Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| USBC, Inc.USBC · Entity 6370 | Director | August 12, 2026 | August 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
USBC, Inc.
Report date August 12, 2026 · Filed August 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.36 · Expires 2036-08-12 | Direct | 120,000 |
Reported balance
After 2026-08-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-12 · Grant · Acquired 120,000 · Balance 120,000 F1: On August 12, 2026 (the "Grant Date"), the Reporting Person was granted an option to purchase 120,000 shares of the Issuer's common stock pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan. The option vest as to 10,000 shares on September 30, 2026 and in eleven quarterly installments of 10,000 shares thereafter through June 30, 2029. |
| Common StockSEC Table I · non-derivative | Direct | 37,850 |
Reported balance
Holding disclosure · report date 2026-08-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 37,850 |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $68.00 · Expires 2027-01-05 | Direct | 500 |
Reported balance
Holding disclosure · report date 2026-08-12 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 500 F2: Reflects the Issuer's 1-for-40 reverse stock split, which became effective on February 19, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 12, 2026 (the "Grant Date"), the Reporting Person was granted an option to purchase 120,000 shares of the Issuer's common stock pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan. The option vest as to 10,000 shares on September 30, 2026 and in eleven quarterly installments of 10,000 shares thereafter through June 30, 2029.
F2: Reflects the Issuer's 1-for-40 reverse stock split, which became effective on February 19, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2026 Filed Aug 14, 2026 22:26 UTC | USBC, Inc. USBC · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 120,000 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0001161697-26-000207 · form_4.xml · derivative · entry 2 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2036-08-12 F1 · derivative.exercise_date: On August 12, 2026 (the "Grant Date"), the Reporting Person was granted an option to purchase 120,000 shares of the Issuer's common stock pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan. The option vest as to 10,000 shares on September 30, 2026 and in eleven quarterly installments of 10,000 shares thereafter through June 30, 2029. Read SEC document |
| May 05, 2025 Filed May 7, 2025 20:16 UTC | USBC, Inc. KNW · Entity 6370 | GrantCommon Stock | 25,000 | $0.44 | $11,000.00 |
DisclosureSEC source: 0001161697-25-000166 · form_4.xml · nonDerivative · entry 1 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,850 Read SEC document |
| May 24, 2024 Filed May 29, 2024 20:15 UTC | USBC, Inc. KNW · Entity 6370 | GiftCommon Stock | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-24-000241 · form_4.xml · nonDerivative · entry 1 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 514,000 Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 21:19 UTC | USBC, Inc. KNW · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 500,000 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0001161697-24-000068 · form_4.xml · derivative · entry 7 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2029-02-08 F1 · derivative.exercise_date: Option shares vest immediately. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 21:19 UTC | USBC, Inc. KNW · Entity 6370 | GrantCommon Stock | 100,000 | $0.49 | $49,000.00 |
DisclosureSEC source: 0001161697-24-000068 · form_4.xml · nonDerivative · entry 1 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 528,000 Read SEC document |
| October 12, 2023 Filed Oct 18, 2023 12:07 UTC | USBC, Inc. KNW · Entity 6370 | GrantCommon Stock | 35,000 | $0.25 | $8,750.00 |
DisclosureSEC source: 0001161697-23-000553 · form_4.xml · nonDerivative · entry 1 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 428,000 Read SEC document |
| October 10, 2023 Filed Oct 12, 2023 20:22 UTC | USBC, Inc. KNWN · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 79,528 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001161697-23-000537 · form_4.xml · derivative · entry 6 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,528 Underlying: Common Stock · 79,528 shares Expires 2028-10-10 F1 · derivative.exercise_date: Option shares vest immediately. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 00:21 UTC | USBC, Inc. KNWN · Entity 6370 | PurchaseCommon Stock | 5,000 | $0.81 | $4,063.00 |
DisclosureSEC source: 0001161697-23-000166 · form_4.xml · nonDerivative · entry 1 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,000 Read SEC document |
| February 15, 2023 Filed Apr 10, 2023 20:18 UTC | USBC, Inc. KNWN · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 25,000 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001161697-23-000249 · form_4.xml · derivative · entry 6 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-02-15 F1 · derivative.exercise_date: Option shares vest immediately. Read SEC document |
| January 05, 2022 Filed Jan 10, 2022 21:07 UTC | USBC, Inc. KNWN · Entity 6370 | GrantWarrant to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001161697-22-000039 · form_4.xml · derivative · entry 5 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-01-05 F4 · shares: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022. F4 · derivative.exercise_date: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022. Read SEC document |
| January 05, 2022 Filed Jan 10, 2022 21:07 UTC | USBC, Inc. KNWN · Entity 6370 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-22-000039 · form_4.xml · nonDerivative · entry 1 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,000 F4 · shares: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:00 UTC | USBC, Inc. KNWN · Entity 6370 | PurchaseWarrant to Purchase Common Stock · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001161697-21-000155 · form_4.xml · derivative · entry 4 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2026-03-15 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:00 UTC | USBC, Inc. KNWN · Entity 6370 | PurchaseCommon Stock | 50,000 | $2.00 | $100,000.00 |
DisclosureSEC source: 0001161697-21-000155 · form_4.xml · nonDerivative · entry 1 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,000 Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 23:02 UTC | USBC, Inc. KNWN · Entity 6370 | GrantWarrant to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0001161697-20-000565 · form_4.xml · derivative · entry 3 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2025-12-15 F3 · derivative.exercise_price: Price subject to adjustment. F1 · date: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021. F1 · derivative.exercise_date: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 23:02 UTC | USBC, Inc. KNWN · Entity 6370 | GrantCommon Stock | 30,000 | $1.53 | $45,900.00 |
DisclosureSEC source: 0001161697-20-000565 · form_4.xml · nonDerivative · entry 1 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,000 F1 · date: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021. Read SEC document |
| January 01, 2020 Filed Jan 23, 2020 22:52 UTC | USBC, Inc. KNWN · Entity 6370 | GrantCommon Stock | 40,000 | $1.90 | $76,000.00 |
DisclosureSEC source: 0001161697-20-000051 · form_4.xml · nonDerivative · entry 1 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,000 Read SEC document |
| November 04, 2019 Filed Dec 23, 2019 21:17 UTC | USBC, Inc. KNWN · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 52,500 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001161697-19-000574 · form_4.xml · derivative · entry 2 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 52,500 shares Expires 2024-11-04 F1 · derivative.exercise_date: Option shares vest immediately Read SEC document |
| September 17, 2019 Filed Sep 25, 2019 23:47 UTC | USBC, Inc. KNWN · Entity 6370 | OtherOption to Purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0001161697-19-000389 · form_4.xml · derivative · entry 2 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2023-10-31 F1 · kind: On 09-17-2019, the Reporting Person voluntarily cancelled his stock option grant dated October 31, 2018 Read SEC document |
| October 31, 2018 Filed Nov 13, 2018 13:20 UTC | USBC, Inc. KNWN · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0001161697-18-000538 · form_4.xml · derivative · entry 2 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-10-31 Read SEC document |
| April 10, 2018 Filed Apr 19, 2018 20:17 UTC | USBC, Inc. VSUL · Entity 6370 | GrantCommon Stock | 75,000 | $0.25 | $18,750.00 |
DisclosureSEC source: 0001161697-18-000200 · form4.xml · nonDerivative · entry 1 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,000 Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:29 UTC | USBC, Inc. VSUL · Entity 6370 | GrantCommon Stock | 150,000 | $0.25 | $37,500.00 |
DisclosureSEC source: 0001161697-17-000404 · form4.xml · nonDerivative · entry 1 PEPPER JON · CIK 0001484963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.