Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vertex, Inc.VERX · Entity 4427 | See Remarks | February 13, 2026 | February 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vertex, Inc.
Report date February 13, 2026 · Filed February 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy The 2009 Jeffrey R. Westphal Generation Skipping Trust | 247,740 |
Reported balance
After 2026-02-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-02-13 · Purchase · Acquired 247,740 · Balance 247,740 F1: The shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $12.73 to $13.44 per share on February 13, 2026. The $13.0825 purchase price reported above is the weighted average purchase price. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy The 2009 Jeffrey R. Westphal Generation Skipping Trust | 397,740 |
Reported balance
After 2026-02-17 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-02-17 · Purchase · Acquired 150,000 · Balance 397,740 F2: The shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $12.35 to $13.13 per share on February 17, 2026. The $12.5349 purchase price reported above is the weighted average purchase price. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. |
| Class A Common StockSEC Table I · non-derivative | Direct | 7,895 |
Reported balance
Holding disclosure · report date 2026-02-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,895 |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy The 2009 Jeffrey R. Westphal Generation Skipping Trust | 1,125,927 |
Reported balance
Holding disclosure · report date 2026-02-13 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,125,927 F3: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (i) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (ii) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 388,000 |
Reported balance
Holding disclosure · report date 2026-02-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 388,000 F3: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (i) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (ii) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $12.73 to $13.44 per share on February 13, 2026. The $13.0825 purchase price reported above is the weighted average purchase price. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
F2: The shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $12.35 to $13.13 per share on February 17, 2026. The $12.5349 purchase price reported above is the weighted average purchase price. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
F3: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (i) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (ii) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2026 Filed Feb 18, 2026 17:22 UTC | Vertex, Inc. VERX · Entity 4427 | PurchaseClass A Common Stock | 150,000 | $12.53 | $1,880,235.00 |
DisclosureSEC source: 0001104659-26-017154 · tm266765-1_4seq1.xml · nonDerivative · entry 2 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 397,740 F2 · price: The shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $12.35 to $13.13 per share on February 17, 2026. The $12.5349 purchase price reported above is the weighted average purchase price. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 13, 2026 Filed Feb 18, 2026 17:22 UTC | Vertex, Inc. VERX · Entity 4427 | PurchaseClass A Common Stock | 247,740 | $13.08 | $3,241,058.55 |
DisclosureSEC source: 0001104659-26-017154 · tm266765-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 247,740 F1 · price: The shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $12.73 to $13.44 per share on February 13, 2026. The $13.0825 purchase price reported above is the weighted average purchase price. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 15:21 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass B Common Stock · Derivative | 332,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-058504 · tm2517712-1_4seq1.xml · derivative · entry 11 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Rainer J. Westphal 2007 Separate Non-Exempt Trust FBO Jeffrey Westphal Disclosed balance after: 0 Underlying: Class A Common Stock · 332,244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (i) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (ii) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (i) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (ii) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (i) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (ii) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 15:21 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass B Common Stock · Derivative | 1,153,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-058504 · tm2517712-1_4seq1.xml · derivative · entry 10 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Rainer J. Westphal 2007 Separate Exempt Trust FBO Jeffrey Westphal Disclosed balance after: 0 Underlying: Class A Common Stock · 1,153,756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (i) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (ii) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (i) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (ii) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (i) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (ii) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 15:21 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass B Common Stock · Derivative | 1,514,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-058504 · tm2517712-1_4seq1.xml · derivative · entry 8 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 1,125,927 Underlying: Class A Common Stock · 1,514,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (i) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (ii) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (i) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (ii) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (i) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (ii) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 15:21 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 332,244 | $38.45 | $12,774,781.80 |
DisclosureSEC source: 0001104659-25-058504 · tm2517712-1_4seq1.xml · nonDerivative · entry 6 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Rainer J. Westphal 2007 Separate Non-Exempt Trust FBO Jeffrey Westphal Disclosed balance after: 0 F2 · price: The reported securities were sold in a block sale at a per share price of $38.45. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 15:21 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass A Common Stock | 332,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-058504 · tm2517712-1_4seq1.xml · nonDerivative · entry 5 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Rainer J. Westphal 2007 Separate Non-Exempt Trust FBO Jeffrey Westphal Disclosed balance after: 332,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 15:21 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 1,153,756 | $38.45 | $44,361,918.20 |
DisclosureSEC source: 0001104659-25-058504 · tm2517712-1_4seq1.xml · nonDerivative · entry 4 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Rainer J. Westphal 2007 Separate Exempt Trust FBO Jeffrey Westphal Disclosed balance after: 0 F2 · price: The reported securities were sold in a block sale at a per share price of $38.45. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 15:21 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass A Common Stock | 1,153,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-058504 · tm2517712-1_4seq1.xml · nonDerivative · entry 3 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Rainer J. Westphal 2007 Separate Exempt Trust FBO Jeffrey Westphal Disclosed balance after: 1,153,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 15:21 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 1,514,000 | $38.45 | $58,213,300.00 |
DisclosureSEC source: 0001104659-25-058504 · tm2517712-1_4seq1.xml · nonDerivative · entry 2 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 0 F2 · price: The reported securities were sold in a block sale at a per share price of $38.45. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 15:21 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass A Common Stock | 1,514,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-058504 · tm2517712-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 1,514,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 20:36 UTC | Vertex, Inc. VERX · Entity 4427 | GiftClass A Common Stock | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-000963 · tm251951-2_4seq1.xml · nonDerivative · entry 1 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,895 Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 10:48 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass B Common Stock · Derivative | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-131596 · tm2432012-1_4seq1.xml · derivative · entry 2 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 2,189,927 Underlying: Class A Common Stock · 450,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · shares: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 10:48 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass A Common Stock | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-131596 · tm2432012-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 457,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2024 Filed Jan 3, 2025 20:35 UTC Amendment | Vertex, Inc. VERX · Entity 4427 | ConversionClass B Common Stock · Derivative | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-000962 · tm251951-1_4aseq1.xml · derivative · entry 3 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 388,000 Underlying: Class A Common Stock · 388,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · shares: On December 24, 2024, the Reporting Person converted 450,000 shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A common stock. These shares were inadvertently reported on the Form 4 filed by the Reporting Person on December 26, 2024 as transferred from the The 2009 Jeffrey R. Westphal Generation Skipping Trust ("GST") to the Reporting Person's individual account. The GST's ownership and the Reporting Person's direct ownership have been adjusted to correct this error. F2 · shares: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F2 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F2 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.underlying_shares: On December 24, 2024, the Reporting Person converted 450,000 shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A common stock. These shares were inadvertently reported on the Form 4 filed by the Reporting Person on December 26, 2024 as transferred from the The 2009 Jeffrey R. Westphal Generation Skipping Trust ("GST") to the Reporting Person's individual account. The GST's ownership and the Reporting Person's direct ownership have been adjusted to correct this error. F1 · balance_after: On December 24, 2024, the Reporting Person converted 450,000 shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A common stock. These shares were inadvertently reported on the Form 4 filed by the Reporting Person on December 26, 2024 as transferred from the The 2009 Jeffrey R. Westphal Generation Skipping Trust ("GST") to the Reporting Person's individual account. The GST's ownership and the Reporting Person's direct ownership have been adjusted to correct this error. Read SEC document |
| December 20, 2024 Filed Jan 3, 2025 20:35 UTC Amendment | Vertex, Inc. VERX · Entity 4427 | ConversionClass A Common Stock | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-000962 · tm251951-1_4aseq1.xml · nonDerivative · entry 1 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 457,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 20:15 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass B Common Stock · Derivative | 575,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-129064 · tm2431262-1_4seq1.xml · derivative · entry 4 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 2,639,927 Underlying: Class A Common Stock · 575,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · shares: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 20:15 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 575,000 | $53.01 | $30,480,750.00 |
DisclosureSEC source: 0001104659-24-129064 · tm2431262-1_4seq1.xml · nonDerivative · entry 2 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 0 Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 20:15 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass A Common Stock | 575,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-129064 · tm2431262-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffrey · CIK 0001818851 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 575,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:43 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass B Common Stock · Derivative | 2,485,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-117963 · tm2428447-1_4seq1.xml · derivative · entry 4 Westphal Jeffrey · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 3,214,927 Underlying: Class A Common Stock · 2,485,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · shares: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:43 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 2,485,000 | $48.90 | $121,516,500.00 |
DisclosureSEC source: 0001104659-24-117963 · tm2428447-1_4seq1.xml · nonDerivative · entry 2 Westphal Jeffrey · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 0 Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:43 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass A Common Stock | 2,485,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-117963 · tm2428447-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffrey · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 2,485,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2024 Filed Oct 7, 2024 18:33 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass B Common Stock · Derivative | 170,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-106765 · tm2425754-1_4seq1.xml · derivative · entry 4 Westphal Jeffrey · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 6,578,927.237 Underlying: Class A Common Stock · 170,359 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · shares: The conversion reflected here was finalized on October 4, 2024. F2 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F2 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. Read SEC document |
| October 03, 2024 Filed Oct 7, 2024 18:33 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 1,225,000 | $39.42 | $48,289,500.00 |
DisclosureSEC source: 0001104659-24-106765 · tm2425754-1_4seq1.xml · nonDerivative · entry 2 Westphal Jeffrey · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 0 Read SEC document |
| October 03, 2024 Filed Oct 7, 2024 18:33 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass A Common Stock | 170,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-106765 · tm2425754-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffrey · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 1,225,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The conversion reflected here was finalized on October 4, 2024. Read SEC document |
| July 23, 2024 Filed Jul 24, 2024 18:24 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 1,500,000 | $37.81 | $56,715,000.00 |
DisclosureSEC source: 0001104659-24-082412 · tm2420125-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffrey · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 1,054,641 Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 18:30 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 1,500,000 | $32.93 | $49,395,000.00 |
DisclosureSEC source: 0001104659-24-069770 · tm2416657-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffrey · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 2,554,641 Read SEC document |
| April 30, 2024 Filed May 2, 2024 18:00 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass B Common Stock · Derivative | 2,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-056542 · tm2413379-1_4seq1.xml · derivative · entry 3 Westphal Jeffrey · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 6,749,286.237 Underlying: Class A Common Stock · 2,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. Read SEC document |
| April 30, 2024 Filed May 2, 2024 18:00 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass A Common Stock | 2,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-056542 · tm2413379-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffrey · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 4,054,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2024 Filed Apr 9, 2024 19:33 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 791,133 | $30.05 | $23,773,546.65 |
DisclosureSEC source: 0001104659-24-045328 · tm2411393-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffrey · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 1,554,641 Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 17:37 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 2,291,537 | $31.55 | $72,297,992.35 |
DisclosureSEC source: 0001104659-24-031101 · tm247957-1_4seq1.xml · nonDerivative · entry 2 Westphal Jeffrey · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 2,345,774 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 17:37 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 124,770 | $33.74 | $4,210,238.88 |
DisclosureSEC source: 0001104659-24-031101 · tm247957-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffrey · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 4,637,311 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.61 to $34.36. Read SEC document |
| December 06, 2023 Filed Dec 11, 2023 19:39 UTC | Vertex, Inc. VERX · Entity 4427 | OtherClass B Common Stock · Derivative | 789,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-125085 · tm2331951-8_4seq1.xml · derivative · entry 3 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 838,000 Underlying: Class A Common Stock · 789,000 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 18:00 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 1,076,727 | $26.06 | $28,059,505.62 |
DisclosureSEC source: 0001104659-23-119192 · tm2329829-6_4seq1.xml · nonDerivative · entry 2 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal, of which the Reporting Person's spouse is trustee. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 18:00 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 822,298 | $26.06 | $21,429,085.88 |
DisclosureSEC source: 0001104659-23-119192 · tm2329829-6_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 4,762,081 Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 16:58 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 1,103,475 | $22.32 | $24,629,562.00 |
DisclosureSEC source: 0001104659-23-106864 · tm2327542-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,076,727 F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal, of which the Reporting Person's spouse is trustee. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 18:01 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass B Common Stock · Derivative | 879,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-087392 · tm2322802-1_4seq1.xml · derivative · entry 4 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 879,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F2 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F2 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal, of which the Reporting Person's spouse is trustee. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 18:01 UTC | Vertex, Inc. VERX · Entity 4427 | ConversionClass A Common Stock | 879,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-087392 · tm2322802-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,180,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal, of which the Reporting Person's spouse is trustee. Read SEC document |
| July 14, 2023 Filed Jul 14, 2023 19:05 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 89,236 | $18.66 | $1,665,500.70 |
DisclosureSEC source: 0001104659-23-081322 · tm2321410-1_4seq1.xml · nonDerivative · entry 3 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 5,584,181 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.60 to $19.00. Read SEC document |
| July 13, 2023 Filed Jul 14, 2023 19:05 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 155,146 | $18.91 | $2,933,190.28 |
DisclosureSEC source: 0001104659-23-081322 · tm2321410-1_4seq1.xml · nonDerivative · entry 2 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 5,673,417 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.625 to $19.12. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 19:05 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 80,816 | $18.90 | $1,527,503.22 |
DisclosureSEC source: 0001104659-23-081322 · tm2321410-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 5,828,563 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.80 to $19.05. Read SEC document |
| July 12, 2023 Filed Sep 19, 2023 20:30 UTC Amendment | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 80,618 | $18.90 | $1,523,760.82 |
DisclosureSEC source: 0001104659-23-102045 · tm2326414-1_4aseq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 5,584,379 F1 · shares: On July 14, 2023, the Reporting Person filed a Form 4 which inadvertently stated that the amount of securities sold on July 12, 2023 was 80,816 shares of Class A Common Stock, rather than 80,618 shares of Class A Common Stock. This amendment reports the correct amount of securities sold on July 12, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.80 to $19.05. F3 · balance_after: The total amount of shares of Class A Common Stock reported in column 5 reflects the Reporting Person's beneficial ownership as of September 19, 2023. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 19:54 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 8,798 | $19.92 | $175,229.77 |
DisclosureSEC source: 0001104659-23-078336 · tm2320618-1_4seq1.xml · nonDerivative · entry 2 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,301,202 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.90 to $19.94. F2 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal, of which the Reporting Person's spouse is trustee. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 19:54 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 600,000 | $19.07 | $11,442,000.00 |
DisclosureSEC source: 0001104659-23-078336 · tm2320618-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 5,909,379 Read SEC document |
| June 28, 2023 Filed Jun 30, 2023 18:00 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 800,000 | $18.26 | $14,608,000.00 |
DisclosureSEC source: 0001104659-23-077252 · tm2320360-1_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 6,509,379 Read SEC document |
| March 16, 2023 Filed Mar 16, 2023 19:06 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 1,215,164 | $17.62 | $21,411,189.68 |
DisclosureSEC source: 0001104659-23-033430 · tm238349-5_4seq1.xml · nonDerivative · entry 4 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 7,309,379 Read SEC document |
| March 16, 2023 Filed Mar 16, 2023 19:06 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 160,000 | $18.74 | $2,997,600.00 |
DisclosureSEC source: 0001104659-23-033430 · tm238349-5_4seq1.xml · nonDerivative · entry 3 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 8,524,543 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $19.01. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 19:06 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 110,325 | $18.51 | $2,041,674.45 |
DisclosureSEC source: 0001104659-23-033430 · tm238349-5_4seq1.xml · nonDerivative · entry 2 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 8,684,543 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.575. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 19:06 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 23,884 | $18.67 | $445,866.51 |
DisclosureSEC source: 0001104659-23-033430 · tm238349-5_4seq1.xml · nonDerivative · entry 1 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 8,794,868 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $19.01. Read SEC document |
| March 09, 2023 Filed Mar 10, 2023 20:28 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 35,084 | $18.85 | $661,301.82 |
DisclosureSEC source: 0001104659-23-031368 · tm238349-2_4seq1.xml · nonDerivative · entry 2 Westphal Jeffery · CIK 0001818851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust Disclosed balance after: 8,818,752 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.42 to $19.24. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.