Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL TECHNICAL INSTITUTE INCUTI · Entity 4868 | EVP & CFO | December 11, 2017 | December 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL TECHNICAL INSTITUTE INC
Report date December 11, 2017 · Filed December 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 131,820 |
Reported balance
After 2017-12-11 transaction · row 1
1 source rowRow 1 · 2017-12-11 · Tax withholding · Disposed 983 · Balance 131,820 F1: Vesting of Restricted Stock Units granted on 12/7/2016. Shares withheld to satisfy tax liability. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of Restricted Stock Units granted on 12/7/2016. Shares withheld to satisfy tax liability.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2017 Filed Dec 13, 2017 21:44 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 983 | $2.58 | $2,536.14 |
DisclosureSEC source: 0001209191-17-065449 · doc4.xml · nonDerivative · entry 1 Peterson Bryce H · CIK 0001537809 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,820 F1 · shares: Vesting of Restricted Stock Units granted on 12/7/2016. Shares withheld to satisfy tax liability. Read SEC document |
| December 05, 2017 Filed Dec 8, 2017 00:07 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Cash · Derivative | Not disclosed | $0.00 | $93,750.00 |
DisclosureSEC source: 0001209191-17-064554 · doc4.xml · derivative · entry 3 Peterson Bryce H · CIK 0001537809 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Cash · Not disclosed shares Expires 2020-12-05 F3 · derivative.exercise_price: Represents a contingent right to receive cash, 50% of which vest based on the 2-year compound annual TSR and 50% of which vest based on the 3-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second or third anniversary, as applicable, of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. F3 · derivative.exercise_date: Represents a contingent right to receive cash, 50% of which vest based on the 2-year compound annual TSR and 50% of which vest based on the 3-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second or third anniversary, as applicable, of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. F3 · derivative.underlying: Represents a contingent right to receive cash, 50% of which vest based on the 2-year compound annual TSR and 50% of which vest based on the 3-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second or third anniversary, as applicable, of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. Read SEC document |
| December 05, 2017 Filed Dec 8, 2017 00:07 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 27,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064554 · doc4.xml · derivative · entry 2 Peterson Bryce H · CIK 0001537809 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,737 Underlying: Common Stock · 27,737 shares Expires 2020-12-05 F2 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, 50% of which vest based on the 2-year compound annual total shareholder return ("TSR") and 50% of which vest based on the 3-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second or third anniversary, as applicable, of the grant date at the end of the performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is 150% of the target number of shares. F2 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, 50% of which vest based on the 2-year compound annual total shareholder return ("TSR") and 50% of which vest based on the 3-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second or third anniversary, as applicable, of the grant date at the end of the performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is 150% of the target number of shares. Read SEC document |
| December 05, 2017 Filed Dec 8, 2017 00:07 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 36,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064554 · doc4.xml · nonDerivative · entry 1 Peterson Bryce H · CIK 0001537809 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,803 F1 · shares: The Board of Directors approved the grant on December 5, 2017. The restricted stock units vest in three equal annual installments. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 22:01 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 784 | $3.25 | $2,548.00 |
DisclosureSEC source: 0001209191-17-053877 · doc4.xml · nonDerivative · entry 1 Peterson Bryce H · CIK 0001537809 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,820 F1 · shares: Vesting of Restricted Stock granted on 09/20/2012. Shares withheld to satisfy tax liability. Read SEC document |
| September 19, 2017 Filed Sep 19, 2017 23:34 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 2,795 | $3.31 | $9,251.45 |
DisclosureSEC source: 0001209191-17-053380 · doc4.xml · nonDerivative · entry 2 Peterson Bryce H · CIK 0001537809 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,604 F2 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability. Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 23:34 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 2,692 | $3.32 | $8,937.44 |
DisclosureSEC source: 0001209191-17-053380 · doc4.xml · nonDerivative · entry 1 Peterson Bryce H · CIK 0001537809 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,399 F1 · shares: Vesting of Restricted Stock granted on 09/14/2016. Shares withheld to satisfy tax liability. Read SEC document |
| September 13, 2017 Filed Sep 16, 2017 00:10 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Cash · Derivative | Not disclosed | $0.00 | $90,938.00 |
DisclosureSEC source: 0001209191-17-053081 · doc4.xml · derivative · entry 2 Peterson Bryce H · CIK 0001537809 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Cash · Not disclosed shares Expires 2019-09-13 F2 · derivative.exercise_price: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. F2 · derivative.exercise_date: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. F2 · underlyingValue: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. Read SEC document |
| September 13, 2017 Filed Sep 16, 2017 00:10 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 25,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-053081 · doc4.xml · derivative · entry 1 Peterson Bryce H · CIK 0001537809 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,909 Underlying: Common Stock · 25,909 shares Expires 2019-09-13 F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is 150% of the target number of shares. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is 150% of the target number of shares. Read SEC document |
| September 07, 2017 Filed Sep 7, 2017 21:19 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,290 | $3.57 | $4,605.30 |
DisclosureSEC source: 0001209191-17-051918 · doc4.xml · nonDerivative · entry 2 Peterson Bryce H · CIK 0001537809 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,091 F2 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 21:19 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,243 | $3.50 | $4,350.50 |
DisclosureSEC source: 0001209191-17-051918 · doc4.xml · nonDerivative · entry 1 Peterson Bryce H · CIK 0001537809 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,381 F1 · shares: Vesting of Restricted Stock Units granted on 09/04/2014. Shares withheld to satisfy tax liability. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 22:16 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 105 | $3.69 | $387.45 |
DisclosureSEC source: 0001209191-17-038625 · doc4.xml · nonDerivative · entry 1 Peterson Bryce H · CIK 0001537809 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,624 F1 · shares: Vesting of Restricted Stock granted on 06/05/2012, shares withheld to satisfy tax liability. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 23:02 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 12,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154513 · doc4.xml · nonDerivative · entry 1 Peterson Bryce H · CIK 0001537809 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,729 F1 · shares: The Board of Directors approved the grant on December 7, 2016. The restricted stock units vest in four equal annual installments. Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 22:18 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 784 | $2.20 | $1,724.80 |
DisclosureSEC source: 0001209191-16-142687 · doc4.xml · nonDerivative · entry 2 Peterson Bryce H · CIK 0001537809 · SVP Information Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,036 F2 · shares: Vesting of Restricted Stock granted on 09/20/2012. Shares withheld to satisfy tax liability. Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 22:18 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 520 | $2.20 | $1,144.00 |
DisclosureSEC source: 0001209191-16-142687 · doc4.xml · nonDerivative · entry 1 Peterson Bryce H · CIK 0001537809 · SVP Information Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,820 F1 · shares: Vesting of Restricted Stock granted on 09/20/2011. Shares withheld to satisfy tax liability. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 21:22 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 2,795 | $2.08 | $5,813.60 |
DisclosureSEC source: 0001209191-16-142289 · doc4.xml · nonDerivative · entry 1 Peterson Bryce H · CIK 0001537809 · SVP Information Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,340 F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 21:54 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 34,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-141859 · doc4.xml · nonDerivative · entry 1 Peterson Bryce H · CIK 0001537809 · SVP Information Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,135 F1 · shares: The Board of Directors approved the grant on September 14, 2016. The restricted stock units vest in four equal annual installments. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 21:53 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 34,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-141857 · doc4.xml · nonDerivative · entry 1 Peterson Bryce H · CIK 0001537809 · SVP Information Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,135 F1 · shares: The Board of Directors approved the grant on September 14, 2016. The restricted stock units vest in four equal annual installments. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 23:45 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,253 | $2.39 | $2,994.67 |
DisclosureSEC source: 0001209191-16-140672 · doc4.xml · nonDerivative · entry 2 Peterson Bryce H · CIK 0001537809 · SVP Information Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,352 F2 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 23:45 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,207 | $2.39 | $2,884.73 |
DisclosureSEC source: 0001209191-16-140672 · doc4.xml · nonDerivative · entry 1 Peterson Bryce H · CIK 0001537809 · SVP Information Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,605 F1 · shares: Vesting of Restricted Stock Units granted on 09/04/2014. Shares withheld to satisfy tax liability. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.