Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL TECHNICAL INSTITUTE INCUTI · Entity 4868 | SVP Admissions | December 08, 2022 | January 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL TECHNICAL INSTITUTE INC
Report date December 08, 2022 · Filed January 11, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 78,783 |
Reported balance
After 2022-12-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2022-12-08 · Grant · Acquired 26,115 · Balance 78,783 F1: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 42,570 |
Reported balance
After 2022-12-08 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2022-12-08 · Grant · Acquired 19,123 · Balance 42,570 F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: The restricted stock units vest in three equal annual installments beginning on December 8, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 07, 2023 Filed Jan 11, 2023 00:27 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 3,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000016 · wf-form4_167339685024371.xml · derivative · entry 3 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 3,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:27 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,238 | $6.71 | $8,306.98 |
DisclosureSEC source: 0001261654-23-000016 · wf-form4_167339685024371.xml · nonDerivative · entry 2 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,246 F3 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:27 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 3,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000016 · wf-form4_167339685024371.xml · nonDerivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:47 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 5,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000167 · wf-form4_167096442996232.xml · derivative · entry 3 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,082 Underlying: Common Stock, $0.0001 par value · 5,082 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:47 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,421 | $7.15 | $10,160.15 |
DisclosureSEC source: 0001261654-22-000167 · wf-form4_167096442996232.xml · nonDerivative · entry 2 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,635 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:47 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 5,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000167 · wf-form4_167096442996232.xml · nonDerivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 23:12 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 8,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000135 · wf-form4_167088674676064.xml · derivative · entry 2 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,126 Underlying: Common Stock, $0.0001 par value · 8,679 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 23:12 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 6,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000135 · wf-form4_167088674676064.xml · derivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,201 Underlying: Common Stock, $0.0001 par value · 6,533 shares Expires not disclosed F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 21:58 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 4,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000122 · wf-form4_167088231287868.xml · derivative · entry 3 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,434 Underlying: Common Stock, $0.0001 par value · 4,717 shares Expires 2024-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2022. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2022. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 21:58 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,319 | $7.19 | $9,483.61 |
DisclosureSEC source: 0001261654-22-000122 · wf-form4_167088231287868.xml · nonDerivative · entry 2 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,974 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 21:58 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 4,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000122 · wf-form4_167088231287868.xml · nonDerivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 08, 2022 Filed Dec 22, 2022 23:39 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 19,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000173 · wf-form4a_167175236941936.xml · derivative · entry 2 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,550 Underlying: Common Stock, $0.0001 par value · 19,103 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. Read SEC document |
| December 08, 2022 Filed Dec 22, 2022 23:39 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 26,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000173 · wf-form4a_167175236941936.xml · derivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,746 Underlying: Common Stock, $0.0001 par value · 26,078 shares Expires not disclosed F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
| December 08, 2022 Filed Jan 11, 2023 00:30 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 19,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000025 · wf-form4a_167339702418331.xml · derivative · entry 2 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,570 Underlying: Common Stock, $0.0001 par value · 19,123 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. Read SEC document |
| December 08, 2022 Filed Jan 11, 2023 00:30 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 26,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000025 · wf-form4a_167339702418331.xml · derivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,783 Underlying: Common Stock, $0.0001 par value · 26,115 shares Expires not disclosed F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 21:53 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 331 | $7.75 | $2,565.25 |
DisclosureSEC source: 0001261654-22-000036 · wf-form4_164306116996915.xml · nonDerivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,576 F1 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 23:34 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionPerformance Units · Derivative | 993 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000022 · wf-form4_164254888218690.xml · derivative · entry 2 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 993 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001, 60% of which vested based on revenue and 40% of which vested based on income from operations for the fiscal year ended September 30, 2021, the sum of which was adjusted by the compound annual total shareholder return ("TSR") modifier. For purposes of determining the TSR, the change in the price of the Company's common stock was based upon the 30-trading day average closing stock price (i) ending on and including the grant date of January 7, 2020, and (ii) ending on and including the last day of the Performance Period, or January 6, 2022. The number of shares delivered is equal to 8.6% performance achievement pursuant to the terms of the award and was approved by the Compensation Committee of the Board of Directors on January 13, 2022 per the terms of the award. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001, 60% of which vested based on revenue and 40% of which vested based on income from operations for the fiscal year ended September 30, 2021, the sum of which was adjusted by the compound annual total shareholder return ("TSR") modifier. For purposes of determining the TSR, the change in the price of the Company's common stock was based upon the 30-trading day average closing stock price (i) ending on and including the grant date of January 7, 2020, and (ii) ending on and including the last day of the Performance Period, or January 6, 2022. The number of shares delivered is equal to 8.6% performance achievement pursuant to the terms of the award and was approved by the Compensation Committee of the Board of Directors on January 13, 2022 per the terms of the award. F1 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001, 60% of which vested based on revenue and 40% of which vested based on income from operations for the fiscal year ended September 30, 2021, the sum of which was adjusted by the compound annual total shareholder return ("TSR") modifier. For purposes of determining the TSR, the change in the price of the Company's common stock was based upon the 30-trading day average closing stock price (i) ending on and including the grant date of January 7, 2020, and (ii) ending on and including the last day of the Performance Period, or January 6, 2022. The number of shares delivered is equal to 8.6% performance achievement pursuant to the terms of the award and was approved by the Compensation Committee of the Board of Directors on January 13, 2022 per the terms of the award. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 23:34 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 993 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000022 · wf-form4_164254888218690.xml · nonDerivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001, 60% of which vested based on revenue and 40% of which vested based on income from operations for the fiscal year ended September 30, 2021, the sum of which was adjusted by the compound annual total shareholder return ("TSR") modifier. For purposes of determining the TSR, the change in the price of the Company's common stock was based upon the 30-trading day average closing stock price (i) ending on and including the grant date of January 7, 2020, and (ii) ending on and including the last day of the Performance Period, or January 6, 2022. The number of shares delivered is equal to 8.6% performance achievement pursuant to the terms of the award and was approved by the Compensation Committee of the Board of Directors on January 13, 2022 per the terms of the award. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 22:43 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 3,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000012 · wf-form4_164194099294852.xml · derivative · entry 3 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,849 Underlying: Common Stock, $0.0001 par value · 3,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 22:43 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,280 | $7.75 | $9,920.00 |
DisclosureSEC source: 0001261654-22-000012 · wf-form4_164194099294852.xml · nonDerivative · entry 2 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,914 Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 22:43 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 3,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000012 · wf-form4_164194099294852.xml · nonDerivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 23:00 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 5,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-21-000109 · wf-form4_163978200492804.xml · derivative · entry 3 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,164 Underlying: Common Stock, $0.0001 par value · 5,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 23:00 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,421 | $8.14 | $11,566.94 |
DisclosureSEC source: 0001261654-21-000109 · wf-form4_163978200492804.xml · nonDerivative · entry 2 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,346 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 23:00 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 5,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-21-000109 · wf-form4_163978200492804.xml · nonDerivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 22:10 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 14,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-21-000081 · wf-form4_163917420814405.xml · derivative · entry 2 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,093 Underlying: Common Stock, $0.0001 par value · 14,151 shares Expires 2024-12-08 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2022. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 22:10 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 26,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-21-000081 · wf-form4_163917420814405.xml · derivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,315 Underlying: Common Stock, $0.0001 par value · 26,534 shares Expires 2024-12-08 F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2024 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2024, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2024 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2024, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 21:23 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 5,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-21-000061 · wf-form4_163182736491111.xml · derivative · entry 3 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,942 Underlying: Common Stock, $0.0001 par value · 5,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units have vested in full. F4 · derivative.expiration_date: The restricted stock units have vested in full. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 21:23 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,439 | $6.81 | $9,799.59 |
DisclosureSEC source: 0001261654-21-000061 · wf-form4_163182736491111.xml · nonDerivative · entry 2 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,686 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 9/12/2018. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 21:23 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 5,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-21-000061 · wf-form4_163182736491111.xml · nonDerivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 9/12/2018. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:10 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 3,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-21-000004 · wf-form4_161057581692122.xml · derivative · entry 3 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,087 Underlying: Common Stock, $0.0001 par value · 3,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 1/7/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 1/7/2021. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:10 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,280 | $6.41 | $8,204.80 |
DisclosureSEC source: 0001261654-21-000004 · wf-form4_161057581692122.xml · nonDerivative · entry 2 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,980 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 1/7/2020. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:10 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 3,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-21-000004 · wf-form4_161057581692122.xml · nonDerivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:30 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 15,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-20-000077 · wf-form4_160798860895182.xml · derivative · entry 2 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,935 Underlying: Common Stock, $0.0001 par value · 15,245 shares Expires 2023-12-10 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 10, 2021. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:30 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 26,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-20-000077 · wf-form4_160798860895182.xml · derivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,781 Underlying: Common Stock, $0.0001 par value · 26,134 shares Expires 2023-12-10 F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2023 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2023, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2023 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2023, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
| September 15, 2020 Filed Sep 15, 2020 23:26 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,438 | $6.77 | $9,735.26 |
DisclosureSEC source: 0001261654-20-000047 · wf-form4_160021239764651.xml · nonDerivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,102 F1 · shares: Vesting of Restricted Stock Units granted on 9/12/2018. Shares withheld to satisfy tax liability. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 21:30 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 21,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002751 · doc4.xml · derivative · entry 2 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,647 Underlying: Common Stock · 21,647 shares Expires 2022-01-07 F2 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2021 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2021, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F2 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2021 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2021, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 21:30 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 11,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002751 · doc4.xml · nonDerivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,540 F1 · shares: One third of the restricted stock units approved by the Board of Directors shall vest on each anniversary of the grant date. Read SEC document |
| January 07, 2020 Filed Dec 23, 2020 22:18 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 11,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-20-000099 · wf-form4a_160876186747448.xml · derivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,935 Underlying: Common Stock, $0.0001 par value · 11,545 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F2 · shares: This Form 4/A does not report a new transaction. The reporting person's original Form 4 incorrectly reported these securities as Common Stock rather than restricted stock units. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021. F4 · balance_after: The incorrect classification described in footnote (2) above resulted in incorrect reporting of beneficial ownership of the Common Stock in the original Form 4. As of the date of this Form 4/A, none of the restricted stock units has vested. The beneficial ownership of the restricted stock units has been corrected in this Form 4/A and reflects the reporting person's correct ownership as of the date of this filing. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 22:36 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,438 | $5.25 | $7,549.50 |
DisclosureSEC source: 0001209191-19-049928 · doc4.xml · nonDerivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,995 F1 · shares: Vesting of Restricted Stock Units Granted on 9/12/2018. Shares withheld to satisfy tax liability. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 21:11 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 15,433 | $2.70 | $41,669.10 |
DisclosureSEC source: 0001209191-18-051115 · doc4.xml · nonDerivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,433 F1 · shares: The grant was approved by UTI's Board of Directors on September 13, 2018 to have a grant date of September 12, 2018. The restricted stock units vest 33% in three annual installments. Read SEC document |
| September 12, 2018 Filed Dec 23, 2020 22:41 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 15,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-20-000109 · wf-form4a_160876328315265.xml · derivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,935 Underlying: Common Stock, $0.0001 par value · 15,433 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F2 · shares: This Form 4/A does not report a new transaction. The reporting person's original Form 4 incorrectly reported these securities as Common Stock rather than restricted stock units. F3 · derivative.exercise_date: The restricted stock units vest(ed) in three equal annual installments on September 12, 2019, September 12, 2020 and September 12, 2021. F3 · derivative.expiration_date: The restricted stock units vest(ed) in three equal annual installments on September 12, 2019, September 12, 2020 and September 12, 2021. F4 · balance_after: The incorrect classification described in footnote (2) above resulted in incorrect reporting of beneficial ownership of the Common Stock in the original Form 4 and the Common Stock and restricted stock units in subsequent Form 4s. As of the date of this Form 4/A, 10,288 restricted stock units granted on September 12, 2018 have vested. The beneficial ownership of the restricted stock units has been corrected in this Form 4/A and reflects the reporting person's correct ownership as of the date of this filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.