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Nasdaq · USD

UPWK

UPWORK, INC

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4876
SEC CIK
0001627475
Parsed reports
386

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202504
Jan 202600
Feb 202605
Mar 202605
Apr 202600
May 202604
Jun 202603
Jul 202601
Aug 202604
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2019 Filed Jun 21, 2019 01:35 UTC
Brown HaydenChief Marketing & Product Ofcr
Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,860 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013793 · doc1.xml · derivative · entry 3

Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,900

Underlying: Common Stock · 3,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 6.25% of the RSUs vested on June 18, 2019, and the remainder will vest as to an additional 6.25% of the RSUs on each quarterly anniversary thereafter, subject to, on each vesting date, the Reporting Person's (i) continued employment with the Issuer and (ii) continued leadership of the Issuer's marketing and product departments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: 6.25% of the RSUs vested on June 18, 2019, and the remainder will vest as to an additional 6.25% of the RSUs on each quarterly anniversary thereafter, subject to, on each vesting date, the Reporting Person's (i) continued employment with the Issuer and (ii) continued leadership of the Issuer's marketing and product departments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

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June 18, 2019 Filed Jun 21, 2019 01:35 UTC
Brown HaydenChief Marketing & Product Ofcr
SaleCommon Stock 1,435 $15.57 $22,342.95
Disclosure

SEC source: 0001567619-19-013793 · doc1.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,081

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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June 18, 2019 Filed Jun 21, 2019 01:35 UTC
Brown HaydenChief Marketing & Product Ofcr
Exercise / conversionCommon Stock 3,860 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013793 · doc1.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 19:28 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001567619-19-013720 · doc1.xml · derivative · entry 5

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 50,000 shares

Expires 2025-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, with respect to 1/5th of the shares on June 16, 2016, and an additional 1/60th of the shares monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 19:28 UTC
Yuan Han-ShenSVP, Engineering
SaleCommon Stock 50,000 $15.45 $772,720.00
Disclosure

SEC source: 0001567619-19-013720 · doc1.xml · nonDerivative · entry 2

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,266

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.06 to $15.64 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 19:28 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionCommon Stock 50,000 $3.18 $159,000.00
Disclosure

SEC source: 0001567619-19-013720 · doc1.xml · nonDerivative · entry 1

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · balance_after: Includes 2,266 shares acquired under the Issuer's employee stock purchase plan on May 14, 2019.

Read SEC document
June 05, 2019 Filed Jun 8, 2019 00:01 UTC
LAYTON THOMASDirector · Chairman
GrantCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013111 · doc1.xml · nonDerivative · entry 3

LAYTON THOMAS · CIK 0001079457 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,787

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2019), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 05, 2019 Filed Jun 8, 2019 00:01 UTC
LAYTON THOMASDirector · Chairman
GrantCommon Stock 2,140 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013111 · doc1.xml · nonDerivative · entry 2

LAYTON THOMAS · CIK 0001079457 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,564

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2019), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 05, 2019 Filed Jun 8, 2019 00:01 UTC
LAYTON THOMASDirector · Chairman
GrantCommon Stock 9,174 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013111 · doc1.xml · nonDerivative · entry 1

LAYTON THOMAS · CIK 0001079457 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,424

F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) June 5, 2020, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 17:17 UTC
MARRIOTT DANDirector
GrantCommon Stock 11,314 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016047 · doc4.xml · nonDerivative · entry 1

MARRIOTT DAN · CIK 0001184242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,756

F1 · shares: Represents awards of: (i) 9,174 restricted stock units ("RSUs") that vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) June 5, 2020, in each case subject to the continuing service of the Reporting Person through such date; and (ii) 2,140 RSUs that vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2019), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (i) the date of the Issuer's 2020 annual meeting of stockholders and (ii) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

F2 · balance_after: Represents: (i) the 11,314 RSUs reported in column 4 of Table I; (ii) 154,192 shares received via pro rata distributions previously reported on the Form 4 filed by the Reporting Person on May 31, 2019; and (iii) 9,250 vested RSUs.

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June 05, 2019 Filed Jun 7, 2019 23:36 UTC
HARVEY KEVINDirector · 10% owner
GrantCommon Stock 2,140 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035679 · doc4.xml · nonDerivative · entry 2

HARVEY KEVIN · CIK 0001190213 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,564

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2019), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 23:36 UTC
HARVEY KEVINDirector · 10% owner
GrantCommon Stock 9,174 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035679 · doc4.xml · nonDerivative · entry 1

HARVEY KEVIN · CIK 0001190213 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,424

F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) June 5, 2020, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:02 UTC GrantCommon Stock 9,174 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013112 · doc1.xml · nonDerivative · entry 1

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,674

F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) June 5, 2020, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:00 UTC
GRETSCH GREGORY C.Director · 10% owner
GrantCommon Stock 2,140 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013110 · doc1.xml · nonDerivative · entry 2

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,564

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2019), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:00 UTC
GRETSCH GREGORY C.Director · 10% owner
GrantCommon Stock 9,174 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013110 · doc1.xml · nonDerivative · entry 1

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,424

F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) June 5, 2020, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 05, 2019 Filed Jun 8, 2019 00:03 UTC
Steele GaryDirector
GrantCommon Stock 2,140 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013113 · doc1.xml · nonDerivative · entry 2

Steele Gary · CIK 0001547434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,564

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2019), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 05, 2019 Filed Jun 8, 2019 00:03 UTC
Steele GaryDirector
GrantCommon Stock 9,174 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013113 · doc1.xml · nonDerivative · entry 1

Steele Gary · CIK 0001547434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,424

F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) June 5, 2020, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 05, 2019 Filed Jul 18, 2019 20:50 UTC Amendment
HARVEY KEVINDirector · 10% owner
GrantCommon Stock 2,140 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042643 · doc4a.xml · nonDerivative · entry 2

HARVEY KEVIN · CIK 0001190213 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,564

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2019), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 05, 2019 Filed Jul 18, 2019 20:50 UTC Amendment
HARVEY KEVINDirector · 10% owner
GrantCommon Stock 9,174 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042643 · doc4a.xml · nonDerivative · entry 1

HARVEY KEVIN · CIK 0001190213 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,424

F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) June 5, 2020, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:48 UTC
MARRIOTT DANDirector
OtherCommon Stock 154,192 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015333 · doc4.xml · nonDerivative · entry 2

MARRIOTT DAN · CIK 0001184242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,442

F3 · kind: Transactions reported on this line represent pro rata distributions, and not a purchase or sale of securities, received by the Reporting Person.

F4 · balance_after: Represents: (i) 154,192 shares received via pro rata distributions; (ii) 584 restricted stock units ("RSUs") that vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) June 30, 2019, in each case subject to the continuing service of the Reporting Person through such date; (iii) 1,166 vested RSUs; and (iv) 7,500 RSUs that vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) July 3, 2019, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:48 UTC
MARRIOTT DANDirector
OtherCommon Stock 386,811 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015333 · doc4.xml · nonDerivative · entry 1

MARRIOTT DAN · CIK 0001184242 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by SG Growth Partners I, L.P.

Disclosed balance after: 2,654,823

F1 · kind: Transactions reported on this line represent pro rata distributions, and not a purchase or sale of securities.

F2 · ownership.nature: SGGP I, LLC ("SG GP") has sole voting and dispositive power over the shares held by SG Growth Partners I, L.P. Voting decisions with respect to such shares are made by Kenneth A. Fox and the Reporting Person, as the investment committee of SG GP.

Read SEC document
May 17, 2019 Filed May 17, 2019 20:02 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001567619-19-011604 · doc1.xml · derivative · entry 6

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 50,000 shares

Expires 2025-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, with respect to 1/5th of the shares on June 16, 2016, and an additional 1/60th of the shares monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
May 17, 2019 Filed May 17, 2019 20:02 UTC
Yuan Han-ShenSVP, Engineering
SaleCommon Stock 50,000 $15.90 $794,955.00
Disclosure

SEC source: 0001567619-19-011604 · doc1.xml · nonDerivative · entry 4

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.68 to $16.13 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
May 17, 2019 Filed May 17, 2019 20:02 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionCommon Stock 50,000 $3.18 $159,000.00
Disclosure

SEC source: 0001567619-19-011604 · doc1.xml · nonDerivative · entry 3

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:02 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001567619-19-011604 · doc1.xml · derivative · entry 5

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 50,000 shares

Expires 2025-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, with respect to 1/5th of the shares on June 16, 2016, and an additional 1/60th of the shares monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:02 UTC
Yuan Han-ShenSVP, Engineering
SaleCommon Stock 50,000 $15.83 $791,560.00
Disclosure

SEC source: 0001567619-19-011604 · doc1.xml · nonDerivative · entry 2

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.56 to $16.04 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:02 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionCommon Stock 50,000 $3.18 $159,000.00
Disclosure

SEC source: 0001567619-19-011604 · doc1.xml · nonDerivative · entry 1

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 16, 2019 Filed May 21, 2019 00:10 UTC
Brown HaydenChief Marketing & Product Ofcr
SaleCommon Stock 2,266 $15.84 $35,888.00
Disclosure

SEC source: 0001567619-19-011725 · doc1.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,656

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices. These shares were acquired on May 14, 2019 under the Issuer's employee stock purchase plan.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.59 to $16.12 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
May 10, 2019 Filed May 15, 2019 00:50 UTC
Brown HaydenChief Marketing & Product Ofcr
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,750 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001567619-19-010912 · doc1.xml · derivative · entry 3

Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,375

Underlying: Common Stock · 3,750 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
May 10, 2019 Filed May 15, 2019 00:50 UTC
Brown HaydenChief Marketing & Product Ofcr
SaleCommon Stock 3,750 $16.58 $62,175.00
Disclosure

SEC source: 0001567619-19-010912 · doc1.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,656

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 10, 2019 Filed May 15, 2019 00:50 UTC
Brown HaydenChief Marketing & Product Ofcr
Exercise / conversionCommon Stock 3,750 $1.52 $5,700.00
Disclosure

SEC source: 0001567619-19-010912 · doc1.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 10, 2019 Filed May 15, 2019 00:51 UTC
Kasriel StephaneDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 270,775 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0001567619-19-010913 · doc1.xml · derivative · entry 6

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,966

Underlying: Common Stock · 270,775 shares

Expires 2024-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

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May 10, 2019 Filed May 15, 2019 00:51 UTC
Kasriel StephaneDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,225 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0001567619-19-010913 · doc1.xml · derivative · entry 5

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,225

Underlying: Common Stock · 9,225 shares

Expires 2024-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

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May 10, 2019 Filed May 15, 2019 00:51 UTC
Kasriel StephaneDirector · President & CEO
SaleCommon Stock 70,137 $16.78 $1,177,235.52
Disclosure

SEC source: 0001567619-19-010913 · doc1.xml · nonDerivative · entry 3

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,848

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $16.69 to $16.89 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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May 10, 2019 Filed May 15, 2019 00:51 UTC
Kasriel StephaneDirector · President & CEO
SaleCommon Stock 209,863 $16.20 $3,399,759.61
Disclosure

SEC source: 0001567619-19-010913 · doc1.xml · nonDerivative · entry 2

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,985

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.68 to $16.65 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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May 10, 2019 Filed May 15, 2019 00:51 UTC
Kasriel StephaneDirector · President & CEO
Exercise / conversionCommon Stock 280,000 $2.76 $772,800.00
Disclosure

SEC source: 0001567619-19-010913 · doc1.xml · nonDerivative · entry 1

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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May 09, 2019 Filed May 13, 2019 18:16 UTC
MARRIOTT DANDirector
OtherCommon Stock 2,132,734 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013334 · doc4.xml · nonDerivative · entry 1

MARRIOTT DAN · CIK 0001184242 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,041,634

F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by SG Growth Partners I, L.P. ("SG LP") to its limited partners and its general partner, SGGP I, LLC ("SG GP"), and certain of its affiliates, without consideration.

F2 · ownership.nature: SG GP has sole voting and dispositive power over the shares held by SG LP. Voting decisions with respect to such shares are made by Kenneth A. Fox and Dan Marriott, the Reporting Person and a member of the Issuer's board of directors, as the investment committee of SG GP.

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May 03, 2019 Filed May 9, 2019 00:00 UTC
Brown HaydenChief Marketing & Product Ofcr
GrantRestricted Stock Units · Derivative 61,760 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-010194 · doc1.xml · derivative · entry 1

Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,760

Underlying: Common Stock · 61,760 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 6.25% of the RSUs will vest on June 18, 2019, and the remainder will vest as to an additional 6.25% of the RSUs on each quarterly anniversary thereafter, subject to, on each vesting date, the Reporting Person's (i) continued employment with the Issuer and (ii) continued leadership of the Issuer's marketing and product departments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F2 · derivative.expiration_date: 6.25% of the RSUs will vest on June 18, 2019, and the remainder will vest as to an additional 6.25% of the RSUs on each quarterly anniversary thereafter, subject to, on each vesting date, the Reporting Person's (i) continued employment with the Issuer and (ii) continued leadership of the Issuer's marketing and product departments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

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April 01, 2019 Filed Apr 3, 2019 17:47 UTC SaleCommon Stock 5 $18.87 $94.35
Disclosure

SEC source: 0001012975-19-000283 · edgar.xml · nonDerivative · entry 10

Globespan Management Associates IV, LLC · CIK 0001754247 · 10% owner

GLOBESPAN CAPITAL PARTNERS IV LP · CIK 0001180206 · 10% owner

Goldfarb Andrew P · CIK 0001404740 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 169,508

F3 · price: The transaction was executed in multiple trades at prices ranging from $18.81 to $19.00. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F7 · ownership.nature: Held directly by GCP IV Affiliates Fund, L.P.

F8 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

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April 01, 2019 Filed Apr 3, 2019 17:47 UTC SaleCommon Stock 32,063 $18.00 $577,134.00
Disclosure

SEC source: 0001012975-19-000283 · edgar.xml · nonDerivative · entry 9

Globespan Management Associates IV, LLC · CIK 0001754247 · 10% owner

GLOBESPAN CAPITAL PARTNERS IV LP · CIK 0001180206 · 10% owner

Goldfarb Andrew P · CIK 0001404740 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 169,513

F1 · price: The transaction was executed in multiple trades at prices ranging from $17.735 to $18.59. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F7 · ownership.nature: Held directly by GCP IV Affiliates Fund, L.P.

F8 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

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April 01, 2019 Filed Apr 3, 2019 17:47 UTC SaleCommon Stock 7 $18.87 $132.09
Disclosure

SEC source: 0001012975-19-000283 · edgar.xml · nonDerivative · entry 8

Globespan Management Associates IV, LLC · CIK 0001754247 · 10% owner

GLOBESPAN CAPITAL PARTNERS IV LP · CIK 0001180206 · 10% owner

Goldfarb Andrew P · CIK 0001404740 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 244,770

F3 · price: The transaction was executed in multiple trades at prices ranging from $18.81 to $19.00. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F6 · ownership.nature: Held directly by Globespan Capital Partners IV GmbH & Co. KG.

F8 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

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April 01, 2019 Filed Apr 3, 2019 17:47 UTC SaleCommon Stock 46,299 $18.00 $833,382.00
Disclosure

SEC source: 0001012975-19-000283 · edgar.xml · nonDerivative · entry 7

Globespan Management Associates IV, LLC · CIK 0001754247 · 10% owner

GLOBESPAN CAPITAL PARTNERS IV LP · CIK 0001180206 · 10% owner

Goldfarb Andrew P · CIK 0001404740 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 244,777

F1 · price: The transaction was executed in multiple trades at prices ranging from $17.735 to $18.59. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F6 · ownership.nature: Held directly by Globespan Capital Partners IV GmbH & Co. KG.

F8 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

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April 01, 2019 Filed Apr 3, 2019 17:47 UTC SaleCommon Stock 16 $18.87 $301.92
Disclosure

SEC source: 0001012975-19-000283 · edgar.xml · nonDerivative · entry 6

Globespan Management Associates IV, LLC · CIK 0001754247 · 10% owner

GLOBESPAN CAPITAL PARTNERS IV LP · CIK 0001180206 · 10% owner

Goldfarb Andrew P · CIK 0001404740 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 555,243

F3 · price: The transaction was executed in multiple trades at prices ranging from $18.81 to $19.00. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: Held directly by JAFCO Globespan USIT IV, L.P.

F8 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

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April 01, 2019 Filed Apr 3, 2019 17:47 UTC SaleCommon Stock 105,027 $18.00 $1,890,486.00
Disclosure

SEC source: 0001012975-19-000283 · edgar.xml · nonDerivative · entry 5

Globespan Management Associates IV, LLC · CIK 0001754247 · 10% owner

GLOBESPAN CAPITAL PARTNERS IV LP · CIK 0001180206 · 10% owner

Goldfarb Andrew P · CIK 0001404740 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 555,259

F1 · price: The transaction was executed in multiple trades at prices ranging from $17.735 to $18.59. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: Held directly by JAFCO Globespan USIT IV, L.P.

F8 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

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April 01, 2019 Filed Apr 3, 2019 17:47 UTC SaleCommon Stock 18 $18.87 $339.66
Disclosure

SEC source: 0001012975-19-000283 · edgar.xml · nonDerivative · entry 4

Globespan Management Associates IV, LLC · CIK 0001754247 · 10% owner

GLOBESPAN CAPITAL PARTNERS IV LP · CIK 0001180206 · 10% owner

Goldfarb Andrew P · CIK 0001404740 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 616,459

F3 · price: The transaction was executed in multiple trades at prices ranging from $18.81 to $19.00. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.nature: Held directly by Globespan Capital Partners (Cayman) IV, L.P.

F8 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

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April 01, 2019 Filed Apr 3, 2019 17:47 UTC SaleCommon Stock 116,606 $18.00 $2,098,908.00
Disclosure

SEC source: 0001012975-19-000283 · edgar.xml · nonDerivative · entry 3

Globespan Management Associates IV, LLC · CIK 0001754247 · 10% owner

GLOBESPAN CAPITAL PARTNERS IV LP · CIK 0001180206 · 10% owner

Goldfarb Andrew P · CIK 0001404740 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 616,477

F1 · price: The transaction was executed in multiple trades at prices ranging from $17.735 to $18.59. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.nature: Held directly by Globespan Capital Partners (Cayman) IV, L.P.

F8 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

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April 01, 2019 Filed Apr 3, 2019 17:47 UTC SaleCommon Stock 254 $18.87 $4,792.98
Disclosure

SEC source: 0001012975-19-000283 · edgar.xml · nonDerivative · entry 2

Globespan Management Associates IV, LLC · CIK 0001754247 · 10% owner

GLOBESPAN CAPITAL PARTNERS IV LP · CIK 0001180206 · 10% owner

Goldfarb Andrew P · CIK 0001404740 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,985,747

F3 · price: The transaction was executed in multiple trades at prices ranging from $18.81 to $19.00. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F2 · ownership.nature: Held directly by Globespan Capital Partners IV, L.P.

F8 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

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April 01, 2019 Filed Apr 3, 2019 17:47 UTC SaleCommon Stock 1,699,705 $18.00 $30,594,690.00
Disclosure

SEC source: 0001012975-19-000283 · edgar.xml · nonDerivative · entry 1

Globespan Management Associates IV, LLC · CIK 0001754247 · 10% owner

GLOBESPAN CAPITAL PARTNERS IV LP · CIK 0001180206 · 10% owner

Goldfarb Andrew P · CIK 0001404740 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,986,001

F1 · price: The transaction was executed in multiple trades at prices ranging from $17.735 to $18.59. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F2 · ownership.nature: Held directly by Globespan Capital Partners IV, L.P.

F8 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

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February 11, 2019 Filed Feb 13, 2019 20:20 UTC
Yuan Han-ShenSVP, Engineering
GrantRestricted Stock Units · Derivative 31,023 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003881 · doc1.xml · derivative · entry 1

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,023

Underlying: Common Stock · 31,023 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2021, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F2 · derivative.expiration_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2021, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

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February 11, 2019 Filed Feb 14, 2019 01:20 UTC
Brown HaydenSVP, Product & Design
GrantRestricted Stock Units · Derivative 31,023 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003880 · doc1.xml · derivative · entry 1

Brown Hayden · CIK 0001753662 · SVP, Product & Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,023

Underlying: Common Stock · 31,023 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2021, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F2 · derivative.expiration_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2021, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.