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NYSE · USD

UPS

UNITED PARCEL SERVICE INC

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Tapewire entity
2301
SEC CIK
0001090727
Parsed reports
645

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2020 Filed Jan 24, 2020 21:10 UTC
WARREN KEVIN MChief Marketing Officer
Tax withholdingClass A Common Stock 2,697 $117.93 $318,057.21
Disclosure

SEC source: 0001225208-20-001115 · doc4.xml · nonDerivative · entry 2

Warren Kevin M · CIK 0001495787 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,645.1222

F1 · balance_after: Includes 95.7691 shares in the Reporting Person's 401(k) account

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:10 UTC
WARREN KEVIN MChief Marketing Officer
Exercise / conversionClass A Common Stock 8,723.3033 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001115 · doc4.xml · nonDerivative · entry 1

Warren Kevin M · CIK 0001495787 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,342.1222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 95.7691 shares in the Reporting Person's 401(k) account

Read SEC document
December 27, 2019 Filed Jan 24, 2020 21:07 UTC
Thomas Charlene AChief Human Resources Officer
GiftClass A Common Stock 107 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001113 · doc5.xml · nonDerivative · entry 1

Thomas Charlene A · CIK 0001781339 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,130.6055

F1 · balance_after: Includes 332.7759 shares in the Reporting Person's 401(k) account

Read SEC document
December 19, 2019 Filed Jan 3, 2020 21:06 UTC
Barber James J.Ret. Chief Operating Officer
GiftClass A Common Stock 511.494 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000249 · doc5.xml · nonDerivative · entry 1

Barber James J. · CIK 0001571166 · Ret. Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,876.5189

F1 · balance_after: Includes 719.3856 shares in Reporting Person's 401k account

Read SEC document
December 16, 2019 Filed Jan 24, 2020 21:07 UTC GiftClass A Common Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001112 · doc5.xml · nonDerivative · entry 3

Peretz Richard N. · CIK 0001641405 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,932.2087

F1 · balance_after: Includes 437.7776 shares in the Reporting Person's 401(k) account

Read SEC document
November 27, 2019 Filed Jan 24, 2020 21:07 UTC
ABNEY DAVID PDirector · Chairman and CEO
GiftClass A Common Stock 760 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001108 · doc5.xml · nonDerivative · entry 3

ABNEY DAVID P · CIK 0001229820 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,397.4572

F2 · shares: Reflects multiple gifts made on this date.

F1 · balance_after: Includes 2,435.1674 shares in the Reporting Person's 401(k) account

Read SEC document
November 26, 2019 Filed Jan 24, 2020 21:07 UTC
ABNEY DAVID PDirector · Chairman and CEO
GiftClass A Common Stock 5,210.6219 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001108 · doc5.xml · nonDerivative · entry 2

ABNEY DAVID P · CIK 0001229820 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,157.4572

F2 · shares: Reflects multiple gifts made on this date.

F1 · balance_after: Includes 2,435.1674 shares in the Reporting Person's 401(k) account

Read SEC document
November 07, 2019 Filed Nov 8, 2019 21:04 UTC GrantPhantom Stock Units · Derivative 222.6901 $123.49 $27,500.00
Disclosure

SEC source: 0001225208-19-014294 · doc4.xml · derivative · entry 1

Warsh Kevin M · CIK 0001555065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,375.9895

Underlying: Class A Common Stock · 222.6901 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock.

F2 · kind: Acquisition of phantom stock units pursuant to Deferred Compensation Plan.

F3 · derivative.exercise_date: Phantom stock units generally become payable in shares of Class A common stock or cash upon termination of services as a director.

F3 · derivative.expiration_date: Phantom stock units generally become payable in shares of Class A common stock or cash upon termination of services as a director.

F4 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock.

Read SEC document
November 06, 2019 Filed Jan 24, 2020 21:07 UTC
Gutmann Kathleen M.Chief Sales & Solutions Off
GiftClass A Common Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001111 · doc5.xml · nonDerivative · entry 1

Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,010.5696

F1 · balance_after: Includes 1,977.1962 shares in the Reporting Person's 401(k) account

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:08 UTC
Barber James J.Chief Operating Officer
SaleClass A Common Stock 1,500 $116.43 $174,640.95
Disclosure

SEC source: 0001225208-19-014044 · doc4.xml · nonDerivative · entry 2

Barber James J. · CIK 0001571166 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,344.3298

F1 · balance_after: Includes 713.5046 shares in the Reporting Person's 401(k) account.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:08 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionOption to Purchase UPS Class A Common · Derivative 1,718 $0.00 Strike: $98.77 $0.00
Disclosure

SEC source: 0001225208-19-014045 · doc4.xml · derivative · entry 10

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146

Underlying: Class A Common Stock · 1,718 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option to purchase 2,864 shares granted on March 2, 2016 vests 20% annually beginning on March 2, 2017.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:08 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionOption to Purchase UPS Class A Common · Derivative 1,949 $0.00 Strike: $101.93 $0.00
Disclosure

SEC source: 0001225208-19-014045 · doc4.xml · derivative · entry 9

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

Underlying: Class A Common Stock · 1,949 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option to purchase 2,437 shares granted on March 2, 2015 vests 20% annually beginning on March 2, 2016.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:08 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionOption to Purchase UPS Class A Common · Derivative 1,469 $0.00 Strike: $106.87 $0.00
Disclosure

SEC source: 0001225208-19-014045 · doc4.xml · derivative · entry 8

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,204

Underlying: Class A Common Stock · 1,469 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option to purchase 3,673 shares granted on March 1, 2017 vests 20% annually beginning on March 1, 2018.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:08 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionOption to Purchase Class A Common · Derivative 300 $0.00 Strike: $106.43 $0.00
Disclosure

SEC source: 0001225208-19-014045 · doc4.xml · derivative · entry 7

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,482

Underlying: Class A Common Stock · 300 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This grant was inadvertently omitted from the Reporting Person's Form 3 filing on March 14, 2018.

F3 · derivative.exercise_date: Option to purchase 3,782 shares granted on March 1, 2018 vests 20% annually beginning on March 1, 2019.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:08 UTC
Cesarone NandoPresident, UPS International
Tax withholdingClass A Common Stock 4,968.982 $116.88 $580,774.62
Disclosure

SEC source: 0001225208-19-014045 · doc4.xml · nonDerivative · entry 5

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,585.5557

F1 · balance_after: Includes 101.8940 shares in the Reporting Person's 401(k) account.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:08 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionClass A Common Stock 300 $106.43 $31,929.00
Disclosure

SEC source: 0001225208-19-014045 · doc4.xml · nonDerivative · entry 4

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,554.5377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 101.8940 shares in the Reporting Person's 401(k) account.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:08 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionClass A Common Stock 1,469 $106.87 $156,992.03
Disclosure

SEC source: 0001225208-19-014045 · doc4.xml · nonDerivative · entry 3

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,254.5377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 101.8940 shares in the Reporting Person's 401(k) account.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:08 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionClass A Common Stock 1,718 $98.77 $169,686.86
Disclosure

SEC source: 0001225208-19-014045 · doc4.xml · nonDerivative · entry 2

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,785.5377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 101.8940 shares in the Reporting Person's 401(k) account.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:08 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionClass A Common Stock 1,949 $101.93 $198,661.57
Disclosure

SEC source: 0001225208-19-014045 · doc4.xml · nonDerivative · entry 1

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,067.5377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 101.8940 shares in the Reporting Person's 401(k) account.

Read SEC document
October 16, 2019 Filed Jan 24, 2020 21:07 UTC
Willis GeorgePresident, US Operations
GiftClass A Common Stock 85 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001109 · doc5.xml · nonDerivative · entry 1

Willis George · CIK 0001739314 · President, US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,752.6166

F1 · balance_after: Includes 111.0304 shares in the Reporting Person's 401(k) account.

Read SEC document
September 17, 2019 Filed Jan 24, 2020 21:07 UTC
ABNEY DAVID PDirector · Chairman and CEO
GiftClass A Common Stock 212 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001108 · doc5.xml · nonDerivative · entry 1

ABNEY DAVID P · CIK 0001229820 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,368.0791

F1 · balance_after: Includes 2,435.1674 shares in the Reporting Person's 401(k) account

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:11 UTC
Newman BrianChief Financial Officer
GrantRestricted Stock Units · Derivative 44,873 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012654 · doc4.xml · derivative · entry 1

Newman Brian · CIK 0001788049 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,873

Underlying: Class A Common Stock · 44,873 shares

Expires 2020-03-15

F1 · derivative.exercise_price: Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. Each RSU represents the right to receive one share of Class A common stock.

Read SEC document
September 11, 2019 Filed Nov 4, 2019 21:08 UTC
Barber James J.Chief Operating Officer
GiftClass A Common Stock 83 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-014044 · doc4.xml · nonDerivative · entry 1

Barber James J. · CIK 0001571166 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,831.3368

F1 · balance_after: Includes 713.5046 shares in the Reporting Person's 401(k) account.

Read SEC document
September 11, 2019 Filed Jan 24, 2020 21:07 UTC
Brothers Norman M. JrSVP, General Counsel & Sec
GiftClass A Common Stock 82 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001110 · doc5.xml · nonDerivative · entry 1

Brothers Norman M. Jr · CIK 0001662878 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,972.8768

F1 · balance_after: Includes 354.0339 shares in the Reporting Person's 401(k) account

Read SEC document
August 07, 2019 Filed Aug 9, 2019 20:06 UTC GrantPhantom Stock Units · Derivative 238.2809 $115.41 $27,500.00
Disclosure

SEC source: 0001225208-19-011121 · doc4.xml · derivative · entry 1

Warsh Kevin M · CIK 0001555065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,104.2488

Underlying: Class A Common Stock · 238.2809 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock.

F2 · kind: Acquisition of phantom stock units pursuant to Deferred Compensation Plan.

F3 · derivative.exercise_date: Phantom stock units generally become payable in shares of Class A common stock or cash upon termination of services as a director.

F3 · derivative.expiration_date: Phantom stock units generally become payable in shares of Class A common stock or cash upon termination of services as a director.

F4 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock.

Read SEC document
July 31, 2019 Filed Jan 24, 2020 21:07 UTC GiftClass A Common Stock 339 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001112 · doc5.xml · nonDerivative · entry 2

Peretz Richard N. · CIK 0001641405 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,028.6298

F1 · balance_after: Includes 437.7776 shares in the Reporting Person's 401(k) account

Read SEC document
July 29, 2019 Filed Jul 31, 2019 20:22 UTC
ABNEY DAVID PDirector · Chairman and CEO
Exercise / conversionOption to Purchase UPS Class A Common · Derivative 9,745 $0.00 Strike: $67.18 $0.00
Disclosure

SEC source: 0001225208-19-010730 · doc4.xml · derivative · entry 9

ABNEY DAVID P · CIK 0001229820 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,745 shares

Expires 2020-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Securities are presently exercisable.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 20:22 UTC
ABNEY DAVID PDirector · Chairman and CEO
Exercise / conversionOption to Purchase UPS Class A Common · Derivative 9,357 $0.00 Strike: $74.25 $0.00
Disclosure

SEC source: 0001225208-19-010730 · doc4.xml · derivative · entry 8

ABNEY DAVID P · CIK 0001229820 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,357 shares

Expires 2021-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Securities are presently exercisable.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 20:22 UTC
ABNEY DAVID PDirector · Chairman and CEO
Exercise / conversionOption to Purchase UPS Class A Common · Derivative 9,620 $0.00 Strike: $76.89 $0.00
Disclosure

SEC source: 0001225208-19-010730 · doc4.xml · derivative · entry 7

ABNEY DAVID P · CIK 0001229820 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,620 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Securities are presently exercisable.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 20:22 UTC
ABNEY DAVID PDirector · Chairman and CEO
Tax withholdingClass A Common Stock 22,465.3186 $120.58 $2,708,868.12
Disclosure

SEC source: 0001225208-19-010730 · doc4.xml · nonDerivative · entry 4

ABNEY DAVID P · CIK 0001229820 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,540.9183

F1 · balance_after: Includes 2,396.0066 shares in the Reporting Person's 401(k) account.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 20:22 UTC
ABNEY DAVID PDirector · Chairman and CEO
Exercise / conversionClass A Common Stock 9,357 $74.25 $694,757.25
Disclosure

SEC source: 0001225208-19-010730 · doc4.xml · nonDerivative · entry 3

ABNEY DAVID P · CIK 0001229820 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,006.2369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,396.0066 shares in the Reporting Person's 401(k) account.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 20:22 UTC
ABNEY DAVID PDirector · Chairman and CEO
Exercise / conversionClass A Common Stock 9,620 $76.89 $739,681.80
Disclosure

SEC source: 0001225208-19-010730 · doc4.xml · nonDerivative · entry 2

ABNEY DAVID P · CIK 0001229820 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,649.2369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,396.0066 shares in the Reporting Person's 401(k) account.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 20:22 UTC
ABNEY DAVID PDirector · Chairman and CEO
Exercise / conversionClass A Common Stock 9,745 $67.18 $654,669.10
Disclosure

SEC source: 0001225208-19-010730 · doc4.xml · nonDerivative · entry 1

ABNEY DAVID P · CIK 0001229820 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,029.2369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,396.0066 shares in the Reporting Person's 401(k) account.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:09 UTC GrantRestricted Stock Units · Derivative 1,736 $0.00 $0.00
Disclosure

SEC source: 0001090727-19-000028 · wf-form4_155751892477433.xml · derivative · entry 1

JOHNSON WILLIAM R · CIK 0001199101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,310.69

Underlying: Class A Common Stock · 1,736 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock.

F2 · derivative.exercise_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F2 · derivative.expiration_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:12 UTC
TOME CAROL BDirector
GrantRestricted Stock Units · Derivative 1,736 $0.00 $0.00
Disclosure

SEC source: 0001090727-19-000034 · wf-form4_155751913152369.xml · derivative · entry 1

TOME CAROL B · CIK 0001195044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,289.1837

Underlying: Class A Common Stock · 1,736 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common Stock.

F2 · derivative.exercise_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F2 · derivative.expiration_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:10 UTC GrantRestricted Stock Units · Derivative 1,736 $0.00 $0.00
Disclosure

SEC source: 0001090727-19-000030 · wf-form4_155751899411139.xml · derivative · entry 1

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,504.1955

Underlying: Class A Common Stock · 1,736 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock.

F2 · derivative.exercise_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F2 · derivative.expiration_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:11 UTC GrantRestricted Stock Units · Derivative 1,736 $0.00 $0.00
Disclosure

SEC source: 0001090727-19-000032 · wf-form4_155751906409753.xml · derivative · entry 1

STANKEY JOHN T · CIK 0001240292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,056.4775

Underlying: Class A Common Stock · 1,736 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock.

F2 · derivative.exercise_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F2 · derivative.expiration_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:13 UTC GrantRestricted Stock Units · Derivative 1,736 $0.00 $0.00
Disclosure

SEC source: 0001090727-19-000035 · wf-form4_155751916906830.xml · derivative · entry 2

Warsh Kevin M · CIK 0001555065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,540.3492

Underlying: Class A Common Stock · 1,736 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock.

F5 · derivative.exercise_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F5 · derivative.expiration_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F4 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock.

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May 09, 2019 Filed May 10, 2019 20:11 UTC GrantRestricted Stock Units · Derivative 1,736 $0.00 $0.00
Disclosure

SEC source: 0001090727-19-000033 · wf-form4_155751909954873.xml · derivative · entry 1

MOISON FRANCK J · CIK 0001227252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,395.9499

Underlying: Class A Common Stock · 1,736 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock.

F2 · derivative.exercise_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F2 · derivative.expiration_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

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May 09, 2019 Filed May 10, 2019 20:10 UTC
Markham RudyDirector
GrantRestricted Stock Units · Derivative 1,736 $0.00 $0.00
Disclosure

SEC source: 0001090727-19-000031 · wf-form4_155751902973548.xml · derivative · entry 1

Markham Rudy · CIK 0001418042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,289.1837

Underlying: Class A Common Stock · 1,736 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock.

F2 · derivative.exercise_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F2 · derivative.expiration_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

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May 09, 2019 Filed May 10, 2019 20:07 UTC GrantRestricted Stock Units · Derivative 1,736 $0.00 $0.00
Disclosure

SEC source: 0001090727-19-000026 · wf-form4_155751885288503.xml · derivative · entry 1

Adkins Rodney C · CIK 0001400395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,664.467

Underlying: Class A Common Stock · 1,736 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock.

F2 · derivative.exercise_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F2 · derivative.expiration_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

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May 09, 2019 Filed May 10, 2019 20:08 UTC GrantRestricted Stock Units · Derivative 1,736 $0.00 $0.00
Disclosure

SEC source: 0001090727-19-000027 · wf-form4_155751888900050.xml · derivative · entry 1

Shi Christiana Smith · CIK 0001529495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,680.0455

Underlying: Class A Common Stock · 1,736 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock.

F2 · derivative.exercise_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F2 · derivative.expiration_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

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May 09, 2019 Filed May 10, 2019 20:09 UTC GrantRestricted Stock Units · Derivative 1,736 $0.00 $0.00
Disclosure

SEC source: 0001090727-19-000029 · wf-form4_155751896005140.xml · derivative · entry 1

BURNS MICHAEL J · CIK 0001181768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,289.1837

Underlying: Class A Common Stock · 1,736 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock.

F2 · derivative.exercise_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F2 · derivative.expiration_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

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May 09, 2019 Filed May 10, 2019 20:07 UTC GrantRestricted Stock Units · Derivative 1,736 $0.00 $0.00
Disclosure

SEC source: 0001090727-19-000025 · wf-form4_155751881703835.xml · derivative · entry 1

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,289.1837

Underlying: Class A Common Stock · 1,736 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock.

F2 · derivative.exercise_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F2 · derivative.expiration_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

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May 08, 2019 Filed May 10, 2019 20:13 UTC GrantPhantom Stock Units · Derivative 257.732 $101.85 $26,250.00
Disclosure

SEC source: 0001090727-19-000035 · wf-form4_155751916906830.xml · derivative · entry 1

Warsh Kevin M · CIK 0001555065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,809.1833

Underlying: Class A Common Stock · 257.732 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock.

F2 · kind: Acquisition of phantom stock units pursuant to Deferred Compensation Plan.

F3 · derivative.exercise_date: Phantom stock units generally become payable in shares of Class A common stock or cash upon termination of service as a director.

F3 · derivative.expiration_date: Phantom stock units generally become payable in shares of Class A common stock or cash upon termination of service as a director.

F4 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock.

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May 01, 2019 Filed May 3, 2019 20:06 UTC
Brothers Norman M. JrSVP, General Counsel & Sec
SaleClass B Common Stock 1,500 $106.03 $159,045.00
Disclosure

SEC source: 0001225208-19-007679 · doc4.xml · nonDerivative · entry 1

Brothers Norman M. Jr · CIK 0001662878 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2017.

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April 04, 2019 Filed Jan 24, 2020 21:07 UTC GiftClass A Common Stock 322 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001112 · doc5.xml · nonDerivative · entry 1

Peretz Richard N. · CIK 0001641405 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,300.4881

F1 · balance_after: Includes 437.7776 shares in the Reporting Person's 401(k) account

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February 26, 2019 Filed Feb 27, 2019 21:06 UTC
Brothers Norman M. JrSVP, General Counsel & Sec
OtherClass B Common Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003847 · doc4.xml · nonDerivative · entry 4

Brothers Norman M. Jr · CIK 0001662878 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F2 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof.

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February 26, 2019 Filed Feb 27, 2019 21:06 UTC
Brothers Norman M. JrSVP, General Counsel & Sec
OtherClass A Common Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003847 · doc4.xml · nonDerivative · entry 3

Brothers Norman M. Jr · CIK 0001662878 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,980.2461

F2 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof.

F1 · balance_after: Includes 279.4032 shares in the Reporting Person's 401(k) account.

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February 25, 2019 Filed Feb 27, 2019 21:07 UTC
Willis GeorgePresident, US Operations
Exercise / conversionRestricted Performance Units · Derivative 4,668 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003855 · doc4.xml · derivative · entry 3

Willis George · CIK 0001739314 · President, US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,668 shares

Expires 2019-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock.

F3 · derivative.exercise_date: The RPUs were vested when earned on February 14, 2019.

F3 · derivative.expiration_date: The RPUs were vested when earned on February 14, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.