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NYSE · USD

UTI

UNIVERSAL TECHNICAL INSTITUTE INC

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Tapewire entity
4868
SEC CIK
0001261654
Parsed reports
521

Last 12 months

Inside the activity.

12 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202560
Jan 202600
Feb 202602
Mar 202606
Apr 202600
May 202601
Jun 202605
Jul 202600
Aug 202640
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2023 Filed Jan 11, 2023 00:28 UTC
Grant Jerome AlanDirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.0001 par value 10,801 $6.71 $72,474.71
Disclosure

SEC source: 0001261654-23-000019 · wf-form4_167339690801833.xml · nonDerivative · entry 2

Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,876

F3 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020.

Read SEC document
January 07, 2023 Filed Jan 11, 2023 00:28 UTC
Grant Jerome AlanDirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.0001 par value 23,570 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000019 · wf-form4_167339690801833.xml · nonDerivative · entry 1

Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
January 07, 2023 Filed Jan 11, 2023 00:28 UTC
Hitchcock Todd ASVP Chief Strategy & Transform
Exercise / conversionRestricted Stock Units · Derivative 3,849 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000018 · wf-form4_167339688926400.xml · derivative · entry 3

Hitchcock Todd A · CIK 0001799015 · SVP Chief Strategy & Transform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.0001 par value · 3,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2 · date: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020.

F4 · derivative.expiration_date: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020.

Read SEC document
January 07, 2023 Filed Jan 11, 2023 00:28 UTC
Hitchcock Todd ASVP Chief Strategy & Transform
Tax withholdingCommon Stock, $0.0001 par value 1,142 $6.71 $7,662.82
Disclosure

SEC source: 0001261654-23-000018 · wf-form4_167339688926400.xml · nonDerivative · entry 2

Hitchcock Todd A · CIK 0001799015 · SVP Chief Strategy & Transform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,678

F3 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020.

Read SEC document
January 07, 2023 Filed Jan 11, 2023 00:28 UTC
Hitchcock Todd ASVP Chief Strategy & Transform
Exercise / conversionCommon Stock, $0.0001 par value 3,849 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000018 · wf-form4_167339688926400.xml · nonDerivative · entry 1

Hitchcock Todd A · CIK 0001799015 · SVP Chief Strategy & Transform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
January 07, 2023 Filed Jan 11, 2023 00:28 UTC
Smith Lori BSVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 3,849 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000017 · wf-form4_167339686819292.xml · derivative · entry 3

Smith Lori B · CIK 0001799017 · SVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.0001 par value · 3,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F4 · derivative.exercise_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 07, 2023 Filed Jan 11, 2023 00:28 UTC
Smith Lori BSVP Chief Information Officer
Tax withholdingCommon Stock, $0.0001 par value 1,276 $6.71 $8,561.96
Disclosure

SEC source: 0001261654-23-000017 · wf-form4_167339686819292.xml · nonDerivative · entry 2

Smith Lori B · CIK 0001799017 · SVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,974

F3 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020.

Read SEC document
January 07, 2023 Filed Jan 11, 2023 00:28 UTC
Smith Lori BSVP Chief Information Officer
Exercise / conversionCommon Stock, $0.0001 par value 3,849 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000017 · wf-form4_167339686819292.xml · nonDerivative · entry 1

Smith Lori B · CIK 0001799017 · SVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

Read SEC document
January 07, 2023 Filed Jan 11, 2023 00:27 UTC
Severson EricSVP Admissions
Exercise / conversionRestricted Stock Units · Derivative 3,849 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000016 · wf-form4_167339685024371.xml · derivative · entry 3

Severson Eric · CIK 0001746556 · SVP Admissions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.0001 par value · 3,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 07, 2023 Filed Jan 11, 2023 00:27 UTC
Severson EricSVP Admissions
Tax withholdingCommon Stock, $0.0001 par value 1,238 $6.71 $8,306.98
Disclosure

SEC source: 0001261654-23-000016 · wf-form4_167339685024371.xml · nonDerivative · entry 2

Severson Eric · CIK 0001746556 · SVP Admissions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,246

F3 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020.

Read SEC document
January 07, 2023 Filed Jan 11, 2023 00:27 UTC
Severson EricSVP Admissions
Exercise / conversionCommon Stock, $0.0001 par value 3,849 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000016 · wf-form4_167339685024371.xml · nonDerivative · entry 1

Severson Eric · CIK 0001746556 · SVP Admissions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 00:18 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
PurchaseCommon Stock, par value $0.0001 ("Common Stock") 90,340 $6.67 $602,567.80
Disclosure

SEC source: 0000899243-23-000421 · doc4.xml · nonDerivative · entry 1

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 472,079

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.48 to $6.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account").

F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

F4 · ownership.nature: Following the transactions reported herein, CCP holds 381,797 shares of Common Stock and the Separate Account holds 90,282 shares of Common Stock.

Read SEC document
December 29, 2022 Filed Dec 30, 2022 00:41 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
PurchaseCommon Stock 78,889 $6.59 $519,878.51
Disclosure

SEC source: 0000899243-22-039548 · doc4.xml · nonDerivative · entry 3

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 381,739

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.36 to $6.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account").

F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

F6 · ownership.nature: Following the transactions reported herein, CCP holds 308,564 shares of Common Stock and the Separate Account holds 73,175 shares of Common Stock.

Read SEC document
December 28, 2022 Filed Dec 30, 2022 00:41 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
PurchaseCommon Stock 22,235 $6.24 $138,746.40
Disclosure

SEC source: 0000899243-22-039548 · doc4.xml · nonDerivative · entry 2

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 302,850

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.19 to $6.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account").

F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

Read SEC document
December 27, 2022 Filed Dec 30, 2022 00:41 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
PurchaseCommon Stock, par value $0.0001 ("Common Stock") 63,896 $6.24 $398,711.04
Disclosure

SEC source: 0000899243-22-039548 · doc4.xml · nonDerivative · entry 1

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 280,615

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.14 to $6.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account").

F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

Read SEC document
December 16, 2022 Filed Dec 17, 2022 01:17 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
PurchaseCommon Stock 82,827 $6.31 $522,638.37
Disclosure

SEC source: 0000899243-22-038897 · doc4.xml · nonDerivative · entry 3

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 216,719

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.24 to $6.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account").

F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

F6 · ownership.nature: Following the transaction reported herein, CCP holds 174,847 shares of Common Stock and the Separate Account holds 41,872 shares of Common Stock.

Read SEC document
December 15, 2022 Filed Dec 17, 2022 01:17 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
PurchaseCommon Stock 62,973 $6.18 $389,173.14
Disclosure

SEC source: 0000899243-22-038897 · doc4.xml · nonDerivative · entry 2

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 133,892

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.11 to $6.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account").

F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

Read SEC document
December 14, 2022 Filed Dec 17, 2022 01:17 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
PurchaseCommon Stock, par value $0.0001 ("Common Stock") 70,919 $6.20 $439,697.80
Disclosure

SEC source: 0000899243-22-038897 · doc4.xml · nonDerivative · entry 1

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 70,919

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.06 to $6.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account").

F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 15:48 UTC
Kevane Christopher E.SVP Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 7,259 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000170 · wf-form4_167096448509323.xml · derivative · entry 3

Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,260

Underlying: Common Stock, $0.0001 par value · 7,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 15:48 UTC
Kevane Christopher E.SVP Chief Legal Officer
Tax withholdingCommon Stock, $0.0001 par value 2,138 $7.15 $15,286.70
Disclosure

SEC source: 0001261654-22-000170 · wf-form4_167096448509323.xml · nonDerivative · entry 2

Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,695

F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 15:48 UTC
Kevane Christopher E.SVP Chief Legal Officer
Exercise / conversionCommon Stock, $0.0001 par value 7,259 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000170 · wf-form4_167096448509323.xml · nonDerivative · entry 1

Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:48 UTC
Fesperman BartSVP Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,646 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000171 · wf-form4_167096450285447.xml · derivative · entry 3

Fesperman Bart · CIK 0001821616 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,646

Underlying: Common Stock, $0.0001 par value · 4,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:48 UTC
Fesperman BartSVP Chief Commercial Officer
Tax withholdingCommon Stock, $0.0001 par value 1,257 $7.15 $8,987.55
Disclosure

SEC source: 0001261654-22-000171 · wf-form4_167096450285447.xml · nonDerivative · entry 2

Fesperman Bart · CIK 0001821616 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,285

F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:48 UTC
Fesperman BartSVP Chief Commercial Officer
Exercise / conversionCommon Stock, $0.0001 par value 4,646 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000171 · wf-form4_167096450285447.xml · nonDerivative · entry 1

Fesperman Bart · CIK 0001821616 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:48 UTC
Mason Sonia ClaireChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 4,646 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000169 · wf-form4_167096446739032.xml · derivative · entry 3

Mason Sonia Claire · CIK 0001821986 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,646

Underlying: Common Stock, $0.0001 par value · 4,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:48 UTC
Mason Sonia ClaireChief Human Resources Officer
Tax withholdingCommon Stock, $0.0001 par value 1,327 $7.15 $9,488.05
Disclosure

SEC source: 0001261654-22-000169 · wf-form4_167096446739032.xml · nonDerivative · entry 2

Mason Sonia Claire · CIK 0001821986 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,860

F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:48 UTC
Mason Sonia ClaireChief Human Resources Officer
Exercise / conversionCommon Stock, $0.0001 par value 4,646 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000169 · wf-form4_167096446739032.xml · nonDerivative · entry 1

Mason Sonia Claire · CIK 0001821986 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:47 UTC
Anderson Troy REVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 10,257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000168 · wf-form4_167096444666332.xml · derivative · entry 3

Anderson Troy R · CIK 0001789633 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,258

Underlying: Common Stock, $0.0001 par value · 10,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:47 UTC
Anderson Troy REVP and CFO
Tax withholdingCommon Stock, $0.0001 par value 3,021 $7.15 $21,600.15
Disclosure

SEC source: 0001261654-22-000168 · wf-form4_167096444666332.xml · nonDerivative · entry 2

Anderson Troy R · CIK 0001789633 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,827

F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:47 UTC
Anderson Troy REVP and CFO
Exercise / conversionCommon Stock, $0.0001 par value 10,257 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000168 · wf-form4_167096444666332.xml · nonDerivative · entry 1

Anderson Troy R · CIK 0001789633 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:47 UTC
Severson EricSVP Admissions
Exercise / conversionRestricted Stock Units · Derivative 5,082 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000167 · wf-form4_167096442996232.xml · derivative · entry 3

Severson Eric · CIK 0001746556 · SVP Admissions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,082

Underlying: Common Stock, $0.0001 par value · 5,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:47 UTC
Severson EricSVP Admissions
Tax withholdingCommon Stock, $0.0001 par value 1,421 $7.15 $10,160.15
Disclosure

SEC source: 0001261654-22-000167 · wf-form4_167096442996232.xml · nonDerivative · entry 2

Severson Eric · CIK 0001746556 · SVP Admissions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,635

F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:47 UTC
Severson EricSVP Admissions
Exercise / conversionCommon Stock, $0.0001 par value 5,082 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000167 · wf-form4_167096442996232.xml · nonDerivative · entry 1

Severson Eric · CIK 0001746556 · SVP Admissions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:47 UTC
Hitchcock Todd ASVP Chief Strategy & Transform
Exercise / conversionRestricted Stock Units · Derivative 5,212 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000166 · wf-form4_167096441333869.xml · derivative · entry 3

Hitchcock Todd A · CIK 0001799015 · SVP Chief Strategy & Transform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,213

Underlying: Common Stock, $0.0001 par value · 5,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:47 UTC
Hitchcock Todd ASVP Chief Strategy & Transform
Tax withholdingCommon Stock, $0.0001 par value 1,270 $7.15 $9,080.50
Disclosure

SEC source: 0001261654-22-000166 · wf-form4_167096441333869.xml · nonDerivative · entry 2

Hitchcock Todd A · CIK 0001799015 · SVP Chief Strategy & Transform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,971

F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:47 UTC
Hitchcock Todd ASVP Chief Strategy & Transform
Exercise / conversionCommon Stock, $0.0001 par value 5,212 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000166 · wf-form4_167096441333869.xml · nonDerivative · entry 1

Hitchcock Todd A · CIK 0001799015 · SVP Chief Strategy & Transform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:46 UTC
Smith Lori BSVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 4,646 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000165 · wf-form4_167096439438400.xml · derivative · entry 3

Smith Lori B · CIK 0001799017 · SVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,646

Underlying: Common Stock, $0.0001 par value · 4,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:46 UTC
Smith Lori BSVP Chief Information Officer
Tax withholdingCommon Stock, $0.0001 par value 1,327 $7.15 $9,488.05
Disclosure

SEC source: 0001261654-22-000165 · wf-form4_167096439438400.xml · nonDerivative · entry 2

Smith Lori B · CIK 0001799017 · SVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,401

F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:46 UTC
Smith Lori BSVP Chief Information Officer
Exercise / conversionCommon Stock, $0.0001 par value 4,646 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000165 · wf-form4_167096439438400.xml · nonDerivative · entry 1

Smith Lori B · CIK 0001799017 · SVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:46 UTC
Smith SherrellEVP, Campus Ops & Services
Exercise / conversionRestricted Stock Units · Derivative 7,852 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000164 · wf-form4_167096437721026.xml · derivative · entry 3

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,852

Underlying: Common Stock, $0.0001 par value · 7,852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:46 UTC
Smith SherrellEVP, Campus Ops & Services
Tax withholdingCommon Stock, $0.0001 par value 3,427 $7.15 $24,503.05
Disclosure

SEC source: 0001261654-22-000164 · wf-form4_167096437721026.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,858

F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:46 UTC
Smith SherrellEVP, Campus Ops & Services
Exercise / conversionCommon Stock, $0.0001 par value 7,852 Not disclosed Not disclosed
Disclosure

SEC source: 0001261654-22-000164 · wf-form4_167096437721026.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:34 UTC
Grant Jerome AlanDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 31,940 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000155 · wf-form4_167096363228078.xml · derivative · entry 3

Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,940

Underlying: Common Stock, $0.0001 par value · 31,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:34 UTC
Grant Jerome AlanDirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.0001 par value 13,422 $7.15 $95,967.30
Disclosure

SEC source: 0001261654-22-000155 · wf-form4_167096363228078.xml · nonDerivative · entry 2

Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,107

F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:34 UTC
Grant Jerome AlanDirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.0001 par value 31,940 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000155 · wf-form4_167096363228078.xml · nonDerivative · entry 1

Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:40 UTC
Frazier Jami J.Division President
GrantRestricted Stock Units · Derivative 20,903 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000144 · wf-form4_167088838942110.xml · derivative · entry 2

Frazier Jami J. · CIK 0001957039 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,903

Underlying: Common Stock, $0.0001 par value · 20,903 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:40 UTC
Frazier Jami J.Division President
GrantPerformance Units · Derivative 39,193 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000144 · wf-form4_167088838942110.xml · derivative · entry 1

Frazier Jami J. · CIK 0001957039 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,193

Underlying: Common Stock, $0.0001 par value · 39,193 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares.

F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares.

F1 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 16:58 UTC
Kevane Christopher E.SVP Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 6,459 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000121 · wf-form4_167088229469062.xml · derivative · entry 3

Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,920

Underlying: Common Stock, $0.0001 par value · 6,459 shares

Expires 2024-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2022.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2022.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 16:58 UTC
Kevane Christopher E.SVP Chief Legal Officer
Tax withholdingCommon Stock, $0.0001 par value 1,903 $7.19 $13,682.57
Disclosure

SEC source: 0001261654-22-000121 · wf-form4_167088229469062.xml · nonDerivative · entry 2

Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,574

F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 16:58 UTC
Kevane Christopher E.SVP Chief Legal Officer
Exercise / conversionCommon Stock, $0.0001 par value 6,459 $0.00 $0.00
Disclosure

SEC source: 0001261654-22-000121 · wf-form4_167088229469062.xml · nonDerivative · entry 1

Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.