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Nasdaq · USD

USCB

USCB FINANCIAL HOLDINGS, INC.

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Tapewire entity
5618
SEC CIK
0001901637
Parsed reports
159

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202503
Jan 202601
Feb 202600
Mar 202601
Apr 202601
May 2026014
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2025 Filed Sep 16, 2025 16:23 UTC
LEVITAN AIDADirector
Exercise / conversionClass A Voting Common Stock 2,500 $7.50 $18,750.00
Disclosure

SEC source: 0001437749-25-029133 · rdgdoc.xml · nonDerivative · entry 2

LEVITAN AIDA · CIK 0001916959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2025 Filed Sep 16, 2025 16:23 UTC
LEVITAN AIDADirector
Exercise / conversionClass A Voting Common Stock 7,500 $7.50 $56,250.00
Disclosure

SEC source: 0001437749-25-029133 · rdgdoc.xml · nonDerivative · entry 1

LEVITAN AIDA · CIK 0001916959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2025 Filed Sep 9, 2025 19:10 UTC
GUERRA-KATTOU MARTHAEVP, Sales and Marketing
Exercise / conversionOptions to Purchase Class A Voting Stock · Derivative 6,000 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001437749-25-028672 · rdgdoc.xml · derivative · entry 3

GUERRA-KATTOU MARTHA · CIK 0001916962 · EVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Voting Common Stock · 6,000 shares

Expires 2026-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested at a rate of one-third per year commencing on January 12, 2017.

Read SEC document
September 08, 2025 Filed Sep 9, 2025 19:10 UTC
GUERRA-KATTOU MARTHAEVP, Sales and Marketing
SaleClass A Voting Common Stock 6,000 $16.85 $101,100.00
Disclosure

SEC source: 0001437749-25-028672 · rdgdoc.xml · nonDerivative · entry 2

GUERRA-KATTOU MARTHA · CIK 0001916962 · EVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,339

F1 · balance_after: Includes 1,770 shares of restricted stock of a grant of 2,655 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 1,644 shares of restricted stock of a grant of 4,933 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 20,000 of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025 and 5,907 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

Read SEC document
September 08, 2025 Filed Sep 9, 2025 19:10 UTC
GUERRA-KATTOU MARTHAEVP, Sales and Marketing
Exercise / conversionClass A Voting Common Stock 6,000 $7.50 $45,000.00
Disclosure

SEC source: 0001437749-25-028672 · rdgdoc.xml · nonDerivative · entry 1

GUERRA-KATTOU MARTHA · CIK 0001916962 · EVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,770 shares of restricted stock of a grant of 2,655 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 1,644 shares of restricted stock of a grant of 4,933 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 20,000 of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025 and 5,907 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 23:18 UTC
WYCOFF W KIRKDirector · 10% owner
LYNCH JAMES J10% owner
Disposition to issuerClass A Voting Common Stock 1,200,000 $17.19 $20,628,000.00
Disclosure

SEC source: 0001437749-25-028423 · rdgdoc.xml · nonDerivative · entry 1

WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner

Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner

Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner

Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner

Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner

Deutsch James F. · CIK 0001561111 · 10% owner

LYNCH JAMES J · CIK 0001222379 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,285,909

F1 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), W. Kirk Wycoff, James J. Lynch, Ira M. Luber! and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee.

F2 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. On September 2, 2025, Patriot Fund II agreed to sell 1,074,616 shares of common stock to the Issuer and Patriot Parallel Fund II agreed to sell 125,384 shares of common stock to the Issuer.

F3 · ownership.direct: After the sale, Patriot Fund II holds 2,942,573 shares of common stock and Patriot Parallel Fund II holds 343,336 shares of common stock.

F4 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 18:30 UTC
Feinglass HowardDirector · 10% owner
OtherClass A Voting Common Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-028411 · rdgdoc.xml · nonDerivative · entry 1

Feinglass Howard · CIK 0001732866 · Director · 10% owner

Priam Capital Fund II, L.P. · CIK 0001874961 · 10% owner

Priam Capital Associates II LLC · CIK 0001875134 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Priam Capital Fund II, LP

Disclosed balance after: 4,018,309

F1 · kind: Priam Captial Fund II, LP distributed these shares to unaffiliated limited partners in Priam Capital Fund II, LP for no consideration.

F2 · ownership.nature: Priam Capital Fund II, L.P. ("Priam Capital II") directly holds the indicated number of shares of the Issuer's Class A Voting Common Stock. Priam Capital Associates II LLC ("Priam Capital Associates") is the general partner of Priam Capital II. Howard P. Feinglass is the managing member of Priam Capital Associates. By virtue of such relationships, Priam Capital Associates and Mr. Feinglass may be deemed to have voting and dispositive power over securities held by Priam Capital II and, as a result, may be deemed to have beneficial ownership of such securities. Priam Capital Associates and Mr. Feinglass disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that they are beneficial owners of such securities for the purposes of Section 16.

Read SEC document
May 22, 2025 Filed May 23, 2025 12:10 UTC
DE LA AGUILERA LUISDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001437749-25-018249 · rdgdoc.xml · derivative · entry 6

DE LA AGUILERA LUIS · CIK 0001916660 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 35,000 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested at the rate of 25% per year commencing on April 1, 2017.

Read SEC document
May 22, 2025 Filed May 23, 2025 12:10 UTC
DE LA AGUILERA LUISDirector · President and CEO
SaleClass A Voting Common Stock 25,000 $16.70 $417,500.00
Disclosure

SEC source: 0001437749-25-018249 · rdgdoc.xml · nonDerivative · entry 4

DE LA AGUILERA LUIS · CIK 0001916660 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,974

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.56 to $16.85, inclusive.

F1 · balance_after: Includes a grant of 25,653 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026, 8,090 shares of unvested restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 7,892 shares of unvested restricted stock from a grant of 23,678 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 125,000 shares of restricted stock one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026.

Read SEC document
May 22, 2025 Filed May 23, 2025 12:10 UTC
DE LA AGUILERA LUISDirector · President and CEO
Exercise / conversionClass A Voting Common Stock 25,000 $7.50 $187,500.00
Disclosure

SEC source: 0001437749-25-018249 · rdgdoc.xml · nonDerivative · entry 3

DE LA AGUILERA LUIS · CIK 0001916660 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes a grant of 25,653 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026, 8,090 shares of unvested restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 7,892 shares of unvested restricted stock from a grant of 23,678 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 125,000 shares of restricted stock one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026.

Read SEC document
May 21, 2025 Filed May 23, 2025 12:10 UTC
DE LA AGUILERA LUISDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001437749-25-018249 · rdgdoc.xml · derivative · entry 5

DE LA AGUILERA LUIS · CIK 0001916660 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 40,000 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested at the rate of 25% per year commencing on April 1, 2017.

Read SEC document
May 21, 2025 Filed May 23, 2025 12:10 UTC
DE LA AGUILERA LUISDirector · President and CEO
SaleClass A Voting Common Stock 5,000 $16.94 $84,700.00
Disclosure

SEC source: 0001437749-25-018249 · rdgdoc.xml · nonDerivative · entry 2

DE LA AGUILERA LUIS · CIK 0001916660 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,974

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.81 to $17.00, inclusive. The reporting person undertakes to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3).

F1 · balance_after: Includes a grant of 25,653 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026, 8,090 shares of unvested restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 7,892 shares of unvested restricted stock from a grant of 23,678 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 125,000 shares of restricted stock one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026.

Read SEC document
May 21, 2025 Filed May 23, 2025 12:10 UTC
DE LA AGUILERA LUISDirector · President and CEO
Exercise / conversionClass A Voting Common Stock 5,000 $7.50 $37,500.00
Disclosure

SEC source: 0001437749-25-018249 · rdgdoc.xml · nonDerivative · entry 1

DE LA AGUILERA LUIS · CIK 0001916660 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes a grant of 25,653 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026, 8,090 shares of unvested restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 7,892 shares of unvested restricted stock from a grant of 23,678 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 125,000 shares of restricted stock one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 14:10 UTC
Logrono MaricarmenEVP and Chief Risk Officer
Tax withholdingClass A Voting Common Stock 223 $17.81 $3,971.63
Disclosure

SEC source: 0001437749-25-007198 · rdgdoc.xml · nonDerivative · entry 1

Logrono Maricarmen · CIK 0001999607 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,713

F1 · balance_after: Includes 1,753 shares of unvested restricted stock of which 877 shares vest on January 22, 2026 and 809 shares of unvested on January 22, 2027, and 1,617 shares of restricted stock which from a grant of 2,426 shares which commenced vesting at a rate of one-third per year which commencing on March 8, 2024, and 5,880 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 14:04 UTC
Anderson Robert B.Executive VP and CFO
Tax withholdingClass A Voting Common Stock 1,011 $17.81 $18,005.91
Disclosure

SEC source: 0001437749-25-007194 · rdgdoc.xml · nonDerivative · entry 1

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,985

F1 · balance_after: Includes 8,792 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026, 2,751 shares of restricted stock of a grant of 4,127 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 2,683 shares of restricted stock of a grant of 8,051 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 25,000 shares of restricted stock, one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 18:23 UTC
COLLAZO ANDRESExecutive VP, Operations & IT
Tax withholdingClass A Voting Common Stock 433 $17.81 $7,711.73
Disclosure

SEC source: 0001437749-25-007215 · rdgdoc.xml · nonDerivative · entry 1

COLLAZO ANDRES · CIK 0001916662 · Executive VP, Operations & IT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,962

F1 · balance_after: Includes 1,897 shares of restricted stock of which 949 shares vest on January 22, 2026 and 948 shares vest on January 22, 2027, 1,763 shares of restricted stock of a grant of 5,289 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 15,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025 and 6,064 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 18:20 UTC
BUSTLE NICHOLASEVP and Chief Lending Officer
Tax withholdingClass A Voting Common Stock 493 $17.81 $8,780.33
Disclosure

SEC source: 0001437749-25-007210 · rdgdoc.xml · nonDerivative · entry 1

BUSTLE NICHOLAS · CIK 0001916674 · EVP and Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,032

F1 · balance_after: Includes 6,947 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026, 2,174 shares of restricted stock of a grant of 3,261 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 2,039 shares of restricted stock of a grant of 6,117 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 20,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 18:16 UTC
GUERRA-KATTOU MARTHAEVP, Sales and Marketing
Tax withholdingClass A Voting Common Stock 407 $17.81 $7,248.67
Disclosure

SEC source: 0001437749-25-007204 · rdgdoc.xml · nonDerivative · entry 1

GUERRA-KATTOU MARTHA · CIK 0001916962 · EVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,339

F1 · balance_after: Includes 1,644 shares of restricted stock of a grant of 4,933 shares of which one-half vest on each of January 22, 2026 and January 22, 2027, 1,644 shares of restricted stock of a grant of 4,933 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 20,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025 and 5,097 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 18:07 UTC
DE LA AGUILERA LUISDirector · President and CEO
Tax withholdingClass A Voting Common Stock 2,553 $17.81 $45,468.93
Disclosure

SEC source: 0001437749-25-007196 · rdgdoc.xml · nonDerivative · entry 1

DE LA AGUILERA LUIS · CIK 0001916660 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,974

F1 · balance_after: Includes a grant of 25,653 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026, 8,090 shares of unvested restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 7,892 shares of unvested restricted stock from a grant of 23,678 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 125,000 shares of restricted stock one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 18:01 UTC
GOMEZ OSCARExecutive VP, Global Banking
Tax withholdingClass A Voting Common Stock 432 $17.81 $7,693.92
Disclosure

SEC source: 0001437749-25-007191 · rdgdoc.xml · nonDerivative · entry 1

GOMEZ OSCAR · CIK 0001916971 · Executive VP, Global Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,575

F1 · balance_after: Includes 1,914 shares of restricted stock of which 957 shares vest on each of January 22, 2026 and January 22, 2027, 1,813 shares of restricted stock of a grant of 5,439 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 15,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025, and 6,118 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 15:01 UTC
Logrono MaricarmenEVP and Chief Risk Officer
Tax withholdingClass A Voting Common Stock 260 $18.27 $4,750.20
Disclosure

SEC source: 0001437749-25-001777 · rdgdoc.xml · nonDerivative · entry 1

Logrono Maricarmen · CIK 0001999607 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,936

F1 · balance_after: Includes 1,753 shares of restricted stock of which 877 shares vest on January 22, 2026 and 876 shares vest on January 22, 2027, and 1,617 shares of restricted stock which commenced vesting at a rate of one-third per year which commencing on March 8, 2024, and 5,880 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 18:09 UTC
COLLAZO ANDRESExecutive VP, Operations & IT
Tax withholdingClass A Voting Common Stock 281 $18.27 $5,133.87
Disclosure

SEC source: 0001437749-25-001764 · rdgdoc.xml · nonDerivative · entry 1

COLLAZO ANDRES · CIK 0001916662 · Executive VP, Operations & IT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,395

F1 · balance_after: Includes 1,897 shares of restricted stock of which 949 shares vest on January 22, 2026 and 948 shares vest on January 22, 2027, 3,526 shares of restricted stock which commenced vesting at a rate of one-third per year on March 8, 2024, 15,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025 and 6,064 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 18:08 UTC
GOMEZ OSCARExecutive VP, Global Banking
Tax withholdingClass A Voting Common Stock 284 $18.27 $5,188.68
Disclosure

SEC source: 0001437749-25-001760 · rdgdoc.xml · nonDerivative · entry 1

GOMEZ OSCAR · CIK 0001916971 · Executive VP, Global Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,007

F1 · balance_after: Includes 1,914 shares of restricted stock of which 957 shares vest on each of January 22, 2026 and January 22, 2027, 3,626 shares of restricted stock which commenced vesting at a rate of one-third per year on March 8, 2024, and 15,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025, and 6,118 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 18:08 UTC
GUERRA-KATTOU MARTHAEVP, Sales and Marketing
Tax withholdingClass A Voting Common Stock 262 $18.27 $4,786.74
Disclosure

SEC source: 0001437749-25-001762 · rdgdoc.xml · nonDerivative · entry 1

GUERRA-KATTOU MARTHA · CIK 0001916962 · EVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,746

F1 · balance_after: Includes 1,770 shares of restricted stock of which one-half vest on each of January 22, 2026 and January 22, 2027, 3,289 shares of restricted stock which commenced vesting at a rate of one-third per year on March 8, 2024, 20,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025 and 5,097 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 10:26 UTC
Turner WilliamEVP and Chief Credit Officer
GrantClass A Voting Common Stock 5,541 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001662 · rdgdoc.xml · nonDerivative · entry 1

Turner William · CIK 0002002866 · EVP and Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,541

F1 · shares: Represents the grant of 5,541 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 10:21 UTC
Logrono MaricarmenEVP and Chief Risk Officer
GrantClass A Voting Common Stock 5,880 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001659 · rdgdoc.xml · nonDerivative · entry 1

Logrono Maricarmen · CIK 0001999607 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,196

F1 · shares: Represents the grant of 5,880 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

F2 · balance_after: Includes 2,630 shares of restricted stock which commenced vesting at a rate of one-third per year on January 22, 2025, and 1,617 shares of restricted stock which commenced vesting at a rate of one-third per year which commencing on March 8, 2024.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 10:23 UTC
Anderson Robert B.Executive VP and CFO
GrantClass A Voting Common Stock 8,792 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001660 · rdgdoc.xml · nonDerivative · entry 1

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,996

F1 · shares: Represents the grant of 8,792 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

F2 · balance_after: Includes 4,127 shares of restricted stock which commenced vesting at a rate of one-third per year on January 22, 2025, 5,367 shares of restricted stock which commenced vesting at a rate of one-third per year on March 8, 2024, and 25,000 shares of restricted stock one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026.

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January 21, 2025 Filed Jan 23, 2025 15:33 UTC
BUSTLE NICHOLASEVP and Chief Lending Officer
GrantClass A Voting Common Stock 6,947 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001666 · rdgdoc.xml · nonDerivative · entry 1

BUSTLE NICHOLAS · CIK 0001916674 · EVP and Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,575

F1 · shares: Represents the grant of 6,947 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

F2 · balance_after: Includes 3,261 shares of restricted stock which commenced vesting at a rate of one-third per year on January 22, 2025, 4,078 shares of restricted stock which commenced vesting at a rate of one-third per year on March 8, 2024, and 20,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025.

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January 21, 2025 Filed Jan 23, 2025 15:31 UTC
GOMEZ OSCARExecutive VP, Global Banking
GrantClass A Voting Common Stock 6,118 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001665 · rdgdoc.xml · nonDerivative · entry 1

GOMEZ OSCAR · CIK 0001916971 · Executive VP, Global Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,291

F1 · shares: Represents the grant of 6,118 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

F2 · balance_after: Includes 2,872 shares of restricted stock which commenced vesting at a rate of one-third per year on January 22, 2025, 3,626 shares of restricted stock which commenced vesting at a rate of one-third per year on March 8, 2024, and 15,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025.

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January 21, 2025 Filed Jan 23, 2025 15:30 UTC
COLLAZO ANDRESExecutive VP, Operations & IT
GrantClass A Voting Common Stock 6,064 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001664 · rdgdoc.xml · nonDerivative · entry 1

COLLAZO ANDRES · CIK 0001916662 · Executive VP, Operations & IT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,676

F1 · shares: Represents the grant of 6,064 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

F2 · balance_after: Includes 2,846 shares of restricted stock which commenced vesting at a rate of one-third per year on January 22, 2025, 3,526 shares of restricted stock which commenced vesting at a rate of one-third per year on March 8, 2024, and 15,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025.

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January 21, 2025 Filed Jan 23, 2025 15:28 UTC
GUERRA-KATTOU MARTHAEVP, Sales and Marketing
GrantClass A Voting Common Stock 5,907 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001663 · rdgdoc.xml · nonDerivative · entry 1

GUERRA-KATTOU MARTHA · CIK 0001916962 · EVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,008

F1 · shares: Represents the grant of 5,097 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

F2 · balance_after: Includes 2,655 shares of restricted stock which commenced vesting at a rate of one-third per year on January 22, 2025, 3,289 shares of restricted stock which commenced vesting at a rate of one-third per year on March 8, 2024, and 20,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025.

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January 21, 2025 Filed Jan 23, 2025 15:24 UTC
DE LA AGUILERA LUISDirector · President and CEO
GrantClass A Voting Common Stock 25,653 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001661 · rdgdoc.xml · nonDerivative · entry 1

DE LA AGUILERA LUIS · CIK 0001916660 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,527

F1 · shares: Represents the grant of 25,653 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

F2 · balance_after: Includes 12,136 shares of restricted stock which commenced vesting at a rate of one-third per year on January 22, 2025, 15,785 shares of restricted stock which commenced vesting at a rate of one-third per year on March 8, 2024, and 125,000 shares of restricted stock one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026.

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January 21, 2025 Filed Jan 24, 2025 15:08 UTC Amendment
Logrono MaricarmenEVP and Chief Risk Officer
GrantClass A Voting Common Stock 5,880 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001781 · rdgdoc.xml · nonDerivative · entry 1

Logrono Maricarmen · CIK 0001999607 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,196

F1 · shares: Represents the grant of 5,880 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.

F2 · acquired: The original form filed on January 23, 2025 incorrectly reported this transaction as a disposition of shares rather than an acquisition.

F3 · balance_after: Includes 2,630 shares of restricted stock which commenced vesting at a rate of one-third per year on January 22, 2025, and 1,617 shares of restricted stock which commenced vesting at a rate of one-third per year which commencing on March 8, 2024.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 17:15 UTC
Anderson Robert B.Executive VP and CFO
GrantClass A Voting Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-032650 · rdgdoc.xml · nonDerivative · entry 1

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,204

F1 · shares: Represents the grant of 25,000 shares of restricted stock which vest at a rate of one-third per year commencing on December 31, 2024.

F2 · balance_after: Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on January 22, 2025, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on March 8, 2024.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 21:18 UTC
BUSTLE NICHOLASEVP and Chief Lending Officer
GrantClass A Voting Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-032656 · rdgdoc.xml · nonDerivative · entry 1

BUSTLE NICHOLAS · CIK 0001916674 · EVP and Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,628

F1 · shares: Represents the grant of 20,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025.

F2 · balance_after: Includes 3,261 shares of restricted stock which vest at a rate of one-third per year commencing on January 22, 2025, and 6,117 shares of restricted stock which vest at a rate of one-third per year commencing on March 8, 2024.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 21:17 UTC
GUERRA-KATTOU MARTHAEVP, Sales and Marketing
GrantClass A Voting Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-032655 · rdgdoc.xml · nonDerivative · entry 1

GUERRA-KATTOU MARTHA · CIK 0001916962 · EVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,101

F1 · shares: Represents the grant of 20,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025.

F2 · balance_after: Includes 2,655 shares of restricted stock which vest at a rate of one-third per year commencing on January 22, 2025, and 3,289 shares of restricted stock which vest at a rate of one-third per year commencing on March 8, 2024.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 21:17 UTC
DE LA AGUILERA LUISDirector · President and CEO
GrantClass A Voting Common Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-032654 · rdgdoc.xml · nonDerivative · entry 1

DE LA AGUILERA LUIS · CIK 0001916660 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,874

F1 · shares: Represents the grant of 125,000 shares of restricted stock which vest at a rate of one-third per year commencing on December 31, 2024.

F2 · balance_after: Includes 12,136 shares of restricted stock which vest at a rate of one-third per year commencing on January 22, 2025, and 15,785 shares of restricted stock which vest at a rate of one-third per year commencing on March 8, 2024.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 21:16 UTC
COLLAZO ANDRESExecutive VP, Operations & IT
GrantClass A Voting Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-032652 · rdgdoc.xml · nonDerivative · entry 1

COLLAZO ANDRES · CIK 0001916662 · Executive VP, Operations & IT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,612

F1 · shares: Represents the grant of 15,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025.

F2 · balance_after: Includes 2,846 shares of restricted stock which vest at a rate of one-third per year commencing on January 22, 2025, and 3,526 shares of restricted stock which vest at a rate of one-third per year commencing on March 8, 2024.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 21:13 UTC
GOMEZ OSCARExecutive VP, Global Banking
GrantClass A Voting Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-032648 · rdgdoc.xml · nonDerivative · entry 1

GOMEZ OSCAR · CIK 0001916971 · Executive VP, Global Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,173

F1 · shares: Represents the grant of 15,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025.

F2 · balance_after: Includes 2,872 shares of restricted stock which vest at a rate of one-third per year commencing on January 22, 2025, and 3,626 shares of restricted stock which vest at a rate of one-third per year commencing on March 8, 2024.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 11:07 UTC PurchaseClass A Voting Common Stock 6,000 $14.61 $87,660.00
Disclosure

SEC source: 0001437749-24-029343 · rdgdoc.xml · nonDerivative · entry 1

RODRIGUEZ RAMON A · CIK 0001193732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.60 to $15.00, inclusive. The reporting person undertakes to provide to USCB Financial Holdings, Inc. ("USCB"), any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 29, 2024 Filed May 31, 2024 10:48 UTC PurchaseClass A Voting Common Stock 1,600 $11.96 $19,136.00
Disclosure

SEC source: 0001437749-24-018842 · rdgdoc.xml · nonDerivative · entry 1

RODRIGUEZ RAMON A · CIK 0001193732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
May 24, 2024 Filed May 24, 2024 13:58 UTC
Anderson Robert B.Executive VP and CFO
PurchaseClass A Voting Common Stock 271 $11.94 $3,235.74
Disclosure

SEC source: 0001437749-24-018295 · rdgdoc.xml · nonDerivative · entry 2

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,204

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.69 to $12.00, inclusive. The reporting person undertakes to provide to USCB, any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

Read SEC document
May 23, 2024 Filed May 24, 2024 13:58 UTC
Anderson Robert B.Executive VP and CFO
PurchaseClass A Voting Common Stock 7,000 $12.12 $84,840.00
Disclosure

SEC source: 0001437749-24-018295 · rdgdoc.xml · nonDerivative · entry 1

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,933

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.86 to $12.20, inclusive. The reporting person undertakes to provide to USCB Financial Holdings, Inc. ("USCB"), any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2024 Filed May 17, 2024 13:34 UTC
Anderson Robert B.Executive VP and CFO
PurchaseClass A Voting Common Stock 525 $12.15 $6,378.75
Disclosure

SEC source: 0001437749-24-017417 · rdgdoc.xml · nonDerivative · entry 2

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,933

F2 · balance_after: Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

Read SEC document
May 15, 2024 Filed May 17, 2024 13:34 UTC
Anderson Robert B.Executive VP and CFO
PurchaseClass A Voting Common Stock 5,000 $12.13 $60,650.00
Disclosure

SEC source: 0001437749-24-017417 · rdgdoc.xml · nonDerivative · entry 1

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,408

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.96 to $12.14, inclusive. The reporting person undertakes to provide to USCB Financial Holdings, Inc. ("USCB"), any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 07, 2024 Filed May 7, 2024 13:51 UTC
Anderson Robert B.Executive VP and CFO
PurchaseClass A Voting Common Stock 3,000 $12.38 $37,140.00
Disclosure

SEC source: 0001437749-24-015035 · rdgdoc.xml · nonDerivative · entry 2

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,408

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.12 to $12.45, inclusive. The reporting person undertakes to provide to USCB, any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

Read SEC document
May 06, 2024 Filed May 7, 2024 13:51 UTC
Anderson Robert B.Executive VP and CFO
PurchaseClass A Voting Common Stock 3,000 $11.91 $35,730.00
Disclosure

SEC source: 0001437749-24-015035 · rdgdoc.xml · nonDerivative · entry 1

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,408

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.47 to $11.99, inclusive. The reporting person undertakes to provide to USCB Financial Holdings, Inc. ("USCB"), any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 01, 2024 Filed May 1, 2024 15:48 UTC
Anderson Robert B.Executive VP and CFO
PurchaseClass A Voting Common Stock 987 $11.48 $11,330.76
Disclosure

SEC source: 0001437749-24-014153 · rdgdoc.xml · nonDerivative · entry 2

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,408

F2 · balance_after: Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.

Read SEC document
April 30, 2024 Filed May 1, 2024 15:48 UTC
Anderson Robert B.Executive VP and CFO
PurchaseClass A Voting Common Stock 19,289 $11.14 $214,879.46
Disclosure

SEC source: 0001437749-24-014153 · rdgdoc.xml · nonDerivative · entry 1

Anderson Robert B. · CIK 0001685230 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,421

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.97 to $11.41, inclusive. The reporting person undertakes to provide to USCB Financial Holdings, Inc. ("USCB"), any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 30, 2024 Filed May 2, 2024 09:35 UTC PurchaseClass A Voting Common Stock 900 $11.18 $10,062.00
Disclosure

SEC source: 0001437749-24-014275 · rdgdoc.xml · nonDerivative · entry 1

RODRIGUEZ RAMON A · CIK 0001193732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,400

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.