Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VERU INC.VERU · Entity 7234 | Director | June 28, 2018 | June 29, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VERU INC.
Report date June 28, 2018 · Filed June 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 797,849 |
Reported balance
After 2018-06-28 transaction · row 1
1 source rowRow 1 · 2018-06-28 · Gift · Disposed 47,000 · Balance 797,849 |
| Common StockSEC Table I · non-derivative | IndirectNote | 233,501 |
Reported balance
Holding disclosure · report date 2018-06-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 233,501 F1: The reporting person is deemed to indirectly own 233,501 shares held by Phoenix Health Care of Illinois, Inc. ("Phoenix"), of which the reporting person is an officer, director and shareholder. The reporting person disclaims beneficial ownership in the shares held by Phoenix except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is deemed to indirectly own 233,501 shares held by Phoenix Health Care of Illinois, Inc. ("Phoenix"), of which the reporting person is an officer, director and shareholder. The reporting person disclaims beneficial ownership in the shares held by Phoenix except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2018 Filed Jun 29, 2018 17:30 UTC | VERU INC. VERU · Entity 7234 | GiftCommon Stock | 47,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001042167-18-000060 · primary_doc.xml · nonDerivative · entry 1 PARRISH O B · CIK 0001212653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,849 Read SEC document |
| May 02, 2018 Filed May 4, 2018 15:13 UTC | VERU INC. VERU · Entity 7234 | GrantCommon Stock Option · Derivative | 40,000 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0001042167-18-000048 · primary_doc.xml · derivative · entry 1 PARRISH O B · CIK 0001212653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-05-02 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 2, 2019, May 2, 2020 and May 2, 2021. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 16:19 UTC | VERU INC. FHCO · Entity 7234 | GrantCommon Stock Option · Derivative | 40,000 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001042167-17-000080 · primary_doc.xml · derivative · entry 1 PARRISH O B · CIK 0001212653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2027-08-02 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of August 2, 2018, August 2, 2019 and August 2, 2020. Read SEC document |
| May 15, 2017 Filed May 16, 2017 21:37 UTC | VERU INC. FHCO · Entity 7234 | PurchaseCommon Stock, par value $.01 per share | 10,000 | $1.02 | $10,195.00 |
DisclosureSEC source: 0001042167-17-000041 · primary_doc.xml · nonDerivative · entry 2 PARRISH O B · CIK 0001212653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844,849 Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:37 UTC | VERU INC. FHCO · Entity 7234 | PurchaseCommon Stock, par value $.01 per share | 10,000 | $1.02 | $10,195.00 |
DisclosureSEC source: 0001042167-17-000041 · primary_doc.xml · nonDerivative · entry 1 PARRISH O B · CIK 0001212653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834,849 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.01 to $1.0197. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 17:37 UTC | VERU INC. FHCO · Entity 7234 | PurchaseCommon Stock, par value $.01 per share | 10,000 | $1.04 | $10,420.00 |
DisclosureSEC source: 0001042167-16-000302 · primary_doc.xml · nonDerivative · entry 1 PARRISH O B · CIK 0001212653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,849 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.02 to $1.05. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 18:16 UTC | VERU INC. FHCO · Entity 7234 | Exercise / conversionRight to Receive Common Stock · Derivative | 22,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001042167-16-000292 · primary_doc.xml · derivative · entry 4 PARRISH O B · CIK 0001212653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,000 shares Expires 2016-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reporting person had the right to receive at his election either 22,000 shares of FHCO common stock or cash based on the market value of 22,000 shares of FHCO common stock as of October 31, 2016, which was $0.95 per share. The reporting person elected to receive cash based on the market value of 22,000 shares of FHCO common stock as of October 31, 2016. F1 · price: The reporting person had the right to receive at his election either 22,000 shares of FHCO common stock or cash based on the market value of 22,000 shares of FHCO common stock as of October 31, 2016, which was $0.95 per share. The reporting person elected to receive cash based on the market value of 22,000 shares of FHCO common stock as of October 31, 2016. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 18:16 UTC | VERU INC. FHCO · Entity 7234 | Disposition to issuerCommon Stock, par value $.01 per share | 22,000 | $0.95 | $20,900.00 |
DisclosureSEC source: 0001042167-16-000292 · primary_doc.xml · nonDerivative · entry 2 PARRISH O B · CIK 0001212653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,849 F1 · price: The reporting person had the right to receive at his election either 22,000 shares of FHCO common stock or cash based on the market value of 22,000 shares of FHCO common stock as of October 31, 2016, which was $0.95 per share. The reporting person elected to receive cash based on the market value of 22,000 shares of FHCO common stock as of October 31, 2016. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 18:16 UTC | VERU INC. FHCO · Entity 7234 | Exercise / conversionCommon Stock, par value $.01 per share | 22,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001042167-16-000292 · primary_doc.xml · nonDerivative · entry 1 PARRISH O B · CIK 0001212653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 836,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person had the right to receive at his election either 22,000 shares of FHCO common stock or cash based on the market value of 22,000 shares of FHCO common stock as of October 31, 2016, which was $0.95 per share. The reporting person elected to receive cash based on the market value of 22,000 shares of FHCO common stock as of October 31, 2016. Read SEC document |
| August 27, 2016 Filed Sep 9, 2016 15:25 UTC | VERU INC. FHCO · Entity 7234 | Exercise / conversionRight to receive Common Stock · Derivative | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001042167-16-000278 · primary_doc.xml · derivative · entry 4 PARRISH O B · CIK 0001212653 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires 2016-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reporting person had the right to receive at his election either 11,000 shares of FHCO common stock or cash based on the market value of 11,000 shares of FHCO common stock as of August 27, 2016, which was $1.32 per share. The reporting person elected to receive cash based on the market value of 11,000 shares of FHC common stock as of August 27, 2016. F1 · price: The reporting person had the right to receive at his election either 11,000 shares of FHCO common stock or cash based on the market value of 11,000 shares of FHCO common stock as of August 27, 2016, which was $1.32 per share. The reporting person elected to receive cash based on the market value of 11,000 shares of FHC common stock as of August 27, 2016. Read SEC document |
| August 27, 2016 Filed Sep 9, 2016 15:25 UTC | VERU INC. FHCO · Entity 7234 | Disposition to issuerCommon Stock, par value $.01 per share | 11,000 | $1.32 | $14,520.00 |
DisclosureSEC source: 0001042167-16-000278 · primary_doc.xml · nonDerivative · entry 2 PARRISH O B · CIK 0001212653 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,849 F1 · price: The reporting person had the right to receive at his election either 11,000 shares of FHCO common stock or cash based on the market value of 11,000 shares of FHCO common stock as of August 27, 2016, which was $1.32 per share. The reporting person elected to receive cash based on the market value of 11,000 shares of FHC common stock as of August 27, 2016. Read SEC document |
| August 27, 2016 Filed Sep 9, 2016 15:25 UTC | VERU INC. FHCO · Entity 7234 | Exercise / conversionCommon Stock, par value $.01 per share | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001042167-16-000278 · primary_doc.xml · nonDerivative · entry 1 PARRISH O B · CIK 0001212653 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person had the right to receive at his election either 11,000 shares of FHCO common stock or cash based on the market value of 11,000 shares of FHCO common stock as of August 27, 2016, which was $1.32 per share. The reporting person elected to receive cash based on the market value of 11,000 shares of FHC common stock as of August 27, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.