Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2026 Filed Aug 17, 2026 20:26 UTC |
BARNETTE K GARYChief Scientific Officer
|
PurchaseCommon Stock | 1,800 | $2.69 | $4,841.82 |
DisclosureSEC source: 0001042167-26-000060 · primary_doc.xml · nonDerivative · entry 1 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,300 Read SEC document |
| May 04, 2026 Filed May 6, 2026 20:59 UTC |
Greco MicheleChief Admin Officer and CFO
|
GrantCommon Stock Option · Derivative | 164,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001042167-26-000043 · primary_doc.xml · derivative · entry 1 Greco Michele · CIK 0001566698 · Chief Admin Officer and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,000 Underlying: Common Stock · 164,000 shares Expires 2036-05-04 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 4, 2027, May 4, 2028 and May 4, 2029. Read SEC document |
| May 04, 2026 Filed May 6, 2026 21:10 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO
|
GrantCommon Stock Option · Derivative | 604,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001042167-26-000044 · primary_doc.xml · derivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 604,000 Underlying: Common Stock · 604,000 shares Expires 2036-05-04 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 4, 2027, May 4, 2028 and May 4, 2029. Read SEC document |
| May 04, 2026 Filed May 6, 2026 20:45 UTC |
Katzovitz Loren MarkDirector
|
GrantCommon Stock Option · Derivative | 102,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001042167-26-000042 · primary_doc.xml · derivative · entry 1 Katzovitz Loren Mark · CIK 0002032343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,000 Underlying: Common Stock · 102,000 shares Expires 2036-05-04 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 4, 2027, May 4, 2028 and May 4, 2029. Read SEC document |
| May 04, 2026 Filed May 6, 2026 20:34 UTC |
Hyun GraceDirector
|
GrantCommon Stock Option · Derivative | 97,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001042167-26-000041 · primary_doc.xml · derivative · entry 1 Hyun Grace · CIK 0001821960 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,000 Underlying: Common Stock · 97,000 shares Expires 2036-05-04 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 4, 2027, May 4, 2028 and May 4, 2029. Read SEC document |
| May 04, 2026 Filed May 6, 2026 20:20 UTC |
Rankowitz Michael LDirector
|
GrantCommon Stock Option · Derivative | 100,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001042167-26-000040 · primary_doc.xml · derivative · entry 1 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2036-05-04 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 4, 2027, May 4, 2028 and May 4, 2029. Read SEC document |
| May 04, 2026 Filed May 6, 2026 19:59 UTC |
BARNETTE K GARYChief Scientific Officer
|
GrantCommon Stock Option · Derivative | 160,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001042167-26-000038 · primary_doc.xml · derivative · entry 1 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 160,000 shares Expires 2036-05-04 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 4, 2027, May 4, 2028 and May 4, 2029. Read SEC document |
| May 04, 2026 Filed May 6, 2026 20:10 UTC |
Lu LucyDirector
|
GrantCommon Stock Option · Derivative | 104,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001042167-26-000039 · primary_doc.xml · derivative · entry 1 Lu Lucy · CIK 0001542419 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,000 Underlying: Common Stock · 104,000 shares Expires 2036-05-04 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 4, 2027, May 4, 2028 and May 4, 2029. Read SEC document |
| May 04, 2026 Filed May 6, 2026 19:43 UTC |
FISCH HARRYDirector · Chief Corporate Officer
|
GrantCommon Stock Option · Derivative | 160,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001042167-26-000037 · primary_doc.xml · derivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · Chief Corporate Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 160,000 shares Expires 2036-05-04 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 4, 2027, May 4, 2028 and May 4, 2029. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 17:29 UTC |
BARNETTE K GARYChief Scientific Officer
|
GrantCommon Stock Option · Derivative | 27,000 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001042167-25-000072 · primary_doc.xml · derivative · entry 1 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires 2035-12-05 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of December 5, 2026, December 5, 2027 and December 5, 2028. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 17:19 UTC |
Rankowitz Michael LDirector
|
GrantCommon Stock Option · Derivative | 3,000 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001042167-25-000071 · primary_doc.xml · derivative · entry 1 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2035-12-05 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of December 5, 2026, December 5, 2027 and December 5, 2028. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 17:00 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO
|
GrantCommon Stock Option · Derivative | 100,000 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001042167-25-000069 · primary_doc.xml · derivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2035-12-05 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of December 5, 2026, December 5, 2027 and December 5, 2028. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 17:10 UTC |
Katzovitz Loren MarkDirector
|
GrantCommon Stock Option · Derivative | 6,000 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001042167-25-000070 · primary_doc.xml · derivative · entry 1 Katzovitz Loren Mark · CIK 0002032343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2035-12-05 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of December 5, 2026, December 5, 2027 and December 5, 2028. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 16:49 UTC |
Hyun GraceDirector
|
GrantCommon Stock Option · Derivative | 6,000 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001042167-25-000068 · primary_doc.xml · derivative · entry 1 Hyun Grace · CIK 0001821960 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2035-12-05 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of December 5, 2026, December 5, 2027 and December 5, 2028. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 16:28 UTC |
Lu LucyDirector
|
GrantCommon Stock Option · Derivative | 4,000 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001042167-25-000066 · primary_doc.xml · derivative · entry 1 Lu Lucy · CIK 0001542419 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2035-12-05 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of December 5, 2026, December 5, 2027 and December 5, 2028. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 16:15 UTC |
FISCH HARRYDirector · Chief Corporate Officer
|
GrantCommon Stock Option · Derivative | 27,000 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001042167-25-000065 · primary_doc.xml · derivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · Chief Corporate Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires 2035-12-05 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of December 5, 2026, December 5, 2027 and December 5, 2028. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 16:37 UTC |
Greco MicheleChief Admin Officer and CFO
|
GrantCommon Stock Option · Derivative | 27,000 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001042167-25-000067 · primary_doc.xml · derivative · entry 1 Greco Michele · CIK 0001566698 · Chief Admin Officer and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires 2035-12-05 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of December 5, 2026, December 5, 2027 and December 5, 2028. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 21:24 UTC |
Rankowitz Michael LDirector
|
GrantCommon Stock Option · Derivative | 7,000 | $0.00 Strike: $3.89 | $0.00 |
DisclosureSEC source: 0001042167-25-000049 · primary_doc.xml · derivative · entry 1 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2035-10-01 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of October 1, 2026, October 1, 2027 and October 1, 2028. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 21:14 UTC |
Hyun GraceDirector
|
GrantCommon Stock Option · Derivative | 3,000 | $0.00 Strike: $3.89 | $0.00 |
DisclosureSEC source: 0001042167-25-000048 · primary_doc.xml · derivative · entry 1 Hyun Grace · CIK 0001821960 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2035-10-01 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of October 1, 2026, October 1, 2027 and October 1, 2028. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 21:06 UTC |
Lu LucyDirector
|
GrantCommon Stock Option · Derivative | 6,000 | $0.00 Strike: $3.89 | $0.00 |
DisclosureSEC source: 0001042167-25-000047 · primary_doc.xml · derivative · entry 1 Lu Lucy · CIK 0001542419 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2035-10-01 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of October 1, 2026, October 1, 2027 and October 1, 2028. Read SEC document |
| May 06, 2025 Filed May 8, 2025 19:57 UTC |
Hyun GraceDirector
|
GrantCommon Stock Option · Derivative | 55,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001042167-25-000030 · primary_doc.xml · derivative · entry 1 Hyun Grace · CIK 0001821960 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2035-05-06 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 6, 2026, May 6, 2027 and May 6, 2028. Read SEC document |
| May 06, 2025 Filed May 8, 2025 19:49 UTC |
Katzovitz Loren MarkDirector
|
GrantCommon Stock Option · Derivative | 90,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001042167-25-000029 · primary_doc.xml · derivative · entry 1 Katzovitz Loren Mark · CIK 0002032343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2035-05-06 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 6, 2026, May 6, 2027 and May 6, 2028. Read SEC document |
| May 06, 2025 Filed May 8, 2025 19:29 UTC |
BARNETTE K GARYChief Scientific Officer
|
GrantCommon Stock Option · Derivative | 104,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001042167-25-000027 · primary_doc.xml · derivative · entry 1 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,000 Underlying: Common Stock · 104,000 shares Expires 2035-05-06 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 6, 2026, May 6, 2027 and May 6, 2028. Read SEC document |
| May 06, 2025 Filed May 8, 2025 19:39 UTC |
Greco MicheleChief Admin Officer and CFO
|
GrantCommon Stock Option · Derivative | 108,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001042167-25-000028 · primary_doc.xml · derivative · entry 1 Greco Michele · CIK 0001566698 · Chief Admin Officer and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,000 Underlying: Common Stock · 108,000 shares Expires 2035-05-06 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 6, 2026, May 6, 2027 and May 6, 2028. Read SEC document |
| May 06, 2025 Filed May 8, 2025 19:07 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO
|
GrantCommon Stock Option · Derivative | 378,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001042167-25-000026 · primary_doc.xml · derivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 378,000 Underlying: Common Stock · 378,000 shares Expires 2035-05-06 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 6, 2026, May 6, 2027 and May 6, 2028. Read SEC document |
| May 06, 2025 Filed May 8, 2025 18:56 UTC |
Lu LucyDirector
|
GrantCommon Stock Option · Derivative | 30,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001042167-25-000025 · primary_doc.xml · derivative · entry 1 Lu Lucy · CIK 0001542419 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2035-05-06 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 6, 2026, May 6, 2027 and May 6, 2028. Read SEC document |
| May 06, 2025 Filed May 8, 2025 17:34 UTC |
FISCH HARRYDirector · Chief Corporate Officer
|
GrantCommon Stock Option · Derivative | 104,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001042167-25-000024 · primary_doc.xml · derivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · Chief Corporate Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,000 Underlying: Common Stock · 104,000 shares Expires 2035-05-06 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 6, 2026, May 6, 2027 and May 6, 2028. Read SEC document |
| May 06, 2025 Filed May 8, 2025 17:07 UTC |
Rankowitz Michael LDirector
|
GrantCommon Stock Option · Derivative | 15,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001042167-25-000023 · primary_doc.xml · derivative · entry 1 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2035-05-06 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 6, 2026, May 6, 2027 and May 6, 2028. Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 21:34 UTC |
Hyun GraceDirector
|
GrantCommon Stock Option · Derivative | 5,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001042167-25-000018 · primary_doc.xml · derivative · entry 1 Hyun Grace · CIK 0001821960 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2035-03-13 F1 · derivative.exercise_date: Option grant associated with new appointment to Chair of the Nominating and Corporate Governance Committee. Options for one-third of the shares vest on each of March 13, 2026, March 13, 2027 and March 13, 2028. Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 21:22 UTC |
Katzovitz Loren MarkDirector
|
GrantCommon Stock Option · Derivative | 10,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001042167-25-000017 · primary_doc.xml · derivative · entry 1 Katzovitz Loren Mark · CIK 0002032343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2035-03-13 F1 · derivative.exercise_date: Option grant associated with new appointment to Nominating and Corporate Governance committee. Options for one-third of the shares vest on each of March 13, 2026, March 13, 2027 and March 13, 2028. Read SEC document |
| February 19, 2025 Filed Feb 20, 2025 15:00 UTC |
Rankowitz Michael LDirector
|
PurchaseCommon Stock | 54,721 | $0.58 | $31,918.76 |
DisclosureSEC source: 0001042167-25-000007 · primary_doc.xml · nonDerivative · entry 2 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.55 to $0.59. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 15:00 UTC |
Rankowitz Michael LDirector
|
PurchaseCommon Stock | 95,279 | $0.55 | $52,432.03 |
DisclosureSEC source: 0001042167-25-000007 · primary_doc.xml · nonDerivative · entry 1 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,279 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.54 to $0.57. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 20:50 UTC |
Rankowitz Michael LDirector
|
GrantCommon Stock Option · Derivative | 85,000 | $0.00 Strike: $0.77 | $0.00 |
DisclosureSEC source: 0001042167-24-000063 · primary_doc.xml · derivative · entry 1 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2034-10-01 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of October 1, 2025, October 1, 2026 and October 1, 2027. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 21:04 UTC |
Hyun GraceDirector
|
GrantCommon Stock Option · Derivative | 40,000 | $0.00 Strike: $0.77 | $0.00 |
DisclosureSEC source: 0001042167-24-000064 · primary_doc.xml · derivative · entry 1 Hyun Grace · CIK 0001821960 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2034-10-01 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of October 1, 2025, October 1, 2026 and October 1, 2027. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 20:37 UTC |
Lu LucyDirector
|
GrantCommon Stock Option · Derivative | 70,000 | $0.00 Strike: $0.77 | $0.00 |
DisclosureSEC source: 0001042167-24-000062 · primary_doc.xml · derivative · entry 1 Lu Lucy · CIK 0001542419 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2034-10-01 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of October 1, 2025, October 1, 2026 and October 1, 2027. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 20:23 UTC |
Eisenberger MarioDirector
|
GrantCommon Stock Option · Derivative | 45,000 | $0.00 Strike: $0.77 | $0.00 |
DisclosureSEC source: 0001042167-24-000061 · primary_doc.xml · derivative · entry 1 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2034-10-01 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of October 1, 2025, October 1, 2026 and October 1, 2027 Read SEC document |
| August 06, 2024 Filed Aug 7, 2024 20:37 UTC |
Katzovitz Loren MarkDirector
|
GrantCommon Stock Option · Derivative | 80,000 | $0.00 Strike: $0.81 | $0.00 |
DisclosureSEC source: 0001042167-24-000057 · primary_doc.xml · derivative · entry 1 Katzovitz Loren Mark · CIK 0002032343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2034-08-06 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of August 6, 2025, August 6, 2026 and August 6, 2027. Read SEC document |
| August 06, 2024 Filed Aug 7, 2024 19:56 UTC |
Lu LucyDirector
|
GrantCommon Stock Option · Derivative | 20,000 | $0.00 Strike: $0.81 | $0.00 |
DisclosureSEC source: 0001042167-24-000056 · primary_doc.xml · derivative · entry 1 Lu Lucy · CIK 0001542419 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2034-08-06 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of August 6, 2025, August 6, 2026 and August 6, 2027. Read SEC document |
| August 06, 2024 Filed Aug 7, 2024 19:41 UTC |
Eisenberger MarioDirector
|
GrantCommon Stock Option · Derivative | 30,000 | $0.00 Strike: $0.81 | $0.00 |
DisclosureSEC source: 0001042167-24-000055 · primary_doc.xml · derivative · entry 1 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2034-08-06 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of August 6, 2025, August 6, 2026 and August 6, 2027. Read SEC document |
| August 06, 2024 Filed Aug 7, 2024 19:32 UTC |
Hyun GraceDirector
|
GrantCommon Stock Option · Derivative | 40,000 | $0.00 Strike: $0.81 | $0.00 |
DisclosureSEC source: 0001042167-24-000054 · primary_doc.xml · derivative · entry 1 Hyun Grace · CIK 0001821960 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2034-08-06 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of August 6, 2025, August 6, 2026 and August 6, 2027. Read SEC document |
| August 06, 2024 Filed Aug 7, 2024 19:22 UTC |
Rankowitz Michael LDirector
|
GrantCommon Stock Option · Derivative | 10,000 | $0.00 Strike: $0.81 | $0.00 |
DisclosureSEC source: 0001042167-24-000053 · primary_doc.xml · derivative · entry 1 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2034-08-06 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of August 6, 2025, August 6, 2026 and August 6, 2027. Read SEC document |
| May 24, 2024 Filed May 24, 2024 22:57 UTC |
BARNETTE K GARYChief Scientific Officer
|
PurchaseCommon Stock | 5,000 | $1.34 | $6,696.50 |
DisclosureSEC source: 0001042167-24-000043 · primary_doc.xml · nonDerivative · entry 1 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.32 to $1.34. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 24, 2024 Filed May 24, 2024 22:51 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO
|
SaleCommon Stock | 63,379 | $1.23 | $78,101.94 |
DisclosureSEC source: 0001042167-24-000042 · primary_doc.xml · nonDerivative · entry 3 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,942,709 F1 · shares: Dr. Steiner sold the shares referenced above to help address certain personal matters. The sold shares represent only 0.7% of Dr. Steiner's total beneficial ownership in the Company. After these sales, Dr. Steiner will beneficially own 9,615,996 shares, and will continue to be the Company's second largest shareholder. F3 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.22 to $1.27. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 24, 2024 Filed May 28, 2024 21:04 UTC |
FISCH HARRYDirector · Chief Corporate Officer
|
PurchaseCommon Stock | 4,000 | $1.25 | $5,000.00 |
DisclosureSEC source: 0001042167-24-000044 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · Chief Corporate Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 774,736 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| May 23, 2024 Filed May 24, 2024 22:51 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO
|
SaleCommon Stock | 300 | $1.35 | $405.00 |
DisclosureSEC source: 0001042167-24-000042 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,006,088 F1 · shares: Dr. Steiner sold the shares referenced above to help address certain personal matters. The sold shares represent only 0.7% of Dr. Steiner's total beneficial ownership in the Company. After these sales, Dr. Steiner will beneficially own 9,615,996 shares, and will continue to be the Company's second largest shareholder. Read SEC document |
| May 22, 2024 Filed May 24, 2024 22:51 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO
|
SaleCommon Stock | 6,504 | $1.39 | $9,018.45 |
DisclosureSEC source: 0001042167-24-000042 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,006,388 F1 · shares: Dr. Steiner sold the shares referenced above to help address certain personal matters. The sold shares represent only 0.7% of Dr. Steiner's total beneficial ownership in the Company. After these sales, Dr. Steiner will beneficially own 9,615,996 shares, and will continue to be the Company's second largest shareholder. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.38 to $1.40. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 17, 2024 Filed May 17, 2024 23:41 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO
|
SaleCommon Stock | 28,066 | $1.32 | $36,988.18 |
DisclosureSEC source: 0001042167-24-000039 · primary_doc.xml · nonDerivative · entry 3 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,012,892 F1 · shares: Dr. Steiner sold the shares referenced above to help address certain personal matters. The sold shares represent only 1.7% of Dr. Steiner's total beneficial ownership in the Company. After these sales, Dr. Steiner will beneficially own 9,686,180 shares, and will continue to be the Company's second largest shareholder. F4 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.3000 to $1.3450. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 16, 2024 Filed May 17, 2024 23:41 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO
|
SaleCommon Stock | 59,788 | $1.41 | $84,127.69 |
DisclosureSEC source: 0001042167-24-000039 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,040,958 F1 · shares: Dr. Steiner sold the shares referenced above to help address certain personal matters. The sold shares represent only 1.7% of Dr. Steiner's total beneficial ownership in the Company. After these sales, Dr. Steiner will beneficially own 9,686,180 shares, and will continue to be the Company's second largest shareholder. F3 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.3800 to $1.4650. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2024 Filed May 17, 2024 23:46 UTC |
FISCH HARRYDirector · Chief Corporate Officer
|
PurchaseCommon Stock | 6,711 | $1.49 | $9,999.39 |
DisclosureSEC source: 0001042167-24-000040 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · Chief Corporate Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 770,736 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| May 15, 2024 Filed May 17, 2024 23:41 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO
|
SaleCommon Stock | 84,021 | $1.50 | $125,813.05 |
DisclosureSEC source: 0001042167-24-000039 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,100,746 F1 · shares: Dr. Steiner sold the shares referenced above to help address certain personal matters. The sold shares represent only 1.7% of Dr. Steiner's total beneficial ownership in the Company. After these sales, Dr. Steiner will beneficially own 9,686,180 shares, and will continue to be the Company's second largest shareholder. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.4800 to $1.5200. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.