Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL TECHNICAL INSTITUTE INCUTI · Entity 4868 | SVP Customer Solutions | September 22, 2016 | September 23, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL TECHNICAL INSTITUTE INC
Report date September 22, 2016 · Filed September 23, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 84,214 |
Ending reported balance
After 2016-09-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-09-22 · Tax withholding · Disposed 439 · Balance 84,707 F1: Vesting of Restricted Stock granted on 09/20/2011. Shares withheld to satisfy tax liability. Row 2 · 2016-09-22 · Tax withholding · Disposed 493 · Balance 84,214 F2: Vesting of Restricted Stock granted on 09/20/2012. Shares withheld to satisfy tax liability. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of Restricted Stock granted on 09/20/2011. Shares withheld to satisfy tax liability.
F2: Vesting of Restricted Stock granted on 09/20/2012. Shares withheld to satisfy tax liability.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2016 Filed Sep 23, 2016 18:20 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 493 | $2.20 | $1,084.60 |
DisclosureSEC source: 0001209191-16-142689 · doc4.xml · nonDerivative · entry 2 BARRESI CHARLES · CIK 0001285094 · SVP Customer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,214 F2 · shares: Vesting of Restricted Stock granted on 09/20/2012. Shares withheld to satisfy tax liability. Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 18:20 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 439 | $2.20 | $965.80 |
DisclosureSEC source: 0001209191-16-142689 · doc4.xml · nonDerivative · entry 1 BARRESI CHARLES · CIK 0001285094 · SVP Customer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,707 F1 · shares: Vesting of Restricted Stock granted on 09/20/2011. Shares withheld to satisfy tax liability. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 15:28 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 2,714 | $2.08 | $5,645.12 |
DisclosureSEC source: 0001209191-16-142238 · doc4.xml · nonDerivative · entry 1 BARRESI CHARLES · CIK 0001285094 · SVP Customer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,146 F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 17:50 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 34,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-141854 · doc4.xml · nonDerivative · entry 1 BARRESI CHARLES · CIK 0001285094 · SVP Customer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,860 F1 · shares: The Board of Directors approved the grant on September 14, 2016. The restricted stock units vest in four equal annual installments. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 16:48 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 810 | $2.39 | $1,935.90 |
DisclosureSEC source: 0001209191-16-140578 · doc4.xml · nonDerivative · entry 1 BARRESI CHARLES · CIK 0001285094 · SVP Customer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,077 F1 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.