Last 12 months
Inside the activity.
12 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 6 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 4 | 0 |
| Sep 2026 | 2 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 07, 2023 Filed Jan 11, 2023 00:28 UTC |
Grant Jerome AlanDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 10,801 | $6.71 | $72,474.71 |
DisclosureSEC source: 0001261654-23-000019 · wf-form4_167339690801833.xml · nonDerivative · entry 2 Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,876 F3 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:28 UTC |
Grant Jerome AlanDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock, $0.0001 par value | 23,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000019 · wf-form4_167339690801833.xml · nonDerivative · entry 1 Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:28 UTC |
Hitchcock Todd ASVP Chief Strategy & Transform
|
Exercise / conversionRestricted Stock Units · Derivative | 3,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000018 · wf-form4_167339688926400.xml · derivative · entry 3 Hitchcock Todd A · CIK 0001799015 · SVP Chief Strategy & Transform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 3,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F2 · date: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020. F4 · derivative.expiration_date: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:28 UTC |
Hitchcock Todd ASVP Chief Strategy & Transform
|
Tax withholdingCommon Stock, $0.0001 par value | 1,142 | $6.71 | $7,662.82 |
DisclosureSEC source: 0001261654-23-000018 · wf-form4_167339688926400.xml · nonDerivative · entry 2 Hitchcock Todd A · CIK 0001799015 · SVP Chief Strategy & Transform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,678 F3 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:28 UTC |
Hitchcock Todd ASVP Chief Strategy & Transform
|
Exercise / conversionCommon Stock, $0.0001 par value | 3,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000018 · wf-form4_167339688926400.xml · nonDerivative · entry 1 Hitchcock Todd A · CIK 0001799015 · SVP Chief Strategy & Transform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:28 UTC |
Smith Lori BSVP Chief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000017 · wf-form4_167339686819292.xml · derivative · entry 3 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 3,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F4 · derivative.exercise_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:28 UTC |
Smith Lori BSVP Chief Information Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 1,276 | $6.71 | $8,561.96 |
DisclosureSEC source: 0001261654-23-000017 · wf-form4_167339686819292.xml · nonDerivative · entry 2 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,974 F3 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:28 UTC |
Smith Lori BSVP Chief Information Officer
|
Exercise / conversionCommon Stock, $0.0001 par value | 3,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000017 · wf-form4_167339686819292.xml · nonDerivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:27 UTC |
Severson EricSVP Admissions
|
Exercise / conversionRestricted Stock Units · Derivative | 3,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000016 · wf-form4_167339685024371.xml · derivative · entry 3 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 3,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:27 UTC |
Severson EricSVP Admissions
|
Tax withholdingCommon Stock, $0.0001 par value | 1,238 | $6.71 | $8,306.98 |
DisclosureSEC source: 0001261654-23-000016 · wf-form4_167339685024371.xml · nonDerivative · entry 2 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,246 F3 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:27 UTC |
Severson EricSVP Admissions
|
Exercise / conversionCommon Stock, $0.0001 par value | 3,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000016 · wf-form4_167339685024371.xml · nonDerivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 00:18 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
PurchaseCommon Stock, par value $0.0001 ("Common Stock") | 90,340 | $6.67 | $602,567.80 |
DisclosureSEC source: 0000899243-23-000421 · doc4.xml · nonDerivative · entry 1 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 472,079 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.48 to $6.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account"). F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. F4 · ownership.nature: Following the transactions reported herein, CCP holds 381,797 shares of Common Stock and the Separate Account holds 90,282 shares of Common Stock. Read SEC document |
| December 29, 2022 Filed Dec 30, 2022 00:41 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
PurchaseCommon Stock | 78,889 | $6.59 | $519,878.51 |
DisclosureSEC source: 0000899243-22-039548 · doc4.xml · nonDerivative · entry 3 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 381,739 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.36 to $6.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account"). F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. F6 · ownership.nature: Following the transactions reported herein, CCP holds 308,564 shares of Common Stock and the Separate Account holds 73,175 shares of Common Stock. Read SEC document |
| December 28, 2022 Filed Dec 30, 2022 00:41 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
PurchaseCommon Stock | 22,235 | $6.24 | $138,746.40 |
DisclosureSEC source: 0000899243-22-039548 · doc4.xml · nonDerivative · entry 2 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 302,850 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.19 to $6.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account"). F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
| December 27, 2022 Filed Dec 30, 2022 00:41 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
PurchaseCommon Stock, par value $0.0001 ("Common Stock") | 63,896 | $6.24 | $398,711.04 |
DisclosureSEC source: 0000899243-22-039548 · doc4.xml · nonDerivative · entry 1 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 280,615 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.14 to $6.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account"). F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
| December 16, 2022 Filed Dec 17, 2022 01:17 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
PurchaseCommon Stock | 82,827 | $6.31 | $522,638.37 |
DisclosureSEC source: 0000899243-22-038897 · doc4.xml · nonDerivative · entry 3 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 216,719 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.24 to $6.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account"). F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. F6 · ownership.nature: Following the transaction reported herein, CCP holds 174,847 shares of Common Stock and the Separate Account holds 41,872 shares of Common Stock. Read SEC document |
| December 15, 2022 Filed Dec 17, 2022 01:17 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
PurchaseCommon Stock | 62,973 | $6.18 | $389,173.14 |
DisclosureSEC source: 0000899243-22-038897 · doc4.xml · nonDerivative · entry 2 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 133,892 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.11 to $6.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account"). F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
| December 14, 2022 Filed Dec 17, 2022 01:17 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
PurchaseCommon Stock, par value $0.0001 ("Common Stock") | 70,919 | $6.20 | $439,697.80 |
DisclosureSEC source: 0000899243-22-038897 · doc4.xml · nonDerivative · entry 1 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 70,919 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.06 to $6.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account"). F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 15:48 UTC |
Kevane Christopher E.SVP Chief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000170 · wf-form4_167096448509323.xml · derivative · entry 3 Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,260 Underlying: Common Stock, $0.0001 par value · 7,259 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 15:48 UTC |
Kevane Christopher E.SVP Chief Legal Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 2,138 | $7.15 | $15,286.70 |
DisclosureSEC source: 0001261654-22-000170 · wf-form4_167096448509323.xml · nonDerivative · entry 2 Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,695 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 15:48 UTC |
Kevane Christopher E.SVP Chief Legal Officer
|
Exercise / conversionCommon Stock, $0.0001 par value | 7,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000170 · wf-form4_167096448509323.xml · nonDerivative · entry 1 Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:48 UTC |
Fesperman BartSVP Chief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000171 · wf-form4_167096450285447.xml · derivative · entry 3 Fesperman Bart · CIK 0001821616 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,646 Underlying: Common Stock, $0.0001 par value · 4,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:48 UTC |
Fesperman BartSVP Chief Commercial Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 1,257 | $7.15 | $8,987.55 |
DisclosureSEC source: 0001261654-22-000171 · wf-form4_167096450285447.xml · nonDerivative · entry 2 Fesperman Bart · CIK 0001821616 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,285 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:48 UTC |
Fesperman BartSVP Chief Commercial Officer
|
Exercise / conversionCommon Stock, $0.0001 par value | 4,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000171 · wf-form4_167096450285447.xml · nonDerivative · entry 1 Fesperman Bart · CIK 0001821616 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:48 UTC |
Mason Sonia ClaireChief Human Resources Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000169 · wf-form4_167096446739032.xml · derivative · entry 3 Mason Sonia Claire · CIK 0001821986 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,646 Underlying: Common Stock, $0.0001 par value · 4,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:48 UTC |
Mason Sonia ClaireChief Human Resources Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 1,327 | $7.15 | $9,488.05 |
DisclosureSEC source: 0001261654-22-000169 · wf-form4_167096446739032.xml · nonDerivative · entry 2 Mason Sonia Claire · CIK 0001821986 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,860 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:48 UTC |
Mason Sonia ClaireChief Human Resources Officer
|
Exercise / conversionCommon Stock, $0.0001 par value | 4,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000169 · wf-form4_167096446739032.xml · nonDerivative · entry 1 Mason Sonia Claire · CIK 0001821986 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:47 UTC |
Anderson Troy REVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 10,257 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000168 · wf-form4_167096444666332.xml · derivative · entry 3 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,258 Underlying: Common Stock, $0.0001 par value · 10,257 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:47 UTC |
Anderson Troy REVP and CFO
|
Tax withholdingCommon Stock, $0.0001 par value | 3,021 | $7.15 | $21,600.15 |
DisclosureSEC source: 0001261654-22-000168 · wf-form4_167096444666332.xml · nonDerivative · entry 2 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,827 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:47 UTC |
Anderson Troy REVP and CFO
|
Exercise / conversionCommon Stock, $0.0001 par value | 10,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000168 · wf-form4_167096444666332.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:47 UTC |
Severson EricSVP Admissions
|
Exercise / conversionRestricted Stock Units · Derivative | 5,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000167 · wf-form4_167096442996232.xml · derivative · entry 3 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,082 Underlying: Common Stock, $0.0001 par value · 5,082 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:47 UTC |
Severson EricSVP Admissions
|
Tax withholdingCommon Stock, $0.0001 par value | 1,421 | $7.15 | $10,160.15 |
DisclosureSEC source: 0001261654-22-000167 · wf-form4_167096442996232.xml · nonDerivative · entry 2 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,635 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:47 UTC |
Severson EricSVP Admissions
|
Exercise / conversionCommon Stock, $0.0001 par value | 5,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000167 · wf-form4_167096442996232.xml · nonDerivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:47 UTC |
Hitchcock Todd ASVP Chief Strategy & Transform
|
Exercise / conversionRestricted Stock Units · Derivative | 5,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000166 · wf-form4_167096441333869.xml · derivative · entry 3 Hitchcock Todd A · CIK 0001799015 · SVP Chief Strategy & Transform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,213 Underlying: Common Stock, $0.0001 par value · 5,212 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:47 UTC |
Hitchcock Todd ASVP Chief Strategy & Transform
|
Tax withholdingCommon Stock, $0.0001 par value | 1,270 | $7.15 | $9,080.50 |
DisclosureSEC source: 0001261654-22-000166 · wf-form4_167096441333869.xml · nonDerivative · entry 2 Hitchcock Todd A · CIK 0001799015 · SVP Chief Strategy & Transform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,971 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:47 UTC |
Hitchcock Todd ASVP Chief Strategy & Transform
|
Exercise / conversionCommon Stock, $0.0001 par value | 5,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000166 · wf-form4_167096441333869.xml · nonDerivative · entry 1 Hitchcock Todd A · CIK 0001799015 · SVP Chief Strategy & Transform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:46 UTC |
Smith Lori BSVP Chief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000165 · wf-form4_167096439438400.xml · derivative · entry 3 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,646 Underlying: Common Stock, $0.0001 par value · 4,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:46 UTC |
Smith Lori BSVP Chief Information Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 1,327 | $7.15 | $9,488.05 |
DisclosureSEC source: 0001261654-22-000165 · wf-form4_167096439438400.xml · nonDerivative · entry 2 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,401 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:46 UTC |
Smith Lori BSVP Chief Information Officer
|
Exercise / conversionCommon Stock, $0.0001 par value | 4,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000165 · wf-form4_167096439438400.xml · nonDerivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:46 UTC |
Smith SherrellEVP, Campus Ops & Services
|
Exercise / conversionRestricted Stock Units · Derivative | 7,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000164 · wf-form4_167096437721026.xml · derivative · entry 3 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,852 Underlying: Common Stock, $0.0001 par value · 7,852 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:46 UTC |
Smith SherrellEVP, Campus Ops & Services
|
Tax withholdingCommon Stock, $0.0001 par value | 3,427 | $7.15 | $24,503.05 |
DisclosureSEC source: 0001261654-22-000164 · wf-form4_167096437721026.xml · nonDerivative · entry 2 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,858 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:46 UTC |
Smith SherrellEVP, Campus Ops & Services
|
Exercise / conversionCommon Stock, $0.0001 par value | 7,852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001261654-22-000164 · wf-form4_167096437721026.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:34 UTC |
Grant Jerome AlanDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 31,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000155 · wf-form4_167096363228078.xml · derivative · entry 3 Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,940 Underlying: Common Stock, $0.0001 par value · 31,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:34 UTC |
Grant Jerome AlanDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 13,422 | $7.15 | $95,967.30 |
DisclosureSEC source: 0001261654-22-000155 · wf-form4_167096363228078.xml · nonDerivative · entry 2 Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,107 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:34 UTC |
Grant Jerome AlanDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock, $0.0001 par value | 31,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000155 · wf-form4_167096363228078.xml · nonDerivative · entry 1 Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 18:40 UTC |
Frazier Jami J.Division President
|
GrantRestricted Stock Units · Derivative | 20,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000144 · wf-form4_167088838942110.xml · derivative · entry 2 Frazier Jami J. · CIK 0001957039 · Division President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,903 Underlying: Common Stock, $0.0001 par value · 20,903 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 18:40 UTC |
Frazier Jami J.Division President
|
GrantPerformance Units · Derivative | 39,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000144 · wf-form4_167088838942110.xml · derivative · entry 1 Frazier Jami J. · CIK 0001957039 · Division President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,193 Underlying: Common Stock, $0.0001 par value · 39,193 shares Expires not disclosed F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 16:58 UTC |
Kevane Christopher E.SVP Chief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000121 · wf-form4_167088229469062.xml · derivative · entry 3 Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,920 Underlying: Common Stock, $0.0001 par value · 6,459 shares Expires 2024-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2022. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2022. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 16:58 UTC |
Kevane Christopher E.SVP Chief Legal Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 1,903 | $7.19 | $13,682.57 |
DisclosureSEC source: 0001261654-22-000121 · wf-form4_167088229469062.xml · nonDerivative · entry 2 Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,574 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 16:58 UTC |
Kevane Christopher E.SVP Chief Legal Officer
|
Exercise / conversionCommon Stock, $0.0001 par value | 6,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000121 · wf-form4_167088229469062.xml · nonDerivative · entry 1 Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.