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Nasdaq · USD

VERX

Vertex, Inc.

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4427
SEC CIK
0001806837
Parsed reports
324

Last 12 months

Inside the activity.

5 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202640
Mar 202610
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2021 Filed Nov 12, 2021 21:22 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Tax withholdingClass A Common Stock 26,485 $25.67 $679,869.95
Disclosure

SEC source: 0001415889-21-005163 · form4-11122021_011134.xml · nonDerivative · entry 2

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,343

Read SEC document
March 17, 2021 Filed Nov 12, 2021 21:22 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionClass A Common Stock 62,196 $3.73 $232,239.86
Disclosure

SEC source: 0001415889-21-005163 · form4-11122021_011134.xml · nonDerivative · entry 1

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Nov 12, 2021 16:26 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionStock Option · Derivative 55,000 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001415889-21-005166 · form4-11122021_011145.xml · derivative · entry 2

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,893

Underlying: Class A Common Stock · 55,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested and exercisable and has no expiration date.

F2 · derivative.expiration_date: Fully vested and exercisable and has no expiration date.

Read SEC document
March 10, 2021 Filed Nov 12, 2021 16:26 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionClass A Common Stock 55,000 $0.15 $8,415.00
Disclosure

SEC source: 0001415889-21-005166 · form4-11122021_011145.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 53 shares of restricted stock that were inadvertently omitted from filer's Form 3. The amount reported in column 5 reflects the number of shares of Class A Common Stock beneficially owned as of the date hereof.

Read SEC document
March 01, 2021 Filed Nov 12, 2021 16:26 UTC
DeStefano DavidDirector · PRESIDENT & CEO
GrantRestricted Stock Units · Derivative 114,272 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005166 · form4-11122021_011145.xml · derivative · entry 4

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,272

Underlying: Class A Common Stock · 114,272 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 50% of the shares on March 1, 2023, and 25% of the shares on each of March 1, 2024 and March 1, 2025.

F5 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 50% of the shares on March 1, 2023, and 25% of the shares on each of March 1, 2024 and March 1, 2025.

Read SEC document
March 01, 2021 Filed Nov 12, 2021 16:26 UTC
DeStefano DavidDirector · PRESIDENT & CEO
GrantStock Option · Derivative 132,799 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001415889-21-005166 · form4-11122021_011145.xml · derivative · entry 3

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,799

Underlying: Class A Common Stock · 132,799 shares

Expires 2031-03-01

F3 · derivative.exercise_date: This option will vest and become exercisable with respect to 25% of the shares on each of March 1, 2022, March 1, 2023, March 1, 2024 and March 1, 2025.

Read SEC document
March 01, 2021 Filed Nov 12, 2021 21:25 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 6,883 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005165 · form4-11122021_011144.xml · derivative · entry 3

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,883

Underlying: Class A Common Stock · 6,883 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuers Class A Common Stock.

F4 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 50% of the shares on March 1, 2023, and 25% of the shares on each of March 1, 2024 and March 1, 2025.

F4 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 50% of the shares on March 1, 2023, and 25% of the shares on each of March 1, 2024 and March 1, 2025.

Read SEC document
March 01, 2021 Filed Nov 12, 2021 21:25 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
GrantStock Option · Derivative 7,999 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001415889-21-005165 · form4-11122021_011144.xml · derivative · entry 2

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,999

Underlying: Class A Common Stock · 7,999 shares

Expires 2031-03-01

F2 · derivative.exercise_date: This option will vest and become exercisable with respect to 25% of the shares on each of March 1, 2022, March 1, 2023, March 1, 2024 and March 1, 2025.

Read SEC document
March 01, 2021 Filed Nov 12, 2021 21:24 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
GrantRestricted Stock Units · Derivative 2,306 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005164 · form4-11122021_011143.xml · derivative · entry 3

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,306

Underlying: Class A Common Stock · 2,306 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 50% of the shares on March 1, 2023, and 25% of the shares on each of March 1, 2024 and March 1, 2025.

F4 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 50% of the shares on March 1, 2023, and 25% of the shares on each of March 1, 2024 and March 1, 2025.

Read SEC document
March 01, 2021 Filed Nov 12, 2021 21:24 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
GrantStock Option · Derivative 2,680 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001415889-21-005164 · form4-11122021_011143.xml · derivative · entry 2

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,680

Underlying: Class A Common Stock · 2,680 shares

Expires 2031-03-01

F2 · derivative.exercise_date: This option will vest and become exercisable with respect to 25% of the shares on each of March 1, 2022, March 1, 2023, March 1, 2024 and March 1, 2025.

Read SEC document
March 01, 2021 Filed Nov 12, 2021 21:22 UTC
Rowland Bryan T.R.GENERAL COUNSEL
GrantRestricted Stock Units · Derivative 3,465 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005163 · form4-11122021_011134.xml · derivative · entry 8

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,465

Underlying: Class A Common Stock · 3,465 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F6 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 50% of the amount of shares on March 1, 2023, and 25% of the shares on each of March 1, 2024 and March 1, 2025.

F6 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 50% of the amount of shares on March 1, 2023, and 25% of the shares on each of March 1, 2024 and March 1, 2025.

Read SEC document
March 01, 2021 Filed Nov 12, 2021 21:22 UTC
Rowland Bryan T.R.GENERAL COUNSEL
GrantStock Option · Derivative 4,027 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001415889-21-005163 · form4-11122021_011134.xml · derivative · entry 7

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,027

Underlying: Class A Common Stock · 4,027 shares

Expires 2031-03-01

F4 · derivative.exercise_date: This option will vest and become exercisable with respect to 25% of the shares on each of March 1, 2022, March 1, 2023, March 1, 2024 and March 1, 2025.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 16:31 UTC
Westphal JeffreyDirector · 10% owner
ConversionClass B Common Stock · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-000347 · tm2039692-1_4seq1.xml · derivative · entry 2

Westphal Jeffery · CIK 0001818851 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

Underlying: Class A Common Stock · 300,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F3 · derivative.underlying_shares: Acquired from the Irrevocable Trust of Rainer J. Westphal, Settlor, dated July 19, 2007 - Separate Trust for Benefit of Jeffrey Westphal in a series of transactions exempt from reporting under Rule 16a-13.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 16:31 UTC
Westphal JeffreyDirector · 10% owner
ConversionClass A Common Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-000347 · tm2039692-1_4seq1.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares of Class A Common Stock reported herein remain subject to a lock-up agreement with the underwriters for the Issuer's initial public offering.

Read SEC document
December 30, 2020 Filed Feb 11, 2021 16:30 UTC
Westphal JeffreyDirector · 10% owner
GiftClass A Common Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-020729 · tm215882-2_5seq1.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,895

Read SEC document
August 12, 2020 Filed Aug 14, 2020 16:02 UTC
DeStefano DavidDirector · President & CEO
Exercise / conversionStock Option · Derivative 200,000 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001104659-20-095494 · a4.xml · derivative · entry 2

DeStefano David · CIK 0001818526 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,893

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable and has no expiration date.

F1 · derivative.expiration_date: Fully vested and exercisable and has no expiration date.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 16:02 UTC
DeStefano DavidDirector · President & CEO
Exercise / conversionClass A Common Stock 200,000 $0.15 $30,600.00
Disclosure

SEC source: 0001104659-20-095494 · a4.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2020 Filed Jul 31, 2020 17:35 UTC SaleClass A Common Stock 56,108 $17.77 $996,758.62
Disclosure

SEC source: 0001104659-20-089194 · a4.xml · nonDerivative · entry 5

Kyle Terrence · CIK 0001818511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,517

F3 · shares: Represents a sale pursuant to the underwriters' exercise of overallotment option.

Read SEC document
July 31, 2020 Filed Jul 31, 2020 17:35 UTC
DeStefano DavidDirector · President & CEO
SaleClass A Common Stock 160,922 $17.77 $2,858,779.33
Disclosure

SEC source: 0001104659-20-089195 · a4.xml · nonDerivative · entry 4

DeStefano David · CIK 0001818526 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,527

F2 · shares: Represents a sale pursuant to the underwriters' exercise of overallotment option.

Read SEC document
July 31, 2020 Filed May 13, 2021 17:41 UTC PurchaseClass A Common Stock 84,210 $19.00 $1,599,990.00
Disclosure

SEC source: 0001104659-21-066089 · tm2115866-2_4seq1.xml · nonDerivative · entry 1

Radcliffe Amanda Westphal · CIK 0001818517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,105

F1 · shares: Represents shares held jointly by the Reporting Person and her spouse.

Read SEC document
July 31, 2020 Filed May 13, 2021 21:43 UTC PurchaseClass A Common Stock 7,895 $19.00 $150,005.00
Disclosure

SEC source: 0001104659-21-066092 · tm2115866-3_4seq1.xml · nonDerivative · entry 1

Robert Kevin L · CIK 0001624505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,738

Read SEC document
July 31, 2020 Filed Jun 15, 2021 20:41 UTC
Butler LisaChief Accounting Officer
PurchaseClass A Common Stock 2,894 $19.00 $54,986.00
Disclosure

SEC source: 0001104659-21-081528 · tm2119327-2_4seq1.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,249

Read SEC document
July 31, 2020 Filed Feb 14, 2022 19:11 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
PurchaseClass A Common Stock 2,894 $19.00 $54,986.00
Disclosure

SEC source: 0001415889-22-001262 · form4-02142022_110235.xml · nonDerivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579

Read SEC document
July 29, 2020 Filed Jul 31, 2020 17:35 UTC Exercise / conversionStock Option · Derivative 56,108 $0.00 Strike: $0.42 $0.00
Disclosure

SEC source: 0001104659-20-089194 · a4.xml · derivative · entry 7

Kyle Terrence · CIK 0001818511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,892

Underlying: Class A Common Stock · 56,108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested and exercisable and has no expiration date.

F5 · derivative.expiration_date: Fully vested and exercisable and has no expiration date.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 17:35 UTC Exercise / conversionClass A Common Stock 56,108 $0.42 $23,509.25
Disclosure

SEC source: 0001104659-20-089194 · a4.xml · nonDerivative · entry 4

Kyle Terrence · CIK 0001818511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 17:35 UTC
DeStefano DavidDirector · President & CEO
Exercise / conversionStock Option · Derivative 390,107 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001104659-20-089195 · a4.xml · derivative · entry 6

DeStefano David · CIK 0001818526 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,893

Underlying: Class A Common Stock · 390,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested and exercisable and has no expiration date.

F5 · derivative.expiration_date: Fully vested and exercisable and has no expiration date.

Read SEC document
July 29, 2020 Filed Jul 31, 2020 17:35 UTC
DeStefano DavidDirector · President & CEO
Tax withholdingClass A Common Stock 164,185 $19.00 $3,119,515.00
Disclosure

SEC source: 0001104659-20-089195 · a4.xml · nonDerivative · entry 3

DeStefano David · CIK 0001818526 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,449

Read SEC document
July 29, 2020 Filed Jul 31, 2020 17:35 UTC
DeStefano DavidDirector · President & CEO
Exercise / conversionClass A Common Stock 390,107 $0.15 $59,686.37
Disclosure

SEC source: 0001104659-20-089195 · a4.xml · nonDerivative · entry 2

DeStefano David · CIK 0001818526 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2020 Filed Jul 31, 2020 17:35 UTC Exercise / conversionStock Appreciation Rights · Derivative 10,776 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001104659-20-089194 · a4.xml · derivative · entry 6

Kyle Terrence · CIK 0001818511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,776 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 28, 2020 Filed Jul 31, 2020 17:35 UTC GrantClass A Common Stock 38,159 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-089194 · a4.xml · nonDerivative · entry 3

Kyle Terrence · CIK 0001818511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,517

F2 · shares: Reflects awards of restricted stock.

F1 · balance_after: Reflects shares that were previously reported on the Reporting Person's Form 3 filed on July 29, 2020, and are being reported herein pursuant to Rule 16a-2(a).

Read SEC document
July 28, 2020 Filed Jul 31, 2020 17:35 UTC Tax withholdingClass A Common Stock 1,418 $19.00 $26,942.00
Disclosure

SEC source: 0001104659-20-089194 · a4.xml · nonDerivative · entry 2

Kyle Terrence · CIK 0001818511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,358

F1 · balance_after: Reflects shares that were previously reported on the Reporting Person's Form 3 filed on July 29, 2020, and are being reported herein pursuant to Rule 16a-2(a).

Read SEC document
July 28, 2020 Filed Jul 31, 2020 17:35 UTC Exercise / conversionClass A Common Stock 10,776 $2.50 $26,940.00
Disclosure

SEC source: 0001104659-20-089194 · a4.xml · nonDerivative · entry 1

Kyle Terrence · CIK 0001818511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects shares that were previously reported on the Reporting Person's Form 3 filed on July 29, 2020, and are being reported herein pursuant to Rule 16a-2(a).

Read SEC document
July 28, 2020 Filed Jul 31, 2020 17:35 UTC
DeStefano DavidDirector · President & CEO
Disposition to issuerStock Appreciation Rights · Derivative 53,028 $19.00 Strike: $2.50 $1,007,532.00
Disclosure

SEC source: 0001104659-20-089195 · a4.xml · derivative · entry 5

DeStefano David · CIK 0001818526 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 53,028 shares

Expires 2020-12-31

F4 · price: In connection with the Issuer's initial public offering, these stock appreciation rights were automatically net exercised and the resulting shares were repurchased by the Issuer at the initial public offering price of $19.00 per share.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 28, 2020 Filed Jul 31, 2020 17:35 UTC
DeStefano DavidDirector · President & CEO
GrantClass A Common Stock 210,527 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-089195 · a4.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,527

F1 · shares: Reflects awards of restricted stock, which were previously reported on the Reporting Person's Form 3 filed on July 29, 2020, and are being reported herein pursuant to Rule 16a-2(a).

F1 · balance_after: Reflects awards of restricted stock, which were previously reported on the Reporting Person's Form 3 filed on July 29, 2020, and are being reported herein pursuant to Rule 16a-2(a).

Read SEC document
July 28, 2020 Filed Nov 12, 2021 16:21 UTC Amendment Tax withholdingClass A Common Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005162 · form4a-11122021_011125.xml · nonDerivative · entry 1

Kyle Terrence · CIK 0001818511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,429

F1 · balance_after: The Form 4 originally filed by the reporting person on July 31, 2020 erroneously reported a share withholding that did not in fact occur in connection with the conversion of Stock Appreciation Rights reported therein. The amount reported in column 5 represents the number of Class A Common Stock beneficially owned as of the date hereof.

Read SEC document
July 28, 2020 Filed Nov 12, 2021 21:25 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
GrantClass A Common Stock 53 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005165 · form4-11122021_011144.xml · nonDerivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,685

F1 · date: Reflects 53 shares of restricted stock that was inadvertently omitted from the filer's Form 3. The amount reported in column 5 reflects the number of shares of Class A Common Stock beneficially owned as of the date hereof.

F1 · balance_after: Reflects 53 shares of restricted stock that was inadvertently omitted from the filer's Form 3. The amount reported in column 5 reflects the number of shares of Class A Common Stock beneficially owned as of the date hereof.

Read SEC document
July 28, 2020 Filed Nov 12, 2021 21:24 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
GrantClass A Common Stock 53 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005164 · form4-11122021_011143.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,292

F1 · date: Reflects 53 shares of restricted stock that was inadvertently omitted from the filer's Form 3. The amount reported in column 5 reflects the number of shares of Class A Common Stock beneficially owned as of the date hereof.

F1 · balance_after: Reflects 53 shares of restricted stock that was inadvertently omitted from the filer's Form 3. The amount reported in column 5 reflects the number of shares of Class A Common Stock beneficially owned as of the date hereof.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.