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USBC

USBC, Inc.

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6370
SEC CIK
0001074828
Parsed reports
129

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2024 Filed Feb 9, 2024 21:17 UTC GrantCommon Stock 100,000 $0.49 $49,000.00
Disclosure

SEC source: 0001161697-24-000064 · form_4.xml · nonDerivative · entry 1

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,000

Read SEC document
October 12, 2023 Filed Oct 18, 2023 12:08 UTC GrantCommon Stock 35,000 $0.25 $8,750.00
Disclosure

SEC source: 0001161697-23-000554 · form_4.xml · nonDerivative · entry 1

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Read SEC document
October 12, 2023 Filed Oct 18, 2023 12:07 UTC
PEPPER JONDirector
GrantCommon Stock 35,000 $0.25 $8,750.00
Disclosure

SEC source: 0001161697-23-000553 · form_4.xml · nonDerivative · entry 1

PEPPER JON · CIK 0001484963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,000

Read SEC document
October 12, 2023 Filed Oct 18, 2023 12:07 UTC GrantCommon Stock 35,000 $0.25 $8,750.00
Disclosure

SEC source: 0001161697-23-000552 · form4.xml · nonDerivative · entry 1

OWENS WILLIAM ARTHUR · CIK 0001184212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 847,703

Read SEC document
October 10, 2023 Filed Oct 11, 2023 20:15 UTC
Conley Peter JChief Financial Officer
GrantOption to Purchase Common Stock · Derivative 3,001,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001161697-23-000532 · form4.xml · derivative · entry 3

Conley Peter J · CIK 0001931532 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,001,000

Underlying: Common Stock · 3,001,000 shares

Expires 2028-10-10

F2 · derivative.exercise_date: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control.

Read SEC document
October 10, 2023 Filed Oct 11, 2023 20:15 UTC
ERICKSON RONALD PDirector · CEO · Chairman
GrantOption to Purchase Common Stock · Derivative 4,640,844 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001161697-23-000531 · form_4.xml · derivative · entry 14

ERICKSON RONALD P · CIK 0001140319 · Director · CEO · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,640,844

Underlying: Common Stock · 4,640,844 shares

Expires 2028-10-10

F9 · derivative.exercise_date: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control.

Read SEC document
October 10, 2023 Filed Oct 12, 2023 20:25 UTC GrantOption to Purchase Common Stock · Derivative 79,528 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001161697-23-000541 · form4.xml · derivative · entry 5

OWENS WILLIAM ARTHUR · CIK 0001184212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,528

Underlying: Common Stock · 79,528 shares

Expires 2028-10-10

F4 · derivative.exercise_date: Option shares vest immediately.

Read SEC document
October 10, 2023 Filed Oct 12, 2023 20:24 UTC GrantOption to Purchase Common Stock · Derivative 79,528 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001161697-23-000539 · form_4.xml · derivative · entry 6

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,528

Underlying: Common Stock · 79,528 shares

Expires 2028-10-10

F1 · derivative.exercise_date: Option shares vest immediately.

Read SEC document
October 10, 2023 Filed Oct 12, 2023 20:22 UTC
PEPPER JONDirector
GrantOption to Purchase Common Stock · Derivative 79,528 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001161697-23-000537 · form_4.xml · derivative · entry 6

PEPPER JON · CIK 0001484963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,528

Underlying: Common Stock · 79,528 shares

Expires 2028-10-10

F1 · derivative.exercise_date: Option shares vest immediately.

Read SEC document
October 10, 2023 Filed Oct 13, 2023 21:31 UTC Amendment
ERICKSON RONALD PDirector · CEO · Chairman
GrantOption to Purchase Common Stock · Derivative 4,640,844 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001161697-23-000546 · form_4.xml · derivative · entry 14

ERICKSON RONALD P · CIK 0001140319 · Director · CEO · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,640,844

Underlying: Common Stock · 4,640,844 shares

Expires 2028-10-10

F9 · derivative.exercise_date: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control.

Read SEC document
October 10, 2023 Filed Oct 18, 2023 12:07 UTC Amendment
ERICKSON RONALD PDirector · CEO · Chairman
GrantOption to Purchase Common Stock · Derivative 4,640,844 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001161697-23-000551 · form_4.xml · derivative · entry 11

ERICKSON RONALD P · CIK 0001140319 · Director · CEO · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,640,844

Underlying: Common Stock · 4,640,844 shares

Expires 2028-10-10

F7 · derivative.exercise_date: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control.

Read SEC document
May 16, 2023 Filed May 22, 2023 20:00 UTC Exercise / conversionWarrant to Purchase Common Stock · Derivative 157,983 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001161697-23-000317 · form4.xml · derivative · entry 2

OWENS WILLIAM ARTHUR · CIK 0001184212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2023-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Price subject to adjustment.

F4 · shares: Remaining 42,017 warrant shares were forfeited.

Read SEC document
May 16, 2023 Filed May 22, 2023 20:00 UTC Exercise / conversionCommon Stock 157,983 $0.25 $39,495.75
Disclosure

SEC source: 0001161697-23-000317 · form4.xml · nonDerivative · entry 1

OWENS WILLIAM ARTHUR · CIK 0001184212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 812,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 20, 2023 20:15 UTC SaleCommon Stock 7,500 $0.88 $6,600.75
Disclosure

SEC source: 0001161697-23-000254 · form_4.xml · nonDerivative · entry 7

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
March 30, 2023 Filed Apr 20, 2023 20:15 UTC SaleCommon Stock 1,380 $0.89 $1,224.89
Disclosure

SEC source: 0001161697-23-000254 · form_4.xml · nonDerivative · entry 6

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,500

Read SEC document
March 30, 2023 Filed Apr 20, 2023 20:15 UTC SaleCommon Stock 7,120 $0.87 $6,183.01
Disclosure

SEC source: 0001161697-23-000254 · form_4.xml · nonDerivative · entry 5

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,880

Read SEC document
March 29, 2023 Filed Mar 30, 2023 20:15 UTC
English JessicaChief Marketing Officer
PurchaseCommon Stock 5,000 $0.92 $4,593.00
Disclosure

SEC source: 0001161697-23-000197 · form4.xml · nonDerivative · entry 1

English Jessica · CIK 0001967044 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
March 29, 2023 Filed Apr 20, 2023 20:15 UTC SaleCommon Stock 5,000 $0.90 $4,505.50
Disclosure

SEC source: 0001161697-23-000254 · form_4.xml · nonDerivative · entry 4

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Read SEC document
March 28, 2023 Filed Apr 20, 2023 20:15 UTC SaleCommon Stock 5,000 $0.90 $4,496.50
Disclosure

SEC source: 0001161697-23-000254 · form_4.xml · nonDerivative · entry 3

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,000

Read SEC document
March 27, 2023 Filed Apr 20, 2023 20:15 UTC SaleCommon Stock 5,000 $0.92 $4,620.00
Disclosure

SEC source: 0001161697-23-000254 · form_4.xml · nonDerivative · entry 2

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,000

Read SEC document
March 24, 2023 Filed Apr 20, 2023 20:15 UTC SaleCommon Stock 5,000 $0.88 $4,397.50
Disclosure

SEC source: 0001161697-23-000254 · form_4.xml · nonDerivative · entry 1

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,000

Read SEC document
March 16, 2023 Filed Mar 17, 2023 01:40 UTC PurchaseCommon Stock 200 $0.82 $164.02
Disclosure

SEC source: 0001161697-23-000168 · form4.xml · nonDerivative · entry 3

OWENS WILLIAM ARTHUR · CIK 0001184212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,720

Read SEC document
March 16, 2023 Filed Mar 17, 2023 01:40 UTC PurchaseCommon Stock 23,500 $0.82 $19,272.35
Disclosure

SEC source: 0001161697-23-000168 · form4.xml · nonDerivative · entry 2

OWENS WILLIAM ARTHUR · CIK 0001184212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,520

Read SEC document
March 16, 2023 Filed Mar 17, 2023 01:40 UTC PurchaseCommon Stock 600 $0.82 $492.12
Disclosure

SEC source: 0001161697-23-000168 · form4.xml · nonDerivative · entry 1

OWENS WILLIAM ARTHUR · CIK 0001184212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,020

Read SEC document
March 16, 2023 Filed Mar 17, 2023 00:21 UTC
PEPPER JONDirector
PurchaseCommon Stock 5,000 $0.81 $4,063.00
Disclosure

SEC source: 0001161697-23-000166 · form_4.xml · nonDerivative · entry 1

PEPPER JON · CIK 0001484963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,000

Read SEC document
March 15, 2023 Filed Mar 16, 2023 13:01 UTC
ERICKSON RONALD PDirector · Chairman
PurchaseCommon Stock 5,000 $0.85 $4,245.00
Disclosure

SEC source: 0001161697-23-000164 · form_4.xml · nonDerivative · entry 1

ERICKSON RONALD P · CIK 0001140319 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,934

Read SEC document
March 15, 2023 Filed Mar 16, 2023 13:01 UTC
Trautwein Leonardo MoutaChief Marketing Officer
PurchaseCommon Stock 6,000 $0.84 $5,039.40
Disclosure

SEC source: 0001161697-23-000163 · form4.xml · nonDerivative · entry 1

Trautwein Leonardo Mouta · CIK 0001931209 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,980

Read SEC document
February 15, 2023 Filed Apr 10, 2023 20:18 UTC
PEPPER JONDirector
GrantOption to Purchase Common Stock · Derivative 25,000 $0.00 Strike: $1.24 $0.00
Disclosure

SEC source: 0001161697-23-000249 · form_4.xml · derivative · entry 6

PEPPER JON · CIK 0001484963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-02-15

F1 · derivative.exercise_date: Option shares vest immediately.

Read SEC document
February 15, 2023 Filed Apr 10, 2023 20:16 UTC GrantOption to Purchase Common Stock · Derivative 25,000 $0.00 Strike: $1.24 $0.00
Disclosure

SEC source: 0001161697-23-000247 · form_4.xml · derivative · entry 5

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-02-15

F1 · derivative.exercise_date: Option shares vest immediately.

Read SEC document
January 23, 2023 Filed Feb 15, 2023 16:12 UTC
Bosua Phillip10% owner · Former CEO and President
OtherOption to Purchase Common Stock · Derivative 1,250,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001161697-23-000107 · form_4.xml · derivative · entry 6

Bosua Phillip · CIK 0001738153 · 10% owner · Former CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250,000 shares

Expires not disclosed

F1 · kind: Pursuant to Separation and Release Agreement dated January 23, 2023, all outstanding Options to Purchase Common Stock have ceased vesting after the Separation Date (01/23/2023) and all vested stock options shall be exercisable for a period of one year after the Separation Date. All unvested options have been cancelled. As a result, the Company and Bosua entered into amended Stock Option Agreements reflecting the aforementioned terms.

F1 · derivative.exercise_date: Pursuant to Separation and Release Agreement dated January 23, 2023, all outstanding Options to Purchase Common Stock have ceased vesting after the Separation Date (01/23/2023) and all vested stock options shall be exercisable for a period of one year after the Separation Date. All unvested options have been cancelled. As a result, the Company and Bosua entered into amended Stock Option Agreements reflecting the aforementioned terms.

F6 · derivative.exercise_date: All 1,250,000 options have been cancelled.

F1 · derivative.expiration_date: Pursuant to Separation and Release Agreement dated January 23, 2023, all outstanding Options to Purchase Common Stock have ceased vesting after the Separation Date (01/23/2023) and all vested stock options shall be exercisable for a period of one year after the Separation Date. All unvested options have been cancelled. As a result, the Company and Bosua entered into amended Stock Option Agreements reflecting the aforementioned terms.

F6 · derivative.expiration_date: All 1,250,000 options have been cancelled.

Read SEC document
January 23, 2023 Filed Feb 15, 2023 16:12 UTC
Bosua Phillip10% owner · Former CEO and President
OtherOption to Purchase Common Stock · Derivative 975,000 $0.00 Strike: $2.09 $0.00
Disclosure

SEC source: 0001161697-23-000107 · form_4.xml · derivative · entry 5

Bosua Phillip · CIK 0001738153 · 10% owner · Former CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 975,000 shares

Expires 2024-01-23

F1 · kind: Pursuant to Separation and Release Agreement dated January 23, 2023, all outstanding Options to Purchase Common Stock have ceased vesting after the Separation Date (01/23/2023) and all vested stock options shall be exercisable for a period of one year after the Separation Date. All unvested options have been cancelled. As a result, the Company and Bosua entered into amended Stock Option Agreements reflecting the aforementioned terms.

F1 · derivative.exercise_date: Pursuant to Separation and Release Agreement dated January 23, 2023, all outstanding Options to Purchase Common Stock have ceased vesting after the Separation Date (01/23/2023) and all vested stock options shall be exercisable for a period of one year after the Separation Date. All unvested options have been cancelled. As a result, the Company and Bosua entered into amended Stock Option Agreements reflecting the aforementioned terms.

F5 · derivative.exercise_date: 325,000 options under the stock option agreement dated December 15, 2021 have vested and 975,000 remaining options have been cancelled. The expiration date has been amended to January 23, 2024.

Read SEC document
January 23, 2023 Filed Feb 15, 2023 16:12 UTC
Bosua Phillip10% owner · Former CEO and President
OtherOption to Purchase Common Stock · Derivative 3,959,795 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001161697-23-000107 · form_4.xml · derivative · entry 4

Bosua Phillip · CIK 0001738153 · 10% owner · Former CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,600

Underlying: Common Stock · 3,959,795 shares

Expires 2024-01-23

F3 · security: All 1,200,000 options have been cancelled.

F1 · kind: Pursuant to Separation and Release Agreement dated January 23, 2023, all outstanding Options to Purchase Common Stock have ceased vesting after the Separation Date (01/23/2023) and all vested stock options shall be exercisable for a period of one year after the Separation Date. All unvested options have been cancelled. As a result, the Company and Bosua entered into amended Stock Option Agreements reflecting the aforementioned terms.

F1 · derivative.exercise_date: Pursuant to Separation and Release Agreement dated January 23, 2023, all outstanding Options to Purchase Common Stock have ceased vesting after the Separation Date (01/23/2023) and all vested stock options shall be exercisable for a period of one year after the Separation Date. All unvested options have been cancelled. As a result, the Company and Bosua entered into amended Stock Option Agreements reflecting the aforementioned terms.

F4 · derivative.exercise_date: 304,600 options under the stock option agreement dated December 15, 2020 have vested and 3,959,795 remaining options have been cancelled. The expiration date has been amended to January 23, 2024.

Read SEC document
January 23, 2023 Filed Feb 15, 2023 16:12 UTC
Bosua Phillip10% owner · Former CEO and President
OtherOption to Purchase Common Stock · Derivative 1,200,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001161697-23-000107 · form_4.xml · derivative · entry 3

Bosua Phillip · CIK 0001738153 · 10% owner · Former CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200,000 shares

Expires not disclosed

F2 · security: All 1,000,000 options are vested; The expiration date has thus been extended from August 1, 2023 to January 23, 2024.

F1 · kind: Pursuant to Separation and Release Agreement dated January 23, 2023, all outstanding Options to Purchase Common Stock have ceased vesting after the Separation Date (01/23/2023) and all vested stock options shall be exercisable for a period of one year after the Separation Date. All unvested options have been cancelled. As a result, the Company and Bosua entered into amended Stock Option Agreements reflecting the aforementioned terms.

F1 · derivative.exercise_date: Pursuant to Separation and Release Agreement dated January 23, 2023, all outstanding Options to Purchase Common Stock have ceased vesting after the Separation Date (01/23/2023) and all vested stock options shall be exercisable for a period of one year after the Separation Date. All unvested options have been cancelled. As a result, the Company and Bosua entered into amended Stock Option Agreements reflecting the aforementioned terms.

F3 · derivative.exercise_date: All 1,200,000 options have been cancelled.

F1 · derivative.expiration_date: Pursuant to Separation and Release Agreement dated January 23, 2023, all outstanding Options to Purchase Common Stock have ceased vesting after the Separation Date (01/23/2023) and all vested stock options shall be exercisable for a period of one year after the Separation Date. All unvested options have been cancelled. As a result, the Company and Bosua entered into amended Stock Option Agreements reflecting the aforementioned terms.

F3 · derivative.expiration_date: All 1,200,000 options have been cancelled.

Read SEC document
January 23, 2023 Filed Feb 15, 2023 16:12 UTC
Bosua Phillip10% owner · Former CEO and President
OtherOption to Purchase Common Stock · Derivative 0 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001161697-23-000107 · form_4.xml · derivative · entry 2

Bosua Phillip · CIK 0001738153 · 10% owner · Former CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2024-01-23

F1 · kind: Pursuant to Separation and Release Agreement dated January 23, 2023, all outstanding Options to Purchase Common Stock have ceased vesting after the Separation Date (01/23/2023) and all vested stock options shall be exercisable for a period of one year after the Separation Date. All unvested options have been cancelled. As a result, the Company and Bosua entered into amended Stock Option Agreements reflecting the aforementioned terms.

F1 · derivative.exercise_date: Pursuant to Separation and Release Agreement dated January 23, 2023, all outstanding Options to Purchase Common Stock have ceased vesting after the Separation Date (01/23/2023) and all vested stock options shall be exercisable for a period of one year after the Separation Date. All unvested options have been cancelled. As a result, the Company and Bosua entered into amended Stock Option Agreements reflecting the aforementioned terms.

F2 · derivative.exercise_date: All 1,000,000 options are vested; The expiration date has thus been extended from August 1, 2023 to January 23, 2024.

Read SEC document
December 14, 2022 Filed Dec 19, 2022 21:17 UTC
ERICKSON RONALD PDirector · Chairman
GrantOption to Purchase Common Stock · Derivative 1,000,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001161697-22-000595 · form_4.xml · derivative · entry 13

ERICKSON RONALD P · CIK 0001140319 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2027-12-14

F9 · derivative.exercise_date: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control.

Read SEC document
December 14, 2022 Filed Dec 19, 2022 21:14 UTC
Bosua PhillipDirector · CEO and President · 10% owner
GrantOption to Purchase Common Stock · Derivative 1,250,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001161697-22-000596 · form_4.xml · derivative · entry 6

Bosua Phillip · CIK 0001738153 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,000

Underlying: Common Stock · 1,250,000 shares

Expires 2027-12-14

F4 · derivative.exercise_date: Options vest quarterly over four years. Immediate vesting upon the occurrence of a Change-in-Control.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 20:29 UTC
Trautwein Leonardo MoutaChief Marketing Officer
PurchaseCommon Stock 10,000 $1.65 $16,500.00
Disclosure

SEC source: 0001161697-22-000300 · form4.xml · nonDerivative · entry 1

Trautwein Leonardo Mouta · CIK 0001931209 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,980

Read SEC document
June 03, 2022 Filed Jun 7, 2022 20:18 UTC SaleCommon Stock 4,000 $1.40 $5,605.20
Disclosure

SEC source: 0001161697-22-000294 · form_4.xml · nonDerivative · entry 12

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Read SEC document
June 02, 2022 Filed Jun 7, 2022 20:18 UTC SaleCommon Stock 2,000 $1.43 $2,855.00
Disclosure

SEC source: 0001161697-22-000294 · form_4.xml · nonDerivative · entry 11

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Read SEC document
June 02, 2022 Filed Jun 7, 2022 20:18 UTC SaleCommon Stock 2,000 $1.46 $2,912.00
Disclosure

SEC source: 0001161697-22-000294 · form_4.xml · nonDerivative · entry 10

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Read SEC document
June 01, 2022 Filed Jun 7, 2022 20:18 UTC SaleCommon Stock 4,000 $1.50 $6,012.00
Disclosure

SEC source: 0001161697-22-000294 · form_4.xml · nonDerivative · entry 9

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

Read SEC document
May 31, 2022 Filed Jun 1, 2022 20:30 UTC
Conley Peter JChief Financial Officer
PurchaseCommon Stock 10,000 $1.51 $15,120.00
Disclosure

SEC source: 0001161697-22-000284 · form4.xml · nonDerivative · entry 1

Conley Peter J · CIK 0001931532 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
May 31, 2022 Filed Jun 7, 2022 20:18 UTC SaleCommon Stock 1,700 $1.45 $2,466.02
Disclosure

SEC source: 0001161697-22-000294 · form_4.xml · nonDerivative · entry 8

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,000

Read SEC document
May 31, 2022 Filed Jun 7, 2022 20:18 UTC SaleCommon Stock 2,000 $1.45 $2,904.00
Disclosure

SEC source: 0001161697-22-000294 · form_4.xml · nonDerivative · entry 7

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,700

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May 31, 2022 Filed Jun 7, 2022 20:18 UTC SaleCommon Stock 300 $1.50 $450.00
Disclosure

SEC source: 0001161697-22-000294 · form_4.xml · nonDerivative · entry 6

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,700

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May 27, 2022 Filed Jun 7, 2022 20:18 UTC SaleCommon Stock 2,000 $1.43 $2,863.00
Disclosure

SEC source: 0001161697-22-000294 · form_4.xml · nonDerivative · entry 5

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,000

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May 27, 2022 Filed Jun 7, 2022 20:18 UTC SaleCommon Stock 2,000 $1.46 $2,910.80
Disclosure

SEC source: 0001161697-22-000294 · form_4.xml · nonDerivative · entry 4

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,000

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May 26, 2022 Filed Jun 7, 2022 20:18 UTC SaleCommon Stock 2,000 $1.48 $2,960.00
Disclosure

SEC source: 0001161697-22-000294 · form_4.xml · nonDerivative · entry 3

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,000

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May 26, 2022 Filed Jun 7, 2022 20:18 UTC SaleCommon Stock 1,225 $1.51 $1,846.44
Disclosure

SEC source: 0001161697-22-000294 · form_4.xml · nonDerivative · entry 2

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,000

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May 26, 2022 Filed Jun 7, 2022 20:18 UTC SaleCommon Stock 775 $1.41 $1,092.75
Disclosure

SEC source: 0001161697-22-000294 · form_4.xml · nonDerivative · entry 1

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,225

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.