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UTI

UNIVERSAL TECHNICAL INSTITUTE INC

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Tapewire entity
4868
SEC CIK
0001261654
Parsed reports
521

Last 12 months

Inside the activity.

12 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202560
Jan 202600
Feb 202602
Mar 202606
Apr 202600
May 202601
Jun 202605
Jul 202600
Aug 202640
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 20, 2016 Filed Sep 21, 2016 15:32 UTC
PUTNAM EUGENE S JRPresident and CFO
Tax withholdingCommon Stock, $0.0001 par value 12,745 $2.08 $26,509.60
Disclosure

SEC source: 0001209191-16-142242 · doc4.xml · nonDerivative · entry 1

PUTNAM EUGENE S JR · CIK 0001183104 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,304

F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 15:28 UTC
BARRESI CHARLESSVP Customer Solutions
Tax withholdingCommon Stock, $0.0001 par value 2,714 $2.08 $5,645.12
Disclosure

SEC source: 0001209191-16-142238 · doc4.xml · nonDerivative · entry 1

BARRESI CHARLES · CIK 0001285094 · SVP Customer Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,146

F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:22 UTC
Peterson Bryce HSVP Information Technology
Tax withholdingCommon Stock, $0.0001 par value 2,795 $2.08 $5,813.60
Disclosure

SEC source: 0001209191-16-142289 · doc4.xml · nonDerivative · entry 1

Peterson Bryce H · CIK 0001537809 · SVP Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,340

F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 16:21 UTC
MCWATERS KIMBERLY JDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.0001 par value 19,795 $2.08 $41,173.60
Disclosure

SEC source: 0001209191-16-142270 · doc4.xml · nonDerivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,583

F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 19:51 UTC
May Jeffry BSVP Marketing
Tax withholdingCommon Stock, $0.0001 par value 3,494 $2.08 $7,267.52
Disclosure

SEC source: 0001209191-16-142250 · doc4.xml · nonDerivative · entry 1

May Jeffry B · CIK 0001618575 · SVP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,588

F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 19:34 UTC
Smith SherrellEVP, Admissions and Operations
Tax withholdingCommon Stock, $0.0001 par value 6,448 $2.08 $13,411.84
Disclosure

SEC source: 0001209191-16-142244 · doc4.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,099

F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 19:29 UTC
Freed Chad AllenEVP, Gen Counsel & Corp Dev
Tax withholdingCommon Stock, $0.0001 par value 6,447 $2.08 $13,409.76
Disclosure

SEC source: 0001209191-16-142240 · doc4.xml · nonDerivative · entry 1

Freed Chad Allen · CIK 0001319172 · EVP, Gen Counsel & Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,655

F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:50 UTC
Turner Rhonda RSVP People Services
GrantCommon Stock, $0.0001 par value 34,783 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141812 · doc4.xml · nonDerivative · entry 1

Turner Rhonda R · CIK 0001493754 · SVP People Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,353

F1 · shares: The Board of Directors approved the grant on September 14, 2016. The restricted stock units vest in four equal annual installments.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 17:55 UTC
PUTNAM EUGENE S JRPresident and CFO
GrantCommon Stock, $0.0001 par value 104,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141861 · doc4.xml · nonDerivative · entry 1

PUTNAM EUGENE S JR · CIK 0001183104 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,049

F1 · shares: The Board of Directors approved the grant on September 14, 2016. The restricted stock units vest in four equal annual installments.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 17:50 UTC
BARRESI CHARLESSVP Customer Solutions
GrantCommon Stock, $0.0001 par value 34,783 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141854 · doc4.xml · nonDerivative · entry 1

BARRESI CHARLES · CIK 0001285094 · SVP Customer Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,860

F1 · shares: The Board of Directors approved the grant on September 14, 2016. The restricted stock units vest in four equal annual installments.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 17:52 UTC
MCWATERS KIMBERLY JDirector · Chairman and CEO
GrantCommon Stock, $0.0001 par value 173,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141856 · doc4.xml · nonDerivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,378

F1 · shares: The Board of Directors approved the grant on September 14, 2016. The restricted stock units vest in four equal annual installments.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 22:00 UTC
Smith SherrellEVP, Admissions and Operations
GrantCommon Stock, $0.0001 par value 54,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141863 · doc4.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,547

F1 · shares: The Board of Directors approved the grant on September 14, 2016. The restricted stock units vest in four equal annual installments.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 21:54 UTC
Peterson Bryce HSVP Information Technology
GrantCommon Stock, $0.0001 par value 34,783 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141859 · doc4.xml · nonDerivative · entry 1

Peterson Bryce H · CIK 0001537809 · SVP Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,135

F1 · shares: The Board of Directors approved the grant on September 14, 2016. The restricted stock units vest in four equal annual installments.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 21:53 UTC
Peterson Bryce HSVP Information Technology
GrantCommon Stock, $0.0001 par value 34,783 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141857 · doc4.xml · nonDerivative · entry 1

Peterson Bryce H · CIK 0001537809 · SVP Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,135

F1 · shares: The Board of Directors approved the grant on September 14, 2016. The restricted stock units vest in four equal annual installments.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 21:51 UTC
Freed Chad AllenEVP, Gen Counsel & Corp Dev
GrantCommon Stock, $0.0001 par value 54,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141855 · doc4.xml · nonDerivative · entry 1

Freed Chad Allen · CIK 0001319172 · EVP, Gen Counsel & Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,102

F1 · shares: The Board of Directors approved the grant on September 14, 2016. The restricted stock units vest in four equal annual installments.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:55 UTC
May Jeffry BSVP Marketing
GrantCommon Stock, $0.0001 par value 43,479 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141815 · doc4.xml · nonDerivative · entry 1

May Jeffry B · CIK 0001618575 · SVP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,082

F1 · shares: The Board of Directors approved the grant on September 14, 2016. The restricted stock units vest in four equal annual installments.

Read SEC document
September 13, 2016 Filed Sep 14, 2016 17:31 UTC
Smith SherrellEVP, Admissions and Operations
Tax withholdingCommon Stock, $0.0001 par value 125 $2.40 $300.00
Disclosure

SEC source: 0001209191-16-141358 · doc4.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,199

F1 · shares: Vesting of restricted stock granted on 09/11/2012. Shares withheld to satisfy tax liability.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:54 UTC
Turner Rhonda RSVP People Services
Tax withholdingCommon Stock, $0.0001 par value 1,315 $2.39 $3,142.85
Disclosure

SEC source: 0001209191-16-140585 · doc4.xml · nonDerivative · entry 2

Turner Rhonda R · CIK 0001493754 · SVP People Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,570

F2 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:54 UTC
Turner Rhonda RSVP People Services
Tax withholdingCommon Stock, $0.0001 par value 1,263 $2.39 $3,018.57
Disclosure

SEC source: 0001209191-16-140585 · doc4.xml · nonDerivative · entry 1

Turner Rhonda R · CIK 0001493754 · SVP People Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,885

F1 · shares: Vesting of Restricted Stock Units granted on 09/04/2014. Shares withheld to satisfy tax liability.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 16:51 UTC
PUTNAM EUGENE S JRPresident and CFO
Tax withholdingCommon Stock, $0.0001 par value 5,882 $2.39 $14,057.98
Disclosure

SEC source: 0001209191-16-140581 · doc4.xml · nonDerivative · entry 2

PUTNAM EUGENE S JR · CIK 0001183104 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,701

F2 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 16:51 UTC
PUTNAM EUGENE S JRPresident and CFO
Tax withholdingCommon Stock, $0.0001 par value 5,669 $2.39 $13,548.91
Disclosure

SEC source: 0001209191-16-140581 · doc4.xml · nonDerivative · entry 1

PUTNAM EUGENE S JR · CIK 0001183104 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,583

F1 · shares: Vesting of Restricted Stock Units granted on 09/04/2014. Shares withheld to satisfy tax liability.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 16:48 UTC
BARRESI CHARLESSVP Customer Solutions
Tax withholdingCommon Stock, $0.0001 par value 810 $2.39 $1,935.90
Disclosure

SEC source: 0001209191-16-140578 · doc4.xml · nonDerivative · entry 1

BARRESI CHARLES · CIK 0001285094 · SVP Customer Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,077

F1 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 16:51 UTC
MCWATERS KIMBERLY JDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.0001 par value 9,209 $2.39 $22,009.51
Disclosure

SEC source: 0001209191-16-140580 · doc4.xml · nonDerivative · entry 2

MCWATERS KIMBERLY J · CIK 0001272480 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,464

F2 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 16:51 UTC
MCWATERS KIMBERLY JDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.0001 par value 8,641 $2.39 $20,651.99
Disclosure

SEC source: 0001209191-16-140580 · doc4.xml · nonDerivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,673

F1 · shares: Vesting of Restricted Stock Units granted on 09/04/2014. Shares withheld to satisfy tax liability.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 23:45 UTC
Peterson Bryce HSVP Information Technology
Tax withholdingCommon Stock, $0.0001 par value 1,253 $2.39 $2,994.67
Disclosure

SEC source: 0001209191-16-140672 · doc4.xml · nonDerivative · entry 2

Peterson Bryce H · CIK 0001537809 · SVP Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,352

F2 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 23:45 UTC
Peterson Bryce HSVP Information Technology
Tax withholdingCommon Stock, $0.0001 par value 1,207 $2.39 $2,884.73
Disclosure

SEC source: 0001209191-16-140672 · doc4.xml · nonDerivative · entry 1

Peterson Bryce H · CIK 0001537809 · SVP Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,605

F1 · shares: Vesting of Restricted Stock Units granted on 09/04/2014. Shares withheld to satisfy tax liability.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 22:53 UTC
May Jeffry BSVP Marketing
Tax withholdingCommon Stock, $0.0001 par value 726 $2.39 $1,735.14
Disclosure

SEC source: 0001209191-16-140651 · doc4.xml · nonDerivative · entry 2

May Jeffry B · CIK 0001618575 · SVP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,603

F2 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 22:53 UTC
May Jeffry BSVP Marketing
Tax withholdingCommon Stock, $0.0001 par value 1,236 $2.39 $2,954.04
Disclosure

SEC source: 0001209191-16-140651 · doc4.xml · nonDerivative · entry 1

May Jeffry B · CIK 0001618575 · SVP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,329

F1 · shares: Vesting of Restricted Stock Units granted on 09/04/2014. Shares withheld to satisfy tax liability.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:53 UTC
Smith SherrellEVP, Admissions and Operations
Tax withholdingCommon Stock, $0.0001 par value 719 $2.39 $1,718.41
Disclosure

SEC source: 0001209191-16-140583 · doc4.xml · nonDerivative · entry 3

Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 21,248

F2 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:53 UTC
Smith SherrellEVP, Admissions and Operations
Tax withholdingCommon Stock, $0.0001 par value 1,961 $2.39 $4,686.79
Disclosure

SEC source: 0001209191-16-140583 · doc4.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,324

F2 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:53 UTC
Smith SherrellEVP, Admissions and Operations
Tax withholdingCommon Stock, $0.0001 par value 1,702 $2.39 $4,067.78
Disclosure

SEC source: 0001209191-16-140583 · doc4.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Admissions and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,285

F1 · shares: Vesting of Restricted Stock Units granted on 09/04/2014. Shares withheld to satisfy tax liability.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:49 UTC
Freed Chad AllenEVP, Gen Counsel & Corp Dev
Tax withholdingCommon Stock, $0.0001 par value 1,924 $2.39 $4,598.36
Disclosure

SEC source: 0001209191-16-140579 · doc4.xml · nonDerivative · entry 2

Freed Chad Allen · CIK 0001319172 · EVP, Gen Counsel & Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,754

F2 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:49 UTC
Freed Chad AllenEVP, Gen Counsel & Corp Dev
Tax withholdingCommon Stock, $0.0001 par value 1,783 $2.39 $4,261.37
Disclosure

SEC source: 0001209191-16-140579 · doc4.xml · nonDerivative · entry 1

Freed Chad Allen · CIK 0001319172 · EVP, Gen Counsel & Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,678

F1 · shares: Vesting of Restricted Stock Units granted on 09/04/2014. Shares withheld to satisfy tax liability.

Read SEC document
June 30, 2014 Filed Dec 7, 2018 22:14 UTC PurchaseCommon Stock, $0.0001 par value 32.874 $11.93 $392.19
Disclosure

SEC source: 0001209191-18-061542 · doc4.xml · nonDerivative · entry 2

LENNOX WILLIAM J JR · CIK 0001597376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,731

F1 · shares: Shares acquired pursuant to a voluntary dividend reinvestment.

Read SEC document
March 31, 2014 Filed Dec 7, 2018 22:14 UTC PurchaseCommon Stock, $0.0001 par value 29.915 $13.01 $389.19
Disclosure

SEC source: 0001209191-18-061542 · doc4.xml · nonDerivative · entry 1

LENNOX WILLIAM J JR · CIK 0001597376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,698.126

F1 · shares: Shares acquired pursuant to a voluntary dividend reinvestment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.