Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KELLY SERVICES INCKELYA · Entity 5372 | Executive Vice President, CFO | February 11, 2026 | February 13, 2026 |
| UNIVERSAL TECHNICAL INSTITUTE INCUTI · Entity 4868 | EVP and CFO | December 14, 2023 | December 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KELLY SERVICES INC
Report date February 11, 2026 · Filed February 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, Par Value $1SEC Table I · non-derivative | Direct | 229,486 |
Reported balance
After 2026-02-11 transaction · row 1
1 source rowRow 1 · 2026-02-11 · Tax withholding · Disposed 3,110 · Balance 229,486 F1: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock awards previously reported. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock awards previously reported.
UNIVERSAL TECHNICAL INSTITUTE INC
Report date December 14, 2023 · Filed December 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 87,442 |
Ending reported balance
After 2023-12-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-12-14 · Exercise / conversion · Acquired 17,626 · Balance 94,615 Row 2 · 2023-12-14 · Sale · Disposed 7,173 · Balance 87,442 F1: Shares withheld to satisfy tax liability for the vesting of performance units granted on 12/10/2020. |
| Performance UnitsSEC Table II · derivative / convertible security · Expires 2023-12-10 | Direct | 0 |
Reported balance
After 2023-12-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-14 · Exercise / conversion · Disposed 17,626 · Balance 0 F2: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001 par value, 60% of which vest based on revenue for the fiscal year ending September 30, 2023 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2023, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liability for the vesting of performance units granted on 12/10/2020.
F2: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001 par value, 60% of which vest based on revenue for the fiscal year ending September 30, 2023 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2023, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2026 Filed Feb 13, 2026 02:22 UTC | KELLY SERVICES INC KELYA · Entity 5372 | Tax withholdingClass A Common Stock, Par Value $1 | 3,110 | $9.91 | $30,820.10 |
DisclosureSEC source: 0000055135-26-000061 · form4.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · Executive Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,486 F1 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock awards previously reported. Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 02:14 UTC | KELLY SERVICES INC KELYA · Entity 5372 | GrantClass A Common Stock, Par Value $1 | 7,781 | $0.00 | $0.00 |
DisclosureSEC source: 0000055135-26-000034 · form4.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · Executive Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,724 F1 · shares: Performance share units were granted following satisfaction of specified performance criteria for 2025 and certification as earned by the Compensation and Talent Management Committee on February 10, 2026. Shares vest 100% on the 3rd-anniversary date of the grant. Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 23:53 UTC | KELLY SERVICES INC KELYA · Entity 5372 | GrantClass A Common Stock, Par Value $1 | 48,872 | $10.64 | $519,998.08 |
DisclosureSEC source: 0000055135-26-000045 · form4.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · Executive Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,596 F1 · shares: Restricted stock award granted under the Kelly Services Equity Incentive Plan. Shares vest ratably over three (3) years on the anniversary date of the grant. Read SEC document |
| October 15, 2025 Filed Oct 16, 2025 14:17 UTC | KELLY SERVICES INC KELYA · Entity 5372 | Tax withholdingClass A Common Stock, Par Value $1 | 25,319 | $12.40 | $313,955.60 |
DisclosureSEC source: 0000055135-25-000074 · form4.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · Executive Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,943 Read SEC document |
| March 28, 2025 Filed Mar 31, 2025 22:09 UTC | KELLY SERVICES INC KELYA · Entity 5372 | PurchaseClass B Common Stock, Par Value $1 | 100 | $13.54 | $1,354.00 |
DisclosureSEC source: 0001127602-25-010679 · form4.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · Executive Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100 Read SEC document |
| February 11, 2025 Filed Feb 13, 2025 00:23 UTC | KELLY SERVICES INC KELYA · Entity 5372 | GrantClass A Common Stock, Par Value $1 | 29,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004502 · form4.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · Executive Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,262 F1 · shares: Restricted stock award granted under the Kelly Services Equity Incentive Plan. Shares vest ratably over three (3) years on the anniversary date of the grant. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Kelly Services Class A common stock. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 23:54 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionPerformance Units · Derivative | 17,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000145 · wk-form4_1702943652.xml · derivative · entry 3 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 17,626 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001 par value, 60% of which vest based on revenue for the fiscal year ending September 30, 2023 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2023, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F2 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001 par value, 60% of which vest based on revenue for the fiscal year ending September 30, 2023 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2023, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 23:54 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | SaleCommon Stock, $0.0001 par value | 7,173 | $10.94 | $78,472.62 |
DisclosureSEC source: 0001261654-23-000145 · wk-form4_1702943652.xml · nonDerivative · entry 2 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,442 F1 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 12/10/2020. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 23:54 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 17,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000145 · wk-form4_1702943652.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2023 Filed Dec 13, 2023 01:41 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 10,258 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · derivative · entry 11 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 10,258 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F9 · derivative.exercise_date: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. F9 · derivative.expiration_date: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2023 Filed Dec 13, 2023 01:41 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 2,806 | $11.88 | $33,335.28 |
DisclosureSEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · nonDerivative · entry 6 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,989 F4 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2023 Filed Dec 13, 2023 01:41 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 10,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · nonDerivative · entry 5 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:41 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 60,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · derivative · entry 10 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,040 Underlying: Common Stock, $0.0001 par value · 60,040 shares Expires not disclosed F8 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. F8 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. F8 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:41 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 32,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · derivative · entry 9 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,021 Underlying: Common Stock, $0.0001 par value · 32,021 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F7 · derivative.exercise_date: The restricted stock units vest in three equal installments beginning on December 8, 2024. F7 · derivative.expiration_date: The restricted stock units vest in three equal installments beginning on December 8, 2024. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:41 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 19,688 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · derivative · entry 8 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,376 Underlying: Common Stock, $0.0001 par value · 19,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F6 · derivative.exercise_date: Share of Common Stock received from vesting of restricted stock units granted on 12/8/2022. F6 · derivative.expiration_date: Share of Common Stock received from vesting of restricted stock units granted on 12/8/2022. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:41 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 13,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · derivative · entry 7 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,179 Underlying: Common Stock, $0.0001 par value · 13,179 shares Expires 2024-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F5 · derivative.exercise_date: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021. F5 · derivative.expiration_date: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:41 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 5,385 | $11.88 | $63,973.80 |
DisclosureSEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · nonDerivative · entry 4 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,537 F3 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:41 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 19,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · nonDerivative · entry 3 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:41 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 3,605 | $11.88 | $42,827.40 |
DisclosureSEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · nonDerivative · entry 2 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,234 F2 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:41 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 13,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:29 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 10,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000020 · wf-form4_167339692529534.xml · derivative · entry 3 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 10,222 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020. F4 · derivative.expiration_date: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:29 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 3,389 | $6.71 | $22,740.19 |
DisclosureSEC source: 0001261654-23-000020 · wf-form4_167339692529534.xml · nonDerivative · entry 2 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,660 F3 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:29 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 10,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000020 · wf-form4_167339692529534.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:47 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 10,257 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000168 · wf-form4_167096444666332.xml · derivative · entry 3 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,258 Underlying: Common Stock, $0.0001 par value · 10,257 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:47 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 3,021 | $7.15 | $21,600.15 |
DisclosureSEC source: 0001261654-22-000168 · wf-form4_167096444666332.xml · nonDerivative · entry 2 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,827 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:47 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 10,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000168 · wf-form4_167096444666332.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 22:26 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 59,089 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000125 · wf-form4_167088395633451.xml · derivative · entry 2 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,184 Underlying: Common Stock, $0.0001 par value · 59,089 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 22:26 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 84,919 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000125 · wf-form4_167088395633451.xml · derivative · entry 1 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,768 Underlying: Common Stock, $0.0001 par value · 84,919 shares Expires not disclosed F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 21:57 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 13,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000117 · wf-form4_167088221722624.xml · derivative · entry 3 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,358 Underlying: Common Stock, $0.0001 par value · 13,179 shares Expires 2024-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2022. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2022. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 21:57 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 3,882 | $7.19 | $27,911.58 |
DisclosureSEC source: 0001261654-22-000117 · wf-form4_167088221722624.xml · nonDerivative · entry 2 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,591 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 21:57 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 13,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000117 · wf-form4_167088221722624.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 08, 2022 Filed Jan 11, 2023 00:31 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 59,064 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000027 · wf-form4a_167339706122441.xml · derivative · entry 2 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,159 Underlying: Common Stock, $0.0001 par value · 59,064 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. Read SEC document |
| December 08, 2022 Filed Jan 11, 2023 00:31 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 84,872 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000027 · wf-form4a_167339706122441.xml · derivative · entry 1 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,721 Underlying: Common Stock, $0.0001 par value · 84,872 shares Expires not disclosed F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 21:57 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 917 | $7.75 | $7,106.75 |
DisclosureSEC source: 0001261654-22-000040 · wf-form4_164306144210951.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,294 F1 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 23:32 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionPerformance Units · Derivative | 2,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000020 · wf-form4_164254871378368.xml · derivative · entry 2 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 2,637 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001, 60% of which vested based on revenue and 40% of which vested based on income from operations for the fiscal year ended September 30, 2021, the sum of which were adjusted by the compound annual total shareholder return ("TSR") modifier. For purposes of determining the TSR, the change in the price of the Company's common stock was based upon the 30-trading day average closing stock price (i) ending on and including the grant date of January 7, 2020, and (ii) ending on and including the last day of the Performance Period, or January 6, 2022. The number of shares delivered is equal to 8.6% performance achievement pursuant to the terms of the award and was approved by the Compensation Committee of the Board of Directors on January 13, 2022 per the terms of the award. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001, 60% of which vested based on revenue and 40% of which vested based on income from operations for the fiscal year ended September 30, 2021, the sum of which were adjusted by the compound annual total shareholder return ("TSR") modifier. For purposes of determining the TSR, the change in the price of the Company's common stock was based upon the 30-trading day average closing stock price (i) ending on and including the grant date of January 7, 2020, and (ii) ending on and including the last day of the Performance Period, or January 6, 2022. The number of shares delivered is equal to 8.6% performance achievement pursuant to the terms of the award and was approved by the Compensation Committee of the Board of Directors on January 13, 2022 per the terms of the award. F1 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001, 60% of which vested based on revenue and 40% of which vested based on income from operations for the fiscal year ended September 30, 2021, the sum of which were adjusted by the compound annual total shareholder return ("TSR") modifier. For purposes of determining the TSR, the change in the price of the Company's common stock was based upon the 30-trading day average closing stock price (i) ending on and including the grant date of January 7, 2020, and (ii) ending on and including the last day of the Performance Period, or January 6, 2022. The number of shares delivered is equal to 8.6% performance achievement pursuant to the terms of the award and was approved by the Compensation Committee of the Board of Directors on January 13, 2022 per the terms of the award. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 23:32 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 2,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000020 · wf-form4_164254871378368.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001, 60% of which vested based on revenue and 40% of which vested based on income from operations for the fiscal year ended September 30, 2021, the sum of which were adjusted by the compound annual total shareholder return ("TSR") modifier. For purposes of determining the TSR, the change in the price of the Company's common stock was based upon the 30-trading day average closing stock price (i) ending on and including the grant date of January 7, 2020, and (ii) ending on and including the last day of the Performance Period, or January 6, 2022. The number of shares delivered is equal to 8.6% performance achievement pursuant to the terms of the award and was approved by the Compensation Committee of the Board of Directors on January 13, 2022 per the terms of the award. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 22:36 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 10,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000002 · wf-form4_164194055914504.xml · derivative · entry 3 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,222 Underlying: Common Stock, $0.0001 par value · 10,222 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 22:36 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 3,553 | $7.75 | $27,535.75 |
DisclosureSEC source: 0001261654-22-000002 · wf-form4_164194055914504.xml · nonDerivative · entry 2 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,574 Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 22:36 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 10,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000002 · wf-form4_164194055914504.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:47 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 10,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-21-000095 · wf-form4_163978122354938.xml · derivative · entry 3 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,515 Underlying: Common Stock, $0.0001 par value · 10,257 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:47 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 3,021 | $8.14 | $24,590.94 |
DisclosureSEC source: 0001261654-21-000095 · wf-form4_163978122354938.xml · nonDerivative · entry 2 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,905 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:47 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 10,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-21-000095 · wf-form4_163978122354938.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 22:14 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 39,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-21-000085 · wf-form4_163917444116271.xml · derivative · entry 2 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,753 Underlying: Common Stock, $0.0001 par value · 39,537 shares Expires 2024-12-08 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2022. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 22:14 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 74,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-21-000085 · wf-form4_163917444116271.xml · derivative · entry 1 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,346 Underlying: Common Stock, $0.0001 par value · 74,132 shares Expires 2024-12-08 F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2024 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2024, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2024 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2024, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:21 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 10,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-21-000012 · wf-form4_161057645060122.xml · derivative · entry 3 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,216 Underlying: Common Stock, $0.0001 par value · 10,221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 1/7/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 1/7/2021. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:21 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 3,552 | $6.41 | $22,768.32 |
DisclosureSEC source: 0001261654-21-000012 · wf-form4_161057645060122.xml · nonDerivative · entry 2 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,669 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 1/7/2020. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:21 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 10,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-21-000012 · wf-form4_161057645060122.xml · nonDerivative · entry 1 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:50 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 30,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-20-000089 · wf-form4_160798980120575.xml · derivative · entry 2 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,437 Underlying: Common Stock, $0.0001 par value · 30,772 shares Expires 2023-12-10 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 10, 2021. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:50 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 54,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-20-000089 · wf-form4_160798980120575.xml · derivative · entry 1 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,214 Underlying: Common Stock, $0.0001 par value · 54,717 shares Expires 2023-12-10 F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2023 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2023, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2023 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2023, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 21:23 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 57,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002730 · doc4.xml · derivative · entry 2 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,497 Underlying: Common Stock · 57,497 shares Expires 2022-01-07 F2 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2021 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2021, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F2 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2021 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2021, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.