Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2018 Filed Jul 25, 2018 20:14 UTC |
Elmore John R.Vice Chairman
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 24,166 | $0.00 Strike: $40.32 | $0.00 |
DisclosureSEC source: 0001225208-18-011935 · doc4.xml · derivative · entry 11 Elmore John R. · CIK 0001569387 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 24,166 shares Expires 2024-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 20, 2015. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 20:14 UTC |
Elmore John R.Vice Chairman
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,027 | $0.00 Strike: $28.70 | $0.00 |
DisclosureSEC source: 0001225208-18-011935 · doc4.xml · derivative · entry 10 Elmore John R. · CIK 0001569387 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 5,027 shares Expires 2021-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 16, 2012. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 20:14 UTC |
Elmore John R.Vice Chairman
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,137 | $0.00 Strike: $28.63 | $0.00 |
DisclosureSEC source: 0001225208-18-011935 · doc4.xml · derivative · entry 9 Elmore John R. · CIK 0001569387 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 9,137 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 15, 2013. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 20:14 UTC |
Elmore John R.Vice Chairman
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,594 | $0.00 Strike: $33.99 | $0.00 |
DisclosureSEC source: 0001225208-18-011935 · doc4.xml · derivative · entry 8 Elmore John R. · CIK 0001569387 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 20,594 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 14, 2014. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 20:14 UTC |
Elmore John R.Vice Chairman
|
SaleCommon Stock, $0.01 par value | 58,924 | $51.71 | $3,046,960.04 |
DisclosureSEC source: 0001225208-18-011935 · doc4.xml · nonDerivative · entry 6 Elmore John R. · CIK 0001569387 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,371 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $51.68 to $51.74. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 20:14 UTC |
Elmore John R.Vice Chairman
|
Exercise / conversionCommon Stock, $0.01 par value | 5,027 | $28.70 | $144,274.90 |
DisclosureSEC source: 0001225208-18-011935 · doc4.xml · nonDerivative · entry 5 Elmore John R. · CIK 0001569387 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 20:14 UTC |
Elmore John R.Vice Chairman
|
Exercise / conversionCommon Stock, $0.01 par value | 9,137 | $28.63 | $261,592.31 |
DisclosureSEC source: 0001225208-18-011935 · doc4.xml · nonDerivative · entry 4 Elmore John R. · CIK 0001569387 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 20:14 UTC |
Elmore John R.Vice Chairman
|
Exercise / conversionCommon Stock, $0.01 par value | 20,594 | $33.99 | $699,990.06 |
DisclosureSEC source: 0001225208-18-011935 · doc4.xml · nonDerivative · entry 3 Elmore John R. · CIK 0001569387 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 20:14 UTC |
Elmore John R.Vice Chairman
|
Exercise / conversionCommon Stock, $0.01 par value | 24,166 | $40.32 | $974,373.12 |
DisclosureSEC source: 0001225208-18-011935 · doc4.xml · nonDerivative · entry 2 Elmore John R. · CIK 0001569387 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 20:11 UTC |
Mehdi Yusuf IDirector
|
GrantRestricted Stock Units · Derivative | 2,921 | $51.36 | $150,022.56 |
DisclosureSEC source: 0001225208-18-011905 · doc4.xml · derivative · entry 1 Mehdi Yusuf I · CIK 0001743244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,921 Underlying: Common Stock, $0.01 par value · 2,921 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 20:10 UTC |
Buse ElizabethDirector
|
GrantRestricted Stock Units · Derivative | 2,921 | $51.36 | $150,022.56 |
DisclosureSEC source: 0001225208-18-011904 · doc4.xml · derivative · entry 1 Buse Elizabeth · CIK 0001428425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,921 Underlying: Common Stock, $0.01 par value · 2,921 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| July 19, 2018 Filed Aug 15, 2018 20:11 UTC |
von Gillern Jeffry H.Vice Chairman
|
SaleCommon Stock, $0.01 par value | 14,229 | $51.34 | $730,516.86 |
DisclosureSEC source: 0001225208-18-012612 · doc4.xml · nonDerivative · entry 2 von Gillern Jeffry H. · CIK 0001493995 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,629 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $51.34 to $51.36. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| July 17, 2018 Filed Jul 19, 2018 20:23 UTC |
Quinn Katherine BVice Chairman
|
Tax withholdingCommon Stock, $0.01 par value | 823 | $51.30 | $42,219.90 |
DisclosureSEC source: 0001225208-18-011860 · doc4.xml · nonDerivative · entry 1 Quinn Katherine B · CIK 0001631228 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,177 Read SEC document |
| June 13, 2018 Filed Oct 20, 2023 23:40 UTC |
Kelligrew James BVice Chair
|
SaleSeries H Preferred Stock Depositary Shares | 17 | $25.64 | $435.93 |
DisclosureSEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 23 Kelligrew James B · CIK 0001660311 · Vice Chair 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 65 F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law. Read SEC document |
| April 26, 2018 Filed Oct 22, 2018 20:35 UTC |
Runkel Mark G.EVP and Chief Credit Officer
|
GiftCommon Stock, $0.01 par value | 8,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014771 · doc4.xml · nonDerivative · entry 3 Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 28,788 Read SEC document |
| April 26, 2018 Filed Oct 22, 2018 20:35 UTC |
Runkel Mark G.EVP and Chief Credit Officer
|
GiftCommon Stock, $0.01 par value | 8,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014771 · doc4.xml · nonDerivative · entry 1 Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,568 Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 20:26 UTC |
Wine Scott W.Director
|
GrantDeferred Compensation Plan Participation · Derivative | 2,377 | $50.70 | $120,513.90 |
DisclosureSEC source: 0001225208-18-007976 · doc4.xml · derivative · entry 2 Wine Scott W. · CIK 0001442049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,712 Underlying: Common Stock, $0.01 par value · 2,377 shares Expires not disclosed F3 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F3 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F3 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F4 · balance_after: Includes amounts acquired pursuant to dividend reinvestment. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 20:23 UTC |
McKenney Richard PDirector
|
GrantDeferred Compensation Plan Participation · Derivative | 1,953 | $50.70 | $99,017.10 |
DisclosureSEC source: 0001225208-18-007972 · doc4.xml · derivative · entry 2 McKenney Richard P · CIK 0001290229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,966 Underlying: Common Stock, $0.01 par value · 1,953 shares Expires not disclosed F3 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F3 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F3 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F4 · balance_after: Includes amounts acquired pursuant to dividend reinvestment. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 20:22 UTC |
KIRTLEY OLIVIA FDirector
|
GrantDeferred Compensation Plan Participation · Derivative | 2,446 | $50.70 | $124,012.20 |
DisclosureSEC source: 0001225208-18-007971 · doc4.xml · derivative · entry 2 KIRTLEY OLIVIA F · CIK 0001086323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,503 Underlying: Common Stock, $0.01 par value · 2,446 shares Expires not disclosed F3 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F3 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F3 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F4 · balance_after: Includes amounts acquired pursuant to dividend reinvestment. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 20:22 UTC |
HERNANDEZ ROLAND ADirector
|
GrantDeferred Compensation Plan Participation · Derivative | 1,223 | $50.70 | $62,006.10 |
DisclosureSEC source: 0001225208-18-007970 · doc4.xml · derivative · entry 2 HERNANDEZ ROLAND A · CIK 0001194703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,023 Underlying: Common Stock, $0.01 par value · 1,223 shares Expires not disclosed F3 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F3 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F3 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F4 · balance_after: Includes amounts acquired pursuant to dividend reinvestment. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 20:22 UTC |
COLLINS ARTHUR D JRDirector
|
GrantDeferred Compensation Plan Participation · Derivative | 2,170 | $50.70 | $110,019.00 |
DisclosureSEC source: 0001225208-18-007968 · doc4.xml · derivative · entry 2 COLLINS ARTHUR D JR · CIK 0001038253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,061 Underlying: Common Stock, $0.01 par value · 2,170 shares Expires not disclosed F3 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F3 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F3 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F4 · balance_after: Includes amounts acquired pursuant to dividend reinvestment. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 20:20 UTC |
Lynch Karen SDirector
|
GrantDeferred Compensation Plan Participation · Derivative | 2,012 | $50.70 | $102,008.40 |
DisclosureSEC source: 0001225208-18-007965 · doc4.xml · derivative · entry 2 Lynch Karen S · CIK 0001333760 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,576 Underlying: Common Stock, $0.01 par value · 2,012 shares Expires not disclosed F3 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F3 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F3 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F4 · balance_after: Includes amounts acquired pursuant to dividend reinvestment. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:26 UTC |
Ho Doreen WooDirector
|
GrantRestricted Stock Units · Derivative | 2,959 | $50.70 | $150,021.30 |
DisclosureSEC source: 0001225208-18-007977 · doc4.xml · derivative · entry 1 Ho Doreen Woo · CIK 0001453474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 Underlying: Common Stock, $0.01 par value · 2,959 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:26 UTC |
Wine Scott W.Director
|
GrantRestricted Stock Units · Derivative | 2,959 | $50.70 | $150,021.30 |
DisclosureSEC source: 0001225208-18-007976 · doc4.xml · derivative · entry 1 Wine Scott W. · CIK 0001442049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 Underlying: Common Stock, $0.01 par value · 2,959 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:24 UTC |
SCHNUCK CRAIG DDirector
|
GrantRestricted Stock Units · Derivative | 2,959 | $50.70 | $150,021.30 |
DisclosureSEC source: 0001225208-18-007975 · doc4.xml · derivative · entry 1 SCHNUCK CRAIG D · CIK 0001185505 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 Underlying: Common Stock, $0.01 par value · 2,959 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:24 UTC |
OWENS ODELL MDirector
|
GrantRestricted Stock Units · Derivative | 2,959 | $50.70 | $150,021.30 |
DisclosureSEC source: 0001225208-18-007974 · doc4.xml · derivative · entry 1 OWENS ODELL M · CIK 0001185495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 Underlying: Common Stock, $0.01 par value · 2,959 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:23 UTC |
OMALEY DAVID BDirector
|
GrantRestricted Stock Units · Derivative | 2,959 | $50.70 | $150,021.30 |
DisclosureSEC source: 0001225208-18-007973 · doc4.xml · derivative · entry 1 OMALEY DAVID B · CIK 0001105801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 Underlying: Common Stock, $0.01 par value · 2,959 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:23 UTC |
McKenney Richard PDirector
|
GrantRestricted Stock Units · Derivative | 2,959 | $50.70 | $150,021.30 |
DisclosureSEC source: 0001225208-18-007972 · doc4.xml · derivative · entry 1 McKenney Richard P · CIK 0001290229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 Underlying: Common Stock, $0.01 par value · 2,959 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:22 UTC |
KIRTLEY OLIVIA FDirector
|
GrantRestricted Stock Units · Derivative | 2,959 | $50.70 | $150,021.30 |
DisclosureSEC source: 0001225208-18-007971 · doc4.xml · derivative · entry 1 KIRTLEY OLIVIA F · CIK 0001086323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 Underlying: Common Stock, $0.01 par value · 2,959 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:22 UTC |
HERNANDEZ ROLAND ADirector
|
GrantRestricted Stock Units · Derivative | 2,959 | $50.70 | $150,021.30 |
DisclosureSEC source: 0001225208-18-007970 · doc4.xml · derivative · entry 1 HERNANDEZ ROLAND A · CIK 0001194703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 Underlying: Common Stock, $0.01 par value · 2,959 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:22 UTC |
HARRIS KIMBERLY JDirector
|
GrantRestricted Stock Units · Derivative | 2,959 | $50.70 | $150,021.30 |
DisclosureSEC source: 0001225208-18-007969 · doc4.xml · derivative · entry 1 HARRIS KIMBERLY J · CIK 0001183908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 Underlying: Common Stock, $0.01 par value · 2,959 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:22 UTC |
COLLINS ARTHUR D JRDirector
|
GrantRestricted Stock Units · Derivative | 2,959 | $50.70 | $150,021.30 |
DisclosureSEC source: 0001225208-18-007968 · doc4.xml · derivative · entry 1 COLLINS ARTHUR D JR · CIK 0001038253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 Underlying: Common Stock, $0.01 par value · 2,959 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:21 UTC |
CASPER MARC NDirector
|
GrantRestricted Stock Units · Derivative | 2,959 | $50.70 | $150,021.30 |
DisclosureSEC source: 0001225208-18-007967 · doc4.xml · derivative · entry 1 CASPER MARC N · CIK 0001216055 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 Underlying: Common Stock, $0.01 par value · 2,959 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:21 UTC |
BAXTER WARNER LDirector
|
GrantRestricted Stock Units · Derivative | 2,959 | $50.70 | $150,021.30 |
DisclosureSEC source: 0001225208-18-007966 · doc4.xml · derivative · entry 1 BAXTER WARNER L · CIK 0001190093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 Underlying: Common Stock, $0.01 par value · 2,959 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:20 UTC |
Lynch Karen SDirector
|
GrantRestricted Stock Units · Derivative | 2,959 | $50.70 | $150,021.30 |
DisclosureSEC source: 0001225208-18-007965 · doc4.xml · derivative · entry 1 Lynch Karen S · CIK 0001333760 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 Underlying: Common Stock, $0.01 par value · 2,959 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| April 16, 2018 Filed Oct 20, 2023 23:40 UTC |
Kelligrew James BVice Chair
|
SaleSeries H Preferred Stock Depositary Shares | 1 | $25.16 | $25.16 |
DisclosureSEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 22 Kelligrew James B · CIK 0001660311 · Vice Chair 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 82 F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law. Read SEC document |
| April 16, 2018 Filed Oct 20, 2023 23:40 UTC |
Kelligrew James BVice Chair
|
SaleSeries F Preferred Stock Depositary Shares | 1 | $27.66 | $27.66 |
DisclosureSEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 21 Kelligrew James B · CIK 0001660311 · Vice Chair 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 124 F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law. Read SEC document |
| April 16, 2018 Filed Oct 20, 2023 23:40 UTC |
Kelligrew James BVice Chair
|
SaleSeries B Preferred Stock Depositary Shares | 1 | $22.98 | $22.98 |
DisclosureSEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 20 Kelligrew James B · CIK 0001660311 · Vice Chair 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 106 F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law. Read SEC document |
| March 22, 2018 Filed Oct 20, 2023 23:40 UTC |
Kelligrew James BVice Chair
|
SaleSeries H Preferred Stock Depositary Shares | 2 | $25.37 | $50.73 |
DisclosureSEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 19 Kelligrew James B · CIK 0001660311 · Vice Chair 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 83 F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law. Read SEC document |
| March 22, 2018 Filed Oct 20, 2023 23:40 UTC |
Kelligrew James BVice Chair
|
SaleSeries F Preferred Stock Depositary Shares | 3 | $28.07 | $84.21 |
DisclosureSEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 18 Kelligrew James B · CIK 0001660311 · Vice Chair 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 125 F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law. Read SEC document |
| March 22, 2018 Filed Oct 20, 2023 23:40 UTC |
Kelligrew James BVice Chair
|
SaleSeries B Preferred Stock Depositary Shares | 3 | $23.13 | $69.39 |
DisclosureSEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 17 Kelligrew James B · CIK 0001660311 · Vice Chair 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 107 F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law. Read SEC document |
| March 22, 2018 Filed Oct 20, 2023 23:40 UTC |
Kelligrew James BVice Chair
|
SaleCommon Stock, $0.01 par value | 16 | $50.98 | $815.71 |
DisclosureSEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 16 Kelligrew James B · CIK 0001660311 · Vice Chair 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 712 F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC |
Gifford Craig EEVP and Controller
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,526 | $11.02 Strike: $11.02 | $149,056.52 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · derivative · entry 16 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 13,526 shares Expires 2019-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option vested in four equal annual installments beginning February 18, 2010. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC |
Gifford Craig EEVP and Controller
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,679 | $28.70 Strike: $28.70 | $162,987.30 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · derivative · entry 15 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 5,679 shares Expires 2021-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 16, 2012. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC |
Gifford Craig EEVP and Controller
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,144 | $23.86 Strike: $23.86 | $170,455.84 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · derivative · entry 14 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 7,144 shares Expires 2020-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 16, 2011. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC |
Gifford Craig EEVP and Controller
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,017 | $28.63 Strike: $28.63 | $172,266.71 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · derivative · entry 13 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 6,017 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 15, 2013. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC |
Gifford Craig EEVP and Controller
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,524 | $13.88 Strike: $13.88 | $187,713.12 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · derivative · entry 12 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 13,524 shares Expires 2019-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in four equal annual installments beginning on January 22, 2010. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC |
Gifford Craig EEVP and Controller
|
SaleCommon Stock, $0.01 par value | 13,526 | $55.37 | $748,934.62 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · nonDerivative · entry 10 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,249 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.36 to $55.38. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC |
Gifford Craig EEVP and Controller
|
SaleCommon Stock, $0.01 par value | 13,524 | $55.36 | $748,688.64 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · nonDerivative · entry 9 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,775 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.35 to $55.38. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:10 UTC |
Gifford Craig EEVP and Controller
|
SaleCommon Stock, $0.01 par value | 7,144 | $55.34 | $395,348.96 |
DisclosureSEC source: 0001225208-18-004958 · doc4.xml · nonDerivative · entry 8 Gifford Craig E · CIK 0001417036 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,299 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.