Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| USBC, Inc.KNW · Entity 6370 | Director | August 06, 2025 | August 08, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
USBC, Inc.
Report date August 06, 2025 · Filed August 08, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 472,202 |
Reported balance
After 2025-08-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-08-06 · Grant · Acquired 335,000 · Balance 472,202 F1: On August 6, 2025 (the "Grant Date"), the Reporting Person was awarded 335,000 shares of common stock of the Issuer, 50% of which is fully vested on the Grant Date and the remainder of which (the "restricted shares") will vest in 8 quarterly installments with the first two installments vesting six months after the Grant Date. The restricted shares vest in full in the event of a sale of all or substantially all of the Company's sensor related intellectual property or an involuntary termination of Mr. Erickson's employment. F2: Includes unvested restricted shares. |
| Common StockSEC Table I · non-derivative | Indirect. | 2,000,000 |
Reported balance
After 2025-08-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-08-06 · Other · Acquired 2,000,000 · Balance 2,000,000 F3: On the Grant Date, the Issuer redeemed 16,916 shares of Series H Convertible Preferred Stock held by J3E2A2Z (as defined below) for a combination of cash and common stock at a redemption price equal to the stated value of $70, plus all accrued and unpaid dividends in an amount of $140,210.15, resulting in (i) a cash payment to J3E2A2Z of $654,276.15 in the aggregate and (ii) the issuance to J3E2A2Z of 2,000,000 shares of common stock in the aggregate, at a conversion price of $0.335 per share. F4: Held by J3E2A2Z Limited Partnership ("J3E2A2Z"), an entity affiliated with Ronald P. Erickson. |
| Series H Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.34 | Indirect. | 0 |
Reported balance
After 2025-08-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-08-06 · Other · Disposed 16,916 · Balance 0 F3: On the Grant Date, the Issuer redeemed 16,916 shares of Series H Convertible Preferred Stock held by J3E2A2Z (as defined below) for a combination of cash and common stock at a redemption price equal to the stated value of $70, plus all accrued and unpaid dividends in an amount of $140,210.15, resulting in (i) a cash payment to J3E2A2Z of $654,276.15 in the aggregate and (ii) the issuance to J3E2A2Z of 2,000,000 shares of common stock in the aggregate, at a conversion price of $0.335 per share. F4: Held by J3E2A2Z Limited Partnership ("J3E2A2Z"), an entity affiliated with Ronald P. Erickson. |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.60 · Expires 2026-01-31 | Direct | 21,375 |
Reported balance
Holding disclosure · report date 2025-08-06 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 21,375 F5: Price subject to adjustment. |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $61.20 · Expires 2025-12-15 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2025-08-06 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 50,000 |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.60 · Expires 2026-01-31 | Indirect. | 25,992 |
Reported balance
Holding disclosure · report date 2025-08-06 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 25,992 F5: Price subject to adjustment. F4: Held by J3E2A2Z Limited Partnership ("J3E2A2Z"), an entity affiliated with Ronald P. Erickson. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 6, 2025 (the "Grant Date"), the Reporting Person was awarded 335,000 shares of common stock of the Issuer, 50% of which is fully vested on the Grant Date and the remainder of which (the "restricted shares") will vest in 8 quarterly installments with the first two installments vesting six months after the Grant Date. The restricted shares vest in full in the event of a sale of all or substantially all of the Company's sensor related intellectual property or an involuntary termination of Mr. Erickson's employment.
F2: Includes unvested restricted shares.
F3: On the Grant Date, the Issuer redeemed 16,916 shares of Series H Convertible Preferred Stock held by J3E2A2Z (as defined below) for a combination of cash and common stock at a redemption price equal to the stated value of $70, plus all accrued and unpaid dividends in an amount of $140,210.15, resulting in (i) a cash payment to J3E2A2Z of $654,276.15 in the aggregate and (ii) the issuance to J3E2A2Z of 2,000,000 shares of common stock in the aggregate, at a conversion price of $0.335 per share.
F4: Held by J3E2A2Z Limited Partnership ("J3E2A2Z"), an entity affiliated with Ronald P. Erickson.
F5: Price subject to adjustment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2025 Filed Aug 8, 2025 21:13 UTC | USBC, Inc. KNW · Entity 6370 | OtherSeries H Convertible Preferred Stock · Derivative | 16,916 | Not disclosed Strike: $0.34 | Not disclosed |
DisclosureSEC source: 0001161697-25-000225 · form_4.xml · derivative · entry 6 ERICKSON RONALD P · CIK 0001140319 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · . Disclosed balance after: 0 Underlying: Common Stock · 16,916 shares Expires not disclosed F3 · derivative.exercise_price: On the Grant Date, the Issuer redeemed 16,916 shares of Series H Convertible Preferred Stock held by J3E2A2Z (as defined below) for a combination of cash and common stock at a redemption price equal to the stated value of $70, plus all accrued and unpaid dividends in an amount of $140,210.15, resulting in (i) a cash payment to J3E2A2Z of $654,276.15 in the aggregate and (ii) the issuance to J3E2A2Z of 2,000,000 shares of common stock in the aggregate, at a conversion price of $0.335 per share. F3 · kind: On the Grant Date, the Issuer redeemed 16,916 shares of Series H Convertible Preferred Stock held by J3E2A2Z (as defined below) for a combination of cash and common stock at a redemption price equal to the stated value of $70, plus all accrued and unpaid dividends in an amount of $140,210.15, resulting in (i) a cash payment to J3E2A2Z of $654,276.15 in the aggregate and (ii) the issuance to J3E2A2Z of 2,000,000 shares of common stock in the aggregate, at a conversion price of $0.335 per share. F3 · price: On the Grant Date, the Issuer redeemed 16,916 shares of Series H Convertible Preferred Stock held by J3E2A2Z (as defined below) for a combination of cash and common stock at a redemption price equal to the stated value of $70, plus all accrued and unpaid dividends in an amount of $140,210.15, resulting in (i) a cash payment to J3E2A2Z of $654,276.15 in the aggregate and (ii) the issuance to J3E2A2Z of 2,000,000 shares of common stock in the aggregate, at a conversion price of $0.335 per share. F3 · derivative.exercise_date: On the Grant Date, the Issuer redeemed 16,916 shares of Series H Convertible Preferred Stock held by J3E2A2Z (as defined below) for a combination of cash and common stock at a redemption price equal to the stated value of $70, plus all accrued and unpaid dividends in an amount of $140,210.15, resulting in (i) a cash payment to J3E2A2Z of $654,276.15 in the aggregate and (ii) the issuance to J3E2A2Z of 2,000,000 shares of common stock in the aggregate, at a conversion price of $0.335 per share. F3 · derivative.expiration_date: On the Grant Date, the Issuer redeemed 16,916 shares of Series H Convertible Preferred Stock held by J3E2A2Z (as defined below) for a combination of cash and common stock at a redemption price equal to the stated value of $70, plus all accrued and unpaid dividends in an amount of $140,210.15, resulting in (i) a cash payment to J3E2A2Z of $654,276.15 in the aggregate and (ii) the issuance to J3E2A2Z of 2,000,000 shares of common stock in the aggregate, at a conversion price of $0.335 per share. F4 · ownership.nature: Held by J3E2A2Z Limited Partnership ("J3E2A2Z"), an entity affiliated with Ronald P. Erickson. Read SEC document |
| August 06, 2025 Filed Aug 8, 2025 21:13 UTC | USBC, Inc. KNW · Entity 6370 | OtherCommon Stock | 2,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001161697-25-000225 · form_4.xml · nonDerivative · entry 2 ERICKSON RONALD P · CIK 0001140319 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · . Disclosed balance after: 2,000,000 F3 · kind: On the Grant Date, the Issuer redeemed 16,916 shares of Series H Convertible Preferred Stock held by J3E2A2Z (as defined below) for a combination of cash and common stock at a redemption price equal to the stated value of $70, plus all accrued and unpaid dividends in an amount of $140,210.15, resulting in (i) a cash payment to J3E2A2Z of $654,276.15 in the aggregate and (ii) the issuance to J3E2A2Z of 2,000,000 shares of common stock in the aggregate, at a conversion price of $0.335 per share. F3 · price: On the Grant Date, the Issuer redeemed 16,916 shares of Series H Convertible Preferred Stock held by J3E2A2Z (as defined below) for a combination of cash and common stock at a redemption price equal to the stated value of $70, plus all accrued and unpaid dividends in an amount of $140,210.15, resulting in (i) a cash payment to J3E2A2Z of $654,276.15 in the aggregate and (ii) the issuance to J3E2A2Z of 2,000,000 shares of common stock in the aggregate, at a conversion price of $0.335 per share. F4 · ownership.nature: Held by J3E2A2Z Limited Partnership ("J3E2A2Z"), an entity affiliated with Ronald P. Erickson. Read SEC document |
| August 06, 2025 Filed Aug 8, 2025 21:13 UTC | USBC, Inc. KNW · Entity 6370 | GrantCommon Stock | 335,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-25-000225 · form_4.xml · nonDerivative · entry 1 ERICKSON RONALD P · CIK 0001140319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 472,202 F1 · price: On August 6, 2025 (the "Grant Date"), the Reporting Person was awarded 335,000 shares of common stock of the Issuer, 50% of which is fully vested on the Grant Date and the remainder of which (the "restricted shares") will vest in 8 quarterly installments with the first two installments vesting six months after the Grant Date. The restricted shares vest in full in the event of a sale of all or substantially all of the Company's sensor related intellectual property or an involuntary termination of Mr. Erickson's employment. F2 · balance_after: Includes unvested restricted shares. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:15 UTC | USBC, Inc. KNW · Entity 6370 | OtherSeries H Convertible Preferred Stock · Derivative | 16,916 | $1,184,066.00 Strike: $0.34 | $20,029,660,456.00 |
DisclosureSEC source: 0001161697-25-000181 · form_4.xml · derivative · entry 5 ERICKSON RONALD P · CIK 0001140319 · Director · CEO · Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · . Disclosed balance after: 16,916 Underlying: Common Stock · 16,916 shares Expires not disclosed F3 · derivative.exercise_price: Shares of Series H Convertible Preferred Stock were issued pursuant to a Promissory Note Conversion Agreement dated 06/02/2025, whereby J3E2A2Z LP, holder of two convertible redeemable promissory notes, converted $1,184,066 in debt owed. J3E2A2Z received one share of Series H Convertible Preferred Stock for every $70 in principal converted. The Series H Convertible Preferred Stock is convertible into common stock at an initial conversion price of $0.335 per share, subject to potential future adjustment. F3 · kind: Shares of Series H Convertible Preferred Stock were issued pursuant to a Promissory Note Conversion Agreement dated 06/02/2025, whereby J3E2A2Z LP, holder of two convertible redeemable promissory notes, converted $1,184,066 in debt owed. J3E2A2Z received one share of Series H Convertible Preferred Stock for every $70 in principal converted. The Series H Convertible Preferred Stock is convertible into common stock at an initial conversion price of $0.335 per share, subject to potential future adjustment. F3 · price: Shares of Series H Convertible Preferred Stock were issued pursuant to a Promissory Note Conversion Agreement dated 06/02/2025, whereby J3E2A2Z LP, holder of two convertible redeemable promissory notes, converted $1,184,066 in debt owed. J3E2A2Z received one share of Series H Convertible Preferred Stock for every $70 in principal converted. The Series H Convertible Preferred Stock is convertible into common stock at an initial conversion price of $0.335 per share, subject to potential future adjustment. F3 · derivative.exercise_date: Shares of Series H Convertible Preferred Stock were issued pursuant to a Promissory Note Conversion Agreement dated 06/02/2025, whereby J3E2A2Z LP, holder of two convertible redeemable promissory notes, converted $1,184,066 in debt owed. J3E2A2Z received one share of Series H Convertible Preferred Stock for every $70 in principal converted. The Series H Convertible Preferred Stock is convertible into common stock at an initial conversion price of $0.335 per share, subject to potential future adjustment. F3 · derivative.expiration_date: Shares of Series H Convertible Preferred Stock were issued pursuant to a Promissory Note Conversion Agreement dated 06/02/2025, whereby J3E2A2Z LP, holder of two convertible redeemable promissory notes, converted $1,184,066 in debt owed. J3E2A2Z received one share of Series H Convertible Preferred Stock for every $70 in principal converted. The Series H Convertible Preferred Stock is convertible into common stock at an initial conversion price of $0.335 per share, subject to potential future adjustment. F2 · ownership.nature: Held by J3E2A2Z Limited Partnership, an entity affiliated with Ronald P. Erickson. Read SEC document |
| May 05, 2025 Filed May 7, 2025 20:16 UTC | USBC, Inc. KNW · Entity 6370 | GrantCommon Stock | 100,000 | $0.44 | $44,000.00 |
DisclosureSEC source: 0001161697-25-000164 · form_4.xml · nonDerivative · entry 1 ERICKSON RONALD P · CIK 0001140319 · Director · CEO · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,202 Read SEC document |
| October 10, 2023 Filed Oct 11, 2023 20:15 UTC | USBC, Inc. KNWN · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 4,640,844 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001161697-23-000531 · form_4.xml · derivative · entry 14 ERICKSON RONALD P · CIK 0001140319 · Director · CEO · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,640,844 Underlying: Common Stock · 4,640,844 shares Expires 2028-10-10 F9 · derivative.exercise_date: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control. Read SEC document |
| October 10, 2023 Filed Oct 13, 2023 21:31 UTC Amendment | USBC, Inc. KNWN · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 4,640,844 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001161697-23-000546 · form_4.xml · derivative · entry 14 ERICKSON RONALD P · CIK 0001140319 · Director · CEO · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,640,844 Underlying: Common Stock · 4,640,844 shares Expires 2028-10-10 F9 · derivative.exercise_date: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control. Read SEC document |
| October 10, 2023 Filed Oct 18, 2023 12:07 UTC Amendment | USBC, Inc. KNW · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 4,640,844 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001161697-23-000551 · form_4.xml · derivative · entry 11 ERICKSON RONALD P · CIK 0001140319 · Director · CEO · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,640,844 Underlying: Common Stock · 4,640,844 shares Expires 2028-10-10 F7 · derivative.exercise_date: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 13:01 UTC | USBC, Inc. KNWN · Entity 6370 | PurchaseCommon Stock | 5,000 | $0.85 | $4,245.00 |
DisclosureSEC source: 0001161697-23-000164 · form_4.xml · nonDerivative · entry 1 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,934 Read SEC document |
| December 14, 2022 Filed Dec 19, 2022 21:17 UTC | USBC, Inc. KNWN · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 1,000,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001161697-22-000595 · form_4.xml · derivative · entry 13 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2027-12-14 F9 · derivative.exercise_date: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control. Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 14:00 UTC | USBC, Inc. KNWN · Entity 6370 | PurchaseCommon Stock | 20,000 | $1.32 | $26,488.00 |
DisclosureSEC source: 0001161697-22-000066 · form_4.xml · nonDerivative · entry 1 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,934 Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 14:06 UTC | USBC, Inc. KNWN · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 1,000,000 | $0.00 Strike: $2.09 | $0.00 |
DisclosureSEC source: 0001161697-21-000585 · form_4.xml · derivative · entry 12 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2026-12-16 F9 · derivative.exercise_date: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control. Read SEC document |
| September 10, 2021 Filed Sep 15, 2021 01:17 UTC | USBC, Inc. KNWN · Entity 6370 | PurchaseCommon Stock | 5,000 | $2.53 | $12,650.00 |
DisclosureSEC source: 0001161697-21-000432 · form_4.xml · nonDerivative · entry 2 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · . Disclosed balance after: 8,334 F1 · ownership.nature: Held by Dia Armenta, the Reporting Person's wife. Read SEC document |
| December 15, 2020 Filed Dec 21, 2020 21:03 UTC | USBC, Inc. KNWN · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 3,731,350 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0001161697-20-000576 · form_4.xml · derivative · entry 11 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,731,350 Underlying: Common Stock · 3,731,350 shares Expires 2025-12-15 F8 · security: Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020. F8 · shares: Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020. F8 · derivative.exercise_date: Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020. F8 · balance_after: Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020. Read SEC document |
| December 15, 2020 Filed Dec 21, 2020 21:03 UTC | USBC, Inc. KNWN · Entity 6370 | GrantWarrant to Purchase Common Stock · Derivative | 2,000,000 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0001161697-20-000576 · form_4.xml · derivative · entry 10 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2025-12-15 F6 · derivative.exercise_price: Price subject to adjustment. Read SEC document |
| November 04, 2019 Filed Dec 23, 2019 21:16 UTC | USBC, Inc. KNWN · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 1,200,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001161697-19-000571 · form_4.xml · derivative · entry 9 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Common Stock · 1,200,000 shares Expires 2024-11-04 F7 · derivative.exercise_date: Option shares vest upon the Company's successful listing of its Common Stock on Nasdaq or the New York Stock Exchange (including the NYSE American Market). Read SEC document |
| January 02, 2019 Filed Jan 7, 2019 22:19 UTC | USBC, Inc. KNWN · Entity 6370 | PurchaseCommon Stock | 100,000 | $0.17 | $17,000.00 |
DisclosureSEC source: 0001161697-19-000023 · form_4.xml · nonDerivative · entry 1 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,934 Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 21:59 UTC | USBC, Inc. KNWN · Entity 6370 | PurchaseCommon Stock | 800,000 | $0.25 | $200,000.00 |
DisclosureSEC source: 0001161697-18-000363 · form_4.xml · nonDerivative · entry 5 ERICKSON RONALD P · CIK 0001140319 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · . Disclosed balance after: 910,001 F4 · ownership.nature: Held by J3E2A2Z Limited Partnership. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 21:46 UTC | USBC, Inc. VSUL · Entity 6370 | GrantWarrant to Purchase Common Stock · Derivative | 1,039,666 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001161697-18-000134 · form_4.xml · derivative · entry 8 ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · . Disclosed balance after: 1,039,666 Underlying: Common Stock · 1,039,666 shares Expires 2023-03-16 F6 · derivative.exercise_price: Price subject to adjustment. F4 · ownership.nature: Held by J3E2A2Z Limited Partnership. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 21:46 UTC | USBC, Inc. VSUL · Entity 6370 | GrantWarrant to Purchase Common Stock · Derivative | 855,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001161697-18-000134 · form_4.xml · derivative · entry 7 ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,000 Underlying: Common Stock · 855,000 shares Expires 2023-01-31 F6 · derivative.exercise_price: Price subject to adjustment. Read SEC document |
| March 16, 2018 Filed Mar 21, 2018 20:04 UTC Amendment | USBC, Inc. VSUL · Entity 6370 | GrantWarrant to Purchase Common Stock · Derivative | 1,039,666 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001161697-18-000140 · form_4.xml · derivative · entry 8 ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · . Disclosed balance after: 1,039,666 Underlying: Common Stock · 1,039,666 shares Expires 2023-03-16 F6 · derivative.exercise_price: Price subject to adjustment. F4 · ownership.nature: Held by J3E2A2Z Limited Partnership. Read SEC document |
| March 16, 2018 Filed Mar 21, 2018 20:04 UTC Amendment | USBC, Inc. VSUL · Entity 6370 | GrantWarrant to Purchase Common Stock · Derivative | 855,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001161697-18-000140 · form_4.xml · derivative · entry 7 ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,000 Underlying: Common Stock · 855,000 shares Expires 2023-01-31 F6 · derivative.exercise_price: Price subject to adjustment. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:06 UTC | USBC, Inc. VSUL · Entity 6370 | GrantCommon Stock | 100,000 | $0.25 | $25,000.00 |
DisclosureSEC source: 0001161697-18-000052 · form_4.xml · nonDerivative · entry 1 ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,934 Read SEC document |
| January 16, 2018 Filed Mar 21, 2018 20:02 UTC Amendment | USBC, Inc. VSUL · Entity 6370 | GrantCommon Stock | 100,000 | $0.25 | $25,000.00 |
DisclosureSEC source: 0001161697-18-000138 · form_4.xml · nonDerivative · entry 1 ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,934 Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 20:57 UTC | USBC, Inc. VSUL · Entity 6370 | OtherOption to Purchase Common Stock · Derivative | 6,667 | $0.00 Strike: $19.50 | $0.00 |
DisclosureSEC source: 0001161697-17-000383 · form_4.xml · derivative · entry 8 ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,667 shares Expires 2022-06-05 F8 · kind: Voluntary forfeiture. F7 · derivative.exercise_date: Option shares fully-vested quarterly over 1 year commencing 06/05/2012. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 20:57 UTC | USBC, Inc. VSUL · Entity 6370 | OtherOption to Purchase Common Stock · Derivative | 13,334 | $0.00 Strike: $22.50 | $0.00 |
DisclosureSEC source: 0001161697-17-000383 · form_4.xml · derivative · entry 7 ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,334 shares Expires 2020-05-09 F8 · kind: Voluntary forfeiture. F6 · derivative.exercise_date: Option shares fully-vested quarterly over 2 years commencing 05/10/2010. Read SEC document |
| July 27, 2017 Filed Sep 15, 2017 20:25 UTC | USBC, Inc. VSUL · Entity 6370 | GrantCommon Stock | 200,000 | $0.25 | $50,000.00 |
DisclosureSEC source: 0001161697-17-000400 · form_4.xml · nonDerivative · entry 1 ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,934 Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 13:00 UTC | USBC, Inc. VSUL · Entity 6370 | PurchaseCommon Stock | 2,000 | $0.23 | $460.00 |
DisclosureSEC source: 0001161697-17-000316 · form_4.xml · nonDerivative · entry 1 ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,934 Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 20:59 UTC Amendment | USBC, Inc. VSUL · Entity 6370 | PurchaseCommon Stock | 2,000 | $0.23 | $460.00 |
DisclosureSEC source: 0001161697-17-000321 · form_4.xml · nonDerivative · entry 1 ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,934 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.