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US BANCORP DE

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2923
SEC CIK
0000036104
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819

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 18, 2019 Filed Apr 22, 2019 20:34 UTC GrantRestricted Stock Units · Derivative 3,124 $51.21 $159,980.04
Disclosure

SEC source: 0001225208-19-007102 · doc4.xml · derivative · entry 2

KIRTLEY OLIVIA F · CIK 0001086323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Common Stock, $0.01 par value · 3,124 shares

Expires not disclosed

F3 · derivative.exercise_price: Restriced stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F4 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:34 UTC GrantDeferred Compensation Plan Participation · Derivative 898 $51.21 $45,986.58
Disclosure

SEC source: 0001225208-19-007102 · doc4.xml · derivative · entry 1

KIRTLEY OLIVIA F · CIK 0001086323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,179

Underlying: Common Stock, $0.01 par value · 898 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:34 UTC GrantRestricted Stock Units · Derivative 3,124 $51.21 $159,980.04
Disclosure

SEC source: 0001225208-19-007101 · doc4.xml · derivative · entry 2

HERNANDEZ ROLAND A · CIK 0001194703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Common Stock, $0.01 par value · 3,124 shares

Expires not disclosed

F3 · derivative.exercise_price: Restriced stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F4 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:34 UTC GrantDeferred Compensation Plan Participation · Derivative 2,734 $51.21 $140,008.14
Disclosure

SEC source: 0001225208-19-007101 · doc4.xml · derivative · entry 1

HERNANDEZ ROLAND A · CIK 0001194703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,867

Underlying: Common Stock, $0.01 par value · 2,734 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:34 UTC GrantRestricted Stock Units · Derivative 3,124 $51.21 $159,980.04
Disclosure

SEC source: 0001225208-19-007100 · doc4.xml · derivative · entry 2

COLLINS ARTHUR D JR · CIK 0001038253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Common Stock, $0.01 par value · 3,124 shares

Expires not disclosed

F3 · derivative.exercise_price: Restriced stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F4 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:34 UTC GrantDeferred Compensation Plan Participation · Derivative 2,441 $51.21 $125,003.61
Disclosure

SEC source: 0001225208-19-007100 · doc4.xml · derivative · entry 1

COLLINS ARTHUR D JR · CIK 0001038253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,350

Underlying: Common Stock, $0.01 par value · 2,441 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:33 UTC GrantRestricted Stock Units · Derivative 3,124 $51.21 $159,980.04
Disclosure

SEC source: 0001225208-19-007099 · doc4.xml · derivative · entry 2

CASPER MARC N · CIK 0001216055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Common Stock, $0.01 par value · 3,124 shares

Expires not disclosed

F2 · derivative.exercise_price: Restriced stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F3 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:33 UTC GrantDeferred Compensation Plan Participation · Derivative 644 $51.21 $32,979.24
Disclosure

SEC source: 0001225208-19-007099 · doc4.xml · derivative · entry 1

CASPER MARC N · CIK 0001216055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644

Underlying: Common Stock, $0.01 par value · 644 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:32 UTC GrantRestricted Stock Units · Derivative 3,124 $51.21 $159,980.04
Disclosure

SEC source: 0001225208-19-007098 · doc4.xml · derivative · entry 1

Ho Doreen Woo · CIK 0001453474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Common Stock, $0.01 par value · 3,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Restriced stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:31 UTC GrantRestricted Stock Units · Derivative 3,124 $51.21 $159,980.04
Disclosure

SEC source: 0001225208-19-007096 · doc4.xml · derivative · entry 1

SCHNUCK CRAIG D · CIK 0001185505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Common Stock, $0.01 par value · 3,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Restriced stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:30 UTC GrantRestricted Stock Units · Derivative 3,124 $51.21 $159,980.04
Disclosure

SEC source: 0001225208-19-007094 · doc4.xml · derivative · entry 1

OMALEY DAVID B · CIK 0001105801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Common Stock, $0.01 par value · 3,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Restriced stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:30 UTC GrantRestricted Stock Units · Derivative 3,124 $51.21 $159,980.04
Disclosure

SEC source: 0001225208-19-007095 · doc4.xml · derivative · entry 1

OWENS ODELL M · CIK 0001185495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Common Stock, $0.01 par value · 3,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Restriced stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:29 UTC GrantRestricted Stock Units · Derivative 3,124 $51.21 $159,980.04
Disclosure

SEC source: 0001225208-19-007093 · doc4.xml · derivative · entry 1

Mehdi Yusuf I · CIK 0001743244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Common Stock, $0.01 par value · 3,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Restriced stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:27 UTC GrantRestricted Stock Units · Derivative 3,124 $51.21 $159,980.04
Disclosure

SEC source: 0001225208-19-007092 · doc4.xml · derivative · entry 1

HARRIS KIMBERLY J · CIK 0001183908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Common Stock, $0.01 par value · 3,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Restriced stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:25 UTC GrantRestricted Stock Units · Derivative 3,124 $51.21 $159,980.04
Disclosure

SEC source: 0001225208-19-007090 · doc4.xml · derivative · entry 1

Bridges Dorothy J · CIK 0001754491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Common Stock, $0.01 par value · 3,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Restriced stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:25 UTC GrantRestricted Stock Units · Derivative 3,124 $51.21 $159,980.04
Disclosure

SEC source: 0001225208-19-007089 · doc4.xml · derivative · entry 1

BAXTER WARNER L · CIK 0001190093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Underlying: Common Stock, $0.01 par value · 3,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:12 UTC Tax withholdingCommon Stock, $0.01 par value 11,115 $51.31 $570,310.65
Disclosure

SEC source: 0001225208-19-003256 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,625

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:09 UTC
Kotwal Shailesh MVice Chairman
Tax withholdingCommon Stock, $0.01 par value 8,788 $51.31 $450,912.28
Disclosure

SEC source: 0001225208-19-003251 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,959

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:12 UTC
Welsh Timothy AVice Chairman
Tax withholdingCommon Stock, $0.01 par value 1,167 $51.31 $59,878.77
Disclosure

SEC source: 0001225208-19-003257 · doc4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,861

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:11 UTC
Runkel Mark G.EVP and Chief Credit Officer
Tax withholdingCommon Stock, $0.01 par value 4,543 $51.31 $233,101.33
Disclosure

SEC source: 0001225208-19-003255 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,171

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:11 UTC
Richard Jodi LVice Chairman
Tax withholdingCommon Stock, $0.01 par value 1,495 $51.31 $76,708.45
Disclosure

SEC source: 0001225208-19-003254 · doc4.xml · nonDerivative · entry 1

Richard Jodi L · CIK 0001753606 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,171

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:09 UTC
Quinn Katherine BVice Chairman
Tax withholdingCommon Stock, $0.01 par value 6,500 $51.31 $333,515.00
Disclosure

SEC source: 0001225208-19-003253 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,737

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:09 UTC
Kelligrew James BVice Chairman
Tax withholdingCommon Stock, $0.01 par value 7,566 $51.31 $388,211.46
Disclosure

SEC source: 0001225208-19-003250 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,495

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:08 UTC
Kedia GunjanVice Chairman
Tax withholdingCommon Stock, $0.01 par value 2,484 $51.31 $127,454.04
Disclosure

SEC source: 0001225208-19-003249 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,648

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:08 UTC
GODRIDGE LESLIE VVice Chairman
Tax withholdingCommon Stock, $0.01 par value 6,526 $51.31 $334,849.06
Disclosure

SEC source: 0001225208-19-003248 · doc4.xml · nonDerivative · entry 1

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,894

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:07 UTC
Gifford Craig EEVP and Controller
Tax withholdingCommon Stock, $0.01 par value 2,123 $51.31 $108,931.13
Disclosure

SEC source: 0001225208-19-003247 · doc4.xml · nonDerivative · entry 1

Gifford Craig E · CIK 0001417036 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,845

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:07 UTC
Elmore John R.Vice Chairman
Tax withholdingCommon Stock, $0.01 par value 6,281 $51.31 $322,278.11
Disclosure

SEC source: 0001225208-19-003246 · doc4.xml · nonDerivative · entry 1

Elmore John R. · CIK 0001569387 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,577

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:06 UTC
DOLAN TERRANCE RVice Chairman & CFO
Tax withholdingCommon Stock, $0.01 par value 11,835 $51.31 $607,253.85
Disclosure

SEC source: 0001225208-19-003245 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,604

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:06 UTC
CHOSY JAMES LEVP and General Counsel
Tax withholdingCommon Stock, $0.01 par value 6,986 $51.31 $358,451.66
Disclosure

SEC source: 0001225208-19-003244 · doc4.xml · nonDerivative · entry 1

CHOSY JAMES L · CIK 0001271850 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,930

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:05 UTC
CECERE ANDREWDirector · Chairman, President and CEO
Tax withholdingCommon Stock, $0.01 par value 33,903 $51.31 $1,739,562.93
Disclosure

SEC source: 0001225208-19-003243 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,554

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:20 UTC Tax withholdingCommon Stock, $0.01 par value 1,707 $50.91 $86,903.37
Disclosure

SEC source: 0001225208-19-002925 · doc4.xml · nonDerivative · entry 2

von Gillern Jeffry H. · CIK 0001493995 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,740

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:20 UTC GrantCommon Stock, $0.01 par value 19,818 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002925 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,447

F1 · shares: The restricted stock units vest 33% on each of February 14, 2020 and 2021, and 34% on February 14, 2022. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2019. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2022 based on the company's performance against certain performance targets from 2019 through 2021 and will be reported at the time of such determination.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:20 UTC
Gifford Craig EEVP and Controller
Tax withholdingCommon Stock, $0.01 par value 1,172 $50.91 $59,666.52
Disclosure

SEC source: 0001225208-19-002929 · doc4.xml · nonDerivative · entry 2

Gifford Craig E · CIK 0001417036 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,968

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:20 UTC
Gifford Craig EEVP and Controller
GrantCommon Stock, $0.01 par value 11,891 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002929 · doc4.xml · nonDerivative · entry 1

Gifford Craig E · CIK 0001417036 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,140

F1 · shares: These restricted stock units vest 33% on each of February 14, 2020 and 2021, and 34% on February 14, 2022.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:20 UTC
Welsh Timothy AVice Chairman
Tax withholdingCommon Stock, $0.01 par value 1,218 $50.91 $62,008.38
Disclosure

SEC source: 0001225208-19-002928 · doc4.xml · nonDerivative · entry 2

Welsh Timothy A · CIK 0001711665 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,028

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:20 UTC
Welsh Timothy AVice Chairman
GrantCommon Stock, $0.01 par value 16,647 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002928 · doc4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,246

F1 · shares: The restricted stock units vest 33% on each of February 14, 2020 and 2021, and 34% on February 14, 2022. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2019. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2022 based on the company's performance against certain performance targets from 2019 through 2021 and will be reported at the time of such determination.

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February 14, 2019 Filed Feb 19, 2019 21:19 UTC
Runkel Mark G.EVP and Chief Credit Officer
Tax withholdingCommon Stock, $0.01 par value 2,168 $50.91 $110,372.88
Disclosure

SEC source: 0001225208-19-002924 · doc4.xml · nonDerivative · entry 2

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,714

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February 14, 2019 Filed Feb 19, 2019 21:19 UTC
Runkel Mark G.EVP and Chief Credit Officer
GrantCommon Stock, $0.01 par value 7,927 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002924 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,882

F1 · shares: The restricted stock units vest 33% on each of February 14, 2020 and 2021, and 34% on February 14, 2022. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2019. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2022 based on the company's performance against certain performance targets from 2019 through 2021 and will be reported at the time of such determination.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:18 UTC
Richard Jodi LVice Chairman
Tax withholdingCommon Stock, $0.01 par value 620 $50.91 $31,564.20
Disclosure

SEC source: 0001225208-19-002923 · doc4.xml · nonDerivative · entry 2

Richard Jodi L · CIK 0001753606 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,666

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:18 UTC
Richard Jodi LVice Chairman
GrantCommon Stock, $0.01 par value 13,872 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002923 · doc4.xml · nonDerivative · entry 1

Richard Jodi L · CIK 0001753606 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,286

F1 · shares: The restricted stock units vest 33% on each of February 14, 2020 and 2021, and 34% on February 14, 2022. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2019. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2022 based on the company's performance against certain performance targets from 2019 through 2021 and will be reported at the time of such determination.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:17 UTC
Quinn Katherine BVice Chairman
Tax withholdingCommon Stock, $0.01 par value 1,209 $50.91 $61,550.19
Disclosure

SEC source: 0001225208-19-002922 · doc4.xml · nonDerivative · entry 2

Quinn Katherine B · CIK 0001631228 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,237

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:17 UTC
Quinn Katherine BVice Chairman
GrantCommon Stock, $0.01 par value 14,269 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002922 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,446

F1 · shares: The restricted stock units vest 33% on each of February 14, 2020 and 2021, and 34% on February 14, 2022. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2019. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2022 based on the company's performance against certain performance targets from 2019 through 2021 and will be reported at the time of such determination.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:17 UTC
Kelligrew James BVice Chairman
Tax withholdingCommon Stock, $0.01 par value 1,189 $50.91 $60,531.99
Disclosure

SEC source: 0001225208-19-002920 · doc4.xml · nonDerivative · entry 2

Kelligrew James B · CIK 0001660311 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,061

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:17 UTC
Kelligrew James BVice Chairman
GrantCommon Stock, $0.01 par value 12,683 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002920 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,250

F1 · shares: The restricted stock units vest 33% on each of February 14, 2020 and 2021, and 34% on February 14, 2022. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2019. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2022 based on the company's performance against certain performance targets from 2019 through 2021 and will be reported at the time of such determination.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:17 UTC
Kotwal Shailesh MVice Chairman
Tax withholdingCommon Stock, $0.01 par value 1,497 $50.91 $76,212.27
Disclosure

SEC source: 0001225208-19-002921 · doc4.xml · nonDerivative · entry 2

Kotwal Shailesh M · CIK 0001372128 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,747

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:17 UTC
Kotwal Shailesh MVice Chairman
GrantCommon Stock, $0.01 par value 16,647 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002921 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,244

F1 · shares: The restricted stock units vest 33% on each of February 14, 2020 and 2021, and 34% on February 14, 2022. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2019. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2022 based on the company's performance against certain performance targets from 2019 through 2021 and will be reported at the time of such determination.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:16 UTC
Kedia GunjanVice Chairman
Tax withholdingCommon Stock, $0.01 par value 1,520 $50.91 $77,383.20
Disclosure

SEC source: 0001225208-19-002919 · doc4.xml · nonDerivative · entry 2

Kedia Gunjan · CIK 0001628719 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,132

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:16 UTC
Kedia GunjanVice Chairman
GrantCommon Stock, $0.01 par value 16,647 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002919 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,652

F1 · shares: The restricted stock units vest 33% on each of February 14, 2020 and 2021, and 34% on February 14, 2022. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2019. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2022 based on the company's performance against certain performance targets from 2019 through 2021 and will be reported at the time of such determination.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:13 UTC
DOLAN TERRANCE RVice Chairman & CFO
Tax withholdingCommon Stock, $0.01 par value 2,192 $50.91 $111,594.72
Disclosure

SEC source: 0001225208-19-002916 · doc4.xml · nonDerivative · entry 2

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,439

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:13 UTC
DOLAN TERRANCE RVice Chairman & CFO
GrantCommon Stock, $0.01 par value 27,745 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002916 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,631

F1 · shares: The restricted stock units vest 33% on each of February 14, 2020 and 2021, and 34% on February 14, 2022. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2019. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2022 based on the company's performance against certain performance targets from 2019 through 2021 and will be reported at the time of such determination.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.