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UTZ

Utz Brands, Inc.

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4492
SEC CIK
0001739566
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350

Last 12 months

Inside the activity.

16 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025140
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2021 Filed Dec 10, 2021 21:36 UTC SaleClass A Common Stock 530 $16.04 $8,499.61
Disclosure

SEC source: 0001739566-21-000202 · wf-form4_163917214393621.xml · nonDerivative · entry 2

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,453,405

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021.

F3 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.12. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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December 09, 2021 Filed Dec 11, 2021 02:11 UTC
Chu Chinh10% owner
SaleCommon Stock 1,060 $16.04 $17,002.40
Disclosure

SEC source: 0001104659-21-148776 · tm2135204d2_4.xml · nonDerivative · entry 2

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,178,183

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.12. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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December 08, 2021 Filed Dec 10, 2021 21:11 UTC SaleCommon Stock 6,637 $16.00 $106,192.00
Disclosure

SEC source: 0001104659-21-148775 · tm2135204d1_4.xml · nonDerivative · entry 1

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,179,243

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.05. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

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December 08, 2021 Filed Dec 10, 2021 21:36 UTC SaleClass A Common Stock 3,319 $16.00 $53,114.29
Disclosure

SEC source: 0001739566-21-000202 · wf-form4_163917214393621.xml · nonDerivative · entry 1

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,453,935

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021.

F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 08, 2021 Filed Dec 11, 2021 02:11 UTC
Chu Chinh10% owner
SaleCommon Stock 6,637 $16.00 $106,192.00
Disclosure

SEC source: 0001104659-21-148776 · tm2135204d2_4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,179,243

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.05. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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December 01, 2021 Filed Dec 4, 2021 02:36 UTC
Staub ToddEVP & CAO
GrantClass A Common Stock 200 $14.44 $2,888.00
Disclosure

SEC source: 0001739566-21-000189 · wf-form4_163858534803556.xml · nonDerivative · entry 2

Staub Todd · CIK 0001821485 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 200

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December 01, 2021 Filed Dec 4, 2021 02:36 UTC
Staub ToddEVP & CAO
PurchaseClass A Common Stock 2,000 $14.23 $28,468.00
Disclosure

SEC source: 0001739566-21-000189 · wf-form4_163858534803556.xml · nonDerivative · entry 1

Staub Todd · CIK 0001821485 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,360

F1 · price: The price reported in this box in Column 4 is a weighted average price. These shares were purchased in transactions at prices of $14.05 and $14.4173. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in footnote (1).

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December 01, 2021 Filed Dec 4, 2021 02:35 UTC PurchaseClass A Common Stock 5,000 $14.39 $71,961.00
Disclosure

SEC source: 0001739566-21-000188 · wf-form4_163858528824134.xml · nonDerivative · entry 1

Brown Timothy · CIK 0001821476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,095

F1 · price: Includes 4,392 shares of the Issuer's Class A Common Stock that are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Issuer through such dates and subject to certain conditions detailed in the Plan.

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November 16, 2021 Filed Nov 17, 2021 23:10 UTC SaleClass A Common Stock 37,500 $16.37 $613,702.50
Disclosure

SEC source: 0001739566-21-000185 · wf-form4_163719060518183.xml · nonDerivative · entry 1

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,457,254

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021.

F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.92. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse.

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November 16, 2021 Filed Nov 18, 2021 10:10 UTC SaleCommon Stock 56,250 $16.36 $920,250.00
Disclosure

SEC source: 0001104659-21-140970 · tm2133333-1_4seq1.xml · nonDerivative · entry 1

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,185,880

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.92. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

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November 16, 2021 Filed Nov 18, 2021 15:12 UTC
Chu Chinh10% owner
SaleCommon Stock 56,250 $16.36 $920,250.00
Disclosure

SEC source: 0001104659-21-140972 · tm2133333-2_4seq1.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,185,880

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.92. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:09 UTC SaleClass A Common Stock 680 $18.01 $12,245.58
Disclosure

SEC source: 0001739566-21-000183 · wf-form4_163701414497926.xml · nonDerivative · entry 1

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,494,754

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021.

F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $18.00 to $18.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 06:22 UTC SaleCommon Stock 1,020 $18.00 $18,360.00
Disclosure

SEC source: 0001104659-21-139605 · tm2133028-1_4.xml · nonDerivative · entry 2

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,242,130

F2 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18 to $18.01. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 11:27 UTC
Chu Chinh10% owner
SaleCommon Stock 1,020 $18.00 $18,360.00
Disclosure

SEC source: 0001104659-21-139614 · tm2133028-2_4.xml · nonDerivative · entry 2

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,242,130

F2 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18 to $18.01. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 08, 2021 Filed Feb 2, 2022 00:46 UTC GiftClass A Common Stock 950,000 $0.00 $0.00
Disclosure

SEC source: 0001739566-22-000066 · wf-form4_164376275990324.xml · nonDerivative · entry 2

DEROMEDI ROGER K · CIK 0001189715 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 950,000

F1 · kind: This transaction involved a gift of securities by the Roger K. Deromedi Revocable Trust 2/11/2000 Amended and Restated 11/9/2011 (the "Revocable Trust") to the Roger K. Deromedi Irrevocable Grantor Retained Annuity Trust dated 11/01/2021 (the "Grantor Annuity Trust").

F3 · ownership.nature: The securities are held by the Grantor Annuity Trust. The reporting Person holds voting and dispositive power over the Grantor Annuity Trust.

Read SEC document
November 08, 2021 Filed Feb 2, 2022 00:46 UTC GiftClass A Common Stock 950,000 $0.00 $0.00
Disclosure

SEC source: 0001739566-22-000066 · wf-form4_164376275990324.xml · nonDerivative · entry 1

DEROMEDI ROGER K · CIK 0001189715 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,293,666

F1 · kind: This transaction involved a gift of securities by the Roger K. Deromedi Revocable Trust 2/11/2000 Amended and Restated 11/9/2011 (the "Revocable Trust") to the Roger K. Deromedi Irrevocable Grantor Retained Annuity Trust dated 11/01/2021 (the "Grantor Annuity Trust").

F2 · ownership.nature: The securities are held by the Revocable Trust. The Reporting Person holds voting and dispositive power over the Revocable Trust.

Read SEC document
November 03, 2021 Filed Nov 3, 2021 21:47 UTC SaleCommon Stock 26,487 $16.02 $424,321.74
Disclosure

SEC source: 0001104659-21-133921 · tm2131902-1_4seq1.xml · nonDerivative · entry 3

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,011,150

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.15. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 01:34 UTC SaleClass A Common Stock 17,659 $16.02 $282,969.58
Disclosure

SEC source: 0001739566-21-000172 · wf-form4_163598964964198.xml · nonDerivative · entry 3

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,495,434

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021.

F5 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.15. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 01:48 UTC
Chu Chinh10% owner
SaleCommon Stock 26,487 $16.02 $424,321.74
Disclosure

SEC source: 0001104659-21-133922 · tm2131902-2_4seq1.xml · nonDerivative · entry 3

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,011,150

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.15. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 21:47 UTC SaleCommon Stock 6,300 $16.00 $100,800.00
Disclosure

SEC source: 0001104659-21-133921 · tm2131902-1_4seq1.xml · nonDerivative · entry 2

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,037,637

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.07. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 01:34 UTC SaleClass A Common Stock 4,200 $16.01 $67,227.30
Disclosure

SEC source: 0001739566-21-000172 · wf-form4_163598964964198.xml · nonDerivative · entry 2

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,513,093

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021.

F4 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 01:48 UTC
Chu Chinh10% owner
SaleCommon Stock 6,300 $16.00 $100,800.00
Disclosure

SEC source: 0001104659-21-133922 · tm2131902-2_4seq1.xml · nonDerivative · entry 2

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,037,637

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.07. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:47 UTC SaleCommon Stock 74,160 $16.08 $1,192,492.80
Disclosure

SEC source: 0001104659-21-133921 · tm2131902-1_4seq1.xml · nonDerivative · entry 1

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,043,937

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.25. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 01:34 UTC SaleClass A Common Stock 49,440 $16.08 $795,054.53
Disclosure

SEC source: 0001739566-21-000172 · wf-form4_163598964964198.xml · nonDerivative · entry 1

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,517,293

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021.

F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.255. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 01:48 UTC
Chu Chinh10% owner
SaleCommon Stock 74,160 $16.08 $1,192,492.80
Disclosure

SEC source: 0001104659-21-133922 · tm2131902-2_4seq1.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,043,937

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.25. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 21, 2021 Filed Oct 22, 2021 21:01 UTC SaleClass A Common Stock 6,219 $16.03 $99,683.11
Disclosure

SEC source: 0001739566-21-000169 · wf-form4_163493648165398.xml · nonDerivative · entry 2

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,566,733

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021.

F4 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.12. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 21:47 UTC SaleCommon Stock 9,328 $16.03 $149,527.84
Disclosure

SEC source: 0001104659-21-129669 · tm2131047-1_4seq1.xml · nonDerivative · entry 1

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,118,097

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.12. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

Read SEC document
October 21, 2021 Filed Oct 26, 2021 01:48 UTC
Chu Chinh10% owner
SaleCommon Stock 9,328 $16.03 $149,527.84
Disclosure

SEC source: 0001104659-21-129670 · tm2131047-2_4seq1.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,118,097

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.12. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 20, 2021 Filed Oct 20, 2021 21:12 UTC SaleCommon Stock 21,566 $16.10 $347,212.60
Disclosure

SEC source: 0001104659-21-128204 · tm2130721d1_4.xml · nonDerivative · entry 3

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,127,425

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.27. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

Read SEC document
October 20, 2021 Filed Oct 21, 2021 01:13 UTC
Chu Chinh10% owner
SaleCommon Stock 21,566 $16.10 $347,212.60
Disclosure

SEC source: 0001104659-21-128205 · tm2130721d2_4.xml · nonDerivative · entry 3

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,127,425

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.27. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:01 UTC SaleClass A Common Stock 14,377 $16.10 $231,511.39
Disclosure

SEC source: 0001739566-21-000169 · wf-form4_163493648165398.xml · nonDerivative · entry 1

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,572,952

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021.

F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 21:12 UTC SaleCommon Stock 24,840 $16.01 $397,688.40
Disclosure

SEC source: 0001104659-21-128204 · tm2130721d1_4.xml · nonDerivative · entry 2

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,148,991

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.07. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 21:16 UTC SaleClass A Common Stock 16,560 $16.01 $265,186.87
Disclosure

SEC source: 0001739566-21-000166 · wf-form4_163476453829440.xml · nonDerivative · entry 2

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,587,329

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021.

F4 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 01:13 UTC
Chu Chinh10% owner
SaleCommon Stock 24,840 $16.01 $397,688.40
Disclosure

SEC source: 0001104659-21-128205 · tm2130721d2_4.xml · nonDerivative · entry 2

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,148,991

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.07. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 21:12 UTC SaleCommon Stock 6,069 $16.03 $97,286.07
Disclosure

SEC source: 0001104659-21-128204 · tm2130721d1_4.xml · nonDerivative · entry 1

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,173,831

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.08. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 21:16 UTC SaleClass A Common Stock 4,045 $16.03 $64,856.72
Disclosure

SEC source: 0001739566-21-000166 · wf-form4_163476453829440.xml · nonDerivative · entry 1

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,603,889

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021.

F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse.

Read SEC document
October 18, 2021 Filed Oct 21, 2021 01:13 UTC
Chu Chinh10% owner
SaleCommon Stock 6,069 $16.03 $97,286.07
Disclosure

SEC source: 0001104659-21-128205 · tm2130721d2_4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,173,831

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.08. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 20:15 UTC SaleCommon Stock 6,083 $16.13 $98,118.79
Disclosure

SEC source: 0001104659-21-123339 · tm2129357d2_4.xml · nonDerivative · entry 2

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,179,900

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.46. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 20:49 UTC SaleClass A Common Stock 4,056 $16.13 $65,436.66
Disclosure

SEC source: 0001739566-21-000163 · wf-form4_163346696607655.xml · nonDerivative · entry 2

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,607,934

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021.

F4 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.46. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 00:15 UTC
Chu Chinh10% owner
SaleCommon Stock 6,083 $16.13 $98,118.79
Disclosure

SEC source: 0001104659-21-123338 · tm2129357d1_4.xml · nonDerivative · entry 2

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,179,900

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.46. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:15 UTC SaleCommon Stock 106,417 $16.67 $1,773,971.39
Disclosure

SEC source: 0001104659-21-123339 · tm2129357d2_4.xml · nonDerivative · entry 1

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,185,983

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.34 to $17.25. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:49 UTC SaleClass A Common Stock 70,944 $16.67 $1,182,728.71
Disclosure

SEC source: 0001739566-21-000163 · wf-form4_163346696607655.xml · nonDerivative · entry 1

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,611,990

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021.

F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.34 to $17.25. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:15 UTC
Chu Chinh10% owner
SaleCommon Stock 106,417 $16.67 $1,773,971.39
Disclosure

SEC source: 0001104659-21-123338 · tm2129357d1_4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,185,983

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.34 to $17.25. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 21:35 UTC ConversionCompany Common Units · Derivative 850,000 $0.00 $0.00
Disclosure

SEC source: 0001821469-21-000004 · wf-form4_163234653591823.xml · derivative · entry 3

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,446,650

Underlying: Class A Common Stock · 850,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F4 · derivative.exercise_price: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F4 · derivative.exercise_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

F4 · derivative.expiration_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 21:35 UTC OtherClass V Common Stock 850,000 $0.00 $0.00
Disclosure

SEC source: 0001821469-21-000004 · wf-form4_163234653591823.xml · nonDerivative · entry 2

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,446,650

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F3 · shares: These shares of Class V Common Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock is entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Common Stock held at the time of such vote.

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

Read SEC document
September 21, 2021 Filed Sep 22, 2021 21:35 UTC ConversionClass A Common Stock 850,000 $0.00 $0.00
Disclosure

SEC source: 0001821469-21-000004 · wf-form4_163234653591823.xml · nonDerivative · entry 1

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

Read SEC document
September 21, 2021 Filed Sep 22, 2021 21:33 UTC ConversionCompany Common Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001821472-21-000004 · wf-form4_163234640919960.xml · derivative · entry 3

Series R of UM Partners, LLC · CIK 0001821472 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,902,350

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series R of UM Partners, LLC, who is a member of a "group" with Series U of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F4 · derivative.exercise_price: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F4 · derivative.exercise_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

F4 · derivative.expiration_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 21:33 UTC OtherClass V Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001821472-21-000004 · wf-form4_163234640919960.xml · nonDerivative · entry 2

Series R of UM Partners, LLC · CIK 0001821472 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,902,350

F1 · security: These securities are solely owned by Series R of UM Partners, LLC, who is a member of a "group" with Series U of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F3 · shares: These shares of Class V Common Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock is entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Common Stock held at the time of such vote.

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

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September 21, 2021 Filed Sep 22, 2021 21:33 UTC ConversionClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001821472-21-000004 · wf-form4_163234640919960.xml · nonDerivative · entry 1

Series R of UM Partners, LLC · CIK 0001821472 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series R of UM Partners, LLC, who is a member of a "group" with Series U of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

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August 17, 2021 Filed Aug 18, 2021 23:17 UTC
Staub ToddEVP & CAO
PurchaseClass A Common Stock 150 $18.25 $2,737.50
Disclosure

SEC source: 0001739566-21-000160 · wf-form4_162932860444250.xml · nonDerivative · entry 2

Staub Todd · CIK 0001821485 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,360

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.