Last 12 months
Inside the activity.
16 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 14 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2022 Filed Mar 9, 2022 01:18 UTC |
Shea Theresa RobbinsEVP and General Counsel
|
PurchaseClass A Common Stock | 1,100 | $13.63 | $14,993.00 |
DisclosureSEC source: 0001739566-22-000104 · wf-form4_164678868997026.xml · nonDerivative · entry 1 Shea Theresa Robbins · CIK 0001871546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,735 F1 · balance_after: Includes 4,635 shares of the Issuer's Class A Common Stock that are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The restricted stock units vest under the following schedule: 50% of the shares of Class A Common Stock subject to the restricted units vest on December 31, 2022 and 50% of the shares of Class A Common Stock subject to the restricted stock units vest on December 31, 2023 for so long as the participant remains in Continuous Service (as defined in the Plan) to the Company and subject to certain conditions detailed in the Plan. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 01:18 UTC |
Schreiber MarkEVP & Chief Customer Officer
|
PurchaseClass A Common Stock | 700 | $13.80 | $9,660.00 |
DisclosureSEC source: 0001739566-22-000103 · wf-form4_164678867010233.xml · nonDerivative · entry 1 Schreiber Mark · CIK 0001821897 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 700 F1 · ownership.nature: The shares are held in a trust for the benefit of the reporting person and his spouse. The reporting person and their spouse are trustees of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 01:17 UTC |
Lissette DylanDirector · Chief Executive Officer
|
PurchaseClass A Common Stock | 7,374 | $13.77 | $101,539.98 |
DisclosureSEC source: 0001739566-22-000102 · wf-form4_164678865002677.xml · nonDerivative · entry 1 Lissette Dylan · CIK 0001821519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,229 Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 01:17 UTC |
Kataria AjayEVP & CFO
|
PurchaseClass A Common Stock | 7,000 | $13.79 | $96,527.20 |
DisclosureSEC source: 0001739566-22-000101 · wf-form4_164678863057194.xml · nonDerivative · entry 1 Kataria Ajay · CIK 0001821334 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,035 Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 01:16 UTC |
Devore CaryEVP & COO
|
PurchaseClass A Common Stock | 7,225 | $13.83 | $99,895.74 |
DisclosureSEC source: 0001739566-22-000099 · wf-form4_164678858669370.xml · nonDerivative · entry 1 Devore Cary · CIK 0001821383 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,573 Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 00:46 UTC |
Giordano Jason KDirector
|
GrantClass A Common Stock | 2,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-22-000068 · wf-form4_164376279845696.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,441,078 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"), made pursuant to Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 00:46 UTC |
DEROMEDI ROGER KDirector
|
GrantClass A Common Stock | 2,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-22-000066 · wf-form4_164376275990324.xml · nonDerivative · entry 3 DEROMEDI ROGER K · CIK 0001189715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,574 F4 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"), made pursuant to Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F5 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 00:49 UTC |
Stewart Pamela JDirector
|
GrantClass A Common Stock | 2,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-22-000074 · wf-form4_164376292701427.xml · nonDerivative · entry 1 Stewart Pamela J · CIK 0001904321 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,574 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"), made pursuant to Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 00:46 UTC |
Devore CaryEVP & COO
|
GrantClass A Common Stock | 166,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-22-000067 · wf-form4_164376277915968.xml · nonDerivative · entry 1 Devore Cary · CIK 0001821383 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,348 F1 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 50% of the shares subject to the restricted stock units vest on December 31, 2022, and the remaining 50% of the shares subject to the restricted stock units vest on December 31, 2023, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. F2 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"), made pursuant to Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · price: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"), made pursuant to Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 00:45 UTC |
Aumen Eric JSVP & Chief Accounting Officer
|
GrantClass A Common Stock | 3,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-22-000064 · wf-form4_164376271754783.xml · nonDerivative · entry 1 Aumen Eric J · CIK 0001821892 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,011 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"), made pursuant to Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on December 31, 2024, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 19:45 UTC |
Chambers ShaneEVP & Chief Growth Officer
|
GrantStock Option (Right to Buy) · Derivative | 29,880 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001739566-22-000065 · wf-form4_164376273562755.xml · derivative · entry 1 Chambers Shane · CIK 0001869360 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,880 Underlying: Class A Common Stock · 29,880 shares Expires not disclosed F1 · shares: Represents stock options granted pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan (the "Plan"). F2 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable on December 31, 2024, subject to the reporting person's continuous employment through such dates and subject to certain conditions as detailed in the Plan. F3 · derivative.expiration_date: The shares subject to stock option expire January 28, 2032. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 00:48 UTC |
Sponaugle JamesEVP & Chief People Officer
|
GrantStock Option (Right to Buy) · Derivative | 23,625 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001739566-22-000073 · wf-form4_164376290798096.xml · derivative · entry 1 Sponaugle James · CIK 0001821513 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,625 Underlying: Class A Common Stock · 23,625 shares Expires not disclosed F1 · shares: Represents stock options granted pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan (the "Plan"). F2 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable on December 31, 2024, subject to the reporting person's continuous employment through such dates and subject to certain conditions as detailed in the Plan. F3 · derivative.expiration_date: The shares subject to stock option expire January 28, 2032. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 00:48 UTC |
Shea Theresa RobbinsEVP and General Counsel
|
GrantStock Option (Right to Buy) · Derivative | 30,228 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001739566-22-000072 · wf-form4_164376288000990.xml · derivative · entry 1 Shea Theresa Robbins · CIK 0001871546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,228 Underlying: Class A Common Stock · 30,228 shares Expires not disclosed F1 · shares: Represents stock options granted pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan (the "Plan"). F2 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable on December 31, 2024, subject to the reporting person's continuous employment through such dates and subject to certain conditions as detailed in the Plan. F3 · derivative.expiration_date: The shares subject to stock option expire January 28, 2032. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 00:47 UTC |
Schreiber MarkEVP & Chief Customer Officer
|
GrantStock Option (Right to Buy) · Derivative | 31,269 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001739566-22-000071 · wf-form4_164376285929899.xml · derivative · entry 1 Schreiber Mark · CIK 0001821897 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,269 Underlying: Class A Common Stock · 31,269 shares Expires not disclosed F1 · shares: Represents stock options granted pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan (the "Plan"). F2 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable on December 31, 2024, subject to the reporting person's continuous employment through such dates and subject to certain conditions as detailed in the Plan. F3 · derivative.expiration_date: The shares subject to stock option expire January 28, 2032. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 00:47 UTC |
Lissette DylanDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 149,166 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001739566-22-000070 · wf-form4_164376284039903.xml · derivative · entry 1 Lissette Dylan · CIK 0001821519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,166 Underlying: Class A Common Stock · 149,166 shares Expires not disclosed F1 · shares: Represents stock options granted pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan (the "Plan"). F2 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable on December 31, 2024, subject to the reporting person's continuous employment through such dates and subject to certain conditions as detailed in the Plan. F3 · derivative.expiration_date: The shares subject to stock option expire January 28, 2032. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 00:47 UTC |
Kataria AjayEVP & CFO
|
GrantStock Option (Right to Buy) · Derivative | 44,010 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001739566-22-000069 · wf-form4_164376282256602.xml · derivative · entry 1 Kataria Ajay · CIK 0001821334 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,010 Underlying: Class A Common Stock · 44,010 shares Expires not disclosed F1 · shares: Represents stock options granted pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan (the "Plan"). F2 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable on December 31, 2024, subject to the reporting person's continuous employment through such dates and subject to certain conditions as detailed in the Plan. F3 · derivative.expiration_date: The shares subject to stock option expire January 28, 2032. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 00:46 UTC |
Devore CaryEVP & COO
|
GrantStock Option (Right to Buy) · Derivative | 61,959 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001739566-22-000067 · wf-form4_164376277915968.xml · derivative · entry 2 Devore Cary · CIK 0001821383 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,959 Underlying: Class A Common Stock · 61,959 shares Expires not disclosed F3 · shares: Represents stock options granted pursuant to the Plan. F4 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable on December 31, 2024, subject to the reporting person's continuous employment through such dates and subject to certain conditions as detailed in the Plan. F5 · derivative.expiration_date: The shares subject to stock option expire January 28, 2032. Read SEC document |
| January 28, 2022 Filed Dec 20, 2022 01:23 UTC Amendment |
Lissette DylanDirector · CEO
|
GrantStock Option (Right to Buy) · Derivative | 186,459 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001739566-22-000257 · wf-form4a_167149938489458.xml · derivative · entry 1 Lissette Dylan · CIK 0001821519 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,459 Underlying: Class A Common Stock · 186,459 shares Expires not disclosed F1 · shares: Represents stock options granted pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan (the "Plan"). F2 · shares: On February 1, 2022, the reporting person filed a Form 4 which inadvertently reported that the number of options and shares of Class A Common Stock subject to such options was 149,166, when in fact, as reported in this amendment, the amount was 186,459. F3 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable on December 31, 2024, subject to the reporting person's continuous service through such dates and subject to certain conditions as detailed in the Plan. F4 · derivative.expiration_date: The shares subject to stock option expire January 28, 2032. F2 · derivative.underlying_shares: On February 1, 2022, the reporting person filed a Form 4 which inadvertently reported that the number of options and shares of Class A Common Stock subject to such options was 149,166, when in fact, as reported in this amendment, the amount was 186,459. F2 · balance_after: On February 1, 2022, the reporting person filed a Form 4 which inadvertently reported that the number of options and shares of Class A Common Stock subject to such options was 149,166, when in fact, as reported in this amendment, the amount was 186,459. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:31 UTC |
Lawrence Thomas AEVP/Chief Supply Chain Officer
|
Exercise / conversionRestricted Stock Unit and Tax-Offset Right · Derivative | 119,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-22-000021 · wf-form4_164143630302345.xml · derivative · entry 3 Lawrence Thomas A · CIK 0001821888 · EVP/Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 155,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F1 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F3 · derivative.exercise_date: Subject to the forfeiture conditions set forth in an agreement with the Issuer, the restricted stock units are fully vested on the date of issuance. Vested shares of Class A Common Stock will be delivered to the reporting person no later than 30 days following a distribution event, which occurs upon the earlier of a change in control of Utz Quality Foods, LLC and December 31, 2021. F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. F1 · derivative.underlying_shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:31 UTC |
Lawrence Thomas AEVP/Chief Supply Chain Officer
|
Tax withholdingClass A Common Stock | 68,888 | $15.95 | $1,098,763.60 |
DisclosureSEC source: 0001739566-22-000021 · wf-form4_164143630302345.xml · nonDerivative · entry 2 Lawrence Thomas A · CIK 0001821888 · EVP/Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,884 F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit and tax-offset right originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:31 UTC |
Lawrence Thomas AEVP/Chief Supply Chain Officer
|
Exercise / conversionClass A Common Stock | 155,772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001739566-22-000021 · wf-form4_164143630302345.xml · nonDerivative · entry 1 Lawrence Thomas A · CIK 0001821888 · EVP/Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F1 · price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:33 UTC |
Staub ToddEVP & CAO
|
Exercise / conversionRestricted Stock Unit and Tax-Offset Right · Derivative | 95,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-22-000025 · wf-form4_164143637442256.xml · derivative · entry 5 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 123,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F2 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F4 · derivative.exercise_date: Subject to the forfeiture conditions set forth in an agreement with the Issuer, the restricted stock units are fully vested at the date of issuance. Vested shares of Class A Common Stock will be delivered to the reporting person no later than 30 days following a distribution event, which occurs upon the earlier of a change in control of Utz Quality Foods, LLC and December 31, 2021. F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. F2 · derivative.underlying_shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:33 UTC |
Staub ToddEVP & CAO
|
Tax withholdingClass A Common Stock | 51,693 | $15.95 | $824,503.35 |
DisclosureSEC source: 0001739566-22-000025 · wf-form4_164143637442256.xml · nonDerivative · entry 3 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,748 F3 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit and tax-offset right originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:33 UTC |
Staub ToddEVP & CAO
|
Exercise / conversionClass A Common Stock | 123,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001739566-22-000025 · wf-form4_164143637442256.xml · nonDerivative · entry 2 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F2 · price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:32 UTC |
Sponaugle JamesEVP & Chief People Officer
|
Tax withholdingClass A Common Stock | 7,289 | $15.95 | $116,259.55 |
DisclosureSEC source: 0001739566-22-000024 · wf-form4_164143635634904.xml · nonDerivative · entry 1 Sponaugle James · CIK 0001821513 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,059 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020 Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:32 UTC |
Schreiber MarkEVP & Chief Customer Officer
|
Exercise / conversionRestricted Stock Unit and Tax-Offset Right · Derivative | 119,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-22-000023 · wf-form4_164143633978115.xml · derivative · entry 4 Schreiber Mark · CIK 0001821897 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 154,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F2 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F4 · derivative.exercise_date: Subject to the forfeiture conditions set forth in an agreement with the Issuer, the restricted stock units are fully vested at the date of issuance. Vested shares of Class A Common Stock will be delivered to the reporting person no later than 30 days following a distribution event, which occurs upon the earlier of a change in control of Utz Quality Foods, LLC and December 31, 2021. F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. F2 · derivative.underlying_shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:32 UTC |
Schreiber MarkEVP & Chief Customer Officer
|
Tax withholdingClass A Common Stock | 67,500 | $15.95 | $1,076,625.00 |
DisclosureSEC source: 0001739566-22-000023 · wf-form4_164143633978115.xml · nonDerivative · entry 3 Schreiber Mark · CIK 0001821897 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,402 F3 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit and tax-offset right originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:32 UTC |
Schreiber MarkEVP & Chief Customer Officer
|
Exercise / conversionClass A Common Stock | 154,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001739566-22-000023 · wf-form4_164143633978115.xml · nonDerivative · entry 2 Schreiber Mark · CIK 0001821897 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F2 · price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:31 UTC |
Kataria AjayEVP & CFO
|
Exercise / conversionRestricted Stock Unit and Tax-Offset Right · Derivative | 79,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-22-000020 · wf-form4_164143628490687.xml · derivative · entry 3 Kataria Ajay · CIK 0001821334 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 102,930 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F1 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F3 · derivative.exercise_date: Subject to the forfeiture conditions set forth in an agreement with the Issuer, the restricted stock units are fully vested on the date of issuance. Vested shares of Class A Common Stock will be delivered to the reporting person no later than 30 days following a distribution event, which occurs upon the earlier of a change in control of Utz Quality Foods, LLC and December 31, 2021. F4 · derivative.expiration_date: Each restricted unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Plan, and which is accompanied by a tax-offset right. F1 · derivative.underlying_shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:31 UTC |
Kataria AjayEVP & CFO
|
Tax withholdingClass A Common Stock | 51,452 | $15.95 | $820,659.40 |
DisclosureSEC source: 0001739566-22-000020 · wf-form4_164143628490687.xml · nonDerivative · entry 2 Kataria Ajay · CIK 0001821334 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,035 F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit and tax-offset right originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:31 UTC |
Kataria AjayEVP & CFO
|
Exercise / conversionClass A Common Stock | 102,930 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001739566-22-000020 · wf-form4_164143628490687.xml · nonDerivative · entry 1 Kataria Ajay · CIK 0001821334 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F1 · price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:32 UTC |
Lissette DylanDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit and Tax-Offset Right · Derivative | 119,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-22-000022 · wf-form4_164143631970362.xml · derivative · entry 3 Lissette Dylan · CIK 0001821519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 154,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F3 · derivative.exercise_date: Subject to the forfeiture conditions set forth in an agreement with the Issuer, the restricted stock units are fully vested at the date of issuance. Vested shares of Class A Common Stock will be delivered to the reporting person no later than 30 days following a distribution event, which occurs upon the earlier of a change in control of Utz Quality Foods, LLC and December 31, 2021. F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. F1 · derivative.underlying_shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:32 UTC |
Lissette DylanDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 67,540 | $15.95 | $1,077,263.00 |
DisclosureSEC source: 0001739566-22-000022 · wf-form4_164143631970362.xml · nonDerivative · entry 2 Lissette Dylan · CIK 0001821519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,855 F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit and tax-offset right originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:32 UTC |
Lissette DylanDirector · Chief Executive Officer
|
Exercise / conversionClass A Common Stock | 154,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001739566-22-000022 · wf-form4_164143631970362.xml · nonDerivative · entry 1 Lissette Dylan · CIK 0001821519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F1 · price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:31 UTC |
Devore CaryEVP & COO
|
Exercise / conversionRestricted Stock Unit and Tax-Offset Right · Derivative | 119,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-22-000019 · wf-form4_164143626991531.xml · derivative · entry 4 Devore Cary · CIK 0001821383 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 150,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F2 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F4 · derivative.exercise_date: Subject to the forfeiture conditions set forth in an agreement with the Issuer, the restricted stock units are fully vested on the date of issuance. Vested shares of Class A Common Stock will be delivered to the reporting person no later than 30 days following a distribution event, which occurs upon the earlier of a change in control of Utz Quality Foods, LLC and December 31, 2021. F5 · derivative.expiration_date: Each restricted unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. F2 · derivative.underlying_shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:31 UTC |
Devore CaryEVP & COO
|
Tax withholdingClass A Common Stock | 65,194 | $15.95 | $1,039,844.30 |
DisclosureSEC source: 0001739566-22-000019 · wf-form4_164143626991531.xml · nonDerivative · entry 3 Devore Cary · CIK 0001821383 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,578 F3 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit award and a restricted stock unit and tax-offset right originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:31 UTC |
Devore CaryEVP & COO
|
Exercise / conversionClass A Common Stock | 150,081 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001739566-22-000019 · wf-form4_164143626991531.xml · nonDerivative · entry 2 Devore Cary · CIK 0001821383 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F2 · price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:30 UTC |
Aumen Eric JVP & Chief Accounting Officer
|
Tax withholdingClass A Common Stock | 10,232 | $15.95 | $163,200.40 |
DisclosureSEC source: 0001739566-22-000017 · wf-form4_164143623228833.xml · nonDerivative · entry 2 Aumen Eric J · CIK 0001821892 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,606 F2 · price: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020. Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 21:31 UTC |
Chambers ShaneEVP & Chief Growth Officer
|
GrantClass A Common Stock | 464 | $14.36 | $6,660.72 |
DisclosureSEC source: 0001739566-22-000018 · wf-form4_164143625193713.xml · nonDerivative · entry 1 Chambers Shane · CIK 0001869360 · EVP & Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464 F1 · shares: The shares of Issuer's Class A Common Stock were acquired on December 31, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| December 31, 2021 Filed Jan 6, 2022 02:33 UTC |
Staub ToddEVP & CAO
|
GrantClass A Common Stock | 565 | $14.36 | $8,110.58 |
DisclosureSEC source: 0001739566-22-000025 · wf-form4_164143637442256.xml · nonDerivative · entry 1 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,925 F1 · shares: The shares of Issuer's Class A Common Stock were acquired on December 31, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| December 31, 2021 Filed Jan 6, 2022 02:32 UTC |
Schreiber MarkEVP & Chief Customer Officer
|
GrantClass A Common Stock | 303 | $14.36 | $4,349.57 |
DisclosureSEC source: 0001739566-22-000023 · wf-form4_164143633978115.xml · nonDerivative · entry 1 Schreiber Mark · CIK 0001821897 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507 F1 · shares: The shares of Issuer's Class A Common Stock were acquired on December 31, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| December 31, 2021 Filed Jan 6, 2022 02:31 UTC |
Devore CaryEVP & COO
|
GrantClass A Common Stock | 522 | $14.36 | $7,493.31 |
DisclosureSEC source: 0001739566-22-000019 · wf-form4_164143626991531.xml · nonDerivative · entry 1 Devore Cary · CIK 0001821383 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,691 F1 · shares: The shares of Issuer's Class A Common Stock were acquired on December 31, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| December 31, 2021 Filed Jan 6, 2022 02:30 UTC |
Aumen Eric JVP & Chief Accounting Officer
|
GrantClass A Common Stock | 332 | $14.36 | $4,765.86 |
DisclosureSEC source: 0001739566-22-000017 · wf-form4_164143623228833.xml · nonDerivative · entry 1 Aumen Eric J · CIK 0001821892 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,838 F1 · shares: The shares of Issuer's Class A Common Stock were acquired on December 31, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 21:14 UTC |
CC Collier Holdings, LLC10% owner
|
SaleCommon Stock | 18,750 | $16.97 | $318,187.50 |
DisclosureSEC source: 0001104659-21-151336 · tm2135859-2_4seq1.xml · nonDerivative · entry 1 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,148,380 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $17.43. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F3 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
| December 16, 2021 Filed Dec 18, 2021 02:13 UTC |
Chu Chinh10% owner
|
SaleCommon Stock | 18,750 | $16.97 | $318,187.50 |
DisclosureSEC source: 0001104659-21-151335 · tm2135859-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,148,380 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $17.43. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F3 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 23:30 UTC |
Giordano Jason KDirector
|
SaleClass A Common Stock | 9,375 | $16.97 | $159,080.63 |
DisclosureSEC source: 0001739566-21-000208 · wf-form4_164004300759156.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,438,504 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.55 to $17.43. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 17:32 UTC |
CC Collier Holdings, LLC10% owner
|
SaleCommon Stock | 11,053 | $16.21 | $179,169.13 |
DisclosureSEC source: 0001104659-21-149615 · tm2135449d1_4.xml · nonDerivative · entry 1 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,167,130 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.30. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F3 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 22:34 UTC |
Chu Chinh10% owner
|
SaleCommon Stock | 11,053 | $16.21 | $179,169.13 |
DisclosureSEC source: 0001104659-21-149618 · tm2135449d2_4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,167,130 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.30. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F3 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 16, 2021 01:45 UTC |
Giordano Jason KDirector
|
SaleClass A Common Stock | 5,526 | $16.21 | $89,580.88 |
DisclosureSEC source: 0001739566-21-000205 · wf-form4_163961908544519.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,447,879 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 21:11 UTC |
CC Collier Holdings, LLC10% owner
|
SaleCommon Stock | 1,060 | $16.04 | $17,002.40 |
DisclosureSEC source: 0001104659-21-148775 · tm2135204d1_4.xml · nonDerivative · entry 2 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,178,183 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.12. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F4 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.