Last 12 months
Inside the activity.
12 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 6 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 4 | 0 |
| Sep 2026 | 2 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 07, 2020 Filed Jan 9, 2020 21:21 UTC |
Grant Jerome AlanChief Executive Officer
|
GrantPerformance Units · Derivative | 146,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002726 · doc4.xml · derivative · entry 2 Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,108 Underlying: Common Stock · 146,108 shares Expires 2022-01-07 F2 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2021 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2021, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F2 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2021 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2021, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 21:21 UTC |
Grant Jerome AlanChief Executive Officer
|
GrantCommon Stock, $0.0001 par value | 70,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002726 · doc4.xml · nonDerivative · entry 1 Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,104 F1 · shares: One third of the restricted stock units approved by the Board of Directors shall vest on each anniversary of the grant date. Read SEC document |
| January 07, 2020 Filed Dec 23, 2020 22:33 UTC Amendment |
Hitchcock Todd ASVP Chief Strategy & Transform
|
GrantRestricted Stock Units · Derivative | 11,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-20-000107 · wf-form4a_160876280886733.xml · derivative · entry 1 Hitchcock Todd A · CIK 0001799015 · SVP Chief Strategy & Transform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,182 Underlying: Common Stock, $0.0001 par value · 11,545 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F2 · shares: This Form 4/A does not report a new transaction. The reporting person's original Form 4 incorrectly reported these securities as Common Stock rather than restricted stock units. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021. F4 · balance_after: The incorrect classification described in footnote (2) above resulted in incorrect reporting of beneficial ownership of the UTI Common Stock in the original Form 4. As of the date of this Form 4/A, none of the restricted stock units has vested. The beneficial ownership of the restricted stock units has been corrected in this Form 4/A and reflects the reporting person's correct ownership as of the date of this filing. Read SEC document |
| January 07, 2020 Filed Dec 23, 2020 22:30 UTC Amendment |
Smith SherrellEVP, Campus Ops & Services
|
GrantRestricted Stock Units · Derivative | 18,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-20-000105 · wf-form4a_160876263786818.xml · derivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,594 Underlying: Common Stock, $0.0001 par value · 18,038 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F2 · shares: This Form 4/A does not report a new transaction. The reporting person's original Form 4 incorrectly reported these securities as Common Stock rather than restricted stock units. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021. F4 · balance_after: The incorrect classification described in footnote (2) above resulted in incorrect reporting of beneficial ownership of the Common Stock in the original Form 4 and the Common Stock and restricted stock units in subsequent Form 4s. As of the date of this Form 4/A, none of the restricted stock units has vested. The beneficial ownership of the restricted stock units has been corrected in this Form 4/A and reflects the reporting person's correct ownership as of the date of this filing. Read SEC document |
| January 07, 2020 Filed Dec 23, 2020 22:27 UTC Amendment |
Grant Jerome AlanChief Executive Officer
|
GrantRestricted Stock Units · Derivative | 70,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-20-000103 · wf-form4a_160876241248615.xml · derivative · entry 1 Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,528 Underlying: Common Stock, $0.0001 par value · 70,709 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F2 · shares: This Form 4/A does not report a new transaction. The reporting person's original Form 4 incorrectly reported these securities as Common Stock rather than restricted stock units. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021. F4 · balance_after: The incorrect classification described in footnote (2) above resulted in incorrect reporting of beneficial ownership of the UTI Common Stock in the original Form 4. As of the date of this Form 4/A, none of the restricted stock units has vested. The beneficial ownership of the restricted stock units has been corrected in this Form 4/A and reflects the reporting person's correct ownership as of the date of this filing. Read SEC document |
| January 07, 2020 Filed Dec 23, 2020 22:21 UTC Amendment |
Smith Lori BSVP Chief Information Officer
|
GrantRestricted Stock Units · Derivative | 11,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-20-000101 · wf-form4a_160876208198126.xml · derivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,483 Underlying: Common Stock, $0.0001 par value · 11,545 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F2 · shares: This Form 4/A does not report a new transaction. The reporting person's original Form 4 incorrectly reported these securities as Common Stock rather than restricted stock units. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021. F4 · balance_after: The incorrect classification described in footnote (2) above resulted in incorrect reporting of beneficial ownership of the Common Stock in the original Form 4. As of the date of this Form 4/A, none of the restricted stock units has vested. The beneficial ownership of the restricted stock units has been corrected in this Form 4/A and reflects the reporting person's correct ownership as of the date of this filing. Read SEC document |
| January 07, 2020 Filed Dec 23, 2020 22:18 UTC Amendment |
Severson EricSVP Admissions
|
GrantRestricted Stock Units · Derivative | 11,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-20-000099 · wf-form4a_160876186747448.xml · derivative · entry 1 Severson Eric · CIK 0001746556 · SVP Admissions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,935 Underlying: Common Stock, $0.0001 par value · 11,545 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F2 · shares: This Form 4/A does not report a new transaction. The reporting person's original Form 4 incorrectly reported these securities as Common Stock rather than restricted stock units. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021. F4 · balance_after: The incorrect classification described in footnote (2) above resulted in incorrect reporting of beneficial ownership of the Common Stock in the original Form 4. As of the date of this Form 4/A, none of the restricted stock units has vested. The beneficial ownership of the restricted stock units has been corrected in this Form 4/A and reflects the reporting person's correct ownership as of the date of this filing. Read SEC document |
| January 07, 2020 Filed Dec 23, 2020 22:15 UTC Amendment |
Anderson Troy REVP and CFO
|
GrantRestricted Stock Units · Derivative | 30,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-20-000097 · wf-form4a_160876172203515.xml · derivative · entry 1 Anderson Troy R · CIK 0001789633 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,437 Underlying: Common Stock, $0.0001 par value · 30,665 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F2 · shares: This Form 4/A does not report a new transaction. The reporting person's original Form 4 incorrectly reported these securities as Common Stock rather than restricted stock units. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 7, 2021. F4 · balance_after: The incorrect classification described in footnote (2) above resulted in incorrect reporting of beneficial ownership of the UTI Common Stock in the original Form 4. As of the date of this Form 4/A, none of the restricted stock units has vested. The beneficial ownership of the restricted stock units has been corrected in this Form 4/A and reflects the reporting person's correct ownership as of the date of this filing. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 11:03 UTC |
Coliseum Capital Management, LLC10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLC10% owner
COLISEUM CAPITAL PARTNERS, L.P.10% owner
Coliseum Capital Partners II, L.P.10% owner
Coliseum Holdings I, LLC10% owner
Coliseum Capital Co-Invest, L.P.10% owner
Gray Adam10% owner
|
OtherCommon Stock | 3,601,724 | $6.00 | $21,610,344.00 |
DisclosureSEC source: 0000899243-19-029599 · doc4.xml · nonDerivative · entry 1 Coliseum Capital Management, LLC · CIK 0001409751 · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · 10% owner Coliseum Capital Partners II, L.P. · CIK 0001567187 · 10% owner Coliseum Holdings I, LLC · CIK 0001678188 · 10% owner Coliseum Capital Co-Invest, L.P. · CIK 0001572285 · 10% owner Gray Adam · CIK 0001454123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: Sale of shares pursuant to an underwritten registered public offering. F2 · ownership.nature: These securities sold were held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account"). F3 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. F6 · ownership.nature: Following the transactions reported herein, CCP, CCP2 and the Separate Account each directly owned 0 shares of common stock. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 18:41 UTC |
MCWATERS KIMBERLY JDirector
|
Tax withholdingCommon Stock, $0.0001 par value | 18,529 | $7.31 | $135,446.99 |
DisclosureSEC source: 0001209191-19-060991 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,953 F1 · shares: Vesting of Performance Units granted on 12/5/2017. Shares withheld to satisfy tax liability. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 23:40 UTC |
Jameson Piper PEVP & Chief Marketing Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 4,095 | $7.31 | $29,934.45 |
DisclosureSEC source: 0001209191-19-060990 · doc4.xml · nonDerivative · entry 1 Jameson Piper P · CIK 0001534143 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,933 F1 · shares: Vesting of Performance Units granted on 12/5/2017. Shares withheld to satisfy tax liability. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 23:39 UTC |
Grant Jerome AlanChief Executive Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 7,504 | $7.31 | $54,854.24 |
DisclosureSEC source: 0001209191-19-060989 · doc4.xml · nonDerivative · entry 1 Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,395 F1 · shares: Vesting of Performance Units granted on 12/5/2017. Shares withheld to satisfy tax liability. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 23:43 UTC |
Smith SherrellEVP, Campus Ops & Services
|
Tax withholdingCommon Stock, $0.0001 par value | 6,107 | $7.31 | $44,642.17 |
DisclosureSEC source: 0001209191-19-060992 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,009 F1 · shares: Vesting of Performance Units granted on 12/5/2017. Shares withheld to satisfy tax liability. Read SEC document |
| December 16, 2019 Filed Feb 28, 2020 21:13 UTC Amendment |
Grant Jerome AlanChief Executive Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 11,581 | $7.31 | $84,657.11 |
DisclosureSEC source: 0001209191-20-013781 · doc4a.xml · nonDerivative · entry 1 Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,318 F1 · shares: This amended Form 4 is solely to correct number of shares withheld for taxes. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 16:47 UTC |
MCWATERS KIMBERLY JDirector
|
Exercise / conversionPerformance Cash · Derivative | Not disclosed | $0.00 | $150,000.00 |
DisclosureSEC source: 0001209191-19-059882 · doc4.xml · derivative · entry 7 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Cash · Not disclosed shares Expires 2019-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. F4 · derivative.exercise_date: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 16:47 UTC |
MCWATERS KIMBERLY JDirector
|
Exercise / conversionPerformance Units · Derivative | 44,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059882 · doc4.xml · derivative · entry 6 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,379 shares Expires 2019-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 16:47 UTC |
MCWATERS KIMBERLY JDirector
|
Disposition to issuerPerformance Cash | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059882 · doc4.xml · nonDerivative · entry 4 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,482 F4 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. F5 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 16:47 UTC |
MCWATERS KIMBERLY JDirector
|
Exercise / conversionPerformance Cash | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059882 · doc4.xml · nonDerivative · entry 3 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. F5 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 16:47 UTC |
MCWATERS KIMBERLY JDirector
|
Tax withholdingCommon Stock, $0.0001 par value | 16,454 | $7.31 | $120,278.74 |
DisclosureSEC source: 0001209191-19-059882 · doc4.xml · nonDerivative · entry 2 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,482 F3 · shares: Vesting of Restricted Stock Units granted on 12/5/2017. Shares withheld to satisfy tax liability. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 16:47 UTC |
MCWATERS KIMBERLY JDirector
|
Exercise / conversionCommon Stock, $0.0001 par value | 44,379 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-059882 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award. F2 · balance_after: Excludes 39,448 shares of common stock forfeited 11/1/2019 in connection with Ms. McWaters' retirement. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:43 UTC |
Grant Jerome AlanChief Executive Officer
|
Exercise / conversionPerformance Cash · Derivative | Not disclosed | $0.00 | $56,250.00 |
DisclosureSEC source: 0001209191-19-059878 · doc4.xml · derivative · entry 6 Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Cash · Not disclosed shares Expires 2019-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. F3 · derivative.exercise_date: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:43 UTC |
Grant Jerome AlanChief Executive Officer
|
Exercise / conversionPerformance Units · Derivative | 27,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059878 · doc4.xml · derivative · entry 5 Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,738 shares Expires 2019-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:43 UTC |
Grant Jerome AlanChief Executive Officer
|
Disposition to issuerPerformance Cash | 56,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059878 · doc4.xml · nonDerivative · entry 4 Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,899 F3 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. F4 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:43 UTC |
Grant Jerome AlanChief Executive Officer
|
Exercise / conversionPerformance Cash | 56,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059878 · doc4.xml · nonDerivative · entry 3 Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. F4 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:43 UTC |
Grant Jerome AlanChief Executive Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 6,216 | $7.31 | $45,438.96 |
DisclosureSEC source: 0001209191-19-059878 · doc4.xml · nonDerivative · entry 2 Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,899 F2 · shares: Vesting of Restricted Stock Units granted on 12/5/2017. Shares withheld to satisfy tax liability. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:43 UTC |
Grant Jerome AlanChief Executive Officer
|
Exercise / conversionCommon Stock, $0.0001 par value | 27,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-059878 · doc4.xml · nonDerivative · entry 1 Grant Jerome Alan · CIK 0001723537 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:41 UTC |
Smith SherrellEVP, Campus Ops & Services
|
Exercise / conversionPerformance Cash · Derivative | Not disclosed | $0.00 | $46,875.00 |
DisclosureSEC source: 0001209191-19-059875 · doc4.xml · derivative · entry 7 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Cash · Not disclosed shares Expires 2019-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. F3 · derivative.exercise_date: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:41 UTC |
Smith SherrellEVP, Campus Ops & Services
|
Exercise / conversionPerformance Units · Derivative | 13,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059875 · doc4.xml · derivative · entry 6 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,869 shares Expires 2019-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:41 UTC |
Smith SherrellEVP, Campus Ops & Services
|
Disposition to issuerPerformance Cash | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059875 · doc4.xml · nonDerivative · entry 4 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,116 F3 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. F4 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:41 UTC |
Smith SherrellEVP, Campus Ops & Services
|
Exercise / conversionPerformance Cash | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059875 · doc4.xml · nonDerivative · entry 3 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. F4 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:41 UTC |
Smith SherrellEVP, Campus Ops & Services
|
Tax withholdingCommon Stock, $0.0001 par value | 5,421 | $7.31 | $39,627.51 |
DisclosureSEC source: 0001209191-19-059875 · doc4.xml · nonDerivative · entry 2 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,116 F2 · shares: Vesting of Restricted Stock Units granted on 12/5/2017. Shares withheld to satisfy tax liability. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:41 UTC |
Smith SherrellEVP, Campus Ops & Services
|
Exercise / conversionCommon Stock, $0.0001 par value | 13,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-059875 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:45 UTC |
Jameson Piper PEVP & Chief Marketing Officer
|
Exercise / conversionPerformance Cash · Derivative | Not disclosed | $0.00 | $46,875.00 |
DisclosureSEC source: 0001209191-19-059880 · doc4.xml · derivative · entry 6 Jameson Piper P · CIK 0001534143 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Cash · Not disclosed shares Expires 2019-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. F3 · derivative.exercise_date: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:45 UTC |
Jameson Piper PEVP & Chief Marketing Officer
|
Exercise / conversionPerformance Units · Derivative | 13,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059880 · doc4.xml · derivative · entry 5 Jameson Piper P · CIK 0001534143 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,869 shares Expires 2019-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:45 UTC |
Jameson Piper PEVP & Chief Marketing Officer
|
Disposition to issuerPerformance Cash | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059880 · doc4.xml · nonDerivative · entry 4 Jameson Piper P · CIK 0001534143 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,028 F3 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. F4 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:45 UTC |
Jameson Piper PEVP & Chief Marketing Officer
|
Exercise / conversionPerformance Cash | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059880 · doc4.xml · nonDerivative · entry 3 Jameson Piper P · CIK 0001534143 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. F4 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:45 UTC |
Jameson Piper PEVP & Chief Marketing Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 3,641 | $7.31 | $26,615.71 |
DisclosureSEC source: 0001209191-19-059880 · doc4.xml · nonDerivative · entry 2 Jameson Piper P · CIK 0001534143 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,028 F2 · shares: Vesting of Restricted Stock Units granted on 12/5/2017. Shares withheld to satisfy tax liability. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:45 UTC |
Jameson Piper PEVP & Chief Marketing Officer
|
Exercise / conversionCommon Stock, $0.0001 par value | 13,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-059880 · doc4.xml · nonDerivative · entry 1 Jameson Piper P · CIK 0001534143 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 17:12 UTC |
MCWATERS KIMBERLY JDirector · President and CEO
|
Tax withholdingCommon Stock, $0.0001 par value | 30,302 | $5.32 | $161,206.64 |
DisclosureSEC source: 0001209191-19-050562 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,005 F1 · shares: Vesting of Performance Units granted on 9/13/2017. Shares withheld to satisfy tax liability. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 21:16 UTC |
Jameson Piper PEVP & Chief Marketing Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 3,906 | $5.32 | $20,779.92 |
DisclosureSEC source: 0001209191-19-050568 · doc4.xml · nonDerivative · entry 1 Jameson Piper P · CIK 0001534143 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,800 F1 · shares: Vesting of Performance Units granted on 9/13/2017. Shares withheld to satisfy tax liability. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 21:14 UTC |
Smith SherrellEVP, Campus Ops & Services
|
Tax withholdingCommon Stock, $0.0001 par value | 9,987 | $5.32 | $53,130.84 |
DisclosureSEC source: 0001209191-19-050565 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,668 F1 · shares: Vesting of Performance Units granted on 9/13/2017. Shares withheld to satisfy tax liability. Read SEC document |
| September 18, 2019 Filed Sep 19, 2019 18:23 UTC |
MCWATERS KIMBERLY JDirector · President and CEO
|
Tax withholdingCommon Stock, $0.0001 par value | 18,092 | $5.32 | $96,249.44 |
DisclosureSEC source: 0001209191-19-050250 · doc4.xml · nonDerivative · entry 2 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,827 F2 · shares: Vesting of Restricted Stock granted on 09/14/2016. Shares withheld to satisfy tax liability. Read SEC document |
| September 18, 2019 Filed Sep 19, 2019 18:23 UTC |
MCWATERS KIMBERLY JDirector · President and CEO
|
Tax withholdingCommon Stock, $0.0001 par value | 18,792 | $5.24 | $98,470.08 |
DisclosureSEC source: 0001209191-19-050250 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640,919 F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability. Read SEC document |
| September 18, 2019 Filed Sep 19, 2019 22:25 UTC |
Smith SherrellEVP, Campus Ops & Services
|
Tax withholdingCommon Stock, $0.0001 par value | 5,954 | $5.32 | $31,675.28 |
DisclosureSEC source: 0001209191-19-050251 · doc4.xml · nonDerivative · entry 2 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,004 F2 · shares: Vesting of Restricted Stock granted on 09/14/2016. Shares withheld to satisfy tax liability. Read SEC document |
| September 18, 2019 Filed Sep 19, 2019 22:25 UTC |
Smith SherrellEVP, Campus Ops & Services
|
Tax withholdingCommon Stock, $0.0001 par value | 6,185 | $5.24 | $32,409.40 |
DisclosureSEC source: 0001209191-19-050251 · doc4.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,958 F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 17:24 UTC Amendment |
MCWATERS KIMBERLY JDirector · President and CEO
|
Tax withholdingCommon Stock, $0.0001 par value | 18,092 | $5.32 | $96,249.44 |
DisclosureSEC source: 0001209191-19-050369 · doc4a.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,827 F1 · security: This amended Form 4 is solely to file the power of attorney. This line item was solely included to gain access to filing system. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 21:54 UTC |
MCWATERS KIMBERLY JDirector · President and CEO
|
Exercise / conversionPerformance Cash · Derivative | Not disclosed | $0.00 | $254,400.00 |
DisclosureSEC source: 0001209191-19-050259 · doc4.xml · derivative · entry 6 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Cash · Not disclosed shares Expires 2019-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is less than the maximum amount of cash that may be delivered pursuant to the award. F2 · derivative.exercise_date: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is less than the maximum amount of cash that may be delivered pursuant to the award. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 21:54 UTC |
MCWATERS KIMBERLY JDirector · President and CEO
|
Exercise / conversionPerformance Units · Derivative | 72,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050259 · doc4.xml · derivative · entry 5 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,480 shares Expires 2019-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 21:54 UTC |
MCWATERS KIMBERLY JDirector · President and CEO
|
Disposition to issuerPerformance Cash | 254,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050259 · doc4.xml · nonDerivative · entry 3 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 695,307 F2 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is less than the maximum amount of cash that may be delivered pursuant to the award. F3 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 21:54 UTC |
MCWATERS KIMBERLY JDirector · President and CEO
|
Exercise / conversionPerformance Cash | 254,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050259 · doc4.xml · nonDerivative · entry 2 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 695,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is less than the maximum amount of cash that may be delivered pursuant to the award. F3 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.