2018 (705 shares), 8/31/2018 (593 shares ), 2/28/2019 (470 shares) and 8/30/2019 (179 shares).

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 323 $101.27 $32,710.60
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 18

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 323 $31.05 $10,029.15
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 17

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 425 $101.27 $43,040.26
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 16

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 425 $47.15 $20,038.75
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 15

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,551 $101.27 $157,071.63
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 14

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 1,551 $19.35 $30,011.85
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 13

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 3,771 $101.27 $381,893.70
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 12

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 3,771 $10.61 $40,010.31
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 11

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 3,726 $101.27 $377,336.49
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 10

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 3,726 $13.42 $50,002.92
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 9

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 13,504 $101.27 $1,367,566.28
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 8

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 13,504 $11.42 $154,215.68
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 7

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 1,764 $101.27 $178,642.40
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 6

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 1,764 $5.67 $10,001.88
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 5

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,484 $101.27 $251,557.66
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 4

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 2,484 $8.05 $19,996.20
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 3

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 12,498 $101.27 $1,265,687.46
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 12,498 $6.29 $78,612.42
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:29 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 2,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001254402-21-000002 · primary_doc.xml · derivative · entry 3

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,498

Underlying: Common Stock · 2,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:29 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,000 $98.69 $197,385.80
Disclosure

SEC source: 0001254402-21-000002 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:29 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 2,000 $6.29 $12,580.00
Disclosure

SEC source: 0001254402-21-000002 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:25 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 2,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001254402-21-000001 · primary_doc.xml · derivative · entry 3

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,498

Underlying: Common Stock · 2,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:25 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,000 $98.79 $197,580.80
Disclosure

SEC source: 0001254402-21-000001 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:25 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 2,000 $6.29 $12,580.00
Disclosure

SEC source: 0001254402-21-000001 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 16:32 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 2,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001254402-20-000007 · primary_doc.xml · derivative · entry 3

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,498

Underlying: Common Stock · 2,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 16:32 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,000 $82.75 $165,500.00
Disclosure

SEC source: 0001254402-20-000007 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 16:32 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 2,000 $6.29 $12,580.00
Disclosure

SEC source: 0001254402-20-000007 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:31 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 2,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001254402-20-000006 · primary_doc.xml · derivative · entry 3

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,498

Underlying: Common Stock · 2,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

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October 29, 2020 Filed Oct 30, 2020 20:31 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,000 $78.79 $157,583.80
Disclosure

SEC source: 0001254402-20-000006 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020.

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October 29, 2020 Filed Oct 30, 2020 20:31 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 2,000 $6.29 $12,580.00
Disclosure

SEC source: 0001254402-20-000006 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 25, 2020 Filed Sep 25, 2020 20:34 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 2,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001254402-20-000005 · primary_doc.xml · derivative · entry 3

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,498

Underlying: Common Stock · 2,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

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September 25, 2020 Filed Sep 25, 2020 20:34 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 2,000 $74.50 $149,003.60
Disclosure

SEC source: 0001254402-20-000005 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020.

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September 25, 2020 Filed Sep 25, 2020 20:34 UTC VICOR CORP vicr · Entity 1442 Exercise / conversionCommon Stock 2,000 $6.29 $12,580.00
Disclosure

SEC source: 0001254402-20-000005 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 20:05 UTC VICOR CORP vicr · Entity 1442 SaleCommon Stock 5,000 $84.12 $420,612.00
Disclosure

SEC source: 0001254402-20-000004 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.