Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2022 Filed Mar 3, 2022 21:03 UTC |
Takesako IchiroDirector
|
SaleCommon Stock | 25,000 | $2.00 | $49,965.00 |
DisclosureSEC source: 0001161697-22-000135 · form_4.xml · nonDerivative · entry 2 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Read SEC document |
| February 22, 2022 Filed Mar 3, 2022 21:03 UTC |
Takesako IchiroDirector
|
SaleCommon Stock | 25,000 | $1.99 | $49,852.50 |
DisclosureSEC source: 0001161697-22-000135 · form_4.xml · nonDerivative · entry 1 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 21:30 UTC |
OWENS WILLIAM ARTHURDirector
|
PurchaseCommon Stock | 15,835 | $1.39 | $21,996.40 |
DisclosureSEC source: 0001161697-22-000077 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,420 Read SEC document |
| January 25, 2022 Filed Jan 28, 2022 22:49 UTC |
OWENS WILLIAM ARTHURDirector
|
GrantCommon Stock | 2,085 | $1.35 | $2,813.92 |
DisclosureSEC source: 0001161697-22-000075 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,585 Read SEC document |
| January 25, 2022 Filed Feb 4, 2022 23:35 UTC Amendment |
OWENS WILLIAM ARTHURDirector
|
PurchaseCommon Stock | 2,085 | $1.35 | $2,813.92 |
DisclosureSEC source: 0001161697-22-000079 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,585 Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 14:00 UTC |
ERICKSON RONALD PDirector · Chairman
|
PurchaseCommon Stock | 20,000 | $1.32 | $26,488.00 |
DisclosureSEC source: 0001161697-22-000066 · form_4.xml · nonDerivative · entry 1 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,934 Read SEC document |
| January 05, 2022 Filed Jan 10, 2022 21:11 UTC |
OWENS WILLIAM ARTHURDirector
|
GrantWarrant to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001161697-22-000043 · form4.xml · derivative · entry 5 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-01-05 F3 · shares: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022. F3 · derivative.exercise_date: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022. Read SEC document |
| January 05, 2022 Filed Jan 10, 2022 21:11 UTC |
OWENS WILLIAM ARTHURDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-22-000043 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,500 F3 · shares: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022. Read SEC document |
| January 05, 2022 Filed Jan 10, 2022 21:08 UTC |
Takesako IchiroDirector
|
GrantWarrant to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001161697-22-000041 · form_4.xml · derivative · entry 4 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-01-05 F4 · shares: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022. F4 · derivative.exercise_date: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022. Read SEC document |
| January 05, 2022 Filed Jan 10, 2022 21:08 UTC |
Takesako IchiroDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-22-000041 · form_4.xml · nonDerivative · entry 1 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 F4 · shares: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022. Read SEC document |
| January 05, 2022 Filed Jan 10, 2022 21:07 UTC |
PEPPER JONDirector
|
GrantWarrant to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001161697-22-000039 · form_4.xml · derivative · entry 5 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-01-05 F4 · shares: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022. F4 · derivative.exercise_date: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022. Read SEC document |
| January 05, 2022 Filed Jan 10, 2022 21:07 UTC |
PEPPER JONDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-22-000039 · form_4.xml · nonDerivative · entry 1 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,000 F4 · shares: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022. Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 14:07 UTC |
Bosua PhillipDirector · CEO and President · 10% owner
|
GrantOption to Purchase Common Stock · Derivative | 1,300,000 | $0.00 Strike: $2.09 | $0.00 |
DisclosureSEC source: 0001161697-21-000587 · form_4.xml · derivative · entry 5 Bosua Phillip · CIK 0001738153 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300,000 Underlying: Common Stock · 1,300,000 shares Expires 2026-12-15 F4 · derivative.exercise_date: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control. Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 14:06 UTC |
ERICKSON RONALD PDirector · Chairman
|
GrantOption to Purchase Common Stock · Derivative | 1,000,000 | $0.00 Strike: $2.09 | $0.00 |
DisclosureSEC source: 0001161697-21-000585 · form_4.xml · derivative · entry 12 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2026-12-16 F9 · derivative.exercise_date: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control. Read SEC document |
| September 10, 2021 Filed Sep 15, 2021 01:17 UTC |
ERICKSON RONALD PDirector · Chairman
|
PurchaseCommon Stock | 5,000 | $2.53 | $12,650.00 |
DisclosureSEC source: 0001161697-21-000432 · form_4.xml · nonDerivative · entry 2 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · . Disclosed balance after: 8,334 F1 · ownership.nature: Held by Dia Armenta, the Reporting Person's wife. Read SEC document |
| September 09, 2021 Filed Sep 30, 2021 20:14 UTC |
Takesako IchiroDirector
|
SaleCommon Stock | 9,000 | $2.27 | $20,426.40 |
DisclosureSEC source: 0001161697-21-000456 · form_4.xml · nonDerivative · entry 8 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| September 08, 2021 Filed Sep 30, 2021 20:14 UTC |
Takesako IchiroDirector
|
SaleCommon Stock | 9,000 | $2.26 | $20,310.30 |
DisclosureSEC source: 0001161697-21-000456 · form_4.xml · nonDerivative · entry 7 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,000 Read SEC document |
| September 07, 2021 Filed Sep 30, 2021 20:14 UTC |
Takesako IchiroDirector
|
SaleCommon Stock | 7,000 | $2.28 | $15,960.00 |
DisclosureSEC source: 0001161697-21-000456 · form_4.xml · nonDerivative · entry 6 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,000 Read SEC document |
| September 03, 2021 Filed Sep 30, 2021 20:14 UTC |
Takesako IchiroDirector
|
SaleCommon Stock | 5,000 | $2.45 | $12,250.00 |
DisclosureSEC source: 0001161697-21-000456 · form_4.xml · nonDerivative · entry 5 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Read SEC document |
| September 01, 2021 Filed Sep 30, 2021 20:14 UTC |
Takesako IchiroDirector
|
SaleCommon Stock | 6,950 | $2.32 | $16,124.00 |
DisclosureSEC source: 0001161697-21-000456 · form_4.xml · nonDerivative · entry 4 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Read SEC document |
| August 31, 2021 Filed Sep 30, 2021 20:14 UTC |
Takesako IchiroDirector
|
SaleCommon Stock | 10,000 | $2.27 | $22,674.00 |
DisclosureSEC source: 0001161697-21-000456 · form_4.xml · nonDerivative · entry 3 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,950 Read SEC document |
| August 30, 2021 Filed Sep 30, 2021 20:14 UTC |
Takesako IchiroDirector
|
SaleCommon Stock | 3,000 | $2.35 | $7,050.00 |
DisclosureSEC source: 0001161697-21-000456 · form_4.xml · nonDerivative · entry 2 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,950 Read SEC document |
| August 27, 2021 Filed Sep 30, 2021 20:14 UTC |
Takesako IchiroDirector
|
SaleCommon Stock | 20,050 | $2.33 | $46,632.29 |
DisclosureSEC source: 0001161697-21-000456 · form_4.xml · nonDerivative · entry 1 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,950 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:01 UTC |
OWENS WILLIAM ARTHURDirector
|
PurchaseWarrant to Purchase Common Stock · Derivative | 31,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001161697-21-000156 · form4.xml · derivative · entry 4 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 31,250 shares Expires 2026-03-15 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:01 UTC |
OWENS WILLIAM ARTHURDirector
|
PurchaseCommon Stock | 62,500 | $2.00 | $125,000.00 |
DisclosureSEC source: 0001161697-21-000156 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,500 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:00 UTC |
PEPPER JONDirector
|
PurchaseWarrant to Purchase Common Stock · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001161697-21-000155 · form_4.xml · derivative · entry 4 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2026-03-15 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:00 UTC |
PEPPER JONDirector
|
PurchaseCommon Stock | 50,000 | $2.00 | $100,000.00 |
DisclosureSEC source: 0001161697-21-000155 · form_4.xml · nonDerivative · entry 1 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,000 Read SEC document |
| February 19, 2021 Filed Mar 2, 2021 02:33 UTC |
Takesako IchiroDirector
|
SaleCommon Stock | 20,000 | $3.25 | $65,016.00 |
DisclosureSEC source: 0001161697-21-000133 · form_4.xml · nonDerivative · entry 2 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Read SEC document |
| February 18, 2021 Filed Mar 2, 2021 02:33 UTC |
Takesako IchiroDirector
|
SaleCommon Stock | 30,000 | $3.38 | $101,352.00 |
DisclosureSEC source: 0001161697-21-000133 · form_4.xml · nonDerivative · entry 1 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,000 Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 23:04 UTC |
Takesako IchiroDirector
|
GrantWarrant to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0001161697-20-000567 · form_4.xml · derivative · entry 3 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2025-12-15 F3 · derivative.exercise_price: Price subject to adjustment. F1 · date: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021. F1 · derivative.exercise_date: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 23:04 UTC |
Takesako IchiroDirector
|
GrantCommon Stock | 30,000 | $1.53 | $45,900.00 |
DisclosureSEC source: 0001161697-20-000567 · form_4.xml · nonDerivative · entry 1 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 F1 · date: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 23:05 UTC |
OWENS WILLIAM ARTHURDirector
|
GrantWarrant to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0001161697-20-000569 · form4.xml · derivative · entry 3 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2025-12-15 F2 · derivative.exercise_price: Price subject to adjustment. F1 · date: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021. F1 · derivative.exercise_date: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 23:05 UTC |
OWENS WILLIAM ARTHURDirector
|
GrantCommon Stock | 30,000 | $1.53 | $45,900.00 |
DisclosureSEC source: 0001161697-20-000569 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,000 F1 · date: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 23:02 UTC |
PEPPER JONDirector
|
GrantWarrant to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0001161697-20-000565 · form_4.xml · derivative · entry 3 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2025-12-15 F3 · derivative.exercise_price: Price subject to adjustment. F1 · date: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021. F1 · derivative.exercise_date: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 23:02 UTC |
PEPPER JONDirector
|
GrantCommon Stock | 30,000 | $1.53 | $45,900.00 |
DisclosureSEC source: 0001161697-20-000565 · form_4.xml · nonDerivative · entry 1 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,000 F1 · date: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021. Read SEC document |
| December 15, 2020 Filed Dec 21, 2020 21:04 UTC |
Bosua PhillipDirector · CEO and President · 10% owner
|
GrantOption to Purchase Common Stock · Derivative | 4,264,395 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0001161697-20-000578 · form_4.xml · derivative · entry 4 Bosua Phillip · CIK 0001738153 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,264,395 Underlying: Common Stock · 4,264,395 shares Expires 2025-12-15 F3 · security: Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020. F3 · shares: Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020. F3 · derivative.exercise_date: Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020. F3 · balance_after: Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020. Read SEC document |
| December 15, 2020 Filed Dec 21, 2020 21:03 UTC |
ERICKSON RONALD PDirector · Chairman
|
GrantOption to Purchase Common Stock · Derivative | 3,731,350 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0001161697-20-000576 · form_4.xml · derivative · entry 11 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,731,350 Underlying: Common Stock · 3,731,350 shares Expires 2025-12-15 F8 · security: Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020. F8 · shares: Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020. F8 · derivative.exercise_date: Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020. F8 · balance_after: Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020. Read SEC document |
| December 15, 2020 Filed Dec 21, 2020 21:03 UTC |
ERICKSON RONALD PDirector · Chairman
|
GrantWarrant to Purchase Common Stock · Derivative | 2,000,000 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0001161697-20-000576 · form_4.xml · derivative · entry 10 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2025-12-15 F6 · derivative.exercise_price: Price subject to adjustment. Read SEC document |
| January 01, 2020 Filed Jan 23, 2020 22:52 UTC |
PEPPER JONDirector
|
GrantCommon Stock | 40,000 | $1.90 | $76,000.00 |
DisclosureSEC source: 0001161697-20-000051 · form_4.xml · nonDerivative · entry 1 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,000 Read SEC document |
| January 01, 2020 Filed Jan 23, 2020 22:56 UTC |
Bosua PhillipDirector · CEO and President · 10% owner
|
GrantCommon Stock | 250,000 | $1.90 | $475,000.00 |
DisclosureSEC source: 0001161697-20-000055 · form_4.xml · nonDerivative · entry 1 Bosua Phillip · CIK 0001738153 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,105,000 Read SEC document |
| January 01, 2020 Filed Jan 23, 2020 22:54 UTC |
OWENS WILLIAM ARTHURDirector
|
GrantCommon Stock | 40,000 | $1.90 | $76,000.00 |
DisclosureSEC source: 0001161697-20-000053 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,000 Read SEC document |
| January 01, 2020 Filed Jan 23, 2020 22:50 UTC |
Takesako IchiroDirector
|
GrantCommon Stock | 40,000 | $1.90 | $76,000.00 |
DisclosureSEC source: 0001161697-20-000049 · form_4.xml · nonDerivative · entry 1 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,000 Read SEC document |
| January 01, 2020 Filed Jan 24, 2020 14:00 UTC Amendment |
Bosua PhillipDirector · CEO and President · 10% owner
|
GrantCommon Stock | 150,000 | $1.90 | $285,000.00 |
DisclosureSEC source: 0001161697-20-000057 · form_4.xml · nonDerivative · entry 1 Bosua Phillip · CIK 0001738153 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,005,000 Read SEC document |
| November 04, 2019 Filed Dec 23, 2019 21:17 UTC |
PEPPER JONDirector
|
GrantOption to Purchase Common Stock · Derivative | 52,500 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001161697-19-000574 · form_4.xml · derivative · entry 2 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 52,500 shares Expires 2024-11-04 F1 · derivative.exercise_date: Option shares vest immediately Read SEC document |
| November 04, 2019 Filed Dec 23, 2019 21:17 UTC |
Takesako IchiroDirector
|
GrantOption to Purchase Common Stock · Derivative | 52,500 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001161697-19-000573 · form_4.xml · derivative · entry 2 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 52,500 shares Expires 2024-11-04 F1 · derivative.exercise_date: Option shares vest immediately. Read SEC document |
| November 04, 2019 Filed Dec 23, 2019 21:17 UTC |
Bosua PhillipDirector · CEO and President · 10% owner
|
GrantOption to Purchase Common Stock · Derivative | 1,200,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001161697-19-000572 · form_4.xml · derivative · entry 3 Bosua Phillip · CIK 0001738153 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200,000 Underlying: Common Stock · 1,200,000 shares Expires 2024-11-04 F2 · derivative.exercise_date: Option shares vest upon approval of the Company's blood glucose measurement technology by the U.S. Food and Drug Administration. Read SEC document |
| November 04, 2019 Filed Dec 23, 2019 21:16 UTC |
ERICKSON RONALD PDirector · Chairman
|
GrantOption to Purchase Common Stock · Derivative | 1,200,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001161697-19-000571 · form_4.xml · derivative · entry 9 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Common Stock · 1,200,000 shares Expires 2024-11-04 F7 · derivative.exercise_date: Option shares vest upon the Company's successful listing of its Common Stock on Nasdaq or the New York Stock Exchange (including the NYSE American Market). Read SEC document |
| September 17, 2019 Filed Sep 25, 2019 23:47 UTC |
PEPPER JONDirector
|
OtherOption to Purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0001161697-19-000389 · form_4.xml · derivative · entry 2 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2023-10-31 F1 · kind: On 09-17-2019, the Reporting Person voluntarily cancelled his stock option grant dated October 31, 2018 Read SEC document |
| September 17, 2019 Filed Sep 25, 2019 23:44 UTC |
Takesako IchiroDirector
|
OtherOption to Purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0001161697-19-000387 · form_4.xml · derivative · entry 2 Takesako Ichiro John Paul · CIK 0001572834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2023-10-31 F1 · kind: On 09-17-2019, the Reporting Person voluntarily cancelled his stock option grant dated October 31, 2018. Read SEC document |
| January 02, 2019 Filed Jan 7, 2019 22:19 UTC |
ERICKSON RONALD PDirector · Chairman
|
PurchaseCommon Stock | 100,000 | $0.17 | $17,000.00 |
DisclosureSEC source: 0001161697-19-000023 · form_4.xml · nonDerivative · entry 1 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,934 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.