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UTI

UNIVERSAL TECHNICAL INSTITUTE INC

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4868
SEC CIK
0001261654
Parsed reports
521

Last 12 months

Inside the activity.

12 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202560
Jan 202600
Feb 202602
Mar 202606
Apr 202600
May 202601
Jun 202605
Jul 202600
Aug 202640
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2020 Filed Jan 9, 2020 21:21 UTC
Grant Jerome AlanChief Executive Officer
GrantPerformance Units · Derivative 146,108 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002726 · doc4.xml · derivative · entry 2

Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,108

Underlying: Common Stock · 146,108 shares

Expires 2022-01-07

F2 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2021 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2021, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares.

F2 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2021 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2021, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares.

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January 07, 2020 Filed Jan 9, 2020 21:21 UTC
Grant Jerome AlanChief Executive Officer
GrantCommon Stock, $0.0001 par value 70,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002726 · doc4.xml · nonDerivative · entry 1

Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,104

F1 · shares: One third of the restricted stock units approved by the Board of Directors shall vest on each anniversary of the grant date.

Read SEC document
January 07, 2020 Filed Dec 23, 2020 22:33 UTC Amendment
Hitchcock Todd ASVP Chief Strategy & Transform
GrantRestricted Stock Units · Derivative 11,545 $0.00 $0.00
Disclosure

SEC source: 0001261654-20-000107 · wf-form4a_160876280886733.xml · derivative · entry 1

Hitchcock Todd A · CIK 0001799015 · SVP Chief Strategy & Transform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,182

Underlying: Common Stock, $0.0001 par value · 11,545 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F2 · shares: This Form 4/A does not report a new transaction. The reporting person's original Form 4 incorrectly reported these securities as Common Stock rather than restricted stock units.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021.

F4 · balance_after: The incorrect classification described in footnote (2) above resulted in incorrect reporting of beneficial ownership of the UTI Common Stock in the original Form 4. As of the date of this Form 4/A, none of the restricted stock units has vested. The beneficial ownership of the restricted stock units has been corrected in this Form 4/A and reflects the reporting person's correct ownership as of the date of this filing.

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January 07, 2020 Filed Dec 23, 2020 22:30 UTC Amendment
Smith SherrellEVP, Campus Ops & Services
GrantRestricted Stock Units · Derivative 18,038 $0.00 $0.00
Disclosure

SEC source: 0001261654-20-000105 · wf-form4a_160876263786818.xml · derivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,594

Underlying: Common Stock, $0.0001 par value · 18,038 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F2 · shares: This Form 4/A does not report a new transaction. The reporting person's original Form 4 incorrectly reported these securities as Common Stock rather than restricted stock units.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021.

F4 · balance_after: The incorrect classification described in footnote (2) above resulted in incorrect reporting of beneficial ownership of the Common Stock in the original Form 4 and the Common Stock and restricted stock units in subsequent Form 4s. As of the date of this Form 4/A, none of the restricted stock units has vested. The beneficial ownership of the restricted stock units has been corrected in this Form 4/A and reflects the reporting person's correct ownership as of the date of this filing.

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January 07, 2020 Filed Dec 23, 2020 22:27 UTC Amendment
Grant Jerome AlanChief Executive Officer
GrantRestricted Stock Units · Derivative 70,709 $0.00 $0.00
Disclosure

SEC source: 0001261654-20-000103 · wf-form4a_160876241248615.xml · derivative · entry 1

Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,528

Underlying: Common Stock, $0.0001 par value · 70,709 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F2 · shares: This Form 4/A does not report a new transaction. The reporting person's original Form 4 incorrectly reported these securities as Common Stock rather than restricted stock units.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021.

F4 · balance_after: The incorrect classification described in footnote (2) above resulted in incorrect reporting of beneficial ownership of the UTI Common Stock in the original Form 4. As of the date of this Form 4/A, none of the restricted stock units has vested. The beneficial ownership of the restricted stock units has been corrected in this Form 4/A and reflects the reporting person's correct ownership as of the date of this filing.

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January 07, 2020 Filed Dec 23, 2020 22:21 UTC Amendment
Smith Lori BSVP Chief Information Officer
GrantRestricted Stock Units · Derivative 11,545 $0.00 $0.00
Disclosure

SEC source: 0001261654-20-000101 · wf-form4a_160876208198126.xml · derivative · entry 1

Smith Lori B · CIK 0001799017 · SVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,483

Underlying: Common Stock, $0.0001 par value · 11,545 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F2 · shares: This Form 4/A does not report a new transaction. The reporting person's original Form 4 incorrectly reported these securities as Common Stock rather than restricted stock units.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021.

F4 · balance_after: The incorrect classification described in footnote (2) above resulted in incorrect reporting of beneficial ownership of the Common Stock in the original Form 4. As of the date of this Form 4/A, none of the restricted stock units has vested. The beneficial ownership of the restricted stock units has been corrected in this Form 4/A and reflects the reporting person's correct ownership as of the date of this filing.

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January 07, 2020 Filed Dec 23, 2020 22:18 UTC Amendment
Severson EricSVP Admissions
GrantRestricted Stock Units · Derivative 11,545 $0.00 $0.00
Disclosure

SEC source: 0001261654-20-000099 · wf-form4a_160876186747448.xml · derivative · entry 1

Severson Eric · CIK 0001746556 · SVP Admissions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,935

Underlying: Common Stock, $0.0001 par value · 11,545 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F2 · shares: This Form 4/A does not report a new transaction. The reporting person's original Form 4 incorrectly reported these securities as Common Stock rather than restricted stock units.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021.

F4 · balance_after: The incorrect classification described in footnote (2) above resulted in incorrect reporting of beneficial ownership of the Common Stock in the original Form 4. As of the date of this Form 4/A, none of the restricted stock units has vested. The beneficial ownership of the restricted stock units has been corrected in this Form 4/A and reflects the reporting person's correct ownership as of the date of this filing.

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January 07, 2020 Filed Dec 23, 2020 22:15 UTC Amendment
Anderson Troy REVP and CFO
GrantRestricted Stock Units · Derivative 30,665 $0.00 $0.00
Disclosure

SEC source: 0001261654-20-000097 · wf-form4a_160876172203515.xml · derivative · entry 1

Anderson Troy R · CIK 0001789633 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,437

Underlying: Common Stock, $0.0001 par value · 30,665 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F2 · shares: This Form 4/A does not report a new transaction. The reporting person's original Form 4 incorrectly reported these securities as Common Stock rather than restricted stock units.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021.

F4 · balance_after: The incorrect classification described in footnote (2) above resulted in incorrect reporting of beneficial ownership of the UTI Common Stock in the original Form 4. As of the date of this Form 4/A, none of the restricted stock units has vested. The beneficial ownership of the restricted stock units has been corrected in this Form 4/A and reflects the reporting person's correct ownership as of the date of this filing.

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December 17, 2019 Filed Dec 19, 2019 11:03 UTC
Shackelton Christopher SDirector · 10% owner
Gray Adam10% owner
OtherCommon Stock 3,601,724 $6.00 $21,610,344.00
Disclosure

SEC source: 0000899243-19-029599 · doc4.xml · nonDerivative · entry 1

Coliseum Capital Management, LLC · CIK 0001409751 · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · 10% owner

Coliseum Capital Partners II, L.P. · CIK 0001567187 · 10% owner

Coliseum Holdings I, LLC · CIK 0001678188 · 10% owner

Coliseum Capital Co-Invest, L.P. · CIK 0001572285 · 10% owner

Gray Adam · CIK 0001454123 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: Sale of shares pursuant to an underwritten registered public offering.

F2 · ownership.nature: These securities sold were held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").

F3 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

F6 · ownership.nature: Following the transactions reported herein, CCP, CCP2 and the Separate Account each directly owned 0 shares of common stock.

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December 16, 2019 Filed Dec 17, 2019 18:41 UTC Tax withholdingCommon Stock, $0.0001 par value 18,529 $7.31 $135,446.99
Disclosure

SEC source: 0001209191-19-060991 · doc4.xml · nonDerivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,953

F1 · shares: Vesting of Performance Units granted on 12/5/2017. Shares withheld to satisfy tax liability.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 23:40 UTC
Jameson Piper PEVP & Chief Marketing Officer
Tax withholdingCommon Stock, $0.0001 par value 4,095 $7.31 $29,934.45
Disclosure

SEC source: 0001209191-19-060990 · doc4.xml · nonDerivative · entry 1

Jameson Piper P · CIK 0001534143 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,933

F1 · shares: Vesting of Performance Units granted on 12/5/2017. Shares withheld to satisfy tax liability.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 23:39 UTC
Grant Jerome AlanChief Executive Officer
Tax withholdingCommon Stock, $0.0001 par value 7,504 $7.31 $54,854.24
Disclosure

SEC source: 0001209191-19-060989 · doc4.xml · nonDerivative · entry 1

Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,395

F1 · shares: Vesting of Performance Units granted on 12/5/2017. Shares withheld to satisfy tax liability.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 23:43 UTC
Smith SherrellEVP, Campus Ops & Services
Tax withholdingCommon Stock, $0.0001 par value 6,107 $7.31 $44,642.17
Disclosure

SEC source: 0001209191-19-060992 · doc4.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,009

F1 · shares: Vesting of Performance Units granted on 12/5/2017. Shares withheld to satisfy tax liability.

Read SEC document
December 16, 2019 Filed Feb 28, 2020 21:13 UTC Amendment
Grant Jerome AlanChief Executive Officer
Tax withholdingCommon Stock, $0.0001 par value 11,581 $7.31 $84,657.11
Disclosure

SEC source: 0001209191-20-013781 · doc4a.xml · nonDerivative · entry 1

Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,318

F1 · shares: This amended Form 4 is solely to correct number of shares withheld for taxes.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 16:47 UTC Exercise / conversionPerformance Cash · Derivative Not disclosed $0.00 $150,000.00
Disclosure

SEC source: 0001209191-19-059882 · doc4.xml · derivative · entry 7

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Cash · Not disclosed shares

Expires 2019-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award.

F4 · derivative.exercise_date: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 16:47 UTC Exercise / conversionPerformance Units · Derivative 44,379 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059882 · doc4.xml · derivative · entry 6

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,379 shares

Expires 2019-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award.

F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 16:47 UTC Disposition to issuerPerformance Cash 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059882 · doc4.xml · nonDerivative · entry 4

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,482

F4 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award.

F5 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 16:47 UTC Exercise / conversionPerformance Cash 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059882 · doc4.xml · nonDerivative · entry 3

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award.

F5 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 16:47 UTC Tax withholdingCommon Stock, $0.0001 par value 16,454 $7.31 $120,278.74
Disclosure

SEC source: 0001209191-19-059882 · doc4.xml · nonDerivative · entry 2

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,482

F3 · shares: Vesting of Restricted Stock Units granted on 12/5/2017. Shares withheld to satisfy tax liability.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 16:47 UTC Exercise / conversionCommon Stock, $0.0001 par value 44,379 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-059882 · doc4.xml · nonDerivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award.

F2 · balance_after: Excludes 39,448 shares of common stock forfeited 11/1/2019 in connection with Ms. McWaters' retirement.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:43 UTC
Grant Jerome AlanChief Executive Officer
Exercise / conversionPerformance Cash · Derivative Not disclosed $0.00 $56,250.00
Disclosure

SEC source: 0001209191-19-059878 · doc4.xml · derivative · entry 6

Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Cash · Not disclosed shares

Expires 2019-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award.

F3 · derivative.exercise_date: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:43 UTC
Grant Jerome AlanChief Executive Officer
Exercise / conversionPerformance Units · Derivative 27,738 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059878 · doc4.xml · derivative · entry 5

Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,738 shares

Expires 2019-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award.

F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:43 UTC
Grant Jerome AlanChief Executive Officer
Disposition to issuerPerformance Cash 56,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059878 · doc4.xml · nonDerivative · entry 4

Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,899

F3 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award.

F4 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:43 UTC
Grant Jerome AlanChief Executive Officer
Exercise / conversionPerformance Cash 56,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059878 · doc4.xml · nonDerivative · entry 3

Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award.

F4 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:43 UTC
Grant Jerome AlanChief Executive Officer
Tax withholdingCommon Stock, $0.0001 par value 6,216 $7.31 $45,438.96
Disclosure

SEC source: 0001209191-19-059878 · doc4.xml · nonDerivative · entry 2

Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,899

F2 · shares: Vesting of Restricted Stock Units granted on 12/5/2017. Shares withheld to satisfy tax liability.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:43 UTC
Grant Jerome AlanChief Executive Officer
Exercise / conversionCommon Stock, $0.0001 par value 27,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-059878 · doc4.xml · nonDerivative · entry 1

Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:41 UTC
Smith SherrellEVP, Campus Ops & Services
Exercise / conversionPerformance Cash · Derivative Not disclosed $0.00 $46,875.00
Disclosure

SEC source: 0001209191-19-059875 · doc4.xml · derivative · entry 7

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Cash · Not disclosed shares

Expires 2019-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award.

F3 · derivative.exercise_date: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:41 UTC
Smith SherrellEVP, Campus Ops & Services
Exercise / conversionPerformance Units · Derivative 13,869 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059875 · doc4.xml · derivative · entry 6

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,869 shares

Expires 2019-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award.

F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:41 UTC
Smith SherrellEVP, Campus Ops & Services
Disposition to issuerPerformance Cash 46,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059875 · doc4.xml · nonDerivative · entry 4

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,116

F3 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award.

F4 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:41 UTC
Smith SherrellEVP, Campus Ops & Services
Exercise / conversionPerformance Cash 46,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059875 · doc4.xml · nonDerivative · entry 3

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award.

F4 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:41 UTC
Smith SherrellEVP, Campus Ops & Services
Tax withholdingCommon Stock, $0.0001 par value 5,421 $7.31 $39,627.51
Disclosure

SEC source: 0001209191-19-059875 · doc4.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,116

F2 · shares: Vesting of Restricted Stock Units granted on 12/5/2017. Shares withheld to satisfy tax liability.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:41 UTC
Smith SherrellEVP, Campus Ops & Services
Exercise / conversionCommon Stock, $0.0001 par value 13,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-059875 · doc4.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:45 UTC
Jameson Piper PEVP & Chief Marketing Officer
Exercise / conversionPerformance Cash · Derivative Not disclosed $0.00 $46,875.00
Disclosure

SEC source: 0001209191-19-059880 · doc4.xml · derivative · entry 6

Jameson Piper P · CIK 0001534143 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Cash · Not disclosed shares

Expires 2019-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award.

F3 · derivative.exercise_date: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:45 UTC
Jameson Piper PEVP & Chief Marketing Officer
Exercise / conversionPerformance Units · Derivative 13,869 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059880 · doc4.xml · derivative · entry 5

Jameson Piper P · CIK 0001534143 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,869 shares

Expires 2019-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award.

F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:45 UTC
Jameson Piper PEVP & Chief Marketing Officer
Disposition to issuerPerformance Cash 46,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059880 · doc4.xml · nonDerivative · entry 4

Jameson Piper P · CIK 0001534143 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,028

F3 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award.

F4 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:45 UTC
Jameson Piper PEVP & Chief Marketing Officer
Exercise / conversionPerformance Cash 46,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059880 · doc4.xml · nonDerivative · entry 3

Jameson Piper P · CIK 0001534143 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award.

F4 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:45 UTC
Jameson Piper PEVP & Chief Marketing Officer
Tax withholdingCommon Stock, $0.0001 par value 3,641 $7.31 $26,615.71
Disclosure

SEC source: 0001209191-19-059880 · doc4.xml · nonDerivative · entry 2

Jameson Piper P · CIK 0001534143 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,028

F2 · shares: Vesting of Restricted Stock Units granted on 12/5/2017. Shares withheld to satisfy tax liability.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:45 UTC
Jameson Piper PEVP & Chief Marketing Officer
Exercise / conversionCommon Stock, $0.0001 par value 13,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-059880 · doc4.xml · nonDerivative · entry 1

Jameson Piper P · CIK 0001534143 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 17:12 UTC
MCWATERS KIMBERLY JDirector · President and CEO
Tax withholdingCommon Stock, $0.0001 par value 30,302 $5.32 $161,206.64
Disclosure

SEC source: 0001209191-19-050562 · doc4.xml · nonDerivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,005

F1 · shares: Vesting of Performance Units granted on 9/13/2017. Shares withheld to satisfy tax liability.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 21:16 UTC
Jameson Piper PEVP & Chief Marketing Officer
Tax withholdingCommon Stock, $0.0001 par value 3,906 $5.32 $20,779.92
Disclosure

SEC source: 0001209191-19-050568 · doc4.xml · nonDerivative · entry 1

Jameson Piper P · CIK 0001534143 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,800

F1 · shares: Vesting of Performance Units granted on 9/13/2017. Shares withheld to satisfy tax liability.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 21:14 UTC
Smith SherrellEVP, Campus Ops & Services
Tax withholdingCommon Stock, $0.0001 par value 9,987 $5.32 $53,130.84
Disclosure

SEC source: 0001209191-19-050565 · doc4.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,668

F1 · shares: Vesting of Performance Units granted on 9/13/2017. Shares withheld to satisfy tax liability.

Read SEC document
September 18, 2019 Filed Sep 19, 2019 18:23 UTC
MCWATERS KIMBERLY JDirector · President and CEO
Tax withholdingCommon Stock, $0.0001 par value 18,092 $5.32 $96,249.44
Disclosure

SEC source: 0001209191-19-050250 · doc4.xml · nonDerivative · entry 2

MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,827

F2 · shares: Vesting of Restricted Stock granted on 09/14/2016. Shares withheld to satisfy tax liability.

Read SEC document
September 18, 2019 Filed Sep 19, 2019 18:23 UTC
MCWATERS KIMBERLY JDirector · President and CEO
Tax withholdingCommon Stock, $0.0001 par value 18,792 $5.24 $98,470.08
Disclosure

SEC source: 0001209191-19-050250 · doc4.xml · nonDerivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,919

F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability.

Read SEC document
September 18, 2019 Filed Sep 19, 2019 22:25 UTC
Smith SherrellEVP, Campus Ops & Services
Tax withholdingCommon Stock, $0.0001 par value 5,954 $5.32 $31,675.28
Disclosure

SEC source: 0001209191-19-050251 · doc4.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,004

F2 · shares: Vesting of Restricted Stock granted on 09/14/2016. Shares withheld to satisfy tax liability.

Read SEC document
September 18, 2019 Filed Sep 19, 2019 22:25 UTC
Smith SherrellEVP, Campus Ops & Services
Tax withholdingCommon Stock, $0.0001 par value 6,185 $5.24 $32,409.40
Disclosure

SEC source: 0001209191-19-050251 · doc4.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,958

F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 17:24 UTC Amendment
MCWATERS KIMBERLY JDirector · President and CEO
Tax withholdingCommon Stock, $0.0001 par value 18,092 $5.32 $96,249.44
Disclosure

SEC source: 0001209191-19-050369 · doc4a.xml · nonDerivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,827

F1 · security: This amended Form 4 is solely to file the power of attorney. This line item was solely included to gain access to filing system.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 21:54 UTC
MCWATERS KIMBERLY JDirector · President and CEO
Exercise / conversionPerformance Cash · Derivative Not disclosed $0.00 $254,400.00
Disclosure

SEC source: 0001209191-19-050259 · doc4.xml · derivative · entry 6

MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Cash · Not disclosed shares

Expires 2019-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is less than the maximum amount of cash that may be delivered pursuant to the award.

F2 · derivative.exercise_date: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is less than the maximum amount of cash that may be delivered pursuant to the award.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 21:54 UTC
MCWATERS KIMBERLY JDirector · President and CEO
Exercise / conversionPerformance Units · Derivative 72,480 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050259 · doc4.xml · derivative · entry 5

MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 72,480 shares

Expires 2019-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 21:54 UTC
MCWATERS KIMBERLY JDirector · President and CEO
Disposition to issuerPerformance Cash 254,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050259 · doc4.xml · nonDerivative · entry 3

MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,307

F2 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is less than the maximum amount of cash that may be delivered pursuant to the award.

F3 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 21:54 UTC
MCWATERS KIMBERLY JDirector · President and CEO
Exercise / conversionPerformance Cash 254,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050259 · doc4.xml · nonDerivative · entry 2

MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is less than the maximum amount of cash that may be delivered pursuant to the award.

F3 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.