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Nasdaq · USD

VICR

VICOR CORP

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1442
SEC CIK
0000751978
Parsed reports
659

Last 12 months

Inside the activity.

0 purchase rows · 981 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025034
Jan 202604
Feb 2026023
Mar 20260221
Apr 2026030
May 20260120
Jun 20260430
Jul 2026057
Aug 2026011
Sep 202604
Oct 2026035

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2019 Filed Dec 6, 2019 18:25 UTC
Morrison Kemble DVP Corporate Controller
Exercise / conversionNon Qualified Stock Option · Derivative 500 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0001411500-19-000002 · primary_doc.xml · derivative · entry 3

Morrison Kemble D · CIK 0001411500 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 18:25 UTC
Morrison Kemble DVP Corporate Controller
SaleCommon Stock 500 $41.75 $20,875.00
Disclosure

SEC source: 0001411500-19-000002 · primary_doc.xml · nonDerivative · entry 2

Morrison Kemble D · CIK 0001411500 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 05, 2019 Filed Dec 6, 2019 18:25 UTC
Morrison Kemble DVP Corporate Controller
Exercise / conversionCommon Stock 500 $10.48 $5,240.00
Disclosure

SEC source: 0001411500-19-000002 · primary_doc.xml · nonDerivative · entry 1

Morrison Kemble D · CIK 0001411500 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 15:18 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 358 $41.04 $14,690.89
Disclosure

SEC source: 0001403540-19-000005 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,996

Read SEC document
December 03, 2019 Filed Dec 5, 2019 15:18 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 310 $41.05 $12,725.50
Disclosure

SEC source: 0001403540-19-000005 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,354

F1 · kind: The 310 shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 2/28/18.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 18:34 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 12,000 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001403540-19-000004 · primary_doc.xml · derivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,604

Underlying: Common Stock · 12,000 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 18:34 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 7,325 $39.60 $290,095.64
Disclosure

SEC source: 0001403540-19-000004 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,664

F1 · security: This transaction involved non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing certain liquidity restrictions. As such, the exercise of the options followed the sell to cover process, whereby a certain number of the shares acquired through exercise were sold in the open market, with the proceeds used to fund the exercise price and associated income and employment taxes. The balance of the shares acquired through exercise are subject to multi-year restrictions on transfer or sale.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 18:34 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 12,000 $11.25 $135,040.80
Disclosure

SEC source: 0001403540-19-000004 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 15:12 UTC SaleCommon Stock 5,000 $40.00 $200,000.00
Disclosure

SEC source: 0001195966-19-000004 · primary_doc.xml · nonDerivative · entry 1

ANDERSON SAMUEL J · CIK 0001195966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,223

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2019

Read SEC document
November 08, 2019 Filed Nov 12, 2019 18:39 UTC
Gusinov AlexCorp. Vice President Eng.
Exercise / conversionNon Qualified Stock Option · Derivative 12,966 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001654925-19-000003 · primary_doc.xml · derivative · entry 3

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,966 shares

Expires 2024-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 18:39 UTC
Gusinov AlexCorp. Vice President Eng.
SaleCommon Stock 7,131 $37.50 $267,412.50
Disclosure

SEC source: 0001654925-19-000003 · primary_doc.xml · nonDerivative · entry 2

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,495

Read SEC document
November 08, 2019 Filed Nov 12, 2019 18:39 UTC
Gusinov AlexCorp. Vice President Eng.
Exercise / conversionCommon Stock 12,966 $8.06 $104,531.89
Disclosure

SEC source: 0001654925-19-000003 · primary_doc.xml · nonDerivative · entry 1

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2019 Filed Nov 8, 2019 18:39 UTC
Gusinov AlexCorp. Vice President Eng.
Exercise / conversionNon Qualified Stock Option · Derivative 1,273 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001654925-19-000002 · primary_doc.xml · derivative · entry 3

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,966

Underlying: Common Stock · 1,273 shares

Expires 2024-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
November 07, 2019 Filed Nov 8, 2019 18:39 UTC
Gusinov AlexCorp. Vice President Eng.
SaleCommon Stock 700 $37.50 $26,250.00
Disclosure

SEC source: 0001654925-19-000002 · primary_doc.xml · nonDerivative · entry 2

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,660

Read SEC document
November 07, 2019 Filed Nov 8, 2019 18:39 UTC
Gusinov AlexCorp. Vice President Eng.
Exercise / conversionCommon Stock 1,273 $8.06 $10,262.93
Disclosure

SEC source: 0001654925-19-000002 · primary_doc.xml · nonDerivative · entry 1

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 15:22 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 15,000 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001403540-19-000003 · primary_doc.xml · derivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,604

Underlying: Common Stock · 15,000 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 15:22 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 9,294 $35.86 $333,267.97
Disclosure

SEC source: 0001403540-19-000003 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,989

Read SEC document
October 29, 2019 Filed Oct 30, 2019 15:22 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 15,000 $11.25 $168,801.00
Disclosure

SEC source: 0001403540-19-000003 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 18:11 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
GrantNon Qualified Stock Option · Derivative 15,000 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001403540-19-000002 · primary_doc.xml · derivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,604

Underlying: Common Stock · 15,000 shares

Expires 2020-11-01

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 18:11 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 9,382 $33.54 $314,702.30
Disclosure

SEC source: 0001403540-19-000002 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,283

Read SEC document
September 13, 2019 Filed Sep 16, 2019 18:11 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 15,000 $11.25 $168,801.00
Disclosure

SEC source: 0001403540-19-000002 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 17:51 UTC
Gusinov AlexCorp. VP - Engineering
Exercise / conversionNon Qualified Stock Option · Derivative 6,827 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001654925-19-000001 · primary_doc.xml · derivative · entry 7

Gusinov Alex · CIK 0001654925 · Corp. VP - Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,827 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 17:51 UTC
Gusinov AlexCorp. VP - Engineering
SaleCommon Stock 759 $31.50 $23,908.50
Disclosure

SEC source: 0001654925-19-000001 · primary_doc.xml · nonDerivative · entry 5

Gusinov Alex · CIK 0001654925 · Corp. VP - Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,087

F1 · shares: The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 8/31/18.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 17:51 UTC
Gusinov AlexCorp. VP - Engineering
SaleCommon Stock 4,301 $31.50 $135,481.50
Disclosure

SEC source: 0001654925-19-000001 · primary_doc.xml · nonDerivative · entry 4

Gusinov Alex · CIK 0001654925 · Corp. VP - Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,846

Read SEC document
September 09, 2019 Filed Sep 10, 2019 17:51 UTC
Gusinov AlexCorp. VP - Engineering
Exercise / conversionCommon Stock 6,827 $11.25 $76,826.96
Disclosure

SEC source: 0001654925-19-000001 · primary_doc.xml · nonDerivative · entry 3

Gusinov Alex · CIK 0001654925 · Corp. VP - Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 17:51 UTC
Gusinov AlexCorp. VP - Engineering
Exercise / conversionNon Qualified Stock Option · Derivative 3,803 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001654925-19-000001 · primary_doc.xml · derivative · entry 6

Gusinov Alex · CIK 0001654925 · Corp. VP - Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,827

Underlying: Common Stock · 3,803 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 17:51 UTC
Gusinov AlexCorp. VP - Engineering
SaleCommon Stock 2,395 $31.52 $75,491.60
Disclosure

SEC source: 0001654925-19-000001 · primary_doc.xml · nonDerivative · entry 2

Gusinov Alex · CIK 0001654925 · Corp. VP - Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,320

Read SEC document
September 06, 2019 Filed Sep 10, 2019 17:51 UTC
Gusinov AlexCorp. VP - Engineering
Exercise / conversionCommon Stock 3,803 $11.25 $42,796.68
Disclosure

SEC source: 0001654925-19-000001 · primary_doc.xml · nonDerivative · entry 1

Gusinov Alex · CIK 0001654925 · Corp. VP - Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 17, 2019 18:16 UTC
Davies Philip DDirector · VP Global Sales & Marketing
GrantNon Qualified Stock Option · Derivative 10,000 $0.00 Strike: $30.98 $0.00
Disclosure

SEC source: 0001512868-19-000002 · primary_doc.xml · derivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-09-06

F1 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 18:59 UTC
GENDRON ROBERTCorp. VP - Marketing
SaleCommon Stock 250 $31.02 $7,756.05
Disclosure

SEC source: 0001654669-19-000002 · primary_doc.xml · nonDerivative · entry 1

GENDRON ROBERT · CIK 0001654669 · Corp. VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,044

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:55 UTC
Grava Nancy LVP-Human Resources
GrantNon Qualified Stock Option · Derivative 4,253 Not disclosed Strike: $6.77 Not disclosed
Disclosure

SEC source: 0001654862-19-000001 · primary_doc.xml · derivative · entry 1

Grava Nancy L · CIK 0001654862 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,253

Underlying: Common Stock · 4,253 shares

Expires 2024-07-21

F2 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F1 · derivative.exercise_date: 851 stock options are exercisable at 6/28/19. The remaining stock options vest on 7/21/2019, 7/21/2020, 7/21/2021 and 7/21/2022.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:50 UTC
Nagel Richard J JrVP-Chief Accounting Officer
GrantNon Qualified Stock Option · Derivative 3,544 Not disclosed Strike: $6.77 Not disclosed
Disclosure

SEC source: 0001364082-19-000001 · primary_doc.xml · derivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP-Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,544

Underlying: Common Stock · 3,544 shares

Expires 2024-07-21

F2 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F1 · derivative.exercise_date: 709 stock options are exercisable at 6/28/19. The remaining stock options vest on 7/21/2019, 7/21/2020, 7/21/2021 and 7/21/2022.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:22 UTC
VINCIARELLI PATRIZIODirector · Chairman and CEO · 10% owner
GrantNon Qualified Stock Option · Derivative 779,885 Not disclosed Strike: $6.77 Not disclosed
Disclosure

SEC source: 0000901484-19-000001 · primary_doc.xml · derivative · entry 3

VINCIARELLI PATRIZIO · CIK 0000901484 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779,885

Underlying: Common Stock · 779,885 shares

Expires 2024-07-21

F3 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F2 · derivative.exercise_date: 155,977 stock options are exercisable at 6/28/19. The remaining stock options vest on 7/21/2019, 7/21/2020, 7/21/2021 and 7/21/2022.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:56 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
GrantNon Qualified Stock Option · Derivative 1,611 $0.00 Strike: $31.05 $0.00
Disclosure

SEC source: 0001403540-19-000001 · primary_doc.xml · derivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611

Underlying: Common Stock · 1,611 shares

Expires 2029-06-28

F1 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:35 UTC
Davies Philip DDirector · VP Global Sales & Marketing
GrantNon Qualified Stock Option · Derivative 1,611 $0.00 Strike: $31.05 $0.00
Disclosure

SEC source: 0001512868-19-000001 · primary_doc.xml · derivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611

Underlying: Common Stock · 1,611 shares

Expires 2029-06-28

F1 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option Plan and vest over a five year period.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:15 UTC
CRILLY SEANVP-Engineering Pwr Systems
GrantNon Qualified Stock Option · Derivative 4,253 Not disclosed Strike: $6.77 Not disclosed
Disclosure

SEC source: 0001655180-19-000001 · primary_doc.xml · derivative · entry 3

CRILLY SEAN · CIK 0001655180 · VP-Engineering Pwr Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,253

Underlying: Common Stock · 4,253 shares

Expires 2024-07-21

F2 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F3 · derivative.exercise_date: 851 stock options are exercisable at 6/28/19. The remaining stock options vest on 7/21/2019, 7/21/2020, 7/21/2021 and 7/21/2022.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 19:15 UTC
CRILLY SEANVP-Engineering Pwr Systems
GrantNon Qualified Stock Option · Derivative 70,898 Not disclosed Strike: $7.05 Not disclosed
Disclosure

SEC source: 0001655180-19-000001 · primary_doc.xml · derivative · entry 2

CRILLY SEAN · CIK 0001655180 · VP-Engineering Pwr Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,898

Underlying: Common Stock · 70,898 shares

Expires 2023-04-29

F2 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:50 UTC GrantNon Qualified Stock Option · Derivative 1,611 $0.00 Strike: $31.05 $0.00
Disclosure

SEC source: 0001204864-19-000001 · primary_doc.xml · derivative · entry 1

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611

Underlying: Common Stock · 1,611 shares

Expires 2029-06-28

F1 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:29 UTC
JEFFERY JOSEPH AVP - Chief Information Officer
GrantNon Qualified Stock Option · Derivative 7,089 Not disclosed Strike: $6.77 Not disclosed
Disclosure

SEC source: 0001654858-19-000001 · primary_doc.xml · derivative · entry 2

JEFFERY JOSEPH A · CIK 0001654858 · VP - Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,089

Underlying: Common Stock · 7,089 shares

Expires 2024-07-21

F2 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F1 · derivative.exercise_date: 1,418 stock options are exercisable at 6/28/19. The remaining stock options vest on 7/21/2019, 7/21/2020, 7/21/2021 and 7/21/2022.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 17:28 UTC
Morrison Kemble DVP-Corporate Controller
GrantNon Qualified Stock Option · Derivative 3,544 Not disclosed Strike: $6.77 Not disclosed
Disclosure

SEC source: 0001411500-19-000001 · primary_doc.xml · derivative · entry 1

Morrison Kemble D · CIK 0001411500 · VP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,544

Underlying: Common Stock · 3,544 shares

Expires 2024-07-21

F2 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F1 · derivative.exercise_date: 709 stock options are exercisable at 6/28/19. The remaining stock options vest on 7/21/2019, 7/21/2020, 7/21/2021 and 7/21/2022.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 17:51 UTC GrantNon Qualified Stock Option · Derivative 1,611 $0.00 Strike: $31.05 $0.00
Disclosure

SEC source: 0001111769-19-000001 · primary_doc.xml · derivative · entry 2

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611

Underlying: Common Stock · 1,611 shares

Expires 2029-06-28

F1 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 17:07 UTC
SIMMS JAMES ADirector · CFO and Secretary
GrantNon Qualified Stock Option · Derivative 1,611 $0.00 Strike: $31.05 $0.00
Disclosure

SEC source: 0001254402-19-000001 · primary_doc.xml · derivative · entry 3

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611

Underlying: Common Stock · 1,611 shares

Expires 2029-06-28

F3 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

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June 28, 2019 Filed Jul 2, 2019 17:07 UTC
SIMMS JAMES ADirector · CFO and Secretary
GrantNon Qualified Stock Option · Derivative 14,179 Not disclosed Strike: $7.05 Not disclosed
Disclosure

SEC source: 0001254402-19-000001 · primary_doc.xml · derivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,179

Underlying: Common Stock · 14,179 shares

Expires 2020-12-31

F2 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F1 · derivative.exercise_date: This stock option is exercisable in full.

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June 28, 2019 Filed Jul 2, 2019 16:17 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
GrantNon Qualified Stock Option · Derivative 1,611 $0.00 Strike: $31.05 $0.00
Disclosure

SEC source: 0001545814-19-000001 · primary_doc.xml · derivative · entry 3

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611

Underlying: Common Stock · 1,611 shares

Expires 2029-06-28

F3 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

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June 28, 2019 Filed Jul 2, 2019 16:17 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
GrantNon Qualified Stock · Derivative 17,724 Not disclosed Strike: $6.77 Not disclosed
Disclosure

SEC source: 0001545814-19-000001 · primary_doc.xml · derivative · entry 2

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,724

Underlying: Common Stock · 17,724 shares

Expires 2024-07-21

F2 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F1 · derivative.exercise_date: 3,545 stock options are exercisable at 6/28/19. The remaining stock options vest on 7/21/2019, 7/21/2020, 7/21/2021 and 7/21/2022.

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June 28, 2019 Filed Jul 2, 2019 15:35 UTC GrantNon Qualified Stock Option · Derivative 1,611 $0.00 Strike: $31.05 $0.00
Disclosure

SEC source: 0001195966-19-000003 · primary_doc.xml · derivative · entry 2

ANDERSON SAMUEL J · CIK 0001195966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611

Underlying: Common Stock · 1,611 shares

Expires 2029-06-28

F1 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

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May 01, 2019 Filed May 3, 2019 13:17 UTC Exercise / conversionNon Qualified Stock Option · Derivative 1,886 $0.00 Strike: $10.61 $0.00
Disclosure

SEC source: 0001111778-19-000002 · primary_doc.xml · derivative · entry 3

HENDERSON H ALLEN · CIK 0001111778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,827

Underlying: Common Stock · 1,886 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

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May 01, 2019 Filed May 3, 2019 13:17 UTC SaleCommon Stock 1,886 $37.07 $69,915.53
Disclosure

SEC source: 0001111778-19-000002 · primary_doc.xml · nonDerivative · entry 2

HENDERSON H ALLEN · CIK 0001111778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219

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May 01, 2019 Filed May 3, 2019 13:17 UTC Exercise / conversionCommon Stock 1,886 $10.61 $20,010.46
Disclosure

SEC source: 0001111778-19-000002 · primary_doc.xml · nonDerivative · entry 1

HENDERSON H ALLEN · CIK 0001111778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 26, 2019 Filed Apr 29, 2019 18:10 UTC Exercise / conversionNon Qualified Stock Option · Derivative 5,000 $0.00 Strike: $9.43 $0.00
Disclosure

SEC source: 0001111778-19-000001 · primary_doc.xml · derivative · entry 3

HENDERSON H ALLEN · CIK 0001111778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.