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UTZ

Utz Brands, Inc.

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4492
SEC CIK
0001739566
Parsed reports
350

Last 12 months

Inside the activity.

16 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025140
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2022 Filed Mar 9, 2022 01:18 UTC
Shea Theresa RobbinsEVP and General Counsel
PurchaseClass A Common Stock 1,100 $13.63 $14,993.00
Disclosure

SEC source: 0001739566-22-000104 · wf-form4_164678868997026.xml · nonDerivative · entry 1

Shea Theresa Robbins · CIK 0001871546 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,735

F1 · balance_after: Includes 4,635 shares of the Issuer's Class A Common Stock that are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The restricted stock units vest under the following schedule: 50% of the shares of Class A Common Stock subject to the restricted units vest on December 31, 2022 and 50% of the shares of Class A Common Stock subject to the restricted stock units vest on December 31, 2023 for so long as the participant remains in Continuous Service (as defined in the Plan) to the Company and subject to certain conditions detailed in the Plan.

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March 07, 2022 Filed Mar 9, 2022 01:18 UTC
Schreiber MarkEVP & Chief Customer Officer
PurchaseClass A Common Stock 700 $13.80 $9,660.00
Disclosure

SEC source: 0001739566-22-000103 · wf-form4_164678867010233.xml · nonDerivative · entry 1

Schreiber Mark · CIK 0001821897 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 700

F1 · ownership.nature: The shares are held in a trust for the benefit of the reporting person and his spouse. The reporting person and their spouse are trustees of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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March 07, 2022 Filed Mar 9, 2022 01:17 UTC
Lissette DylanDirector · Chief Executive Officer
PurchaseClass A Common Stock 7,374 $13.77 $101,539.98
Disclosure

SEC source: 0001739566-22-000102 · wf-form4_164678865002677.xml · nonDerivative · entry 1

Lissette Dylan · CIK 0001821519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,229

Read SEC document
March 07, 2022 Filed Mar 9, 2022 01:17 UTC
Kataria AjayEVP & CFO
PurchaseClass A Common Stock 7,000 $13.79 $96,527.20
Disclosure

SEC source: 0001739566-22-000101 · wf-form4_164678863057194.xml · nonDerivative · entry 1

Kataria Ajay · CIK 0001821334 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,035

Read SEC document
March 07, 2022 Filed Mar 9, 2022 01:16 UTC
Devore CaryEVP & COO
PurchaseClass A Common Stock 7,225 $13.83 $99,895.74
Disclosure

SEC source: 0001739566-22-000099 · wf-form4_164678858669370.xml · nonDerivative · entry 1

Devore Cary · CIK 0001821383 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,573

Read SEC document
January 31, 2022 Filed Feb 2, 2022 00:46 UTC GrantClass A Common Stock 2,574 $0.00 $0.00
Disclosure

SEC source: 0001739566-22-000068 · wf-form4_164376279845696.xml · nonDerivative · entry 1

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,441,078

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"), made pursuant to Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 00:46 UTC GrantClass A Common Stock 2,574 $0.00 $0.00
Disclosure

SEC source: 0001739566-22-000066 · wf-form4_164376275990324.xml · nonDerivative · entry 3

DEROMEDI ROGER K · CIK 0001189715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,574

F4 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"), made pursuant to Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 00:49 UTC GrantClass A Common Stock 2,574 $0.00 $0.00
Disclosure

SEC source: 0001739566-22-000074 · wf-form4_164376292701427.xml · nonDerivative · entry 1

Stewart Pamela J · CIK 0001904321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,574

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"), made pursuant to Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 00:46 UTC
Devore CaryEVP & COO
GrantClass A Common Stock 166,770 $0.00 $0.00
Disclosure

SEC source: 0001739566-22-000067 · wf-form4_164376277915968.xml · nonDerivative · entry 1

Devore Cary · CIK 0001821383 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,348

F1 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 50% of the shares subject to the restricted stock units vest on December 31, 2022, and the remaining 50% of the shares subject to the restricted stock units vest on December 31, 2023, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

F2 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"), made pursuant to Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · price: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"), made pursuant to Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 00:45 UTC
Aumen Eric JSVP & Chief Accounting Officer
GrantClass A Common Stock 3,405 $0.00 $0.00
Disclosure

SEC source: 0001739566-22-000064 · wf-form4_164376271754783.xml · nonDerivative · entry 1

Aumen Eric J · CIK 0001821892 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,011

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"), made pursuant to Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on December 31, 2024, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:45 UTC
Chambers ShaneEVP & Chief Growth Officer
GrantStock Option (Right to Buy) · Derivative 29,880 $0.00 Strike: $15.51 $0.00
Disclosure

SEC source: 0001739566-22-000065 · wf-form4_164376273562755.xml · derivative · entry 1

Chambers Shane · CIK 0001869360 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,880

Underlying: Class A Common Stock · 29,880 shares

Expires not disclosed

F1 · shares: Represents stock options granted pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan (the "Plan").

F2 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable on December 31, 2024, subject to the reporting person's continuous employment through such dates and subject to certain conditions as detailed in the Plan.

F3 · derivative.expiration_date: The shares subject to stock option expire January 28, 2032.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:48 UTC
Sponaugle JamesEVP & Chief People Officer
GrantStock Option (Right to Buy) · Derivative 23,625 $0.00 Strike: $15.51 $0.00
Disclosure

SEC source: 0001739566-22-000073 · wf-form4_164376290798096.xml · derivative · entry 1

Sponaugle James · CIK 0001821513 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,625

Underlying: Class A Common Stock · 23,625 shares

Expires not disclosed

F1 · shares: Represents stock options granted pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan (the "Plan").

F2 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable on December 31, 2024, subject to the reporting person's continuous employment through such dates and subject to certain conditions as detailed in the Plan.

F3 · derivative.expiration_date: The shares subject to stock option expire January 28, 2032.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:48 UTC
Shea Theresa RobbinsEVP and General Counsel
GrantStock Option (Right to Buy) · Derivative 30,228 $0.00 Strike: $15.51 $0.00
Disclosure

SEC source: 0001739566-22-000072 · wf-form4_164376288000990.xml · derivative · entry 1

Shea Theresa Robbins · CIK 0001871546 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,228

Underlying: Class A Common Stock · 30,228 shares

Expires not disclosed

F1 · shares: Represents stock options granted pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan (the "Plan").

F2 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable on December 31, 2024, subject to the reporting person's continuous employment through such dates and subject to certain conditions as detailed in the Plan.

F3 · derivative.expiration_date: The shares subject to stock option expire January 28, 2032.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:47 UTC
Schreiber MarkEVP & Chief Customer Officer
GrantStock Option (Right to Buy) · Derivative 31,269 $0.00 Strike: $15.51 $0.00
Disclosure

SEC source: 0001739566-22-000071 · wf-form4_164376285929899.xml · derivative · entry 1

Schreiber Mark · CIK 0001821897 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,269

Underlying: Class A Common Stock · 31,269 shares

Expires not disclosed

F1 · shares: Represents stock options granted pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan (the "Plan").

F2 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable on December 31, 2024, subject to the reporting person's continuous employment through such dates and subject to certain conditions as detailed in the Plan.

F3 · derivative.expiration_date: The shares subject to stock option expire January 28, 2032.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:47 UTC
Lissette DylanDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 149,166 $0.00 Strike: $15.51 $0.00
Disclosure

SEC source: 0001739566-22-000070 · wf-form4_164376284039903.xml · derivative · entry 1

Lissette Dylan · CIK 0001821519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,166

Underlying: Class A Common Stock · 149,166 shares

Expires not disclosed

F1 · shares: Represents stock options granted pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan (the "Plan").

F2 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable on December 31, 2024, subject to the reporting person's continuous employment through such dates and subject to certain conditions as detailed in the Plan.

F3 · derivative.expiration_date: The shares subject to stock option expire January 28, 2032.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:47 UTC
Kataria AjayEVP & CFO
GrantStock Option (Right to Buy) · Derivative 44,010 $0.00 Strike: $15.51 $0.00
Disclosure

SEC source: 0001739566-22-000069 · wf-form4_164376282256602.xml · derivative · entry 1

Kataria Ajay · CIK 0001821334 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,010

Underlying: Class A Common Stock · 44,010 shares

Expires not disclosed

F1 · shares: Represents stock options granted pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan (the "Plan").

F2 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable on December 31, 2024, subject to the reporting person's continuous employment through such dates and subject to certain conditions as detailed in the Plan.

F3 · derivative.expiration_date: The shares subject to stock option expire January 28, 2032.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:46 UTC
Devore CaryEVP & COO
GrantStock Option (Right to Buy) · Derivative 61,959 $0.00 Strike: $15.51 $0.00
Disclosure

SEC source: 0001739566-22-000067 · wf-form4_164376277915968.xml · derivative · entry 2

Devore Cary · CIK 0001821383 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,959

Underlying: Class A Common Stock · 61,959 shares

Expires not disclosed

F3 · shares: Represents stock options granted pursuant to the Plan.

F4 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable on December 31, 2024, subject to the reporting person's continuous employment through such dates and subject to certain conditions as detailed in the Plan.

F5 · derivative.expiration_date: The shares subject to stock option expire January 28, 2032.

Read SEC document
January 28, 2022 Filed Dec 20, 2022 01:23 UTC Amendment
Lissette DylanDirector · CEO
GrantStock Option (Right to Buy) · Derivative 186,459 $0.00 Strike: $15.51 $0.00
Disclosure

SEC source: 0001739566-22-000257 · wf-form4a_167149938489458.xml · derivative · entry 1

Lissette Dylan · CIK 0001821519 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,459

Underlying: Class A Common Stock · 186,459 shares

Expires not disclosed

F1 · shares: Represents stock options granted pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan (the "Plan").

F2 · shares: On February 1, 2022, the reporting person filed a Form 4 which inadvertently reported that the number of options and shares of Class A Common Stock subject to such options was 149,166, when in fact, as reported in this amendment, the amount was 186,459.

F3 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable on December 31, 2024, subject to the reporting person's continuous service through such dates and subject to certain conditions as detailed in the Plan.

F4 · derivative.expiration_date: The shares subject to stock option expire January 28, 2032.

F2 · derivative.underlying_shares: On February 1, 2022, the reporting person filed a Form 4 which inadvertently reported that the number of options and shares of Class A Common Stock subject to such options was 149,166, when in fact, as reported in this amendment, the amount was 186,459.

F2 · balance_after: On February 1, 2022, the reporting person filed a Form 4 which inadvertently reported that the number of options and shares of Class A Common Stock subject to such options was 149,166, when in fact, as reported in this amendment, the amount was 186,459.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:31 UTC
Lawrence Thomas AEVP/Chief Supply Chain Officer
Exercise / conversionRestricted Stock Unit and Tax-Offset Right · Derivative 119,454 $0.00 $0.00
Disclosure

SEC source: 0001739566-22-000021 · wf-form4_164143630302345.xml · derivative · entry 3

Lawrence Thomas A · CIK 0001821888 · EVP/Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 155,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F1 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F3 · derivative.exercise_date: Subject to the forfeiture conditions set forth in an agreement with the Issuer, the restricted stock units are fully vested on the date of issuance. Vested shares of Class A Common Stock will be delivered to the reporting person no later than 30 days following a distribution event, which occurs upon the earlier of a change in control of Utz Quality Foods, LLC and December 31, 2021.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right.

F1 · derivative.underlying_shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:31 UTC
Lawrence Thomas AEVP/Chief Supply Chain Officer
Tax withholdingClass A Common Stock 68,888 $15.95 $1,098,763.60
Disclosure

SEC source: 0001739566-22-000021 · wf-form4_164143630302345.xml · nonDerivative · entry 2

Lawrence Thomas A · CIK 0001821888 · EVP/Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,884

F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit and tax-offset right originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:31 UTC
Lawrence Thomas AEVP/Chief Supply Chain Officer
Exercise / conversionClass A Common Stock 155,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001739566-22-000021 · wf-form4_164143630302345.xml · nonDerivative · entry 1

Lawrence Thomas A · CIK 0001821888 · EVP/Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F1 · price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:33 UTC
Staub ToddEVP & CAO
Exercise / conversionRestricted Stock Unit and Tax-Offset Right · Derivative 95,563 $0.00 $0.00
Disclosure

SEC source: 0001739566-22-000025 · wf-form4_164143637442256.xml · derivative · entry 5

Staub Todd · CIK 0001821485 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 123,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F2 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F4 · derivative.exercise_date: Subject to the forfeiture conditions set forth in an agreement with the Issuer, the restricted stock units are fully vested at the date of issuance. Vested shares of Class A Common Stock will be delivered to the reporting person no later than 30 days following a distribution event, which occurs upon the earlier of a change in control of Utz Quality Foods, LLC and December 31, 2021.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right.

F2 · derivative.underlying_shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:33 UTC
Staub ToddEVP & CAO
Tax withholdingClass A Common Stock 51,693 $15.95 $824,503.35
Disclosure

SEC source: 0001739566-22-000025 · wf-form4_164143637442256.xml · nonDerivative · entry 3

Staub Todd · CIK 0001821485 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,748

F3 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit and tax-offset right originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:33 UTC
Staub ToddEVP & CAO
Exercise / conversionClass A Common Stock 123,516 Not disclosed Not disclosed
Disclosure

SEC source: 0001739566-22-000025 · wf-form4_164143637442256.xml · nonDerivative · entry 2

Staub Todd · CIK 0001821485 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F2 · price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

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January 03, 2022 Filed Jan 6, 2022 02:32 UTC
Sponaugle JamesEVP & Chief People Officer
Tax withholdingClass A Common Stock 7,289 $15.95 $116,259.55
Disclosure

SEC source: 0001739566-22-000024 · wf-form4_164143635634904.xml · nonDerivative · entry 1

Sponaugle James · CIK 0001821513 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,059

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:32 UTC
Schreiber MarkEVP & Chief Customer Officer
Exercise / conversionRestricted Stock Unit and Tax-Offset Right · Derivative 119,454 $0.00 $0.00
Disclosure

SEC source: 0001739566-22-000023 · wf-form4_164143633978115.xml · derivative · entry 4

Schreiber Mark · CIK 0001821897 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 154,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F2 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F4 · derivative.exercise_date: Subject to the forfeiture conditions set forth in an agreement with the Issuer, the restricted stock units are fully vested at the date of issuance. Vested shares of Class A Common Stock will be delivered to the reporting person no later than 30 days following a distribution event, which occurs upon the earlier of a change in control of Utz Quality Foods, LLC and December 31, 2021.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right.

F2 · derivative.underlying_shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:32 UTC
Schreiber MarkEVP & Chief Customer Officer
Tax withholdingClass A Common Stock 67,500 $15.95 $1,076,625.00
Disclosure

SEC source: 0001739566-22-000023 · wf-form4_164143633978115.xml · nonDerivative · entry 3

Schreiber Mark · CIK 0001821897 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,402

F3 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit and tax-offset right originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:32 UTC
Schreiber MarkEVP & Chief Customer Officer
Exercise / conversionClass A Common Stock 154,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001739566-22-000023 · wf-form4_164143633978115.xml · nonDerivative · entry 2

Schreiber Mark · CIK 0001821897 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F2 · price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:31 UTC
Kataria AjayEVP & CFO
Exercise / conversionRestricted Stock Unit and Tax-Offset Right · Derivative 79,636 $0.00 $0.00
Disclosure

SEC source: 0001739566-22-000020 · wf-form4_164143628490687.xml · derivative · entry 3

Kataria Ajay · CIK 0001821334 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 102,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F1 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F3 · derivative.exercise_date: Subject to the forfeiture conditions set forth in an agreement with the Issuer, the restricted stock units are fully vested on the date of issuance. Vested shares of Class A Common Stock will be delivered to the reporting person no later than 30 days following a distribution event, which occurs upon the earlier of a change in control of Utz Quality Foods, LLC and December 31, 2021.

F4 · derivative.expiration_date: Each restricted unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Plan, and which is accompanied by a tax-offset right.

F1 · derivative.underlying_shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:31 UTC
Kataria AjayEVP & CFO
Tax withholdingClass A Common Stock 51,452 $15.95 $820,659.40
Disclosure

SEC source: 0001739566-22-000020 · wf-form4_164143628490687.xml · nonDerivative · entry 2

Kataria Ajay · CIK 0001821334 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,035

F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit and tax-offset right originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:31 UTC
Kataria AjayEVP & CFO
Exercise / conversionClass A Common Stock 102,930 Not disclosed Not disclosed
Disclosure

SEC source: 0001739566-22-000020 · wf-form4_164143628490687.xml · nonDerivative · entry 1

Kataria Ajay · CIK 0001821334 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F1 · price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:32 UTC
Lissette DylanDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit and Tax-Offset Right · Derivative 119,454 $0.00 $0.00
Disclosure

SEC source: 0001739566-22-000022 · wf-form4_164143631970362.xml · derivative · entry 3

Lissette Dylan · CIK 0001821519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 154,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F3 · derivative.exercise_date: Subject to the forfeiture conditions set forth in an agreement with the Issuer, the restricted stock units are fully vested at the date of issuance. Vested shares of Class A Common Stock will be delivered to the reporting person no later than 30 days following a distribution event, which occurs upon the earlier of a change in control of Utz Quality Foods, LLC and December 31, 2021.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right.

F1 · derivative.underlying_shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:32 UTC
Lissette DylanDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 67,540 $15.95 $1,077,263.00
Disclosure

SEC source: 0001739566-22-000022 · wf-form4_164143631970362.xml · nonDerivative · entry 2

Lissette Dylan · CIK 0001821519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,855

F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit and tax-offset right originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:32 UTC
Lissette DylanDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 154,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001739566-22-000022 · wf-form4_164143631970362.xml · nonDerivative · entry 1

Lissette Dylan · CIK 0001821519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F1 · price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:31 UTC
Devore CaryEVP & COO
Exercise / conversionRestricted Stock Unit and Tax-Offset Right · Derivative 119,454 $0.00 $0.00
Disclosure

SEC source: 0001739566-22-000019 · wf-form4_164143626991531.xml · derivative · entry 4

Devore Cary · CIK 0001821383 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 150,081 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F2 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F4 · derivative.exercise_date: Subject to the forfeiture conditions set forth in an agreement with the Issuer, the restricted stock units are fully vested on the date of issuance. Vested shares of Class A Common Stock will be delivered to the reporting person no later than 30 days following a distribution event, which occurs upon the earlier of a change in control of Utz Quality Foods, LLC and December 31, 2021.

F5 · derivative.expiration_date: Each restricted unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right.

F2 · derivative.underlying_shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:31 UTC
Devore CaryEVP & COO
Tax withholdingClass A Common Stock 65,194 $15.95 $1,039,844.30
Disclosure

SEC source: 0001739566-22-000019 · wf-form4_164143626991531.xml · nonDerivative · entry 3

Devore Cary · CIK 0001821383 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,578

F3 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit award and a restricted stock unit and tax-offset right originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:31 UTC
Devore CaryEVP & COO
Exercise / conversionClass A Common Stock 150,081 Not disclosed Not disclosed
Disclosure

SEC source: 0001739566-22-000019 · wf-form4_164143626991531.xml · nonDerivative · entry 2

Devore Cary · CIK 0001821383 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

F2 · price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 02:30 UTC
Aumen Eric JVP & Chief Accounting Officer
Tax withholdingClass A Common Stock 10,232 $15.95 $163,200.40
Disclosure

SEC source: 0001739566-22-000017 · wf-form4_164143623228833.xml · nonDerivative · entry 2

Aumen Eric J · CIK 0001821892 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,606

F2 · price: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020.

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December 31, 2021 Filed Jan 5, 2022 21:31 UTC
Chambers ShaneEVP & Chief Growth Officer
GrantClass A Common Stock 464 $14.36 $6,660.72
Disclosure

SEC source: 0001739566-22-000018 · wf-form4_164143625193713.xml · nonDerivative · entry 1

Chambers Shane · CIK 0001869360 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464

F1 · shares: The shares of Issuer's Class A Common Stock were acquired on December 31, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d).

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December 31, 2021 Filed Jan 6, 2022 02:33 UTC
Staub ToddEVP & CAO
GrantClass A Common Stock 565 $14.36 $8,110.58
Disclosure

SEC source: 0001739566-22-000025 · wf-form4_164143637442256.xml · nonDerivative · entry 1

Staub Todd · CIK 0001821485 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,925

F1 · shares: The shares of Issuer's Class A Common Stock were acquired on December 31, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d).

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December 31, 2021 Filed Jan 6, 2022 02:32 UTC
Schreiber MarkEVP & Chief Customer Officer
GrantClass A Common Stock 303 $14.36 $4,349.57
Disclosure

SEC source: 0001739566-22-000023 · wf-form4_164143633978115.xml · nonDerivative · entry 1

Schreiber Mark · CIK 0001821897 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507

F1 · shares: The shares of Issuer's Class A Common Stock were acquired on December 31, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d).

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December 31, 2021 Filed Jan 6, 2022 02:31 UTC
Devore CaryEVP & COO
GrantClass A Common Stock 522 $14.36 $7,493.31
Disclosure

SEC source: 0001739566-22-000019 · wf-form4_164143626991531.xml · nonDerivative · entry 1

Devore Cary · CIK 0001821383 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,691

F1 · shares: The shares of Issuer's Class A Common Stock were acquired on December 31, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d).

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December 31, 2021 Filed Jan 6, 2022 02:30 UTC
Aumen Eric JVP & Chief Accounting Officer
GrantClass A Common Stock 332 $14.36 $4,765.86
Disclosure

SEC source: 0001739566-22-000017 · wf-form4_164143623228833.xml · nonDerivative · entry 1

Aumen Eric J · CIK 0001821892 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,838

F1 · shares: The shares of Issuer's Class A Common Stock were acquired on December 31, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d).

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December 16, 2021 Filed Dec 17, 2021 21:14 UTC SaleCommon Stock 18,750 $16.97 $318,187.50
Disclosure

SEC source: 0001104659-21-151336 · tm2135859-2_4seq1.xml · nonDerivative · entry 1

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,148,380

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $17.43. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

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December 16, 2021 Filed Dec 18, 2021 02:13 UTC
Chu Chinh10% owner
SaleCommon Stock 18,750 $16.97 $318,187.50
Disclosure

SEC source: 0001104659-21-151335 · tm2135859-1_4seq1.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,148,380

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $17.43. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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December 16, 2021 Filed Dec 20, 2021 23:30 UTC SaleClass A Common Stock 9,375 $16.97 $159,080.63
Disclosure

SEC source: 0001739566-21-000208 · wf-form4_164004300759156.xml · nonDerivative · entry 1

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,438,504

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021.

F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.55 to $17.43. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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December 13, 2021 Filed Dec 14, 2021 17:32 UTC SaleCommon Stock 11,053 $16.21 $179,169.13
Disclosure

SEC source: 0001104659-21-149615 · tm2135449d1_4.xml · nonDerivative · entry 1

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167,130

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.30. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

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December 13, 2021 Filed Dec 14, 2021 22:34 UTC
Chu Chinh10% owner
SaleCommon Stock 11,053 $16.21 $179,169.13
Disclosure

SEC source: 0001104659-21-149618 · tm2135449d2_4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,167,130

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.30. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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December 13, 2021 Filed Dec 16, 2021 01:45 UTC SaleClass A Common Stock 5,526 $16.21 $89,580.88
Disclosure

SEC source: 0001739566-21-000205 · wf-form4_163961908544519.xml · nonDerivative · entry 1

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,447,879

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021.

F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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December 09, 2021 Filed Dec 10, 2021 21:11 UTC SaleCommon Stock 1,060 $16.04 $17,002.40
Disclosure

SEC source: 0001104659-21-148775 · tm2135204d1_4.xml · nonDerivative · entry 2

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,178,183

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.12. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.