USCB

SEC source: 0001437749-24-013878 · rdgdoc.xml · nonDerivative · entry 1

KAFAFIAN ROBERT E. · CIK 0001920660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,386

F1 · shares: Represents the grant of 4,229 shares of restricted stock which vest on April 30, 2024.

SEC source: 0001437749-24-013877 · rdgdoc.xml · nonDerivative · entry 1

Fernandez Bernardo B. Jr. · CIK 0001903628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,940

F1 · shares: Represents the grant of 940 shares of restricted stock which vest on April 30, 2024.

SEC source: 0001437749-24-007899 · rdgdoc.xml · nonDerivative · entry 2

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,132

F1 · balance_after: Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-24-007899 · rdgdoc.xml · nonDerivative · entry 1

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,132

SEC source: 0001437749-24-007441 · rdgdoc.xml · nonDerivative · entry 1

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,732

F1 · balance_after: Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-24-007309 · rdgdoc.xml · nonDerivative · entry 1

Logrono Maricarmen · CIK 0001999607 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,316

F1 · balance_after: Includes 2,630 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 1,617 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023..

SEC source: 0001437749-24-007302 · rdgdoc.xml · nonDerivative · entry 1

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,132

F1 · balance_after: Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-24-007311 · rdgdoc.xml · nonDerivative · entry 1

COLLAZO ANDRES · CIK 0001916662 · Executive VP, Operations & IT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,612

F1 · balance_after: Includes 2,846 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 3,526 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-24-007306 · rdgdoc.xml · nonDerivative · entry 1

DE LA AGUILERA LUIS · CIK 0001916660 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,874

F1 · balance_after: Includes 12,136 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 15,785 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-24-007304 · rdgdoc.xml · nonDerivative · entry 1

GUERRA-KATTOU MARTHA · CIK 0001916962 · EVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,101

F1 · balance_after: Includes 2,655 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 3,289 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-24-007300 · rdgdoc.xml · nonDerivative · entry 1

GOMEZ OSCAR · CIK 0001916971 · Executive VP, Global Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,173

F1 · balance_after: Includes 2,872 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 3,626 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-24-005844 · rdgdoc.xml · nonDerivative · entry 1

Feinglass Howard · CIK 0001732866 · Director · 10% owner

Priam Capital Fund II, L.P. · CIK 0001874961 · 10% owner

Priam Capital Associates II LLC · CIK 0001875134 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Priam Capital Fund II, LP

Disclosed balance after: 4,518,309

F1 · ownership.nature: Priam Capital Fund II, L.P. ("Priam Capital II") directly holds the indicated number of shares of the Issuer's Class A Voting Common Stock. Priam Capital Associates II LLC ("Priam Capital Associates") is the general partner of Priam Capital II. Howard P. Feinglass is the managing member of Priam Capital Associates. By virtue of such relationships, Priam Capital Associates and Mr. Feinglass may be deemed to have voting and dispositive power over securities held by Priam Capital II and, as a result, may be deemed to have beneficial ownership of such securities. Priam Capital Associates and Mr. Feinglass disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that they are beneficial owners of such securities for the purposes of Section 16.

SEC source: 0001437749-24-004975 · rdgdoc.xml · nonDerivative · entry 1

ABADIN RAMON · CIK 0001916995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,633

SEC source: 0001437749-24-004143 · rdgdoc.xml · nonDerivative · entry 1

Feinglass Howard · CIK 0001732866 · Director · 10% owner

Priam Capital Fund II, L.P. · CIK 0001874961 · 10% owner

Priam Capital Associates II LLC · CIK 0001875134 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Priam Capital Fund II, LP

Disclosed balance after: 4,508,309

F1 · ownership.nature: Priam Capital Fund II, L.P. ("Priam Capital II") directly holds the indicated number of shares of the Issuer's Class A Voting Common Stock. Priam Capital Associates II LLC ("Priam Capital Associates") is the general partner of Priam Capital II. Howard P. Feinglass is the managing member of Priam Capital Associates. By virtue of such relationships, Priam Capital Associates and Mr. Feinglass may be deemed to have voting and dispositive power over securities held by Priam Capital II and, as a result, may be deemed to have beneficial ownership of such securities. Priam Capital Associates and Mr. Feinglass disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that they are beneficial owners of such securities for the purposes of Section 16.

SEC source: 0001437749-24-002066 · rdgdoc.xml · nonDerivative · entry 1

Logrono Maricarmen · CIK 0001999607 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,556

F1 · shares: Represents the grant of 2,630 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024.

F2 · balance_after: Includes 2,426 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-24-002052 · rdgdoc.xml · nonDerivative · entry 1

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,928

F1 · shares: Represents the grant of 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024.

F2 · balance_after: Includes 8,051 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-24-002063 · rdgdoc.xml · nonDerivative · entry 1

COLLAZO ANDRES · CIK 0001916662 · Executive VP, Operations & IT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,135

F1 · shares: Represents the grant of 2,846 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024.

F2 · balance_after: Includes 5,289 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-24-002067 · rdgdoc.xml · nonDerivative · entry 1

DE LA AGUILERA LUIS · CIK 0001916660 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,214

F1 · shares: Represents the grant of 12,136 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024.

F2 · balance_after: Includes 23,678 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-24-002061 · rdgdoc.xml · nonDerivative · entry 1

GOMEZ OSCAR · CIK 0001916971 · Executive VP, Global Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,711

F1 · shares: Represents the grant of 2,872 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024.

F2 · balance_after: Includes 5,439 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-24-002056 · rdgdoc.xml · nonDerivative · entry 1

BUSTLE NICHOLAS · CIK 0001916674 · EVP and Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,628

F1 · shares: Represents the grant of 3,261 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024.

F2 · balance_after: Includes 6,117 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-24-002048 · rdgdoc.xml · nonDerivative · entry 1

GUERRA-KATTOU MARTHA · CIK 0001916962 · EVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,588

F1 · shares: Represents the grant of 2,655 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024.

F2 · balance_after: Includes 4,933 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-23-034445 · rdgdoc.xml · nonDerivative · entry 1

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,801

F1 · balance_after: Includes the grant of 8,051 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-23-029458 · rdgdoc.xml · nonDerivative · entry 1

RODRIGUEZ RAMON A · CIK 0001193732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,500

SEC source: 0001437749-24-007485 · rdgdoc.xml · nonDerivative · entry 3

ABADIN RAMON · CIK 0001916995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,113

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.85 to $10.95, inclusive.

F3 · balance_after: On June 27, 2023, the reporting person transferred 3,000 shares of USCB Class A Voting Common Stock to his ex-wife pursuant to a domestic relations order.

SEC source: 0001437749-23-024058 · rdgdoc.xml · nonDerivative · entry 1

RODRIGUEZ RAMON A · CIK 0001193732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,050

SEC source: 0001437749-23-024028 · rdgdoc.xml · nonDerivative · entry 1

ABADIN RAMON · CIK 0001916995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,652

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.39 to $11.45, inclusive. The reporting person undertakes to provide to USCB Financial Holdings, Inc., any security holder of USCB Financial Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: Includes the grant of 3,552 shares of restricted stock which vest on December 31, 2023.

SEC source: 0001437749-23-013944 · rdgdoc.xml · nonDerivative · entry 2

Feinglass Howard · CIK 0001732866 · Director · 10% owner

Priam Capital Fund II, L.P. · CIK 0001874961 · 10% owner

Priam Capital Associates II LLC · CIK 0001875134 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Priam Capital Fund II, LP

Disclosed balance after: 4,498,309

F1 · balance_after: The Amount of Securities Beneficially Owned Following Reported Transaction(s) by Priam Capital Fund II, LLP on the original Form 4 filed May 11, 2023 was incorrect and is corrected herein.

F2 · ownership.nature: Priam Capital Fund II, L.P. ("Priam Capital II") directly holds the indicated number of shares of the Issuer's Class A Voting Common Stock. Priam Capital Associates II LLC ("Priam Capital Associates") is the general partner of Priam Capital II. Howard P. Feinglass is the managing member of Priam Capital Associates. By virtue of such relationships, Priam Capital Associates and Mr. Feinglass may be deemed to have voting and dispositive power over securities held by Priam Capital II and, as a result, may be deemed to have beneficial ownership of such securities. Priam Capital Associates and Mr. Feinglass disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that they are beneficial owners of such securities for the purposes of Section 16.

SEC source: 0001437749-23-013812 · rdgdoc.xml · nonDerivative · entry 2

Feinglass Howard · CIK 0001732866 · Director · 10% owner

Priam Capital Fund II, L.P. · CIK 0001874961 · 10% owner

Priam Capital Associates II LLC · CIK 0001875134 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Priam Capital Fund II, LP

Disclosed balance after: 45,498,309

F1 · ownership.nature: Priam Capital Fund II, L.P. ("Priam Capital II") directly holds the indicated number of shares of the Issuer's Class A Voting Common Stock. Priam Capital Associates II LLC ("Priam Capital Associates") is the general partner of Priam Capital II. Howard P. Feinglass is the managing member of Priam Capital Associates. By virtue of such relationships, Priam Capital Associates and Mr. Feinglass may be deemed to have voting and dispositive power over securities held by Priam Capital II and, as a result, may be deemed to have beneficial ownership of such securities. Priam Capital Associates and Mr. Feinglass disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that they are beneficial owners of such securities for the purposes of Section 16.

SEC source: 0001437749-23-013944 · rdgdoc.xml · nonDerivative · entry 1

Feinglass Howard · CIK 0001732866 · Director · 10% owner

Priam Capital Fund II, L.P. · CIK 0001874961 · 10% owner

Priam Capital Associates II LLC · CIK 0001875134 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Priam Capital Fund II, LP

Disclosed balance after: 4,491,009

F1 · balance_after: The Amount of Securities Beneficially Owned Following Reported Transaction(s) by Priam Capital Fund II, LLP on the original Form 4 filed May 11, 2023 was incorrect and is corrected herein.

F2 · ownership.nature: Priam Capital Fund II, L.P. ("Priam Capital II") directly holds the indicated number of shares of the Issuer's Class A Voting Common Stock. Priam Capital Associates II LLC ("Priam Capital Associates") is the general partner of Priam Capital II. Howard P. Feinglass is the managing member of Priam Capital Associates. By virtue of such relationships, Priam Capital Associates and Mr. Feinglass may be deemed to have voting and dispositive power over securities held by Priam Capital II and, as a result, may be deemed to have beneficial ownership of such securities. Priam Capital Associates and Mr. Feinglass disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that they are beneficial owners of such securities for the purposes of Section 16.

SEC source: 0001437749-23-013812 · rdgdoc.xml · nonDerivative · entry 1

Feinglass Howard · CIK 0001732866 · Director · 10% owner

Priam Capital Fund II, L.P. · CIK 0001874961 · 10% owner

Priam Capital Associates II LLC · CIK 0001875134 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Priam Capital Fund II, LP

Disclosed balance after: 45,491,009

F1 · ownership.nature: Priam Capital Fund II, L.P. ("Priam Capital II") directly holds the indicated number of shares of the Issuer's Class A Voting Common Stock. Priam Capital Associates II LLC ("Priam Capital Associates") is the general partner of Priam Capital II. Howard P. Feinglass is the managing member of Priam Capital Associates. By virtue of such relationships, Priam Capital Associates and Mr. Feinglass may be deemed to have voting and dispositive power over securities held by Priam Capital II and, as a result, may be deemed to have beneficial ownership of such securities. Priam Capital Associates and Mr. Feinglass disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that they are beneficial owners of such securities for the purposes of Section 16.

SEC source: 0001437749-23-012933 · rdgdoc.xml · nonDerivative · entry 1

ABADIN RAMON · CIK 0001916995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,252

F1 · balance_after: Includes the grant of 3,552 shares of restricted stock which vest on December 31, 2023.

SEC source: 0001437749-23-012221 · rdgdoc.xml · nonDerivative · entry 1

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,051

F1 · balance_after: Includes the grant of 8,051 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-24-007485 · rdgdoc.xml · nonDerivative · entry 2

ABADIN RAMON · CIK 0001916995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,123

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.96 to $11.01, inclusive. The reporting person undertakes to provide to USCB Financial Holdings, Inc. ("USCB"), any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

SEC source: 0001437749-23-006131 · rdgdoc.xml · nonDerivative · entry 1

KAFAFIAN ROBERT E. · CIK 0001920660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,157

F1 · shares: Represents the grant of 3,157 shares of restricted stock which vest on December 31, 2023.

SEC source: 0001437749-23-006146 · rdgdoc.xml · nonDerivative · entry 1

Feinglass Howard · CIK 0001732866 · Director · 10% owner

Priam Capital Fund II, L.P. · CIK 0001874961 · 10% owner

Priam Capital Associates II LLC · CIK 0001875134 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,314

F1 · shares: Represents the grant of 6,314 shares of restricted stock which vest on December 31, 2023.

SEC source: 0001437749-23-006133 · rdgdoc.xml · nonDerivative · entry 1

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,051

F1 · shares: Represents the grant of 8,051 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-23-006142 · rdgdoc.xml · nonDerivative · entry 1

GOMEZ OSCAR · CIK 0001916971 · Executive VP, Global Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,839

F1 · shares: Represents the grant of 5,439 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-23-006141 · rdgdoc.xml · nonDerivative · entry 1

GUERRA-KATTOU MARTHA · CIK 0001916962 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,933

F1 · shares: Represents the grant of 4,933 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-23-006140 · rdgdoc.xml · nonDerivative · entry 1

PAZOS BENIGNO · CIK 0001917061 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,920

F1 · shares: Represents the grant of 5,920 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-23-006137 · rdgdoc.xml · nonDerivative · entry 1

COLLAZO ANDRES · CIK 0001916662 · Executive VP, Operations & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,289

F1 · shares: Represents the grant of 5,289 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-23-006136 · rdgdoc.xml · nonDerivative · entry 1

BUSTLE NICHOLAS · CIK 0001916674 · EVP and Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,367

F1 · shares: Represents the grant of 6,117 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-23-006132 · rdgdoc.xml · nonDerivative · entry 1

Shehadeh Jalal · CIK 0001949934 · EVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,624

F1 · shares: Represents the grant of 5,624 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-23-006135 · rdgdoc.xml · nonDerivative · entry 1

DE LA AGUILERA LUIS · CIK 0001916660 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,078

F1 · shares: Represents the grant of 23,678 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

SEC source: 0001437749-23-006130 · rdgdoc.xml · nonDerivative · entry 1

ALONSO MARIA C. · CIK 0001922066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,157

F1 · shares: Represents the grant of 3,157 shares of restricted stock which vest on December 31, 2023.

SEC source: 0001437749-23-006608 · rdgdoc.xml · nonDerivative · entry 1

PAZOS BENIGNO · CIK 0001917061 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,920

F1 · shares: Represents the grant of 5,920 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

F2 · balance_after: The Form 4 filed on March 10, 2023 inadvertently reported the incorrect amount of securities held following the reported transaction.

SEC source: 0001437749-23-013655 · rdgdoc.xml · nonDerivative · entry 1

Feinglass Howard · CIK 0001732866 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,314

F1 · kind: On March 10,2023, the reporting person filed a Form 4 to report the grant of restricted stock by the Issuer and inadvertently used transaction code S to report the grant.

SEC source: 0001437749-23-003476 · rdgdoc.xml · nonDerivative · entry 1

ABADIN RAMON · CIK 0001916995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

SEC source: 0001437749-23-004304 · rdgdoc.xml · nonDerivative · entry 2

LEVITAN AIDA · CIK 0001916959 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,968

F1 · ownership.nature: By The Second Restatement of the Aida T. Levitian Living Trust u/t/d December 20, 2012.

SEC source: 0001437749-23-004304 · rdgdoc.xml · nonDerivative · entry 1

LEVITAN AIDA · CIK 0001916959 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,718

F1 · ownership.nature: By The Second Restatement of the Aida T. Levitian Living Trust u/t/d December 20, 2012.

SEC source: 0001437749-23-006129 · rdgdoc.xml · nonDerivative · entry 1

ABADIN RAMON · CIK 0001916995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,752

F1 · shares: Represents the grant of 3,552 shares of restricted stock which vest on December 31, 2023.