Last 12 months
Inside the activity.
16 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 14 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2021 Filed Dec 10, 2021 21:36 UTC |
Giordano Jason KDirector
|
SaleClass A Common Stock | 530 | $16.04 | $8,499.61 |
DisclosureSEC source: 0001739566-21-000202 · wf-form4_163917214393621.xml · nonDerivative · entry 2 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,453,405 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F3 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.12. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2021 Filed Dec 11, 2021 02:11 UTC |
Chu Chinh10% owner
|
SaleCommon Stock | 1,060 | $16.04 | $17,002.40 |
DisclosureSEC source: 0001104659-21-148776 · tm2135204d2_4.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,178,183 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.12. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:11 UTC |
CC Collier Holdings, LLC10% owner
|
SaleCommon Stock | 6,637 | $16.00 | $106,192.00 |
DisclosureSEC source: 0001104659-21-148775 · tm2135204d1_4.xml · nonDerivative · entry 1 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,179,243 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.05. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F4 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:36 UTC |
Giordano Jason KDirector
|
SaleClass A Common Stock | 3,319 | $16.00 | $53,114.29 |
DisclosureSEC source: 0001739566-21-000202 · wf-form4_163917214393621.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,453,935 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2021 Filed Dec 11, 2021 02:11 UTC |
Chu Chinh10% owner
|
SaleCommon Stock | 6,637 | $16.00 | $106,192.00 |
DisclosureSEC source: 0001104659-21-148776 · tm2135204d2_4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,179,243 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.05. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:36 UTC |
Staub ToddEVP & CAO
|
GrantClass A Common Stock | 200 | $14.44 | $2,888.00 |
DisclosureSEC source: 0001739566-21-000189 · wf-form4_163858534803556.xml · nonDerivative · entry 2 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 200 Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:36 UTC |
Staub ToddEVP & CAO
|
PurchaseClass A Common Stock | 2,000 | $14.23 | $28,468.00 |
DisclosureSEC source: 0001739566-21-000189 · wf-form4_163858534803556.xml · nonDerivative · entry 1 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,360 F1 · price: The price reported in this box in Column 4 is a weighted average price. These shares were purchased in transactions at prices of $14.05 and $14.4173. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in footnote (1). Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:35 UTC |
Brown TimothyDirector
|
PurchaseClass A Common Stock | 5,000 | $14.39 | $71,961.00 |
DisclosureSEC source: 0001739566-21-000188 · wf-form4_163858528824134.xml · nonDerivative · entry 1 Brown Timothy · CIK 0001821476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,095 F1 · price: Includes 4,392 shares of the Issuer's Class A Common Stock that are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Issuer through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 23:10 UTC |
Giordano Jason KDirector
|
SaleClass A Common Stock | 37,500 | $16.37 | $613,702.50 |
DisclosureSEC source: 0001739566-21-000185 · wf-form4_163719060518183.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,457,254 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.92. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 10:10 UTC |
CC Collier Holdings, LLC10% owner
|
SaleCommon Stock | 56,250 | $16.36 | $920,250.00 |
DisclosureSEC source: 0001104659-21-140970 · tm2133333-1_4seq1.xml · nonDerivative · entry 1 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,185,880 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.92. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F3 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 15:12 UTC |
Chu Chinh10% owner
|
SaleCommon Stock | 56,250 | $16.36 | $920,250.00 |
DisclosureSEC source: 0001104659-21-140972 · tm2133333-2_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,185,880 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.92. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F3 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 22:09 UTC |
Giordano Jason KDirector
|
SaleClass A Common Stock | 680 | $18.01 | $12,245.58 |
DisclosureSEC source: 0001739566-21-000183 · wf-form4_163701414497926.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,494,754 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $18.00 to $18.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 06:22 UTC |
CC Collier Holdings, LLC10% owner
|
SaleCommon Stock | 1,020 | $18.00 | $18,360.00 |
DisclosureSEC source: 0001104659-21-139605 · tm2133028-1_4.xml · nonDerivative · entry 2 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,242,130 F2 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18 to $18.01. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F4 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 11:27 UTC |
Chu Chinh10% owner
|
SaleCommon Stock | 1,020 | $18.00 | $18,360.00 |
DisclosureSEC source: 0001104659-21-139614 · tm2133028-2_4.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,242,130 F2 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18 to $18.01. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F4 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| November 08, 2021 Filed Feb 2, 2022 00:46 UTC |
DEROMEDI ROGER KDirector
|
GiftClass A Common Stock | 950,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-22-000066 · wf-form4_164376275990324.xml · nonDerivative · entry 2 DEROMEDI ROGER K · CIK 0001189715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 950,000 F1 · kind: This transaction involved a gift of securities by the Roger K. Deromedi Revocable Trust 2/11/2000 Amended and Restated 11/9/2011 (the "Revocable Trust") to the Roger K. Deromedi Irrevocable Grantor Retained Annuity Trust dated 11/01/2021 (the "Grantor Annuity Trust"). F3 · ownership.nature: The securities are held by the Grantor Annuity Trust. The reporting Person holds voting and dispositive power over the Grantor Annuity Trust. Read SEC document |
| November 08, 2021 Filed Feb 2, 2022 00:46 UTC |
DEROMEDI ROGER KDirector
|
GiftClass A Common Stock | 950,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-22-000066 · wf-form4_164376275990324.xml · nonDerivative · entry 1 DEROMEDI ROGER K · CIK 0001189715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,293,666 F1 · kind: This transaction involved a gift of securities by the Roger K. Deromedi Revocable Trust 2/11/2000 Amended and Restated 11/9/2011 (the "Revocable Trust") to the Roger K. Deromedi Irrevocable Grantor Retained Annuity Trust dated 11/01/2021 (the "Grantor Annuity Trust"). F2 · ownership.nature: The securities are held by the Revocable Trust. The Reporting Person holds voting and dispositive power over the Revocable Trust. Read SEC document |
| November 03, 2021 Filed Nov 3, 2021 21:47 UTC |
CC Collier Holdings, LLC10% owner
|
SaleCommon Stock | 26,487 | $16.02 | $424,321.74 |
DisclosureSEC source: 0001104659-21-133921 · tm2131902-1_4seq1.xml · nonDerivative · entry 3 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,011,150 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.15. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F5 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 01:34 UTC |
Giordano Jason KDirector
|
SaleClass A Common Stock | 17,659 | $16.02 | $282,969.58 |
DisclosureSEC source: 0001739566-21-000172 · wf-form4_163598964964198.xml · nonDerivative · entry 3 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,495,434 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F5 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.15. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 01:48 UTC |
Chu Chinh10% owner
|
SaleCommon Stock | 26,487 | $16.02 | $424,321.74 |
DisclosureSEC source: 0001104659-21-133922 · tm2131902-2_4seq1.xml · nonDerivative · entry 3 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,011,150 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.15. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 21:47 UTC |
CC Collier Holdings, LLC10% owner
|
SaleCommon Stock | 6,300 | $16.00 | $100,800.00 |
DisclosureSEC source: 0001104659-21-133921 · tm2131902-1_4seq1.xml · nonDerivative · entry 2 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,037,637 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.07. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F5 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 01:34 UTC |
Giordano Jason KDirector
|
SaleClass A Common Stock | 4,200 | $16.01 | $67,227.30 |
DisclosureSEC source: 0001739566-21-000172 · wf-form4_163598964964198.xml · nonDerivative · entry 2 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,513,093 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F4 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 01:48 UTC |
Chu Chinh10% owner
|
SaleCommon Stock | 6,300 | $16.00 | $100,800.00 |
DisclosureSEC source: 0001104659-21-133922 · tm2131902-2_4seq1.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,037,637 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.07. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:47 UTC |
CC Collier Holdings, LLC10% owner
|
SaleCommon Stock | 74,160 | $16.08 | $1,192,492.80 |
DisclosureSEC source: 0001104659-21-133921 · tm2131902-1_4seq1.xml · nonDerivative · entry 1 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,043,937 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.25. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F5 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
| November 01, 2021 Filed Nov 4, 2021 01:34 UTC |
Giordano Jason KDirector
|
SaleClass A Common Stock | 49,440 | $16.08 | $795,054.53 |
DisclosureSEC source: 0001739566-21-000172 · wf-form4_163598964964198.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,517,293 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.255. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| November 01, 2021 Filed Nov 4, 2021 01:48 UTC |
Chu Chinh10% owner
|
SaleCommon Stock | 74,160 | $16.08 | $1,192,492.80 |
DisclosureSEC source: 0001104659-21-133922 · tm2131902-2_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,043,937 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.25. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 21:01 UTC |
Giordano Jason KDirector
|
SaleClass A Common Stock | 6,219 | $16.03 | $99,683.11 |
DisclosureSEC source: 0001739566-21-000169 · wf-form4_163493648165398.xml · nonDerivative · entry 2 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,566,733 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F4 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.12. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 21:47 UTC |
CC Collier Holdings, LLC10% owner
|
SaleCommon Stock | 9,328 | $16.03 | $149,527.84 |
DisclosureSEC source: 0001104659-21-129669 · tm2131047-1_4seq1.xml · nonDerivative · entry 1 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,118,097 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.12. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F3 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
| October 21, 2021 Filed Oct 26, 2021 01:48 UTC |
Chu Chinh10% owner
|
SaleCommon Stock | 9,328 | $16.03 | $149,527.84 |
DisclosureSEC source: 0001104659-21-129670 · tm2131047-2_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,118,097 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.12. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F3 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F3 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| October 20, 2021 Filed Oct 20, 2021 21:12 UTC |
CC Collier Holdings, LLC10% owner
|
SaleCommon Stock | 21,566 | $16.10 | $347,212.60 |
DisclosureSEC source: 0001104659-21-128204 · tm2130721d1_4.xml · nonDerivative · entry 3 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,127,425 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.27. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F5 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 01:13 UTC |
Chu Chinh10% owner
|
SaleCommon Stock | 21,566 | $16.10 | $347,212.60 |
DisclosureSEC source: 0001104659-21-128205 · tm2130721d2_4.xml · nonDerivative · entry 3 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,127,425 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.27. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:01 UTC |
Giordano Jason KDirector
|
SaleClass A Common Stock | 14,377 | $16.10 | $231,511.39 |
DisclosureSEC source: 0001739566-21-000169 · wf-form4_163493648165398.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,572,952 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 21:12 UTC |
CC Collier Holdings, LLC10% owner
|
SaleCommon Stock | 24,840 | $16.01 | $397,688.40 |
DisclosureSEC source: 0001104659-21-128204 · tm2130721d1_4.xml · nonDerivative · entry 2 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,148,991 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.07. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F5 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 21:16 UTC |
Giordano Jason KDirector
|
SaleClass A Common Stock | 16,560 | $16.01 | $265,186.87 |
DisclosureSEC source: 0001739566-21-000166 · wf-form4_163476453829440.xml · nonDerivative · entry 2 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,587,329 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F4 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 01:13 UTC |
Chu Chinh10% owner
|
SaleCommon Stock | 24,840 | $16.01 | $397,688.40 |
DisclosureSEC source: 0001104659-21-128205 · tm2130721d2_4.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,148,991 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.07. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 21:12 UTC |
CC Collier Holdings, LLC10% owner
|
SaleCommon Stock | 6,069 | $16.03 | $97,286.07 |
DisclosureSEC source: 0001104659-21-128204 · tm2130721d1_4.xml · nonDerivative · entry 1 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,173,831 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.08. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F5 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 21:16 UTC |
Giordano Jason KDirector
|
SaleClass A Common Stock | 4,045 | $16.03 | $64,856.72 |
DisclosureSEC source: 0001739566-21-000166 · wf-form4_163476453829440.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,603,889 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| October 18, 2021 Filed Oct 21, 2021 01:13 UTC |
Chu Chinh10% owner
|
SaleCommon Stock | 6,069 | $16.03 | $97,286.07 |
DisclosureSEC source: 0001104659-21-128205 · tm2130721d2_4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,173,831 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.08. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2021 Filed Oct 5, 2021 20:15 UTC |
CC Collier Holdings, LLC10% owner
|
SaleCommon Stock | 6,083 | $16.13 | $98,118.79 |
DisclosureSEC source: 0001104659-21-123339 · tm2129357d2_4.xml · nonDerivative · entry 2 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,179,900 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.46. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F4 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
| October 04, 2021 Filed Oct 5, 2021 20:49 UTC |
Giordano Jason KDirector
|
SaleClass A Common Stock | 4,056 | $16.13 | $65,436.66 |
DisclosureSEC source: 0001739566-21-000163 · wf-form4_163346696607655.xml · nonDerivative · entry 2 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,607,934 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F4 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.46. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 00:15 UTC |
Chu Chinh10% owner
|
SaleCommon Stock | 6,083 | $16.13 | $98,118.79 |
DisclosureSEC source: 0001104659-21-123338 · tm2129357d1_4.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,179,900 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.46. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F4 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:15 UTC |
CC Collier Holdings, LLC10% owner
|
SaleCommon Stock | 106,417 | $16.67 | $1,773,971.39 |
DisclosureSEC source: 0001104659-21-123339 · tm2129357d2_4.xml · nonDerivative · entry 1 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,185,983 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.34 to $17.25. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F4 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:49 UTC |
Giordano Jason KDirector
|
SaleClass A Common Stock | 70,944 | $16.67 | $1,182,728.71 |
DisclosureSEC source: 0001739566-21-000163 · wf-form4_163346696607655.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,611,990 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.34 to $17.25. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:15 UTC |
Chu Chinh10% owner
|
SaleCommon Stock | 106,417 | $16.67 | $1,773,971.39 |
DisclosureSEC source: 0001104659-21-123338 · tm2129357d1_4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,185,983 F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.34 to $17.25. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F4 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 21:35 UTC |
Series U of UM Partners, LLC10% owner
|
ConversionCompany Common Units · Derivative | 850,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001821469-21-000004 · wf-form4_163234653591823.xml · derivative · entry 3 Series U of UM Partners, LLC · CIK 0001821469 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,446,650 Underlying: Class A Common Stock · 850,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act. F4 · derivative.exercise_price: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement. F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). F4 · derivative.exercise_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement. F4 · derivative.expiration_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement. Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 21:35 UTC |
Series U of UM Partners, LLC10% owner
|
OtherClass V Common Stock | 850,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001821469-21-000004 · wf-form4_163234653591823.xml · nonDerivative · entry 2 Series U of UM Partners, LLC · CIK 0001821469 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,446,650 F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act. F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). F3 · shares: These shares of Class V Common Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock is entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Common Stock held at the time of such vote. F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 21:35 UTC |
Series U of UM Partners, LLC10% owner
|
ConversionClass A Common Stock | 850,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001821469-21-000004 · wf-form4_163234653591823.xml · nonDerivative · entry 1 Series U of UM Partners, LLC · CIK 0001821469 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act. F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 21:33 UTC |
Series R of UM Partners, LLC10% owner
|
ConversionCompany Common Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001821472-21-000004 · wf-form4_163234640919960.xml · derivative · entry 3 Series R of UM Partners, LLC · CIK 0001821472 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,902,350 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are solely owned by Series R of UM Partners, LLC, who is a member of a "group" with Series U of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act. F4 · derivative.exercise_price: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement. F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). F4 · derivative.exercise_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement. F4 · derivative.expiration_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement. Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 21:33 UTC |
Series R of UM Partners, LLC10% owner
|
OtherClass V Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001821472-21-000004 · wf-form4_163234640919960.xml · nonDerivative · entry 2 Series R of UM Partners, LLC · CIK 0001821472 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,902,350 F1 · security: These securities are solely owned by Series R of UM Partners, LLC, who is a member of a "group" with Series U of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act. F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). F3 · shares: These shares of Class V Common Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock is entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Common Stock held at the time of such vote. F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 21:33 UTC |
Series R of UM Partners, LLC10% owner
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ConversionClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001821472-21-000004 · wf-form4_163234640919960.xml · nonDerivative · entry 1 Series R of UM Partners, LLC · CIK 0001821472 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are solely owned by Series R of UM Partners, LLC, who is a member of a "group" with Series U of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act. F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 23:17 UTC |
Staub ToddEVP & CAO
|
PurchaseClass A Common Stock | 150 | $18.25 | $2,737.50 |
DisclosureSEC source: 0001739566-21-000160 · wf-form4_162932860444250.xml · nonDerivative · entry 2 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,360 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.