Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITED PARCEL SERVICE INCUPS · Entity 2301 | CHF Diversity, Equity & In Off | August 25, 2022 | August 26, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITED PARCEL SERVICE INC
Report date August 25, 2022 · Filed August 26, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 6,797.5285 |
Reported balance
After 2022-08-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-08-25 · Other · Disposed 18,541 · Balance 6,797.5285 F1: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. F2: Includes 501.8594 shares in the reporting person's 401(k) account. |
| Class B Common StockSEC Table I · non-derivative | Direct | 22,313 |
Reported balance
After 2022-08-25 transaction · row 2
1 source rowRow 2 · 2022-08-25 · Other · Acquired 18,541 · Balance 22,313 F1: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof.
F2: Includes 501.8594 shares in the reporting person's 401(k) account.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALLETE INC
Report date December 15, 2025 · Filed December 16, 2025
Section 16 reporting ended · disclosed 2025-12-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-12-15 transaction · row 1
1 source rowRow 1 · 2025-12-15 · Disposition to issuer · Disposed 8,310.63 · Balance 0 F1: Pursuant to the terms of that certain Agreement and Plan of Merger ("Merger Agreement"), dated as of May 5, 2024, by and among ALLETE, Inc., a Minnesota corporation (the "Company"), Alloy Parent LLC, a Delaware limited liability company ("Parent"), and Alloy Merger Sub LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), at the effective time on December 15, 2025 (the "Effective Time"), Merger Sub merged with and into the Company, with the Company surviving such merger (the "Merger") as a subsidiary of Parent. In connection with the Merger, each share of Company common stock, no par value ("Common Stock"), was automatically converted into the right to receive $67.00 in cash per share without interest (the "Merger Consideration"). The disposition of the securities by the Reporting Person in the Merger was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of that certain Agreement and Plan of Merger ("Merger Agreement"), dated as of May 5, 2024, by and among ALLETE, Inc., a Minnesota corporation (the "Company"), Alloy Parent LLC, a Delaware limited liability company ("Parent"), and Alloy Merger Sub LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), at the effective time on December 15, 2025 (the "Effective Time"), Merger Sub merged with and into the Company, with the Company surviving such merger (the "Merger") as a subsidiary of Parent. In connection with the Merger, each share of Company common stock, no par value ("Common Stock"), was automatically converted into the right to receive $67.00 in cash per share without interest (the "Merger Consideration"). The disposition of the securities by the Reporting Person in the Merger was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2025 Filed Dec 16, 2025 21:43 UTC | ALLETE INC ALE · Entity 71489 | Disposition to issuerCommon Stock | 8,310.63 | $67.00 | $556,812.21 |
DisclosureSEC source: 0000929638-25-004648 · form4.xml · nonDerivative · entry 1 Thomas Charlene A · CIK 0001781339 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the terms of that certain Agreement and Plan of Merger ("Merger Agreement"), dated as of May 5, 2024, by and among ALLETE, Inc., a Minnesota corporation (the "Company"), Alloy Parent LLC, a Delaware limited liability company ("Parent"), and Alloy Merger Sub LLC, a Delaware limited liability company and wholly owned subsidiary of Parent ("Merger Sub"), at the effective time on December 15, 2025 (the "Effective Time"), Merger Sub merged with and into the Company, with the Company surviving such merger (the "Merger") as a subsidiary of Parent. In connection with the Merger, each share of Company common stock, no par value ("Common Stock"), was automatically converted into the right to receive $67.00 in cash per share without interest (the "Merger Consideration"). The disposition of the securities by the Reporting Person in the Merger was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 02, 2025 Filed Jun 2, 2025 15:01 UTC | ALLETE INC ALE · Entity 71489 | GrantCommon Stock | 1,690.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010640 · form4.xml · nonDerivative · entry 1 Thomas Charlene A · CIK 0001781339 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,310.63 Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 17:58 UTC | ALLETE INC ALE · Entity 71489 | GrantCommon Stock | 1,742.71 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011880 · form4.xml · nonDerivative · entry 1 Thomas Charlene A · CIK 0001781339 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,619.89 Read SEC document |
| June 01, 2023 Filed Jun 1, 2023 12:10 UTC | ALLETE INC ALE · Entity 71489 | GrantCommon Stock | 1,786.29 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012570 · form4.xml · nonDerivative · entry 1 Thomas Charlene A · CIK 0001781339 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,877.17 Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 21:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | OtherClass B Common Stock | 18,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009813 · doc4.xml · nonDerivative · entry 2 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,313 F1 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 21:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | OtherClass A Common Stock | 18,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009813 · doc4.xml · nonDerivative · entry 1 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,797.5285 F1 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. F2 · balance_after: Includes 501.8594 shares in the reporting person's 401(k) account. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 17:38 UTC | ALLETE INC ALE · Entity 71489 | GrantCommon Stock | 1,585.37 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-014183 · form4.xml · nonDerivative · entry 1 Thomas Charlene A · CIK 0001781339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,090.88 Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 20:13 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantOption to Purchase Class A Common · Derivative | 3,450 | $0.00 Strike: $214.58 | $0.00 |
DisclosureSEC source: 0001225208-22-005088 · doc4.xml · derivative · entry 1 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,450 Underlying: Class A Common Stock · 3,450 shares Expires 2032-03-23 F1 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning March 23, 2023. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:20 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | OtherClass B Common Stock | 3,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003711 · doc4.xml · nonDerivative · entry 2 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,772 F1 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:20 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | OtherClass A Common Stock | 3,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003711 · doc4.xml · nonDerivative · entry 1 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,291.1539 F1 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. F2 · balance_after: Includes 454.4848 shares in the reporting person's 401(k) account. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:41 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Units 2021 · Derivative | 3,715.1553 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002992 · doc4.xml · derivative · entry 6 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,715.1553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F5 · derivative.exercise_date: Restricted units vested one year after the date of grant. F5 · derivative.expiration_date: Restricted units vested one year after the date of grant. F2 · derivative.underlying_shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:41 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 31,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002992 · doc4.xml · derivative · entry 5 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 31,044 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F4 · derivative.exercise_date: RPUs were vested when earned on February 9, 2022. F4 · derivative.expiration_date: RPUs were vested when earned on February 9, 2022. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:41 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 14,494 | $214.34 | $3,106,643.96 |
DisclosureSEC source: 0001225208-22-002992 · doc4.xml · nonDerivative · entry 4 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,063.1539 F1 · balance_after: Includes 454.4848 shares in the reporting person's 401(k) account. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:41 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 1,724 | $220.68 | $380,452.32 |
DisclosureSEC source: 0001225208-22-002992 · doc4.xml · nonDerivative · entry 3 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,557.1539 F1 · balance_after: Includes 454.4848 shares in the reporting person's 401(k) account. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:41 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 3,715.1553 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002992 · doc4.xml · nonDerivative · entry 2 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,281.1539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F1 · balance_after: Includes 454.4848 shares in the reporting person's 401(k) account. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:41 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 31,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002992 · doc4.xml · nonDerivative · entry 1 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,565.9986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 454.4848 shares in the reporting person's 401(k) account. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 23:21 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Units 2022 · Derivative | 3,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001949 · doc4.xml · derivative · entry 2 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,355 Underlying: Class A Common Stock · 3,355 shares Expires not disclosed F2 · derivative.exercise_price: Each unit vests on the first anniversary of the grant date and then converts into one share of Class A common stock. F2 · derivative.exercise_date: Each unit vests on the first anniversary of the grant date and then converts into one share of Class A common stock. F2 · derivative.expiration_date: Each unit vests on the first anniversary of the grant date and then converts into one share of Class A common stock. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 23:21 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Performance Units · Derivative | 31,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001949 · doc4.xml · derivative · entry 1 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,044 Underlying: Class A Common Stock · 31,044 shares Expires not disclosed F1 · derivative.exercise_price: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F1 · derivative.exercise_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F1 · derivative.expiration_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:52 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Units 2018 · Derivative | 217.1328 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001138 · doc4.xml · derivative · entry 6 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217 Underlying: Class A Common Stock · 217.1328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F4 · derivative.exercise_date: RSUs vest ratably over five years from the date of grant. F4 · derivative.expiration_date: RSUs vest ratably over five years from the date of grant. F1 · derivative.underlying_shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F1 · balance_after: Includes dividend equivalent units attributable to the restricted units prior to conversion. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:52 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Units 2017 · Derivative | 179.782 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001138 · doc4.xml · derivative · entry 5 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 179.782 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F4 · derivative.exercise_date: RSUs vest ratably over five years from the date of grant. F4 · derivative.expiration_date: RSUs vest ratably over five years from the date of grant. F1 · derivative.underlying_shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:52 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 118 | $206.54 | $24,371.72 |
DisclosureSEC source: 0001225208-22-001138 · doc4.xml · nonDerivative · entry 4 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,521.9986 F2 · balance_after: Includes 454.4848 shares in the reporting person's 401(k) account. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:52 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 97 | $206.54 | $20,034.38 |
DisclosureSEC source: 0001225208-22-001138 · doc4.xml · nonDerivative · entry 3 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,639.9986 F2 · balance_after: Includes 454.4848 shares in the reporting person's 401(k) account. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:52 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 179.782 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001138 · doc4.xml · nonDerivative · entry 2 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,736.9986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F2 · balance_after: Includes 454.4848 shares in the reporting person's 401(k) account. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:52 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 217.1328 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001138 · doc4.xml · nonDerivative · entry 1 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,557.2166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F2 · balance_after: Includes 454.4848 shares in the reporting person's 401(k) account. Read SEC document |
| December 21, 2021 Filed Jan 29, 2022 00:09 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GiftClass A Common Stock | 75 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001131 · doc5.xml · nonDerivative · entry 1 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,340.0838 F1 · balance_after: Includes 454.4848 shares in the reporting person's 401(k) account. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 09:12 UTC | ALLETE INC ALE · Entity 71489 | GrantCommon Stock | 1,005.51 | $0.00 | $0.00 |
DisclosureSEC source: 0000066756-21-000083 · edgar.xml · nonDerivative · entry 1 Thomas Charlene A · CIK 0001781339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,505.51 Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:37 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Units · Derivative | 1,754.3583 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003194 · doc4.xml · derivative · entry 6 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,754.3583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F2 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F5 · derivative.exercise_date: The restricted units vested one year after the date of grant. F5 · derivative.expiration_date: The restricted units vested one year after the date of grant. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:37 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 7,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003194 · doc4.xml · derivative · entry 5 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F4 · derivative.exercise_date: The RPUs were vested when earned on February 10, 2021. F4 · derivative.expiration_date: The RPUs were vested when earned on February 10, 2021. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:37 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 3,721 | $168.40 | $626,616.40 |
DisclosureSEC source: 0001225208-21-003194 · doc4.xml · nonDerivative · entry 4 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,368.511 F1 · balance_after: Includes 407.9120 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:37 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 815 | $163.39 | $133,162.85 |
DisclosureSEC source: 0001225208-21-003194 · doc4.xml · nonDerivative · entry 3 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,089.511 F1 · balance_after: Includes 407.9120 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:37 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 1,754.3583 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003194 · doc4.xml · nonDerivative · entry 2 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,904.511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F1 · balance_after: Includes 407.9120 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:37 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 7,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003194 · doc4.xml · nonDerivative · entry 1 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,150.1527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 407.9120 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionOption to Purchase Class A Common · Derivative | 655 | $0.00 Strike: $111.80 | $0.00 |
DisclosureSEC source: 0001225208-21-002971 · doc4.xml · derivative · entry 6 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,965 Underlying: Class A Common Stock · 655 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option to purchase 3,275 shares granted on February 14, 2019 vests 20% annually beginning on February 14, 2020. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionOption to Purchase Class A Common · Derivative | 2,485 | $0.00 Strike: $105.54 | $0.00 |
DisclosureSEC source: 0001225208-21-002971 · doc4.xml · derivative · entry 5 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,941 Underlying: Class A Common Stock · 2,485 shares Expires 2030-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option to purchase 12,426 shares granted on February 12, 2020 vests 20% annually beginning on February 12, 2021. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | SaleClass A Common Stock | 2,814 | $162.86 | $458,273.97 |
DisclosureSEC source: 0001225208-21-002971 · doc4.xml · nonDerivative · entry 4 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,657.1527 F1 · balance_after: Includes 407.9120 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 326 | $162.96 | $53,124.96 |
DisclosureSEC source: 0001225208-21-002971 · doc4.xml · nonDerivative · entry 3 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,471.1527 F1 · balance_after: Includes 407.9120 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 655 | $111.80 | $73,229.00 |
DisclosureSEC source: 0001225208-21-002971 · doc4.xml · nonDerivative · entry 2 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,797.1527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 407.9120 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 2,485 | $105.54 | $262,266.90 |
DisclosureSEC source: 0001225208-21-002971 · doc4.xml · nonDerivative · entry 1 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,142.1527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 407.9120 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:30 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Units · Derivative | 3,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002460 · doc4.xml · derivative · entry 3 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,637 Underlying: Class A Common Stock · 3,637 shares Expires not disclosed F3 · derivative.exercise_price: Restricted units granted as annual incentive awards under the Company's Management Incentive Program. Each unit vests and converts into one share of Class A common stock on the first anniversary of the grant date. F3 · derivative.exercise_date: Restricted units granted as annual incentive awards under the Company's Management Incentive Program. Each unit vests and converts into one share of Class A common stock on the first anniversary of the grant date. F3 · derivative.expiration_date: Restricted units granted as annual incentive awards under the Company's Management Incentive Program. Each unit vests and converts into one share of Class A common stock on the first anniversary of the grant date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:30 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Performance Units · Derivative | 7,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002460 · doc4.xml · derivative · entry 2 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,493 Underlying: Class A Common Stock · 7,493 shares Expires not disclosed F2 · derivative.exercise_price: Restricted performance units granted as long-term incentive awards under the Company's Long-Term Incentive Program. Each unit automatically converts into one share of Class A common stock. F2 · derivative.exercise_date: Restricted performance units granted as long-term incentive awards under the Company's Long-Term Incentive Program. Each unit automatically converts into one share of Class A common stock. F2 · derivative.expiration_date: Restricted performance units granted as long-term incentive awards under the Company's Long-Term Incentive Program. Each unit automatically converts into one share of Class A common stock. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:30 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantOption to Purchase Class A Common · Derivative | 6,902 | $0.00 Strike: $165.66 | $0.00 |
DisclosureSEC source: 0001225208-21-002460 · doc4.xml · derivative · entry 1 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,902 Underlying: Class A Common Stock · 6,902 shares Expires 2031-02-10 F1 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning February 10, 2022. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 212.8545 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001310 · doc4.xml · derivative · entry 9 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425 Underlying: Class A Common Stock · 212.8545 shares Expires 2023-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F3 · derivative.exercise_date: RPUs vest ratably over five years from the date of grant. F4 · balance_after: Includes dividend equivalent units attributed to the RPUs. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 175.4919 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001310 · doc4.xml · derivative · entry 8 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176 Underlying: Class A Common Stock · 175.4919 shares Expires 2022-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F3 · derivative.exercise_date: RPUs vest ratably over five years from the date of grant. F4 · balance_after: Includes dividend equivalent units attributed to the RPUs. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 188.1516 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001310 · doc4.xml · derivative · entry 7 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 188.1516 shares Expires 2021-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F3 · derivative.exercise_date: RPUs vest ratably over five years from the date of grant. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 118 | $158.90 | $18,750.20 |
DisclosureSEC source: 0001225208-21-001310 · doc4.xml · nonDerivative · entry 6 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,657.1527 F1 · balance_after: Includes 407.9120 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 101 | $158.90 | $16,048.90 |
DisclosureSEC source: 0001225208-21-001310 · doc4.xml · nonDerivative · entry 5 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,775.1527 F1 · balance_after: Includes 407.9120 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 96 | $158.90 | $15,254.40 |
DisclosureSEC source: 0001225208-21-001310 · doc4.xml · nonDerivative · entry 4 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,876.1527 F1 · balance_after: Includes 407.9120 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 175.4919 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001310 · doc4.xml · nonDerivative · entry 3 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,972.1527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 407.9120 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 188.1516 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001310 · doc4.xml · nonDerivative · entry 2 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,796.6608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 407.9120 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 212.8545 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001310 · doc4.xml · nonDerivative · entry 1 Thomas Charlene A · CIK 0001781339 · CHF Diversity, Equity & In Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,608.5092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 407.9120 shares in the Reporting Person's 401(k) account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.