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Nasdaq · USD

VERX

Vertex, Inc.

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Tapewire entity
4427
SEC CIK
0001806837
Parsed reports
324

Last 12 months

Inside the activity.

5 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202640
Mar 202610
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 07, 2022 Filed Jul 8, 2022 16:30 UTC SaleClass A Common Stock 6,723 $12.03 $80,906.60
Disclosure

SEC source: 0001104659-22-078384 · tm2220406-2_4seq1.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,442,842

F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal (the "Sub-Trust"), of which the Reporting Person's spouse is trustee.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 16:30 UTC SaleClass A Common Stock 61,855 $11.06 $683,924.55
Disclosure

SEC source: 0001104659-22-077369 · tm2220406-1_4seq1.xml · nonDerivative · entry 2

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,449,565

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $11.00 to $11.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal (the "Sub-Trust"), of which the Reporting Person's spouse is trustee. The Reporting Person transferred the shares to the Sub-Trust in a transaction exempt from reporting under Rule 16a-13. In addition, the sale reported on the Reporting Person's Form 4 filed on May 25, 2022 was made by the Sub-Trust rather than The 2009 Jeffrey R. Westphal Generation-Skipping Trust.

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June 30, 2022 Filed Jul 5, 2022 16:30 UTC SaleClass A Common Stock 150,000 $11.32 $1,698,450.00
Disclosure

SEC source: 0001104659-22-077369 · tm2220406-1_4seq1.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,511,420

F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal (the "Sub-Trust"), of which the Reporting Person's spouse is trustee. The Reporting Person transferred the shares to the Sub-Trust in a transaction exempt from reporting under Rule 16a-13. In addition, the sale reported on the Reporting Person's Form 4 filed on May 25, 2022 was made by the Sub-Trust rather than The 2009 Jeffrey R. Westphal Generation-Skipping Trust.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 16:18 UTC ConversionClass B Common Stock · Derivative 5,500,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006837 · form4-06222022_010644.xml · derivative · entry 3

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R.Westphal Generation Skipping Trust

Disclosed balance after: 9,249,286.237

Underlying: Class A Common Stock · 5,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 16:18 UTC ConversionClass A Common Stock 5,500,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006837 · form4-06222022_010644.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 17,961,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 16:22 UTC
Radcliffe Amanda WestphalDirector · 10% owner
GrantClass A Common Stock 15,121 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006595 · form4-06152022_010637.xml · nonDerivative · entry 1

Radcliffe Amanda Westphal · CIK 0001818517 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,545

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 14, 2023.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 16:23 UTC
Thompson Stefanie WestphalDirector · 10% owner
GrantClass A Common Stock 15,121 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006596 · form4-06152022_010633.xml · nonDerivative · entry 1

Thompson Stefanie Westphal · CIK 0001818515 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,510

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 14, 2023.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 16:21 UTC GrantClass A Common Stock 15,121 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006593 · form4-06152022_010646.xml · nonDerivative · entry 1

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,149

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 14, 2023.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 20:25 UTC GrantClass A Common Stock 15,121 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006598 · form4-06152022_010635.xml · nonDerivative · entry 1

Saunders Philip Seth · CIK 0001371044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,121

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 14, 2023.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 20:22 UTC GrantClass A Common Stock 15,121 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006594 · form4-06152022_010653.xml · nonDerivative · entry 1

Robert Kevin L · CIK 0001624505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,353

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 14, 2023.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 20:24 UTC GrantClass A Common Stock 15,121 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006597 · form4-06152022_010634.xml · nonDerivative · entry 1

Gayton Bradley M · CIK 0001660138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,615

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 14, 2023.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 20:18 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
SaleClass A Common Stock 15,387 $9.61 $147,893.69
Disclosure

SEC source: 0001415889-22-006591 · form4-06152022_010648.xml · nonDerivative · entry 2

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,937

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.48 to $9.665, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 20:19 UTC GrantClass A Common Stock 15,121 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006592 · form4-06152022_010647.xml · nonDerivative · entry 1

ANDERSEN ERIC C. · CIK 0001552411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,615

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 14, 2023.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 20:18 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
SaleClass A Common Stock 34,968 $9.68 $338,374.85
Disclosure

SEC source: 0001415889-22-006591 · form4-06152022_010648.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,314

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.52 to $9.975, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 23, 2022 Filed May 25, 2022 16:05 UTC SaleClass A Common Stock 48,580 $12.01 $583,576.97
Disclosure

SEC source: 0001415889-22-005657 · form4-05252022_010505.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 12,461,420

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.00 to $12.0459, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 20:28 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
SaleClass A Common Stock 20,000 $13.00 $260,000.00
Disclosure

SEC source: 0001415889-22-003128 · form4-03172022_010346.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,292

Read SEC document
March 15, 2022 Filed Mar 16, 2022 16:06 UTC
Radcliffe Amanda WestphalDirector · 10% owner
PurchaseClass A Common Stock 7,825 $12.91 $101,049.70
Disclosure

SEC source: 0001415889-22-003048 · form4-03162022_010336.xml · nonDerivative · entry 1

Radcliffe Amanda Westphal · CIK 0001818517 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,424

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $12.785 to $13.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 14:57 UTC
DeStefano DavidDirector · PRESIDENT & CEO
GrantRestricted Stock Units · Derivative 436,930 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001925 · form4-02282022_110218.xml · derivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,930

Underlying: Class A Common Stock · 436,930 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February, 24, 2023, February 24, 2024, February 24, 2025 and February 24, 2026.

F2 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February, 24, 2023, February 24, 2024, February 24, 2025 and February 24, 2026.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 19:14 UTC
Rowland Bryan T.R.GENERAL COUNSEL
GrantRestricted Stock Units · Derivative 16,352 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001264 · form4-02142022_110207.xml · derivative · entry 2

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,352

Underlying: Class A Common Stock · 16,352 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 25% of the shares on each of February 10, 2023, February 10, 2024, February 10, 2025 and February 10, 2026.

F3 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 25% of the shares on each of February 10, 2023, February 10, 2024, February 10, 2025 and February 10, 2026.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 19:13 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
GrantRestricted Stock Units · Derivative 17,937 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001263 · form4-02142022_110202.xml · derivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,937

Underlying: Class A Common Stock · 17,937 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 10, 2023, February 10, 2024, February 10, 2025 and February 10, 2026.

F2 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 10, 2023, February 10, 2024, February 10, 2025 and February 10, 2026.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 19:11 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 96,037 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001262 · form4-02142022_110235.xml · derivative · entry 2

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,037

Underlying: Class A Common Stock · 96,037 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 10, 2023, February 10, 2024, February 10, 2025 and February 10, 2026.

F2 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 10, 2023, February 10, 2024, February 10, 2025 and February 10, 2026.

Read SEC document
January 28, 2022 Filed Jan 31, 2022 16:02 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionStock Option · Derivative 7,000 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001415889-22-000887 · form4-01312022_010122.xml · derivative · entry 2

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,893

Underlying: Class A Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable and has no expiration date.

F1 · derivative.expiration_date: Fully vested and exercisable and has no expiration date.

Read SEC document
January 28, 2022 Filed Jan 31, 2022 16:02 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionClass A Common Stock 7,000 $0.15 $1,071.00
Disclosure

SEC source: 0001415889-22-000887 · form4-01312022_010122.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 15:41 UTC SaleClass A Common Stock 800,000 $14.60 $11,680,000.00
Disclosure

SEC source: 0001415889-22-000535 · form4-01132022_120129.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 12,510,000

Read SEC document
December 03, 2021 Filed Dec 6, 2021 16:21 UTC SaleClass A Common Stock 12,000 $16.88 $202,560.00
Disclosure

SEC source: 0001415889-21-005729 · form4-12062021_011204.xml · nonDerivative · entry 1

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,028

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.64 to $17.465 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 16:39 UTC ConversionClass B Common Stock · Derivative 1,210,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005618 · form4-12012021_011220.xml · derivative · entry 3

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R.Westphal Generation Skipping Trust

Disclosed balance after: 14,749,286.237

Underlying: Class A Common Stock · 1,210,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 16:39 UTC ConversionClass A Common Stock 1,210,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005618 · form4-12012021_011220.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 13,310,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:21 UTC
Rowland Bryan T.R.GENERAL COUNSEL
SaleClass A Common Stock 20,602 $20.47 $421,784.75
Disclosure

SEC source: 0001415889-21-005317 · form4-11192021_011157.xml · nonDerivative · entry 1

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,690

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.34 to $20.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 19, 2021 Filed Aug 25, 2021 16:30 UTC SaleClass A Common Stock 8,678 $19.17 $166,391.97
Disclosure

SEC source: 0000899243-21-034150 · doc4.xml · nonDerivative · entry 1

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,028

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:31 UTC SaleClass A Common Stock 16,000 $18.98 $303,728.00
Disclosure

SEC source: 0001104659-21-082637 · tm2119327-3_4seq1.xml · nonDerivative · entry 1

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,706

Read SEC document
June 09, 2021 Filed Jun 15, 2021 20:41 UTC
Butler LisaChief Accounting Officer
SaleClass A Common Stock 84,000 $18.82 $1,580,796.00
Disclosure

SEC source: 0001104659-21-081528 · tm2119327-2_4seq1.xml · nonDerivative · entry 4

Butler Lisa · CIK 0001819414 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,239

Read SEC document
June 07, 2021 Filed Jun 9, 2021 23:16 UTC SaleClass A Common Stock 21,317 $18.35 $391,094.47
Disclosure

SEC source: 0001104659-21-078961 · tm2119327-1_4seq1.xml · nonDerivative · entry 1

ANDERSEN ERIC C. · CIK 0001552411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,494

F1 · price: The price reported in Column 4 is a weighted average. Theses shares were sold in multiple transactions at prices ranging from $17.84 to $18.73. The reporting person undertakes to provide the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.

Read SEC document
May 12, 2021 Filed May 14, 2021 21:27 UTC
DeStefano DavidDirector · President & CEO
Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001104659-21-067148 · tm2116426-1_4seq1.xml · derivative · entry 2

DeStefano David · CIK 0001818526 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,893

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable and has no expiration date.

F1 · derivative.expiration_date: Fully vested and exercisable and has no expiration date.

Read SEC document
May 12, 2021 Filed May 14, 2021 21:27 UTC
DeStefano DavidDirector · President & CEO
Exercise / conversionClass A Common Stock 30,000 $0.15 $4,590.00
Disclosure

SEC source: 0001104659-21-067148 · tm2116426-1_4seq1.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 11, 2021 Filed May 13, 2021 17:47 UTC GrantClass A Common Stock 8,494 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-066099 · tm2115866-7_4seq1.xml · nonDerivative · entry 1

Kyle Terrence · CIK 0001818511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,011

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) May 11, 2022.

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May 11, 2021 Filed May 13, 2021 17:41 UTC GrantClass A Common Stock 8,494 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-066089 · tm2115866-2_4seq1.xml · nonDerivative · entry 2

Radcliffe Amanda Westphal · CIK 0001818517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,599

F2 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) May 11, 2022.

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May 11, 2021 Filed May 13, 2021 17:46 UTC GrantClass A Common Stock 8,494 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-066097 · tm2115866-6_4seq1.xml · nonDerivative · entry 1

Thompson Stefanie Westphal · CIK 0001818515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,389

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) May 11, 2022.

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May 11, 2021 Filed May 13, 2021 17:44 UTC GrantClass A Common Stock 8,494 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-066094 · tm2115866-4_4seq1.xml · nonDerivative · entry 1

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,706

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) May 11, 2022.

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May 11, 2021 Filed May 13, 2021 21:45 UTC GrantClass A Common Stock 8,494 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-066096 · tm2115866-5_4seq1.xml · nonDerivative · entry 1

ANDERSEN ERIC C. · CIK 0001552411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,811

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) May 11, 2022.

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May 11, 2021 Filed May 13, 2021 21:43 UTC GrantClass A Common Stock 8,494 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-066092 · tm2115866-3_4seq1.xml · nonDerivative · entry 2

Robert Kevin L · CIK 0001624505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,232

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) May 11, 2022.

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May 11, 2021 Filed May 21, 2021 20:53 UTC GrantClass A Common Stock 8,494 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-070547 · tm2117209-2_4seq1.xml · nonDerivative · entry 1

Gayton Bradley M · CIK 0001660138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,494

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) May 11, 2022.

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May 07, 2021 Filed May 11, 2021 17:35 UTC ConversionClass B Common Stock · Derivative 12,100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-064672 · tm2115866-1_4seq1.xml · derivative · entry 3

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R.Westphal Generation Skipping Trust

Disclosed balance after: 15,959,286.237

Underlying: Class A Common Stock · 12,100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

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May 07, 2021 Filed May 11, 2021 17:35 UTC ConversionClass A Common Stock 12,100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-064672 · tm2115866-1_4seq1.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 12,100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 05, 2021 Filed Jun 15, 2021 20:41 UTC
Butler LisaChief Accounting Officer
Exercise / conversionStock Option · Derivative 315,000 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001104659-21-081528 · tm2119327-2_4seq1.xml · derivative · entry 5

Butler Lisa · CIK 0001819414 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 315,000 shares

Expires 2025-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

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April 05, 2021 Filed Jun 15, 2021 20:41 UTC
Butler LisaChief Accounting Officer
Tax withholdingClass A Common Stock 148,207 $22.58 $3,346,514.06
Disclosure

SEC source: 0001104659-21-081528 · tm2119327-2_4seq1.xml · nonDerivative · entry 3

Butler Lisa · CIK 0001819414 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,239

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April 05, 2021 Filed Jun 15, 2021 20:41 UTC
Butler LisaChief Accounting Officer
Exercise / conversionClass A Common Stock 315,000 $2.15 $678,510.00
Disclosure

SEC source: 0001104659-21-081528 · tm2119327-2_4seq1.xml · nonDerivative · entry 2

Butler Lisa · CIK 0001819414 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 197 shares acquired through the Company's Employee Stock Purchase Plan.

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March 17, 2021 Filed Nov 12, 2021 21:22 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionStock Option · Derivative 62,430 $0.00 Strike: $3.17 $0.00
Disclosure

SEC source: 0001415889-21-005163 · form4-11122021_011134.xml · derivative · entry 6

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,433

Underlying: Class A Common Stock · 62,430 shares

Expires 2028-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable as to 50% of the shares on the date of grant and will vest with respect to the remaining shares on February 9, 2023.

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March 17, 2021 Filed Nov 12, 2021 21:22 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionStock Option · Derivative 62,196 $0.00 Strike: $3.73 $0.00
Disclosure

SEC source: 0001415889-21-005163 · form4-11122021_011134.xml · derivative · entry 5

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,196

Underlying: Class A Common Stock · 62,196 shares

Expires 2029-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable with respect to 50% of the shares on February 7, 2021, and will vest with respect to the remaining shares on February 7, 2024.

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March 17, 2021 Filed Nov 12, 2021 21:22 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Tax withholdingClass A Common Stock 30,951 $25.67 $794,512.17
Disclosure

SEC source: 0001415889-21-005163 · form4-11122021_011134.xml · nonDerivative · entry 4

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,292

F1 · balance_after: Includes 53 shares of restricted stock that were inadvertently omitted from filer's Form 3 and 417 shares acquired through the Company's Employee Stock Purchase Plan. The amount reported in column 5 reflects the number of shares of Class A Common Stock beneficially owned as of the date hereof.

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March 17, 2021 Filed Nov 12, 2021 21:22 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionClass A Common Stock 62,430 $3.17 $197,715.81
Disclosure

SEC source: 0001415889-21-005163 · form4-11122021_011134.xml · nonDerivative · entry 3

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.