Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vertex, Inc.VERX · Entity 4427 | Director | December 15, 2023 | December 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vertex, Inc.
Report date December 15, 2023 · Filed December 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 23,936 |
Reported balance
After 2023-12-15 transaction · row 1
1 source rowRow 1 · 2023-12-15 · Sale · Disposed 8,494 · Balance 23,936 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.66 to $27.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.66 to $27.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EPIQ SYSTEMS INC
Report date September 30, 2016 · Filed September 30, 2016
Section 16 reporting ended · disclosed 2016-09-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-09-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-09-30 · Disposition to issuer · Disposed 5,000 · Balance 5,000 F1: Pursuant to the Agreement and Plan of Merger, dated as of July 26, 2016, by and among Epiq Systems, Inc., Document Technologies, LLC and DTI Merger Sub, Inc. (the "Merger Agreement"), these shares were canceled and converted into the right to receive $16.50 per share in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). Row 2 · 2016-09-30 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: Pursuant to the Merger Agreement, these shares of unvested restricted stock became fully vested at the effective time of the merger and were canceled and converted into the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of July 26, 2016, by and among Epiq Systems, Inc., Document Technologies, LLC and DTI Merger Sub, Inc. (the "Merger Agreement"), these shares were canceled and converted into the right to receive $16.50 per share in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, these shares of unvested restricted stock became fully vested at the effective time of the merger and were canceled and converted into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2023 Filed Dec 19, 2023 21:17 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 8,494 | $26.86 | $228,132.70 |
DisclosureSEC source: 0001415889-23-016728 · form4-12192023_091246.xml · nonDerivative · entry 1 Robert Kevin L · CIK 0001624505 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,936 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.66 to $27.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:18 UTC | Vertex, Inc. VERX · Entity 4427 | GrantClass A Common Stock | 8,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009821 · form4-06152023_080624.xml · nonDerivative · entry 1 Robert Kevin L · CIK 0001624505 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,430 F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 13, 2024. Read SEC document |
| December 06, 2022 Filed Dec 6, 2022 21:33 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 7,894 | $15.53 | $122,570.93 |
DisclosureSEC source: 0001415889-22-012134 · form4-12062022_091250.xml · nonDerivative · entry 2 Robert Kevin L · CIK 0001624505 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,615 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.40 to $15.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 21:33 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 5,000 | $16.83 | $84,139.00 |
DisclosureSEC source: 0001415889-22-012134 · form4-12062022_091250.xml · nonDerivative · entry 1 Robert Kevin L · CIK 0001624505 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,510 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.75 to $17.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 21:43 UTC | Vertex, Inc. VERX · Entity 4427 | Exercise / conversionStock Option · Derivative | 5,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001415889-22-011793 · form4-11282022_091146.xml · derivative · entry 3 Robert Kevin L · CIK 0001624505 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,000 Underlying: Class A Common Stock · 5,000 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 21:43 UTC | Vertex, Inc. VERX · Entity 4427 | Exercise / conversionClass A Common Stock | 5,000 | $2.50 | $12,500.00 |
DisclosureSEC source: 0001415889-22-011793 · form4-11282022_091146.xml · nonDerivative · entry 2 Robert Kevin L · CIK 0001624505 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 21:43 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 11,843 | $15.50 | $183,554.66 |
DisclosureSEC source: 0001415889-22-011793 · form4-11282022_091146.xml · nonDerivative · entry 1 Robert Kevin L · CIK 0001624505 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,510 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.45 to $15.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 20:22 UTC | Vertex, Inc. VERX · Entity 4427 | GrantClass A Common Stock | 15,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-006594 · form4-06152022_010653.xml · nonDerivative · entry 1 Robert Kevin L · CIK 0001624505 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,353 F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 14, 2023. Read SEC document |
| May 11, 2021 Filed May 13, 2021 21:43 UTC | Vertex, Inc. VERX · Entity 4427 | GrantClass A Common Stock | 8,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-066092 · tm2115866-3_4seq1.xml · nonDerivative · entry 2 Robert Kevin L · CIK 0001624505 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,232 F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) May 11, 2022. Read SEC document |
| July 31, 2020 Filed May 13, 2021 21:43 UTC | Vertex, Inc. VERX · Entity 4427 | PurchaseClass A Common Stock | 7,895 | $19.00 | $150,005.00 |
DisclosureSEC source: 0001104659-21-066092 · tm2115866-3_4seq1.xml · nonDerivative · entry 1 Robert Kevin L · CIK 0001624505 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,738 Read SEC document |
| September 30, 2016 Filed Sep 30, 2016 17:36 UTC | EPIQ SYSTEMS INC EPIQ · Entity 181975 | Disposition to issuerCommon Stock | 5,000 | $16.50 | $82,500.00 |
DisclosureSEC source: 0000899243-16-030456 · doc4.xml · nonDerivative · entry 2 Robert Kevin L · CIK 0001624505 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Pursuant to the Merger Agreement, these shares of unvested restricted stock became fully vested at the effective time of the merger and were canceled and converted into the right to receive the Merger Consideration. Read SEC document |
| September 30, 2016 Filed Sep 30, 2016 17:36 UTC | EPIQ SYSTEMS INC EPIQ · Entity 181975 | Disposition to issuerCommon Stock | 5,000 | $16.50 | $82,500.00 |
DisclosureSEC source: 0000899243-16-030456 · doc4.xml · nonDerivative · entry 1 Robert Kevin L · CIK 0001624505 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of July 26, 2016, by and among Epiq Systems, Inc., Document Technologies, LLC and DTI Merger Sub, Inc. (the "Merger Agreement"), these shares were canceled and converted into the right to receive $16.50 per share in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.