Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2018 Filed Sep 10, 2018 22:52 UTC |
Eisenberger MarioDirector
|
GrantCommon Stock Option · Derivative | 5,000 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0001042167-18-000082 · primary_doc.xml · derivative · entry 1 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-08-17 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of August 17, 2019, August 17, 2020 and August 17, 2021. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 17:30 UTC |
PARRISH O BDirector
|
GiftCommon Stock | 47,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001042167-18-000060 · primary_doc.xml · nonDerivative · entry 1 PARRISH O B · CIK 0001212653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,849 Read SEC document |
| May 02, 2018 Filed May 4, 2018 15:20 UTC |
Getzenberg RobertChief Scientific Officer
|
GrantCommon Stock Option · Derivative | 99,000 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0001042167-18-000050 · primary_doc.xml · derivative · entry 1 Getzenberg Robert · CIK 0001735553 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,000 Underlying: Common Stock · 99,000 shares Expires 2028-05-02 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 2, 2019, May 2, 2020 and May 2, 2021. Read SEC document |
| May 02, 2018 Filed May 4, 2018 15:38 UTC |
Greco MicheleChief Admin Officer & CFO
|
GrantCommon Stock Option · Derivative | 90,000 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0001042167-18-000051 · primary_doc.xml · derivative · entry 1 Greco Michele · CIK 0001566698 · Chief Admin Officer & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2028-05-02 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 2, 2019, May 2, 2020 and May 2, 2021. Read SEC document |
| May 02, 2018 Filed May 4, 2018 15:16 UTC |
Socorro JesusDirector
|
GrantCommon Stock Option · Derivative | 55,000 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0001042167-18-000049 · primary_doc.xml · derivative · entry 1 Socorro Jesus · CIK 0001701862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2028-05-02 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 2, 2019, May 2, 2020 and May 2, 2021. Read SEC document |
| May 02, 2018 Filed May 4, 2018 15:13 UTC |
PARRISH O BDirector
|
GrantCommon Stock Option · Derivative | 40,000 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0001042167-18-000048 · primary_doc.xml · derivative · entry 1 PARRISH O B · CIK 0001212653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-05-02 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 2, 2019, May 2, 2020 and May 2, 2021. Read SEC document |
| May 02, 2018 Filed May 4, 2018 15:09 UTC |
Lu LucyDirector
|
GrantCommon Stock Option · Derivative | 50,000 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0001042167-18-000047 · primary_doc.xml · derivative · entry 1 Lu Lucy · CIK 0001542419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-05-02 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 2, 2019, May 2, 2020 and May 2, 2021. Read SEC document |
| May 02, 2018 Filed May 4, 2018 14:57 UTC |
Frank Mary MargaretDirector
|
GrantCommon Stock Option · Derivative | 50,000 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0001042167-18-000046 · primary_doc.xml · derivative · entry 1 Frank Mary Margaret · CIK 0001307359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-05-02 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 2, 2019, May 2, 2020 and May 2, 2021. Read SEC document |
| May 02, 2018 Filed May 4, 2018 14:53 UTC |
Eisenberger MarioDirector
|
GrantCommon Stock Option · Derivative | 45,000 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0001042167-18-000045 · primary_doc.xml · derivative · entry 1 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2028-05-02 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 2, 2019, May 2, 2020 and May 2, 2021. Read SEC document |
| May 02, 2018 Filed May 4, 2018 14:49 UTC |
BETHUNE DAVID RDirector
|
GrantCommon Stock Option · Derivative | 50,000 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0001042167-18-000044 · primary_doc.xml · derivative · entry 1 BETHUNE DAVID R · CIK 0001212655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-05-02 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 2, 2019, May 2, 2020 and May 2, 2021. Read SEC document |
| May 02, 2018 Filed May 4, 2018 14:45 UTC |
FISCH HARRYDirector · 10% owner
|
GrantCommon Stock Option · Derivative | 54,000 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0001042167-18-000043 · primary_doc.xml · derivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,000 Underlying: Common Stock · 54,000 shares Expires 2028-05-02 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 2, 2019, May 2, 2020 and May 2, 2021. Read SEC document |
| May 02, 2018 Filed May 4, 2018 14:38 UTC |
STEINER MITCHELL SHUSTERPresident and CEO · 10% owner
|
GrantCommon Stock Option · Derivative | 210,800 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0001042167-18-000042 · primary_doc.xml · derivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,800 Underlying: Common Stock · 210,800 shares Expires 2028-05-02 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 2, 2019, May 2, 2020 and May 2, 2021. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 00:15 UTC |
Rankowitz Michael LDirector
|
GrantCommon Stock Option · Derivative | 50,000 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0001042167-18-000036 · primary_doc.xml · derivative · entry 1 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-03-20 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of March 20, 2019, March 20, 2020 and March 20, 2021. Read SEC document |
| March 16, 2018 Filed Mar 16, 2018 21:27 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.96 | $9,816.50 |
DisclosureSEC source: 0001042167-18-000032 · primary_doc.xml · nonDerivative · entry 4 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 52,500 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.9450 to $2.00. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 16, 2018 Filed Mar 16, 2018 21:27 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.96 | $9,816.50 |
DisclosureSEC source: 0001042167-18-000032 · primary_doc.xml · nonDerivative · entry 3 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 52,500 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.9450 to $2.00. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 16, 2018 Filed Mar 16, 2018 21:27 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.96 | $9,816.50 |
DisclosureSEC source: 0001042167-18-000032 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 52,500 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.9450 to $2.00. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 16, 2018 Filed Mar 16, 2018 21:27 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.96 | $9,816.00 |
DisclosureSEC source: 0001042167-18-000032 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 52,500 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.9450 to $2.00. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 16, 2018 Filed Mar 16, 2018 21:00 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.96 | $9,800.00 |
DisclosureSEC source: 0001042167-18-000031 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,144 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| March 15, 2018 Filed Mar 15, 2018 22:11 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $1.90 | $18,950.00 |
DisclosureSEC source: 0001042167-18-000030 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,144 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.89 to $1.90. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| March 14, 2018 Filed Mar 14, 2018 21:18 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $1.87 | $18,700.00 |
DisclosureSEC source: 0001042167-18-000029 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,144 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.85 to $1.89. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 22:02 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 2,500 | $1.77 | $4,427.25 |
DisclosureSEC source: 0001042167-18-000028 · primary_doc.xml · nonDerivative · entry 4 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 47,500 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.71 to $1.80. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 22:02 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 2,500 | $1.77 | $4,427.25 |
DisclosureSEC source: 0001042167-18-000028 · primary_doc.xml · nonDerivative · entry 3 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 47,500 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.71 to $1.80. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 22:02 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 2,500 | $1.77 | $4,427.25 |
DisclosureSEC source: 0001042167-18-000028 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 47,500 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.71 to $1.80. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 22:02 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 2,500 | $1.77 | $4,427.25 |
DisclosureSEC source: 0001042167-18-000028 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 47,500 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.71 to $1.80. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 12, 2018 Filed Mar 12, 2018 21:51 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 2,500 | $1.73 | $4,324.00 |
DisclosureSEC source: 0001042167-18-000027 · primary_doc.xml · nonDerivative · entry 4 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 45,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.71 to $1.75. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 12, 2018 Filed Mar 12, 2018 21:51 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 2,500 | $1.73 | $4,324.00 |
DisclosureSEC source: 0001042167-18-000027 · primary_doc.xml · nonDerivative · entry 3 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 45,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.71 to $1.75. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 12, 2018 Filed Mar 12, 2018 21:51 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 2,500 | $1.73 | $4,324.00 |
DisclosureSEC source: 0001042167-18-000027 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 45,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.71 to $1.75. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 12, 2018 Filed Mar 12, 2018 21:51 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 2,500 | $1.73 | $4,324.00 |
DisclosureSEC source: 0001042167-18-000027 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 45,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.71 to $1.75. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 12, 2018 Filed Mar 12, 2018 20:51 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $1.80 | $18,000.00 |
DisclosureSEC source: 0001042167-18-000026 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,144 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.70 to $1.90. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 22:09 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $1.88 | $18,800.00 |
DisclosureSEC source: 0001042167-18-000025 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701,144 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.87 to $1.89. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 22:01 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 2,500 | $1.82 | $4,550.00 |
DisclosureSEC source: 0001042167-18-000024 · primary_doc.xml · nonDerivative · entry 4 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 42,500 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.82 to $1.825. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 22:01 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 2,500 | $1.82 | $4,550.00 |
DisclosureSEC source: 0001042167-18-000024 · primary_doc.xml · nonDerivative · entry 3 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 42,500 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.82 to $1.825. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 22:01 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 2,500 | $1.82 | $4,550.00 |
DisclosureSEC source: 0001042167-18-000024 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 42,500 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.82 to $1.825. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 22:01 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 2,500 | $1.82 | $4,550.00 |
DisclosureSEC source: 0001042167-18-000024 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 42,500 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.82 to $1.825. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 08, 2018 Filed Mar 8, 2018 22:18 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.88 | $9,388.00 |
DisclosureSEC source: 0001042167-18-000022 · primary_doc.xml · nonDerivative · entry 4 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 40,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.81 to $1.90. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 08, 2018 Filed Mar 8, 2018 22:18 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.88 | $9,388.00 |
DisclosureSEC source: 0001042167-18-000022 · primary_doc.xml · nonDerivative · entry 3 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 40,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.81 to $1.90. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 08, 2018 Filed Mar 8, 2018 22:18 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.88 | $9,388.00 |
DisclosureSEC source: 0001042167-18-000022 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 40,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.81 to $1.90. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 08, 2018 Filed Mar 8, 2018 22:18 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.88 | $9,388.00 |
DisclosureSEC source: 0001042167-18-000022 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 40,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.81 to $1.90. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 08, 2018 Filed Mar 8, 2018 22:38 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 25,000 | $1.75 | $43,650.00 |
DisclosureSEC source: 0001042167-18-000023 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,144 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.71 to $1.80. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| March 07, 2018 Filed Mar 7, 2018 22:01 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 24,000 | $1.62 | $38,976.00 |
DisclosureSEC source: 0001042167-18-000021 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,144 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.6037 to $1.7253. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| March 07, 2018 Filed Mar 7, 2018 21:10 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.67 | $8,359.50 |
DisclosureSEC source: 0001042167-18-000020 · primary_doc.xml · nonDerivative · entry 4 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 35,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.6235 to $1.71. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 07, 2018 Filed Mar 7, 2018 21:10 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.67 | $8,359.50 |
DisclosureSEC source: 0001042167-18-000020 · primary_doc.xml · nonDerivative · entry 3 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 35,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.6235 to $1.71. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 07, 2018 Filed Mar 7, 2018 21:10 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.67 | $8,359.50 |
DisclosureSEC source: 0001042167-18-000020 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 35,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.6235 to $1.71. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 07, 2018 Filed Mar 7, 2018 21:10 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.67 | $8,359.50 |
DisclosureSEC source: 0001042167-18-000020 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 35,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.6235 to $1.71. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 23:19 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 20,000 | $1.52 | $30,328.00 |
DisclosureSEC source: 0001042167-18-000018 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,144 F2 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 21:38 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.50 | $7,499.00 |
DisclosureSEC source: 0001042167-18-000017 · primary_doc.xml · nonDerivative · entry 4 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 30,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.48 to $1.51. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 21:38 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.50 | $7,499.00 |
DisclosureSEC source: 0001042167-18-000017 · primary_doc.xml · nonDerivative · entry 3 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 30,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.48 to $1.51. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 21:38 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.50 | $7,499.00 |
DisclosureSEC source: 0001042167-18-000017 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 30,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.48 to $1.51. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 21:38 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.50 | $7,499.00 |
DisclosureSEC source: 0001042167-18-000017 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Note Disclosed balance after: 30,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.48 to $1.51. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 20:27 UTC |
HAINES DANIELChief Financial Officer
|
GrantCommon Stock Option · Derivative | 80,888 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001042167-17-000129 · primary_doc.xml · derivative · entry 1 HAINES DANIEL · CIK 0001689011 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,888 Underlying: Common Stock · 80,888 shares Expires 2027-12-14 F1 · derivative.exercise_date: Options for all of the shares vest on December 14, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.