Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vertex, Inc.VERX · Entity 4427 | Director | July 28, 2020 | November 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vertex, Inc.
Report date July 28, 2020 · Filed November 12, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 57,429 |
Reported balance
After 2020-07-28 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-07-28 · Tax withholding · Disposed 0 · Balance 57,429 F1: The Form 4 originally filed by the reporting person on July 31, 2020 erroneously reported a share withholding that did not in fact occur in connection with the conversion of Stock Appreciation Rights reported therein. The amount reported in column 5 represents the number of Class A Common Stock beneficially owned as of the date hereof. |
Filing footnotes · ownership attribution and instrument terms
F1: The Form 4 originally filed by the reporting person on July 31, 2020 erroneously reported a share withholding that did not in fact occur in connection with the conversion of Stock Appreciation Rights reported therein. The amount reported in column 5 represents the number of Class A Common Stock beneficially owned as of the date hereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2021 Filed May 13, 2021 17:47 UTC | Vertex, Inc. VERX · Entity 4427 | GrantClass A Common Stock | 8,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-066099 · tm2115866-7_4seq1.xml · nonDerivative · entry 1 Kyle Terrence · CIK 0001818511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,011 F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) May 11, 2022. Read SEC document |
| July 31, 2020 Filed Jul 31, 2020 17:35 UTC | Vertex, Inc. VERX · Entity 4427 | SaleClass A Common Stock | 56,108 | $17.77 | $996,758.62 |
DisclosureSEC source: 0001104659-20-089194 · a4.xml · nonDerivative · entry 5 Kyle Terrence · CIK 0001818511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,517 F3 · shares: Represents a sale pursuant to the underwriters' exercise of overallotment option. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 17:35 UTC | Vertex, Inc. VERX · Entity 4427 | Exercise / conversionStock Option · Derivative | 56,108 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001104659-20-089194 · a4.xml · derivative · entry 7 Kyle Terrence · CIK 0001818511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,892 Underlying: Class A Common Stock · 56,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested and exercisable and has no expiration date. F5 · derivative.expiration_date: Fully vested and exercisable and has no expiration date. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 17:35 UTC | Vertex, Inc. VERX · Entity 4427 | Exercise / conversionClass A Common Stock | 56,108 | $0.42 | $23,509.25 |
DisclosureSEC source: 0001104659-20-089194 · a4.xml · nonDerivative · entry 4 Kyle Terrence · CIK 0001818511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2020 Filed Jul 31, 2020 17:35 UTC | Vertex, Inc. VERX · Entity 4427 | Exercise / conversionStock Appreciation Rights · Derivative | 10,776 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-20-089194 · a4.xml · derivative · entry 6 Kyle Terrence · CIK 0001818511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,776 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| July 28, 2020 Filed Jul 31, 2020 17:35 UTC | Vertex, Inc. VERX · Entity 4427 | GrantClass A Common Stock | 38,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-089194 · a4.xml · nonDerivative · entry 3 Kyle Terrence · CIK 0001818511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,517 F2 · shares: Reflects awards of restricted stock. F1 · balance_after: Reflects shares that were previously reported on the Reporting Person's Form 3 filed on July 29, 2020, and are being reported herein pursuant to Rule 16a-2(a). Read SEC document |
| July 28, 2020 Filed Jul 31, 2020 17:35 UTC | Vertex, Inc. VERX · Entity 4427 | Tax withholdingClass A Common Stock | 1,418 | $19.00 | $26,942.00 |
DisclosureSEC source: 0001104659-20-089194 · a4.xml · nonDerivative · entry 2 Kyle Terrence · CIK 0001818511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,358 F1 · balance_after: Reflects shares that were previously reported on the Reporting Person's Form 3 filed on July 29, 2020, and are being reported herein pursuant to Rule 16a-2(a). Read SEC document |
| July 28, 2020 Filed Jul 31, 2020 17:35 UTC | Vertex, Inc. VERX · Entity 4427 | Exercise / conversionClass A Common Stock | 10,776 | $2.50 | $26,940.00 |
DisclosureSEC source: 0001104659-20-089194 · a4.xml · nonDerivative · entry 1 Kyle Terrence · CIK 0001818511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects shares that were previously reported on the Reporting Person's Form 3 filed on July 29, 2020, and are being reported herein pursuant to Rule 16a-2(a). Read SEC document |
| July 28, 2020 Filed Nov 12, 2021 16:21 UTC Amendment | Vertex, Inc. VERX · Entity 4427 | Tax withholdingClass A Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-005162 · form4a-11122021_011125.xml · nonDerivative · entry 1 Kyle Terrence · CIK 0001818511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,429 F1 · balance_after: The Form 4 originally filed by the reporting person on July 31, 2020 erroneously reported a share withholding that did not in fact occur in connection with the conversion of Stock Appreciation Rights reported therein. The amount reported in column 5 represents the number of Class A Common Stock beneficially owned as of the date hereof. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.