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2923
SEC CIK
0000036104
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819

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2019 Filed Feb 19, 2019 21:16 UTC
GODRIDGE LESLIE VVice Chairman
Tax withholdingCommon Stock, $0.01 par value 1,263 $50.91 $64,299.33
Disclosure

SEC source: 0001225208-19-002918 · doc4.xml · nonDerivative · entry 2

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,420

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:16 UTC
GODRIDGE LESLIE VVice Chairman
GrantCommon Stock, $0.01 par value 12,683 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002918 · doc4.xml · nonDerivative · entry 1

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,683

F1 · shares: The restricted stock units vest 33% on each of February 14, 2020 and 2021, and 34% on February 14, 2022. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2019. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2022 based on the company's performance against certain performance targets from 2019 through 2021 and will be reported at the time of such determination.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:14 UTC
Elmore John R.Vice Chairman
Tax withholdingCommon Stock, $0.01 par value 986 $50.91 $50,197.26
Disclosure

SEC source: 0001225208-19-002917 · doc4.xml · nonDerivative · entry 2

Elmore John R. · CIK 0001569387 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,858

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:14 UTC
Elmore John R.Vice Chairman
GrantCommon Stock, $0.01 par value 11,891 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002917 · doc4.xml · nonDerivative · entry 1

Elmore John R. · CIK 0001569387 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,844

F1 · shares: The restricted stock units vest 33% on each of February 14, 2020 and 2021, and 34% on February 14, 2022. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2019. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2022 based on the company's performance against certain performance targets from 2019 through 2021 and will be reported at the time of such determination.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:13 UTC
Aziz IsmatEVP, Chief HR Officer
GrantCommon Stock, $0.01 par value 11,891 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002915 · doc4.xml · nonDerivative · entry 1

Aziz Ismat · CIK 0001753624 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,482

F1 · shares: The restricted stock units vest 33% on each of February 14, 2020 and 2021, and 34% on February 14, 2022. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2019. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2022 based on the company's performance against certain performance targets from 2019 through 2021 and will be reported at the time of such determination.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:12 UTC
CHOSY JAMES LEVP and General Counsel
Tax withholdingCommon Stock, $0.01 par value 1,107 $50.91 $56,357.37
Disclosure

SEC source: 0001225208-19-002914 · doc4.xml · nonDerivative · entry 2

CHOSY JAMES L · CIK 0001271850 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,916

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:12 UTC
CHOSY JAMES LEVP and General Counsel
GrantCommon Stock, $0.01 par value 12,683 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002914 · doc4.xml · nonDerivative · entry 1

CHOSY JAMES L · CIK 0001271850 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,023

F1 · shares: The restricted stock units vest 33% on each of February 14, 2020 and 2021, and 34% on February 14, 2022. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2019. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2022 based on the company's performance against certain performance targets from 2019 through 2021 and will be reported at the time of such determination.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:12 UTC
CECERE ANDREWDirector · Chairman, President and CEO
Tax withholdingCommon Stock, $0.01 par value 4,895 $50.91 $249,204.45
Disclosure

SEC source: 0001225208-19-002913 · doc4.xml · nonDerivative · entry 2

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,457

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:12 UTC
CECERE ANDREWDirector · Chairman, President and CEO
GrantCommon Stock, $0.01 par value 64,209 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002913 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,352

F1 · shares: The restricted stock units vest 33% on each of February 14, 2020 and 2021, and 34% on February 14, 2022. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2019. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2022 based on the company's performance against certain performance targets from 2019 through 2021 and will be reported at the time of such determination.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:17 UTC
GODRIDGE LESLIE VVice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,737 $0.00 Strike: $28.63 $0.00
Disclosure

SEC source: 0001225208-19-001862 · doc4.xml · derivative · entry 4

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 14,737 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 15, 2013.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:17 UTC
GODRIDGE LESLIE VVice Chairman
SaleCommon Stock, $0.01 par value 14,737 $51.50 $758,955.50
Disclosure

SEC source: 0001225208-19-001862 · doc4.xml · nonDerivative · entry 2

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:17 UTC
GODRIDGE LESLIE VVice Chairman
Exercise / conversionCommon Stock, $0.01 par value 14,737 $28.63 $421,920.31
Disclosure

SEC source: 0001225208-19-001862 · doc4.xml · nonDerivative · entry 1

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2018 Filed Dec 28, 2018 21:36 UTC GrantDeferred Compensation Plan Participation · Derivative 132 $45.65 $6,025.80
Disclosure

SEC source: 0001225208-18-017069 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,137

Underlying: Common Stock, $0.01 par value · 132 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
December 27, 2018 Filed Dec 28, 2018 21:27 UTC GrantDeferred Compensation Plan Participation · Derivative 132 $45.65 $6,025.80
Disclosure

SEC source: 0001225208-18-017068 · doc4.xml · derivative · entry 1

Lynch Karen S · CIK 0001333760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,742

Underlying: Common Stock, $0.01 par value · 132 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 21:21 UTC
Kedia GunjanVice Chairman
Tax withholdingCommon Stock, $0.01 par value 3,117 $50.12 $156,224.04
Disclosure

SEC source: 0001225208-18-016586 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,005

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:10 UTC SaleCommon Stock, $0.01 par value 10,902 $53.66 $585,001.32
Disclosure

SEC source: 0001225208-18-015601 · doc4.xml · nonDerivative · entry 2

OMALEY DAVID B · CIK 0001105801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,887

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $53.65 to $53.66. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 21:23 UTC
Elmore John R.Vice Chairman
SaleCommon Stock, $0.01 par value 19,418 $53.59 $1,040,610.62
Disclosure

SEC source: 0001225208-18-015549 · doc4.xml · nonDerivative · entry 1

Elmore John R. · CIK 0001569387 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,953

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:16 UTC
Runkel Mark G.EVP and Chief Credit Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,776 $0.00 Strike: $28.70 $0.00
Disclosure

SEC source: 0001225208-18-015509 · doc4.xml · derivative · entry 9

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 1,776 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in four equal annual installments beginning on February 16, 2012.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:16 UTC
Runkel Mark G.EVP and Chief Credit Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,444 $0.00 Strike: $23.86 $0.00
Disclosure

SEC source: 0001225208-18-015509 · doc4.xml · derivative · entry 8

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 2,444 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in four equal annual installments beginning on February 16, 2011.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:16 UTC
Runkel Mark G.EVP and Chief Credit Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,127 $0.00 Strike: $28.63 $0.00
Disclosure

SEC source: 0001225208-18-015509 · doc4.xml · derivative · entry 7

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 2,127 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments beginning on February 15, 2013.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:16 UTC
Runkel Mark G.EVP and Chief Credit Officer
SaleCommon Stock, $0.01 par value 6,347 $53.20 $337,660.40
Disclosure

SEC source: 0001225208-18-015509 · doc4.xml · nonDerivative · entry 4

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,955

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $53.17 to $53.22. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:16 UTC
Runkel Mark G.EVP and Chief Credit Officer
Exercise / conversionCommon Stock, $0.01 par value 1,776 $28.70 $50,971.20
Disclosure

SEC source: 0001225208-18-015509 · doc4.xml · nonDerivative · entry 3

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:16 UTC
Runkel Mark G.EVP and Chief Credit Officer
Exercise / conversionCommon Stock, $0.01 par value 2,127 $28.63 $60,896.01
Disclosure

SEC source: 0001225208-18-015509 · doc4.xml · nonDerivative · entry 2

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:16 UTC
Runkel Mark G.EVP and Chief Credit Officer
Exercise / conversionCommon Stock, $0.01 par value 2,444 $23.86 $58,313.84
Disclosure

SEC source: 0001225208-18-015509 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2018 Filed Nov 16, 2018 21:10 UTC GiftCommon Stock, $0.01 par value 18,893 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-015601 · doc4.xml · nonDerivative · entry 1

OMALEY DAVID B · CIK 0001105801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,789

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:22 UTC
CECERE ANDREWDirector · Chairman, President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 183,374 $0.00 Strike: $25.35 $0.00
Disclosure

SEC source: 0001225208-18-015357 · doc4.xml · derivative · entry 5

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 183,374 shares

Expires 2019-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal annual installments beginning on October 22, 2010.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:22 UTC
CECERE ANDREWDirector · Chairman, President and CEO
SaleCommon Stock, $0.01 par value 183,374 $52.95 $9,709,653.30
Disclosure

SEC source: 0001225208-18-015357 · doc4.xml · nonDerivative · entry 2

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,143

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:22 UTC
CECERE ANDREWDirector · Chairman, President and CEO
Exercise / conversionCommon Stock, $0.01 par value 183,374 $25.35 $4,648,530.90
Disclosure

SEC source: 0001225208-18-015357 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2018 Filed Oct 20, 2023 23:40 UTC SaleCommon Stock, $0.01 par value 2 $52.28 $104.56
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 5

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By JBK Holdings, LLC

Disclosed balance after: 215

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
October 24, 2018 Filed Oct 26, 2018 20:17 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,508 $0.00 Strike: $28.63 $0.00
Disclosure

SEC source: 0001225208-18-014907 · doc4.xml · derivative · entry 4

von Gillern Jeffry H. · CIK 0001493995 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 13,508 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments beginning on February 15, 2013.

Read SEC document
October 24, 2018 Filed Oct 26, 2018 20:17 UTC SaleCommon Stock, $0.01 par value 17,508 $50.81 $889,581.48
Disclosure

SEC source: 0001225208-18-014907 · doc4.xml · nonDerivative · entry 2

von Gillern Jeffry H. · CIK 0001493995 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,629

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $50.76 to $50.86. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 24, 2018 Filed Oct 26, 2018 20:17 UTC Exercise / conversionCommon Stock, $0.01 par value 13,508 $28.63 $386,734.04
Disclosure

SEC source: 0001225208-18-014907 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2018 Filed Oct 22, 2018 20:53 UTC
DOLAN TERRANCE RVice Chairman & CFO
GiftCommon Stock, $0.01 par value 9,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-014781 · doc4.xml · nonDerivative · entry 2

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,886

Read SEC document
October 18, 2018 Filed Oct 22, 2018 20:53 UTC
DOLAN TERRANCE RVice Chairman & CFO
SaleCommon Stock, $0.01 par value 15,524 $52.91 $821,374.84
Disclosure

SEC source: 0001225208-18-014781 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,086

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.90 to $52.93. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 20:47 UTC GrantRestricted Stock Units · Derivative 1,918 $52.13 $99,985.34
Disclosure

SEC source: 0001225208-18-014775 · doc4.xml · derivative · entry 1

Bridges Dorothy J · CIK 0001754491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,918

Underlying: Common Stock, $0.01 par value · 1,918 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 20:42 UTC
Aziz IsmatEVP, Chief HR Officer
GrantCommon Stock, $0.01 par value 9,591 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-014772 · doc4.xml · nonDerivative · entry 1

Aziz Ismat · CIK 0001753624 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,591

F1 · shares: The restricted stock units vest on February 14, 2020.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 20:35 UTC
Runkel Mark G.EVP and Chief Credit Officer
GrantCommon Stock, $0.01 par value 14,387 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-014771 · doc4.xml · nonDerivative · entry 2

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,955

F1 · shares: The restricted stock units vest 33% on each of February 14, 2019 and 2020, and 34% on February 14, 2021.

Read SEC document
September 18, 2018 Filed Oct 20, 2023 23:40 UTC GiftSeries H Preferred Stock Depositary Shares 32 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 27

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
September 18, 2018 Filed Oct 20, 2023 23:40 UTC GiftSeries F Preferred Stock Depositary Shares 62 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 30

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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September 18, 2018 Filed Oct 20, 2023 23:40 UTC GiftSeries B Preferred Stock Depositary Shares 53 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 29

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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September 18, 2018 Filed Oct 20, 2023 23:40 UTC GiftCommon Stock, $0.01 par value 356 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 28

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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September 17, 2018 Filed Oct 20, 2023 23:40 UTC GiftSeries H Preferred Stock Depositary Shares 33 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 27

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 32

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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September 17, 2018 Filed Oct 20, 2023 23:40 UTC GiftSeries F Preferred Stock Depositary Shares 62 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 26

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 62

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
September 17, 2018 Filed Oct 20, 2023 23:40 UTC GiftSeries B Preferred Stock Depositary Shares 53 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 25

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 53

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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September 17, 2018 Filed Oct 20, 2023 23:40 UTC GiftCommon Stock, $0.01 par value 356 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 24

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 356

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
September 17, 2018 Filed Oct 20, 2023 23:40 UTC GiftSeries H Preferred Stock Depositary Shares 33 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009629 · doc4.xml · nonDerivative · entry 9

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 33

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
September 17, 2018 Filed Oct 20, 2023 23:40 UTC GiftSeries F Preferred Stock Depositary Shares 62 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009629 · doc4.xml · nonDerivative · entry 8

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 245

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
September 17, 2018 Filed Oct 20, 2023 23:40 UTC GiftSeries B Preferred Stock Depositary Shares 53 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009629 · doc4.xml · nonDerivative · entry 7

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 53

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
September 17, 2018 Filed Oct 20, 2023 23:40 UTC GiftCommon Stock, $0.01 par value 356 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009629 · doc4.xml · nonDerivative · entry 6

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 1,296

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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August 27, 2018 Filed Oct 20, 2023 23:40 UTC PurchaseCommon Stock, $0.01 par value 500 $54.40 $27,200.00
Disclosure

SEC source: 0001225208-23-009629 · doc4.xml · nonDerivative · entry 5

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 940

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.