Tapewire

Nasdaq · USD

UPST

Upstart Holdings, Inc.

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Tapewire entity
4306
SEC CIK
0001647639
Parsed reports
489

Last 12 months

Inside the activity.

6 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202527
Dec 202502
Jan 202601
Feb 202605
Mar 202601
Apr 202600
May 2026311
Jun 202601
Jul 202600
Aug 202609
Sep 202611
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 14, 2024 Filed Oct 15, 2024 21:24 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionCommon Stock 20,000 $1.17 $23,400.00
Disclosure

SEC source: 0001628280-24-042871 · wk-form4_1729027437.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 898,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 14, 2024 Filed Oct 15, 2024 21:20 UTC
Mirgorodskaya NataliaCorporate Controller
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,000 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001628280-24-042867 · wk-form4_1729027201.xml · derivative · entry 6

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F4 · derivative.exercise_date: All of the shares subject to this option were fully vested and exercisable as of the transaction date

Read SEC document
October 14, 2024 Filed Oct 15, 2024 21:20 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 3,000 $50.00 $150,000.00
Disclosure

SEC source: 0001628280-24-042867 · wk-form4_1729027201.xml · nonDerivative · entry 4

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,518

F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

Read SEC document
October 14, 2024 Filed Oct 15, 2024 21:20 UTC
Mirgorodskaya NataliaCorporate Controller
Exercise / conversionCommon Stock 3,000 $1.17 $3,510.00
Disclosure

SEC source: 0001628280-24-042867 · wk-form4_1729027201.xml · nonDerivative · entry 3

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 21:21 UTC
Darling ScottChief Legal Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 20,000 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001628280-24-042869 · wk-form4_1729027276.xml · derivative · entry 6

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 327,110

Underlying: Common Stock · 20,000 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F6 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 21:21 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 20,000 $45.00 $900,072.00
Disclosure

SEC source: 0001628280-24-042869 · wk-form4_1729027276.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,043

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.035. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 21:21 UTC
Darling ScottChief Legal Officer
Exercise / conversionCommon Stock 20,000 $13.22 $264,400.00
Disclosure

SEC source: 0001628280-24-042869 · wk-form4_1729027276.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 21:20 UTC
Mirgorodskaya NataliaCorporate Controller
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 2,000 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001628280-24-042867 · wk-form4_1729027201.xml · derivative · entry 5

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 2,000 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F4 · derivative.exercise_date: All of the shares subject to this option were fully vested and exercisable as of the transaction date

Read SEC document
October 11, 2024 Filed Oct 15, 2024 21:20 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 2,000 $45.01 $90,022.60
Disclosure

SEC source: 0001628280-24-042867 · wk-form4_1729027201.xml · nonDerivative · entry 2

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,518

F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.035. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 21:20 UTC
Mirgorodskaya NataliaCorporate Controller
Exercise / conversionCommon Stock 2,000 $1.17 $2,340.00
Disclosure

SEC source: 0001628280-24-042867 · wk-form4_1729027201.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F2 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 20:12 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 1,500 $41.29 $61,935.00
Disclosure

SEC source: 0001628280-24-042605 · wk-form4_1728504750.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 338,593

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:26 UTC
Darling ScottChief Legal Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 1,300 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001628280-24-042527 · wk-form4_1728419176.xml · derivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 347,110

Underlying: Common Stock · 1,300 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:26 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 1,300 $40.01 $52,012.35
Disclosure

SEC source: 0001628280-24-042527 · wk-form4_1728419176.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,043

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.03. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:26 UTC
Darling ScottChief Legal Officer
Exercise / conversionCommon Stock 1,300 $13.22 $17,186.00
Disclosure

SEC source: 0001628280-24-042527 · wk-form4_1728419176.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 162,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:34 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 8,800 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001628280-24-042531 · wk-form4_1728419680.xml · derivative · entry 3

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 8,800 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:34 UTC
Gu PaulDirector · Chief Technology Offier
SaleCommon Stock 8,800 $40.10 $352,905.52
Disclosure

SEC source: 0001628280-24-042531 · wk-form4_1728419680.xml · nonDerivative · entry 2

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 878,565

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.385. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:34 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionCommon Stock 8,800 $1.17 $10,296.00
Disclosure

SEC source: 0001628280-24-042531 · wk-form4_1728419680.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 887,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · balance_after: Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:28 UTC
Darling ScottChief Legal Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 6,200 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001628280-24-042159 · wk-form4_1727987331.xml · derivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 348,410

Underlying: Common Stock · 6,200 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F5 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:28 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 3,900 $40.06 $156,225.81
Disclosure

SEC source: 0001628280-24-042159 · wk-form4_1727987331.xml · nonDerivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,043

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.93 to $40.30.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:28 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 2,300 $39.01 $89,725.53
Disclosure

SEC source: 0001628280-24-042159 · wk-form4_1727987331.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,943

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.85 to $39.38. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:28 UTC
Darling ScottChief Legal Officer
Exercise / conversionCommon Stock 6,200 $13.22 $81,964.00
Disclosure

SEC source: 0001628280-24-042159 · wk-form4_1727987331.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 167,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:27 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 36,200 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001628280-24-042156 · wk-form4_1727987268.xml · derivative · entry 4

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,800

Underlying: Common Stock · 36,200 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:27 UTC
Gu PaulDirector · Chief Technology Offier
SaleCommon Stock 6,150 $39.94 $245,652.53
Disclosure

SEC source: 0001628280-24-042156 · wk-form4_1727987268.xml · nonDerivative · entry 3

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 878,565

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.62 to $40.17.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:27 UTC
Gu PaulDirector · Chief Technology Offier
SaleCommon Stock 30,050 $39.07 $1,174,020.45
Disclosure

SEC source: 0001628280-24-042156 · wk-form4_1727987268.xml · nonDerivative · entry 2

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 884,715

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.62 to $39.61. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:27 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionCommon Stock 36,200 $1.17 $42,354.00
Disclosure

SEC source: 0001628280-24-042156 · wk-form4_1727987268.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 914,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · balance_after: Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:15 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 959 $40.32 $38,666.88
Disclosure

SEC source: 0001628280-24-041888 · wk-form4_1727900142.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,518

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:14 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 1,500 $40.32 $60,480.00
Disclosure

SEC source: 0001628280-24-041881 · wk-form4_1727900077.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 340,093

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
September 23, 2024 Filed Sep 25, 2024 20:32 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 1,500 $40.00 $60,000.00
Disclosure

SEC source: 0001628280-24-041305 · wk-form4_1727296313.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 341,593

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 20:57 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 1,500 $34.42 $51,630.00
Disclosure

SEC source: 0001628280-24-040808 · wk-form4_1726693022.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 343,093

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 23:37 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 1,500 $34.85 $52,275.00
Disclosure

SEC source: 0001628280-24-040171 · wk-form4_1726097859.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 344,593

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
September 03, 2024 Filed Sep 6, 2024 00:05 UTC
Darling ScottChief Legal Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,500 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001628280-24-039588 · wk-form4_1725581101.xml · derivative · entry 6

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 354,610

Underlying: Common Stock · 7,500 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F6 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

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September 03, 2024 Filed Sep 6, 2024 00:05 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 100 $41.58 $4,158.00
Disclosure

SEC source: 0001628280-24-039588 · wk-form4_1725581101.xml · nonDerivative · entry 5

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,043

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

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September 03, 2024 Filed Sep 6, 2024 00:05 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 3,727 $41.02 $152,867.38
Disclosure

SEC source: 0001628280-24-039588 · wk-form4_1725581101.xml · nonDerivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,143

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.545 to $41.515.

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September 03, 2024 Filed Sep 6, 2024 00:05 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 500 $41.54 $20,770.50
Disclosure

SEC source: 0001628280-24-039588 · wk-form4_1725581101.xml · nonDerivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,870

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.5150 to $41.58.

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September 03, 2024 Filed Sep 6, 2024 00:05 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 7,000 $40.99 $286,918.10
Disclosure

SEC source: 0001628280-24-039588 · wk-form4_1725581101.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 165,370

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.48 to $41.445. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4.

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September 03, 2024 Filed Sep 6, 2024 00:05 UTC
Darling ScottChief Legal Officer
Exercise / conversionCommon Stock 7,500 $13.22 $99,150.00
Disclosure

SEC source: 0001628280-24-039588 · wk-form4_1725581101.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 172,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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September 03, 2024 Filed Sep 6, 2024 00:06 UTC
Mirgorodskaya NataliaCorporate Controller
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 5,000 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001628280-24-039590 · wk-form4_1725581169.xml · derivative · entry 4

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

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September 03, 2024 Filed Sep 6, 2024 00:06 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 360 $41.54 $14,955.80
Disclosure

SEC source: 0001628280-24-039590 · wk-form4_1725581169.xml · nonDerivative · entry 3

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,477

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.515 to $41.58.

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September 03, 2024 Filed Sep 6, 2024 00:06 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 4,640 $40.99 $190,185.25
Disclosure

SEC source: 0001628280-24-039590 · wk-form4_1725581169.xml · nonDerivative · entry 2

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,837

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.50 to $41.43. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (4) to this Form 4.

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September 03, 2024 Filed Sep 6, 2024 00:06 UTC
Mirgorodskaya NataliaCorporate Controller
Exercise / conversionCommon Stock 5,000 $1.17 $5,850.00
Disclosure

SEC source: 0001628280-24-039590 · wk-form4_1725581169.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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September 03, 2024 Filed Sep 6, 2024 00:04 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 1,500 $41.77 $62,655.00
Disclosure

SEC source: 0001628280-24-039586 · wk-form4_1725581035.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 346,093

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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September 03, 2024 Filed Sep 6, 2024 00:02 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 19,136 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001628280-24-039584 · wk-form4_1725580968.xml · derivative · entry 7

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 19,136 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F6 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
September 03, 2024 Filed Sep 6, 2024 00:02 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 25,864 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001628280-24-039584 · wk-form4_1725580968.xml · derivative · entry 6

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,864 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F6 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
September 03, 2024 Filed Sep 6, 2024 00:02 UTC
Gu PaulDirector · Chief Technology Offier
SaleCommon Stock 30,255 $41.21 $1,246,844.86
Disclosure

SEC source: 0001628280-24-039584 · wk-form4_1725580968.xml · nonDerivative · entry 5

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 878,565

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.95 to $41.60.

Read SEC document
September 03, 2024 Filed Sep 6, 2024 00:02 UTC
Gu PaulDirector · Chief Technology Offier
SaleCommon Stock 7,571 $40.74 $308,428.91
Disclosure

SEC source: 0001628280-24-039584 · wk-form4_1725580968.xml · nonDerivative · entry 4

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 908,820

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.94 to $40.93.

Read SEC document
September 03, 2024 Filed Sep 6, 2024 00:02 UTC
Gu PaulDirector · Chief Technology Offier
SaleCommon Stock 7,174 $39.48 $283,223.06
Disclosure

SEC source: 0001628280-24-039584 · wk-form4_1725580968.xml · nonDerivative · entry 3

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 916,391

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.93 to $39.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4.

Read SEC document
September 03, 2024 Filed Sep 6, 2024 00:02 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionCommon Stock 19,136 $1.17 $22,389.12
Disclosure

SEC source: 0001628280-24-039584 · wk-form4_1725580968.xml · nonDerivative · entry 2

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 923,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

Read SEC document
September 03, 2024 Filed Sep 6, 2024 00:02 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionCommon Stock 25,864 $1.17 $30,260.88
Disclosure

SEC source: 0001628280-24-039584 · wk-form4_1725580968.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 904,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · balance_after: Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 20:14 UTC
Darling ScottChief Legal Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 30,000 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001628280-24-039125 · wk-form4_1725394466.xml · derivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 362,110

Underlying: Common Stock · 30,000 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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August 29, 2024 Filed Sep 3, 2024 20:14 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 9,000 $45.00 $405,000.00
Disclosure

SEC source: 0001628280-24-039125 · wk-form4_1725394466.xml · nonDerivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,870

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.